13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 1,522 holding rows worth $29,552,011,000.
- Accession
- 0001140361-16-065577
- Filer
- CIK 1163653
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 2,126 entries on the cover page, a total value of $29,552,011,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $29,552,011,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BANKUNITED INC | 06652K103 | COM | 9,800 | $338,000 | thousands by filing date | |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 11,656 | $337,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 58,259 | $337,000 | thousands by filing date | |
| PACWEST BANCORP DEL | 695263103 | COM | 9,048 | $336,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 29,961 | $336,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 3,810 | $335,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 17,847 | $333,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 3,148 | $333,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 27,050 | $331,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 3,102 | $330,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 5,397 | $330,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 4,200 | $329,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 77,681 | $326,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 14,653 | $326,000 | thousands by filing date | |
| SNYDERS LANCE INC | 833551104 | COM | 10,300 | $325,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 6,469 | $323,000 | thousands by filing date | |
| ESSENT GROUP LTD COM | G3198U102 | Stock | 15,500 | $322,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 1,453 | $321,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 26,755 | $321,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 30,457 | $321,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 26,143 | $320,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 20,801 | $320,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 28,109 | $320,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 5,175 | $319,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 12,783 | $319,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 7,315 | $318,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 15,604 | $318,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 25,601 | $315,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 50,000 | $315,000 | thousands by filing date | put |
| M & T BK CORP COM | 55261F104 | Stock | 2,796 | $311,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 5,151 | $310,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 5,667 | $310,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 5,162 | $309,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 3,644 | $309,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 56,451 | $309,000 | thousands by filing date | |
| CSW INDUSTRIALS INC | 126402106 | COM | 9,758 | $308,000 | thousands by filing date | |
| NXSTAGE MEDICAL INC | 67072V103 | COMMON STOCK | 20,547 | $308,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 11,360 | $307,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 9,780 | $305,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 39,602 | $305,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 9,044 | $304,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 7,500 | $303,000 | thousands by filing date | call |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 7,691 | $303,000 | thousands by filing date | |
| AMERICAN VANGUARD CORP | 030371108 | COM | 19,160 | $303,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 23,048 | $302,000 | thousands by filing date | |
| XCELENERGY INC | 98389B100 | COM | 7,197 | $299,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 10,654 | $299,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 450,000 | $299,000 | thousands by filing date | call |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 17,663 | $298,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 11,537 | $298,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 2,774 | $297,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 1,824 | $297,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 3,983 | $296,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 7,900 | $296,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 9,150 | $296,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 16,471 | $296,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 2,300 | $295,000 | thousands by filing date | |
| DEL TACO RESTAURANTS INC NEW | 245496104 | COM | 28,395 | $295,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 26,420 | $294,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 22,400 | $293,000 | thousands by filing date | call |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 4,336 | $293,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 7,000 | $292,000 | thousands by filing date | call |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 6,300 | $292,000 | thousands by filing date | |
| UMB FINL CORP | 902788108 | COM | 5,617 | $291,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 12,838 | $290,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 14,742 | $287,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 10,636 | $286,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 3,857 | $285,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,859 | $285,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 10,778 | $284,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 9,860 | $284,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 1,918 | $284,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 8,891 | $283,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 6,000 | $282,000 | thousands by filing date | |
| SNAP ON INC COM | 833034101 | Stock | 1,794 | $281,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 5,848 | $281,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 23,932 | $281,000 | thousands by filing date | |
| CAL MAINE FOODS INC COM NEW | 128030202 | Stock | 5,407 | $280,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 2,120 | $280,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 19,469 | $279,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 7,605 | $279,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 16,725 | $278,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 4,600 | $278,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 6,023 | $277,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 2,228 | $276,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 4,215 | $275,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 26,515 | $275,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 14,696 | $274,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 23,952 | $274,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8,282 | $274,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 22,890 | $274,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 8,908 | $274,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 58,971 | $273,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 5,778 | $271,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 6,597 | $270,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 10,447 | $270,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 53,850 | $270,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 7,590 | $268,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 2,462 | $268,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 2,591 | $267,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 5,228 | $267,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 9,703 | $267,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 9,357 | $267,000 | thousands by filing date | |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 1,909 | $267,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 10,400 | $267,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 7,421 | $267,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 17,585 | $267,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 46,373 | $267,000 | thousands by filing date | |
| VMEM4.25 10/19 | 92763AAB7 | Bond 30/360P2 U | 500,000 | $267,000 | thousands by filing date | principal |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 6,914 | $265,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 3,800 | $264,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 25,433 | $264,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 2,307 | $263,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 3,509 | $262,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 17,428 | $262,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 3,285 | $260,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,526 | $259,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 8,302 | $259,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 2,075 | $258,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 705 | $257,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 3,296 | $257,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 4,518 | $257,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,789,300 | $256,000 | thousands by filing date | call |
| AVNET INC COM | 053807103 | Stock | 5,802 | $255,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 6,300 | $254,000 | thousands by filing date | put |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 33,509 | $254,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 2,470 | $253,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 3,800 | $252,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 77,520 | $252,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 4,700 | $250,000 | thousands by filing date | |
| AMERICAN RAILCAR INDUSTRIES | 02916P103 | COMMON STOCK | 6,192 | $250,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 18,430 | $250,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 4,040 | $249,000 | thousands by filing date | |
| MSG NETWORK INC | 553573106 | CL A | 14,459 | $249,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 2,633 | $248,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 7,600 | $248,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 3,670 | $247,000 | thousands by filing date | |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 9,946 | $247,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 10,861 | $246,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 10,000 | $245,000 | thousands by filing date | |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 6,679 | $244,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 10,513 | $243,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 13,594 | $243,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 15,400 | $243,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 7,717 | $242,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 14,676 | $242,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 30,018 | $242,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 4,900 | $240,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 361,407 | $240,000 | thousands by filing date | |
| INTERFACE INC | 458665304 | COM | 13,072 | $239,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 224,000 | $239,000 | thousands by filing date | principal |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 8,200 | $238,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 11,200 | $238,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 18,345 | $237,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 11,657 | $236,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 10,130 | $236,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 4,858 | $236,000 | thousands by filing date | |
| DENTSPLY SIRONA INC | 24906P109 | COM | 3,816 | $235,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 265,000 | $235,000 | thousands by filing date | principal |
| FLEX LTD ORD | Y2573F102 | Stock | 19,496 | $234,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 3,517 | $234,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 8,198 | $234,000 | thousands by filing date | |
| CALERES INC | 129500104 | COM | 8,276 | $234,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 4,446 | $234,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 20,445 | $234,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 28,000 | $234,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 6,100 | $233,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 1,461 | $231,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1,687 | $231,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 8,114 | $231,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 2,962 | $231,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 5,223 | $230,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 8,645 | $230,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 9,400 | $230,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 5,431 | $229,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 9,396 | $229,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 14,490 | $229,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 7,121 | $229,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 4,864 | $228,000 | thousands by filing date | |
| HUTCHMED CHINA LTD SPONSORED ADS | 44842L103 | ADR | 17,200 | $227,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 6,819 | $227,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 4,552 | $227,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 2,854 | $226,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 14,300 | $225,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 3,122 | $225,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,018 | $225,000 | thousands by filing date | |
| Zagg, Inc. | 98884U108 | COM | 24,620 | $225,000 | thousands by filing date | |
| CHEETAH MOBILE INC SPONSORED ADS | 163075104 | ADR | 13,896 | $225,000 | thousands by filing date | |
| CBIZ INC | 124805102 | COM | 22,100 | $224,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 6,979 | $224,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 8,159 | $224,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 4,500 | $223,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 3,852 | $222,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 6,451 | $221,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 3,066 | $220,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 4,254 | $220,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 2,805 | $219,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 2,088 | $219,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 18,000 | $219,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 1,674 | $218,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 4,940 | $218,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 4,200 | $218,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 7,100 | $218,000 | thousands by filing date | |
| PRIMO WTR CORP | 74165N105 | COM | 21,764 | $218,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 34,227 | $217,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 3,999 | $217,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 11,798 | $217,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 12,568 | $217,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 13,282 | $217,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 5,800 | $216,000 | thousands by filing date | |
| Boston Scientific Corporation | 101137107 | COM | 11,411 | $214,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 2,401 | $214,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 3,253 | $213,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 6,693 | $213,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 8,435 | $212,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 12,093 | $212,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 29,547 | $212,000 | thousands by filing date | |
| PHOENIX COS INC NEW | 71902E604 | COM NEW | 5,735 | $212,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 12,700 | $212,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1,636 | $211,000 | thousands by filing date | |
| BJS RESTAURANTS INC | 09180C106 | COM | 5,058 | $211,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 2,705 | $210,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 3,249 | $210,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 20,075 | $210,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 4,300 | $210,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 3,700 | $209,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 18,300 | $209,000 | thousands by filing date | |
| ADECOAGRO S A | L00849106 | COM | 18,016 | $208,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 45,000 | $208,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 45,000 | $208,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 2,104 | $207,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 11,151 | $207,000 | thousands by filing date | |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 243,000 | $207,000 | thousands by filing date | principal |
| ATHERSYS INC | 04744L106 | COM | 93,481 | $207,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,300 | $206,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 17,239 | $206,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 1,651 | $205,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 3,400 | $204,000 | thousands by filing date | |
| MYLAN NV | N59465109 | SHS EURO | 4,452 | $204,000 | thousands by filing date | |
| DATALINK CORP | 237934104 | COMMON STOCK | 22,415 | $204,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 37,970 | $204,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 7,486 | $204,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 10,884 | $203,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 70,855 | $203,000 | thousands by filing date | |
| LANNETT COMPANY INCORPORATED | 516012101 | COM | 10,900 | $203,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 15,537 | $202,000 | thousands by filing date | |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 11,262 | $202,000 | thousands by filing date | |
| MEDICINOVA INC | 58468P206 | COM NEW | 27,450 | $202,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 4,289 | $202,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 65,932 | $200,000 | thousands by filing date | |
| VONAGE HLDGS CORP | 92886T201 | COM | 43,926 | $200,000 | thousands by filing date | |
| CALGON CARBON CORP | 129603106 | COM | 14,165 | $199,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 13,200 | $197,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 28,794 | $197,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 16,556 | $195,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 23,252 | $195,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 29,916 | $194,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 87,004 | $193,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 20,333 | $193,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 11,504 | $192,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 11,700 | $191,000 | thousands by filing date | |
| MODINE MFG CO COM | 607828100 | Stock | 17,200 | $189,000 | thousands by filing date | |
| CAROLINA FINL CORP NEW | 143873107 | COM | 10,214 | $188,000 | thousands by filing date | |
| CARROLS RESTAURANT GROUP INC | 14574X104 | COM | 12,900 | $186,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 10,201 | $184,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 12,980 | $183,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 18,311 | $183,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 10,100 | $182,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 6,000 | $181,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 21,300 | $181,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 11,531 | $180,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 30,224 | $179,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 28,362 | $179,000 | thousands by filing date | |
| SYNTHETIC BIOLOGICS INC | 87164U102 | COM | 75,656 | $179,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 31,114 | $177,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 44,521 | $176,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 16,981 | $176,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 34,175 | $173,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 43,775 | $173,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 18,375 | $172,000 | thousands by filing date | |
| CPI CARD GROUP INC | 12634H101 | COM | 21,000 | $171,000 | thousands by filing date | |
| CUI GLOBAL INC | 126576206 | COMMON STOCK | 20,745 | $170,000 | thousands by filing date | |
| KEMPHARM INC COM NEW | 488445107 | Stock | 11,730 | $170,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 12,200 | $169,000 | thousands by filing date | |
| LINDBLAD EXPEDITIONS HLDGS I | 535219109 | COM | 16,990 | $168,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 10,607 | $168,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 12,300 | $168,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 16,200 | $168,000 | thousands by filing date | |
| ATWOOD OCEANICS INC | 050095108 | COM | 18,200 | $167,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 11,173 | $166,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 3,300 | $166,000 | thousands by filing date | |
| MRC GLOBAL INC | 55345K103 | COM | 12,400 | $165,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 14,720 | $165,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 10,300 | $165,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 28,300 | $164,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 11,451 | $162,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 17,600 | $162,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 20,000 | $161,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 11,000 | $161,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 19,500 | $160,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 700,000 | $159,000 | thousands by filing date | call |
| TITAN MACHY INC | 88830R101 | COM | 13,778 | $159,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 10,000 | $159,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 8,668 | $159,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 11,533 | $159,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 15,800 | $158,000 | thousands by filing date | |
| CALATLANTIC GROUP INC | 128195104 | COM | 4,776 | $157,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 14,375 | $157,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 7,200 | $157,000 | thousands by filing date | put |
| AGROFRESH SOLUTIONS INC | 00856G109 | COM | 24,633 | $156,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 15,283 | $155,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 20,124 | $153,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 10,835 | $153,000 | thousands by filing date | |
| ANAVEX LIFE SCIENCES CORP | 032797300 | COM NEW | 31,168 | $152,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 25,814 | $152,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 22,300 | $152,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 12,182 | $151,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 34,574 | $150,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 13,900 | $150,000 | thousands by filing date | |
| ON DECK CAP INC | 682163100 | COM | 19,300 | $150,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 28,626 | $148,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 20,543 | $148,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 1,349 | $147,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 10,000 | $147,000 | thousands by filing date | |
| SILVER RUN ACQUISITION CORP | 82811P200 | UNIT 99/99/9999T | 14,200 | $147,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 2,960 | $146,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 11,078 | $146,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 36,458 | $143,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 35,792 | $142,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 22,210 | $141,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 12,600 | $141,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 19,225 | $141,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 15,847 | $141,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAE7 | NOTE 2.000% 2/1 | 158,000 | $141,000 | thousands by filing date | principal |
| TESARO INC | 881569AA5 | NOTE 3.00010/0 | 96,000 | $141,000 | thousands by filing date | principal |
| ETSY INC | 29786A106 | COM | 16,000 | $140,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 2,077 | $139,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 6,070 | $139,000 | thousands by filing date | |
| ATLANTIC CAP BANCSHARES INC | 048269203 | COM | 10,005 | $139,000 | thousands by filing date | |
| SHORE BANCSHARES INC | 825107105 | COMMON STOCK | 11,473 | $138,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 10,500 | $138,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 21,758 | $137,000 | thousands by filing date | |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 57,866 | $136,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 12,000 | $135,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 590,000 | $134,000 | thousands by filing date | put |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 3,900 | $134,000 | thousands by filing date | put |
| EXA CORP | 300614500 | COM | 10,377 | $134,000 | thousands by filing date | |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 14,106 | $133,000 | thousands by filing date | |
| Rocket Pharmaceuticals Inc | 45780V102 | SHS | 18,042 | $133,000 | thousands by filing date | |
| MIZUHO FINANCIAL GROUP INC SPONSORED ADR | 60687Y109 | ADR | 45,000 | $132,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 14,717 | $131,000 | thousands by filing date | |
| ENERGOUS CORP | 29272C103 | COM | 13,877 | $131,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 44,713 | $131,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 18,425 | $130,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 11,224 | $130,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 39,109 | $129,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 5,230 | $126,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 15,975 | $125,000 | thousands by filing date | |
| TITAN INTERNATIONAL INC | 88830M102 | COMMON STOCK | 23,123 | $124,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 27,503 | $124,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 18,332 | $123,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 43,749 | $122,000 | thousands by filing date | |
| CITY OFFICE REIT INC | 178587101 | COM | 10,571 | $121,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 13,953 | $119,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 16,201 | $118,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 6,300 | $118,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 6,400 | $118,000 | thousands by filing date | put |
| EHEALTH INC | 28238P109 | COM | 12,452 | $117,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 10,300 | $117,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2,476 | $116,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 4,260 | $116,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 11,500 | $114,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 51,467 | $114,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 18,397 | $113,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 12,000 | $113,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 25,000 | $110,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 11,300 | $108,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 9,600 | $108,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 10,098 | $106,000 | thousands by filing date | |
| WORKHORSE GROUP INC | 98138J206 | COM NEW | 12,215 | $106,000 | thousands by filing date | |
| QUOTIENT TECHNOLOGY INC | 749119103 | COMMON STOCK | 10,180 | $105,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 1,464 | $102,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 1,063 | $101,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,698 | $101,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 10,600 | $101,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 614 | $100,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 15,242 | $100,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 24,254 | $100,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 274,500 | $99,000 | thousands by filing date | put |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 54,909 | $98,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 11,288 | $98,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 1,599 | $96,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 266,283 | $96,000 | thousands by filing date | |
| SIMULATIONS PLUS INC | 829214105 | COM | 10,707 | $95,000 | thousands by filing date | |
| BIO PATH HOLDINGS INC | 09057N102 | COM | 37,647 | $95,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 10,300 | $94,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 20,000 | $94,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 11,675 | $94,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 3,300 | $93,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 30,092 | $93,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,500 | $93,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 13,200 | $92,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 2,500 | $92,000 | thousands by filing date | put |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 946 | $91,000 | thousands by filing date | |
| LIQUIDITY SVCS INC | 53635B107 | COM | 17,568 | $91,000 | thousands by filing date | |
| PACIFIC MERCANTILE BANCORP | 694552100 | COM | 12,660 | $90,000 | thousands by filing date | |
| INFORMATION SVCS GROUP INC | 45675Y104 | COM | 22,217 | $88,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 21,829 | $87,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 2,700 | $86,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 15,736 | $85,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 600 | $85,000 | thousands by filing date | call |
| FMC CORP COM NEW | 302491303 | Stock | 2,030 | $82,000 | thousands by filing date | |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 12,793 | $81,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 14,200 | $80,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 4,960 | $80,000 | thousands by filing date | |
| KRATOS DEFENSE & SEC SOLUTIO | 50077B207 | COM NEW | 16,461 | $80,000 | thousands by filing date | |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 11,433 | $78,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 2,214 | $76,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 10,359 | $75,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,800 | $74,000 | thousands by filing date | |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 900 | $74,000 | thousands by filing date | put |
| GENWORTH FINL INC | 37247D106 | COM SHS | 26,717 | $73,000 | thousands by filing date | |
| AXOGEN INC | 05463X106 | COM | 13,463 | $72,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,118 | $72,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 28,737 | $72,000 | thousands by filing date | |
| RING ENERGY INC | 76680V108 | COMMON STOCK | 14,000 | $71,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 12,285 | $71,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 18,153 | $68,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 1,850 | $67,000 | thousands by filing date | |
| FORTRESS BIOTECH INC | 34960Q109 | COM | 21,275 | $67,000 | thousands by filing date | |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 14,000 | $66,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 14,113 | $65,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 31,439 | $65,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 16,120 | $65,000 | thousands by filing date | |
| SUNEDISON INC | 86732YAH2 | Bond | 1,000,000 | $64,000 | thousands by filing date | principal |
| IDI INC | 44938L108 | COM | 11,387 | $64,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 1,767 | $63,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 14,000 | $63,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 1,788 | $62,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 10,700 | $62,000 | thousands by filing date | |
| J G WENTWORTH CO CL A | 46618D108 | CL A | 50,467 | $62,000 | thousands by filing date | |
| REPUBLIC FIRST BANCORP INC | 760416107 | COM | 13,327 | $58,000 | thousands by filing date | |
| BLACK HILLS CORP COM | 092113109 | Stock | 945 | $57,000 | thousands by filing date | |
| RENTECH INC | 760112201 | COMMON STOCK | 25,146 | $57,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 1,700 | $56,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 28,453 | $56,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 22,300 | $55,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 1,100 | $54,000 | thousands by filing date | call |
| Lineage, Inc. | 536020100 | COM | 150,000 | $54,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 12,094 | $54,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 57,000 | $54,000 | thousands by filing date | |
| DOLLAR TREE INC COM | 256746108 | Stock | 650 | $53,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,809 | $52,000 | thousands by filing date | |
| DESTINATION XL GROUP INC | 25065K104 | COM | 10,000 | $52,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 11,395 | $49,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,780 | $48,000 | thousands by filing date | |
| SENSEONICS HLDGS INC | 81727U105 | COM | 15,858 | $45,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 1,000,000 | $44,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 17,000 | $42,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 10,575 | $42,000 | thousands by filing date | |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 20,000 | $41,000 | thousands by filing date | |
| PERSHING GOLD CORP | 715302204 | COM NEW | 10,100 | $40,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 1,139 | $39,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 472 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 842 | $37,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 22,594 | $36,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 31,000 | $36,000 | thousands by filing date | principal |
| Media General Ord Shs | 58441K100 | COM | 2,200 | $36,000 | thousands by filing date | call |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 21,759 | $34,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 89,000 | $33,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 23,000 | $33,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 64,000 | $33,000 | thousands by filing date | |
| CENTRAL EUROPEAN MEDIA ENTERPRISES LTD-CL A | G20045202 | COM | 12,373 | $32,000 | thousands by filing date | |
| CORMEDIX INC | 21900C100 | COM | 12,000 | $32,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 10,000 | $31,000 | thousands by filing date | |
| AMEDICA CORP COM PAR | 023435209 | Stock | 19,000 | $31,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 73,000 | $29,000 | thousands by filing date | call |
| WHEELER REIT | 963025101 | COM | 22,700 | $29,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 63,000 | $28,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 628,830 | $27,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 23,117 | $26,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 21,000 | $24,000 | thousands by filing date | principal |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 16,000 | $24,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 13,000 | $23,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 16,000 | $21,000 | thousands by filing date | principal |
| INSULET CORP COM | 45784P101 | Stock | 600 | $20,000 | thousands by filing date | |
| THESTREET INC | 88368Q103 | COM | 15,900 | $20,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 15,100 | $19,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 13,000 | $19,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 28,200 | $18,000 | thousands by filing date | |
| NEURALSTEM INC | 64127R302 | COM | 23,000 | $18,000 | thousands by filing date | |
| COSI INC | 22122P200 | COM | 20,300 | $18,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 198 | $17,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 12,000 | $17,000 | thousands by filing date | |
| REPROS THERAPEUTICS INC | 76028H209 | COM | 17,900 | $17,000 | thousands by filing date | |
| NORTHSTAR REIT. | 66704R803 | Common Stock | 1,255 | $16,000 | thousands by filing date | |
| CALADRIUS BIOSCIENCES INC | 128058104 | Cmn | 21,300 | $16,000 | thousands by filing date | |
| WAFERGEN BIO-SYSTEMS INC | 93041P308 | Cmn | 26,500 | $16,000 | thousands by filing date | |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 27,800 | $15,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 29,489 | $15,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065577 | this filing | 2016-05-16 | acceptance time not in the bulk data set |