13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-16, with 3,673 holding rows worth $45,619,486,000.
- Accession
- 0001140361-16-065409
- Filer
- CIK 1521001
- Filed
- 2016-05-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 16,316 entries on the cover page, a total value of $45,619,486,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $45,619,486,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 2,000 | $87,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 12,409 | $87,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,900 | $87,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 7,200 | $87,000 | thousands by filing date | call |
| PITNEY BOWES INC COM | 724479100 | Stock | 4,000 | $86,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,900 | $85,000 | thousands by filing date | put |
| COMMVAULT SYS INC COM | 204166102 | Stock | 1,969 | $85,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 2,000 | $85,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 2,200 | $84,000 | thousands by filing date | put |
| Union Pacific Corporation | 907818108 | COM | 1,059 | $84,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 4,000 | $84,000 | thousands by filing date | call |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 2,100 | $84,000 | thousands by filing date | call |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 1,500 | $83,000 | thousands by filing date | call |
| BJS RESTAURANTS INC | 09180C106 | COM | 2,000 | $83,000 | thousands by filing date | call |
| STRATASYS LTD | M85548101 | SHS | 3,200 | $83,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,100 | $82,000 | thousands by filing date | put |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 1,100 | $82,000 | thousands by filing date | call |
| Concho Resources Inc. | 20605P101 | COM | 813 | $82,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 15,000 | $82,000 | thousands by filing date | put |
| NETGEAR INC | 64111Q104 | COM | 2,000 | $81,000 | thousands by filing date | put |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 1,000 | $81,000 | thousands by filing date | call |
| ORBITAL ATK INC | 68557N103 | COM | 937 | $81,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 1,440 | $79,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 2,932 | $79,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 637 | $79,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 4,608 | $78,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,000 | $78,000 | thousands by filing date | call |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 995 | $78,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 2,000 | $78,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 2,100 | $78,000 | thousands by filing date | put |
| CHINA PETROLEUM AND CHEMICAL-A | 16941R108 | SPON ADR H SHS | 1,200 | $78,000 | thousands by filing date | call |
| WESTROCK CO | 96145D105 | COM | 2,000 | $78,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 4,200 | $78,000 | thousands by filing date | put |
| JOHNSON CONTROLS INT F | 478366107 | COM | 2,000 | $78,000 | thousands by filing date | put |
| CORE LABORATORIES N V | N22717107 | COM | 698 | $78,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 1,243 | $78,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 2,358 | $77,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 3,200 | $77,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 800 | $76,000 | thousands by filing date | call |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 1,800 | $76,000 | thousands by filing date | call |
| TOTAL SYS SVCS INC | 891906109 | COM | 1,600 | $76,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 2,000 | $75,000 | thousands by filing date | put |
| GENTEX CORP COM | 371901109 | Stock | 4,700 | $74,000 | thousands by filing date | put |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 1,100 | $74,000 | thousands by filing date | call |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 1,300 | $74,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 1,200 | $74,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 1,397 | $74,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 1,900 | $74,000 | thousands by filing date | put |
| CHEESECAKE FACTORY INC | 163072101 | COM | 1,375 | $73,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 1,639 | $73,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 22,500 | $73,000 | thousands by filing date | call |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 2,000 | $72,000 | thousands by filing date | call |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 26,000 | $72,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 2,000 | $71,000 | thousands by filing date | call |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 1,000 | $71,000 | thousands by filing date | call |
| FIDELITY NATL INFORMATION SVCS COM | 31620M106 | Stock | 1,126 | $71,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 1,266 | $71,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 1,000 | $71,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 837 | $71,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 2,000 | $71,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 200,000 | $71,000 | thousands by filing date | put |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 1,200 | $70,000 | thousands by filing date | call |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 1,200 | $70,000 | thousands by filing date | call |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,800 | $70,000 | thousands by filing date | put |
| TRIMBLE INC COM | 896239100 | Stock | 2,790 | $69,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 1,000 | $69,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 1,317 | $69,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 2,000 | $69,000 | thousands by filing date | call |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 4,475 | $69,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 3,000 | $68,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 2,000 | $68,000 | thousands by filing date | put |
| PINNACLE WEST CAP CORP | 723484101 | COM | 906 | $68,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 1,756 | $68,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 2,308 | $68,000 | thousands by filing date | |
| CASELLA WASTE SYS INC | 147448104 | CL A | 10,000 | $67,000 | thousands by filing date | call |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 3,474 | $67,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 2,161 | $67,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 406 | $66,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 1,100 | $66,000 | thousands by filing date | call |
| CREDICORP LTD | G2519Y108 | COM | 500 | $66,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 2,000 | $66,000 | thousands by filing date | put |
| GLOBAL PMTS INC | 37940X102 | COM | 1,000 | $65,000 | thousands by filing date | put |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 1,082 | $65,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 1,000 | $65,000 | thousands by filing date | put |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 1,000 | $65,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 7,500 | $65,000 | thousands by filing date | call |
| Waste Connections | 941053100 | COM | 1,000 | $65,000 | thousands by filing date | call |
| BOYDGAMINGCORP | 103304101 | STOK | 3,100 | $64,000 | thousands by filing date | call |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 500 | $64,000 | thousands by filing date | call |
| ARROW ELECTRS INC | 042735100 | COM | 1,000 | $64,000 | thousands by filing date | call |
| ZIFF DAVIS INC | 48123V102 | COM | 1,037 | $64,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 1,000 | $64,000 | thousands by filing date | call |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 10,700 | $64,000 | thousands by filing date | call |
| UNUM GROUP COM | 91529Y106 | Stock | 2,000 | $62,000 | thousands by filing date | call |
| INGERSOLL-RAND PLC | G47791101 | SHS | 1,000 | $62,000 | thousands by filing date | put |
| INTERXION HOLDING N.V | N47279109 | SHS | 1,800 | $62,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 2,000 | $62,000 | thousands by filing date | call |
| CARRIZO OIL & GAS INC | 144577103 | COM | 2,000 | $62,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 20,859 | $62,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 1,000 | $61,000 | thousands by filing date | call |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,100 | $61,000 | thousands by filing date | put |
| BXP INC COM | 101121101 | REIT | 473 | $60,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 1,600 | $60,000 | thousands by filing date | call |
| KIRBY CORP | 497266106 | COM | 1,000 | $60,000 | thousands by filing date | call |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 3,100 | $60,000 | thousands by filing date | put |
| GNC HLDGS INC | 36191G107 | COM CL A | 1,900 | $60,000 | thousands by filing date | call |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 363 | $59,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 5,000 | $59,000 | thousands by filing date | call |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 3,000 | $58,000 | thousands by filing date | put |
| AUTODESK INC COM | 052769106 | Stock | 1,000 | $58,000 | thousands by filing date | put |
| DIEBOLD NXDF INC | 253651103 | COM | 2,000 | $58,000 | thousands by filing date | call |
| EQUIFAX INC COM | 294429105 | Stock | 500 | $57,000 | thousands by filing date | put |
| AZZ INC COM | 002474104 | Stock | 1,000 | $57,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 1,500 | $57,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 5,000 | $57,000 | thousands by filing date | call |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 1,400 | $56,000 | thousands by filing date | put |
| Advanced Micro Devices,Inc. | 007903107 | COM | 19,447 | $55,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 5,000 | $55,000 | thousands by filing date | call |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,176 | $55,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 1,200 | $55,000 | thousands by filing date | call |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 1,407 | $55,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 3,400 | $55,000 | thousands by filing date | call |
| PENTAIR PLC SHS | G7S00T104 | Stock | 1,000 | $54,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 1,000 | $54,000 | thousands by filing date | call |
| SUNEDISON INC | 86732Y109 | COM | 99,700 | $54,000 | thousands by filing date | put |
| BOYDGAMINGCORP | 103304101 | STOK | 2,600 | $53,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 1,100 | $53,000 | thousands by filing date | put |
| FMC CORP COM NEW | 302491303 | Stock | 1,300 | $52,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 2,000 | $52,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 13,100 | $52,000 | thousands by filing date | put |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 5,779 | $52,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,285 | $51,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 1,300 | $51,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 2,000 | $51,000 | thousands by filing date | put |
| OWENS CORNING NEW | 690742101 | COM | 1,088 | $51,000 | thousands by filing date | |
| FRONTLINE PLC F | G3682E192 | ORD SHS | 6,142 | $51,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M104 | INT COM SER A | 2,000 | $51,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 1,100 | $51,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 1,000 | $51,000 | thousands by filing date | put |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 1,000 | $50,000 | thousands by filing date | put |
| FLOWSERVE CORP | 34354P105 | COM | 1,122 | $50,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 2,000 | $50,000 | thousands by filing date | call |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,700 | $50,000 | thousands by filing date | put |
| U S G CORP | 903293405 | COM NEW | 2,000 | $50,000 | thousands by filing date | put |
| ACTINIUM PHARMACEUTICALS INC | 00507W107 | COM | 25,000 | $50,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 1,100 | $49,000 | thousands by filing date | call |
| RAVEN INDS INC COM | 754212108 | Stock | 3,085 | $49,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 522 | $48,000 | thousands by filing date | |
| GATX CORP COM | 361448103 | Stock | 1,000 | $48,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 600 | $48,000 | thousands by filing date | call |
| PJT PARTNERS INC | 69343T107 | COM CL A | 2,000 | $48,000 | thousands by filing date | call |
| DIREXION SHS ETF TR | 25459W235 | GLD MNRS BEAR 3X | 15,000 | $48,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 2,320 | $47,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 3,000 | $47,000 | thousands by filing date | call |
| ROBERT HALF INC. COM | 770323103 | Stock | 1,000 | $47,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 1,800 | $47,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 3,000 | $47,000 | thousands by filing date | call |
| IAC INTERACTIVECORP | 44919P508 | COM | 1,000 | $47,000 | thousands by filing date | call |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 3,000 | $47,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 1,695 | $47,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 1,027 | $46,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 2,000 | $46,000 | thousands by filing date | put |
| ULTRATECH INC | 904034105 | COM | 2,100 | $46,000 | thousands by filing date | put |
| CASH AMER INTL INC | 14754D100 | COM | 1,182 | $46,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,400 | $45,000 | thousands by filing date | call |
| TUCOWS INC | 898697206 | COM NEW | 2,000 | $45,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 600 | $45,000 | thousands by filing date | put |
| FITBIT INC | 33812L102 | CL A | 3,000 | $45,000 | thousands by filing date | put |
| MIDDLEBYCORP | 596278101 | STOK | 412 | $44,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 2,100 | $44,000 | thousands by filing date | put |
| WORLD KINECT CORPORATION | 981475106 | COM | 900 | $44,000 | thousands by filing date | call |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 1,469 | $43,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 1,000 | $43,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 599 | $43,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 1,300 | $42,000 | thousands by filing date | put |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 858 | $42,000 | thousands by filing date | |
| CDW CORP COM | 12514G108 | Stock | 1,000 | $42,000 | thousands by filing date | put |
| EXTRA SPACE STORAGE INC COM | 30225T102 | REIT | 447 | $42,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 1,361 | $42,000 | thousands by filing date | |
| OUTFRONT MEDIA INC | 69007J106 | COM | 2,000 | $42,000 | thousands by filing date | put |
| CST BRANDS INC | 12646R105 | COM | 1,100 | $42,000 | thousands by filing date | call |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 2,636 | $41,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 1,000 | $41,000 | thousands by filing date | call |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 396 | $41,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 1,600 | $40,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 1,192 | $40,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 600 | $40,000 | thousands by filing date | call |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 2,000 | $40,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 595 | $39,000 | thousands by filing date | |
| COMMVAULT SYS INC COM | 204166102 | Stock | 900 | $39,000 | thousands by filing date | call |
| CASH AMER INTL INC | 14754D100 | COM | 1,000 | $39,000 | thousands by filing date | call |
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 2,100 | $38,000 | thousands by filing date | put |
| RALPH LAUREN CORP | 751212101 | CL A | 398 | $38,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 1,000 | $38,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 2,000 | $38,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 2,000 | $37,000 | thousands by filing date | put |
| PRICESMART INC COM | 741511109 | Stock | 439 | $37,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,000 | $37,000 | thousands by filing date | put |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 1,000 | $37,000 | thousands by filing date | call |
| GENERAC HLDGS INC | 368736104 | COM | 1,000 | $37,000 | thousands by filing date | call |
| INTERPUBLIC GROUP COS | 460690100 | COM | 1,600 | $37,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 1,200 | $37,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 8,000 | $37,000 | thousands by filing date | call |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 1,800 | $37,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 700 | $37,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 957 | $36,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 1,000 | $36,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 1,000 | $36,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 1,000 | $36,000 | thousands by filing date | call |
| HENRY JACK & ASSOC INC | 426281101 | COM | 414 | $35,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 2,007 | $35,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 1,000 | $35,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 900 | $35,000 | thousands by filing date | call |
| QUANTA SVCS INC | 74762E102 | COM | 1,500 | $34,000 | thousands by filing date | call |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 1,000 | $34,000 | thousands by filing date | put |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 1,727 | $34,000 | thousands by filing date | |
| CYMABAY THERAPEUTICS INC | 23257D103 | COM | 25,274 | $34,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 7,400 | $34,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 500 | $33,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 1,100 | $33,000 | thousands by filing date | put |
| AUTOLIV INC | 052800109 | COM | 281 | $33,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 947 | $33,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 701 | $33,000 | thousands by filing date | |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 754 | $32,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 1,000 | $32,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 20,000 | $32,000 | thousands by filing date | call |
| CORECIVIC INC | 22025Y407 | COM | 1,000 | $32,000 | thousands by filing date | call |
| U S G CORP | 903293405 | COM NEW | 1,280 | $32,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 1,000 | $31,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 3,611 | $31,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 200 | $30,000 | thousands by filing date | put |
| NOKIA CORP | 654902204 | SPONSORED ADR | 5,000 | $30,000 | thousands by filing date | put |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 1,000 | $30,000 | thousands by filing date | call |
| MSCI INC COM | 55354G100 | Stock | 400 | $30,000 | thousands by filing date | put |
| ISHARES TR | 464287564 | SELECT US REIT | 289 | $30,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 1,000 | $30,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 929 | $30,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 1,205 | $30,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 2,000 | $29,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 658 | $29,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 1,000 | $29,000 | thousands by filing date | put |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 1,000 | $29,000 | thousands by filing date | call |
| Elevance Health, Inc. | 036752103 | COM | 200 | $28,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 1,000 | $28,000 | thousands by filing date | put |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 2,467 | $28,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 1,000 | $28,000 | thousands by filing date | put |
| CHURCHILL DOWNS INC | 171484108 | COM | 190 | $28,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 600 | $28,000 | thousands by filing date | call |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 1,200 | $28,000 | thousands by filing date | put |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 1,000 | $28,000 | thousands by filing date | put |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 5,434 | $28,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 700 | $27,000 | thousands by filing date | call |
| SOTHEBYS | 835898107 | COM | 1,000 | $27,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 370 | $27,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 400 | $27,000 | thousands by filing date | call |
| SIENTRA INC | 82621J105 | COM | 3,900 | $27,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 300 | $26,000 | thousands by filing date | call |
| POOL CORP COM | 73278L105 | Stock | 296 | $26,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 2,100 | $26,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 2,000 | $26,000 | thousands by filing date | call |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 688 | $25,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 1,277 | $25,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 300 | $25,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,160 | $25,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 1,000 | $25,000 | thousands by filing date | call |
| NEUSTAR INC | 64126X201 | CL A | 1,000 | $25,000 | thousands by filing date | call |
| TOLL BROTHERS INC COM | 889478103 | Stock | 829 | $24,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 600 | $24,000 | thousands by filing date | put |
| HORMEL FOODS CORP COM | 440452100 | Stock | 553 | $24,000 | thousands by filing date | |
| TUCOWS INC | 898697206 | COM NEW | 1,080 | $24,000 | thousands by filing date | |
| BIG LOTS INC | 089302103 | COM | 500 | $23,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 300 | $22,000 | thousands by filing date | call |
| PERFICIENT INC | 71375U101 | COM | 1,000 | $22,000 | thousands by filing date | put |
| ALERE INC | 01449J105 | COM | 437 | $22,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 264 | $21,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 1,106 | $21,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 700 | $21,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,000 | $21,000 | thousands by filing date | put |
| TESARO INC | 881569107 | COM | 475 | $21,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | put |
| EXPRESS INC | 30219E103 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 9,738 | $21,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,000 | $20,000 | thousands by filing date | call |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 4,715 | $20,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 500 | $19,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $19,000 | thousands by filing date | put |
| MAXLINEAR INC | 57776J100 | COM | 1,000 | $19,000 | thousands by filing date | call |
| ROCKWELL COLLINS INC | 774341101 | COM | 204 | $19,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 500 | $19,000 | thousands by filing date | call |
| ZOETIS INC CL A | 98978V103 | Stock | 400 | $18,000 | thousands by filing date | put |
| BERKLEY W R CORP COM | 084423102 | Stock | 314 | $18,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 288 | $18,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 4,600 | $18,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 2,000 | $18,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 156 | $17,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,500 | $17,000 | thousands by filing date | call |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 600 | $17,000 | thousands by filing date | put |
| VALE S A | 91912E105 | SPONSORED ADS | 3,752 | $16,000 | thousands by filing date | |
| GENPACT LIMITED SHS | G3922B107 | Stock | 600 | $16,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,249 | $16,000 | thousands by filing date | |
| ITAU UNIBANCO HLDG S A SPON ADR REP PFD | 465562106 | ADR | 1,900 | $16,000 | thousands by filing date | put |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 124 | $16,000 | thousands by filing date | |
| GCP APPLIED TECHNOLOGIES INC | 36164Y101 | COM | 783 | $16,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 1,000 | $15,000 | thousands by filing date | put |
| CHEMOCENTRYX INC | 16383L106 | COM | 6,000 | $15,000 | thousands by filing date | call |
| BLUE BUFFALO PET PRODS INC | 09531U102 | COM | 600 | $15,000 | thousands by filing date | call |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 3,321 | $15,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 445 | $15,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 1,000 | $15,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 1,200 | $14,000 | thousands by filing date | call |
| ASTEC INDS INC | 046224101 | COM | 300 | $14,000 | thousands by filing date | |
| CONNS INC | 208242107 | COM | 1,088 | $14,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 3,750 | $14,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 1,054 | $14,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,000 | $14,000 | thousands by filing date | put |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 1,000 | $14,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 14,220 | $14,000 | thousands by filing date | call |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 700 | $14,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1,000 | $13,000 | thousands by filing date | put |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 840 | $13,000 | thousands by filing date | |
| PROSHARES | 74347R503 | COMMON STOCK | 633 | $13,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 1,000 | $13,000 | thousands by filing date | put |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 417 | $12,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 200 | $12,000 | thousands by filing date | put |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 200 | $12,000 | thousands by filing date | call |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 381 | $12,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 1,000 | $12,000 | thousands by filing date | call |
| WEBMD HEALTH CORP | 94770V102 | COM | 200 | $12,000 | thousands by filing date | call |
| CACI INTL INC CL A | 127190304 | Stock | 100 | $11,000 | thousands by filing date | put |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 200 | $11,000 | thousands by filing date | put |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 333 | $11,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 599 | $11,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 1,800 | $11,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 300,095 | $11,000 | thousands by filing date | |
| ASCENA RETAIL GROUP INC | 04351G101 | COM | 1,000 | $11,000 | thousands by filing date | put |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 100 | $10,000 | thousands by filing date | call |
| SOUTHERN COPPER CORP | 84265V105 | COM | 366 | $10,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 598 | $10,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 273 | $10,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,105 | $10,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 300 | $10,000 | thousands by filing date | put |
| Elevance Health, Inc. | 036752103 | COM | 62 | $9,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 400 | $9,000 | thousands by filing date | call |
| MBIA INC | 55262C100 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | put |
| Lineage, Inc. | 536020100 | COM | 25,081 | $9,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 300 | $9,000 | thousands by filing date | put |
| XL GROUP PLC | G98290102 | SHS | 242 | $9,000 | thousands by filing date | |
| INTERSIL CORP | 46069S109 | CL A | 693 | $9,000 | thousands by filing date | |
| TEGNA INC COM | 87901J105 | Stock | 330 | $8,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 268 | $8,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 356 | $8,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 2,000 | $8,000 | thousands by filing date | call |
| AIR LEASE CORP | 00912X302 | CL A | 257 | $8,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 200 | $8,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 2,000 | $8,000 | thousands by filing date | put |
| MICHAELS COS INC | 59408Q106 | COM | 300 | $8,000 | thousands by filing date | put |
| NIMBLE STORAGE INC | 65440R101 | COM | 1,000 | $8,000 | thousands by filing date | call |
| NETGEAR INC | 64111Q104 | COM | 173 | $7,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 676 | $7,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 119 | $7,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 176 | $7,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 784 | $7,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 95 | $7,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 316 | $7,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,771 | $7,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 1,900 | $7,000 | thousands by filing date | |
| CORIUM INTL INC | 21887L107 | COM | 1,783 | $7,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 287 | $6,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 100 | $6,000 | thousands by filing date | call |
| SANMINA CORP COM | 801056102 | Stock | 274 | $6,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 600 | $6,000 | thousands by filing date | put |
| GENERAL MILLS INC COM | 370334104 | Stock | 100 | $6,000 | thousands by filing date | put |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 400 | $6,000 | thousands by filing date | put |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 605 | $6,000 | thousands by filing date | |
| ATHERSYS INC | 04744L106 | COM | 2,500 | $6,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 460 | $6,000 | thousands by filing date | |
| IJH | 464287507 | COM | 36 | $5,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 142 | $5,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 376 | $5,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 92 | $5,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 91 | $4,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 200 | $4,000 | thousands by filing date | call |
| IROBOT CORP | 462726100 | COM | 121 | $4,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 56 | $4,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 100 | $4,000 | thousands by filing date | put |
| CRAY INC | 225223304 | COM NEW | 106 | $4,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 29 | $3,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 56 | $3,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 39 | $3,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 220 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 101 | $3,000 | thousands by filing date | |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 200 | $3,000 | thousands by filing date | call |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 32 | $2,000 | thousands by filing date | |
| PETMED EXPRESS INC | 716382106 | COM | 100 | $2,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 574 | $1,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 22 | $1,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 29 | $1,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 8 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,367 | $1,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M307 | COM PAR 0.01 | 1,333 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COMWLTH TR | 315912808 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global 100 ETF | 464287572 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global REIT ETF | 46434V647 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287523 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F834 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287168 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288372 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288687 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Technology ETF | 464287721 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC | 921910873 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHD | 808524797 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDW | 78463X889 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VanEck Merk Gold Trust | 921078101 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Energy ETF | 92204A306 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Extended Market ETF | 922908652 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-065409 | this filing | 2016-05-16 | acceptance time not in the bulk data set |