13F-HR filed by GABELLI FUNDS LLC
GABELLI FUNDS LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-05-05, with 1,144 holding rows worth $16,583,635,000.
- Accession
- 0001140361-16-063609
- Filer
- CIK 1081407
- Filed
- 2016-05-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 1,144 entries on the cover page, a total value of $16,583,635,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,583,635,000 with VALUE read as thousands by filing date, 13F file number 028-10894. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PATTERSON-UTI ENERGY INC | 703481101 | COM | 337,000 | $5,938,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 87,000 | $5,908,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 3,548,000 | $5,890,000 | thousands by filing date | |
| ENPRO INC | 29355X107 | COM | 102,100 | $5,889,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 37,500 | $5,887,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 208,900 | $5,883,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 60,000 | $5,867,000 | thousands by filing date | |
| Jason Industries Inc | 471172106 | COMMON STOCK | 1,675,047 | $5,863,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 32,000 | $5,849,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 105,000 | $5,822,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 601,000 | $5,818,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 55,000 | $5,806,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 74,000 | $5,798,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 215,000 | $5,749,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 204,000 | $5,722,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 144,000 | $5,662,000 | thousands by filing date | |
| PARK ELECTROCHEMICAL CORP | 700416209 | COM | 352,999 | $5,652,000 | thousands by filing date | |
| MERITAGE HOMES CORP COM | 59001A102 | Stock | 155,000 | $5,651,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 96,000 | $5,623,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 169,000 | $5,589,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 33,500 | $5,582,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 265,000 | $5,578,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 196,000 | $5,555,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 54,900 | $5,495,000 | thousands by filing date | |
| El Paso Energy Capital Trust I | 283678209 | Preferred Shares | 128,300 | $5,490,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 126,000 | $5,490,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 135,000 | $5,480,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 82,000 | $5,466,000 | thousands by filing date | |
| CHARTER COMMUNICATION - A | 16117M305 | COM | 26,900 | $5,445,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 151,000 | $5,382,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 415,000 | $5,300,000 | thousands by filing date | |
| FARMER BROS CO | 307675108 | COM | 190,000 | $5,295,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 11,200 | $5,275,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 172,000 | $5,268,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 6,600 | $5,258,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 945,000 | $5,254,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 65,900 | $5,242,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 92,500 | $5,236,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 119,877 | $5,192,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 462,041 | $5,124,000 | thousands by filing date | |
| MASIMO CORP COM | 574795100 | Stock | 122,000 | $5,104,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 160,000 | $5,091,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 410,356 | $5,068,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 168,700 | $5,068,000 | thousands by filing date | |
| GENCORP INC | 368682AN0 | SDCV | 2,750,000 | $4,996,000 | thousands by filing date | principal |
| NXP SEMICONDUCTORS N V | 62952QAB6 | NOTE 1.000%12/0 | 4,500,000 | $4,978,000 | thousands by filing date | principal |
| INGERSOLL-RAND PLC | G47791101 | SHS | 80,000 | $4,961,000 | thousands by filing date | |
| NEXTERA ENERGY INC | 65339F846 | UNIT 08/31/2018 | 80,000 | $4,884,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AD9 | NOTE 1.500% 3/0 | 4,750,000 | $4,878,000 | thousands by filing date | principal |
| AXIALL CORP | 05463D100 | COM | 222,400 | $4,857,000 | thousands by filing date | |
| TYSON FOODS | 902494301 | COM | 65,000 | $4,841,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 170,000 | $4,837,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 399,900 | $4,831,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 580,545 | $4,714,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 310,000 | $4,709,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 25,400 | $4,701,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 45,000 | $4,698,000 | thousands by filing date | |
| UNILEVER N V | 904784709 | N Y SHS NEW | 105,000 | $4,691,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 38,000 | $4,678,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 2,700 | $4,677,000 | thousands by filing date | |
| SONOCO PRODS CO | 835495102 | COM | 96,000 | $4,663,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 490,000 | $4,660,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 23,500 | $4,651,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 62,600 | $4,622,000 | thousands by filing date | |
| OIL DRI CORP AMER COM | 677864100 | Stock | 136,000 | $4,594,000 | thousands by filing date | |
| TELEFONICA BRASIL SA FSPONSORED ADR 1 ADR REPS 2 ORD SHS | 87936R106 | COM | 367,702 | $4,593,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 165,000 | $4,561,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 149,000 | $4,547,000 | thousands by filing date | |
| CUTERA INC | 232109108 | COM | 403,000 | $4,534,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 58,000 | $4,513,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 170,000 | $4,406,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 61,000 | $4,368,000 | thousands by filing date | |
| EDGEWATER TECHNOLOGY INC | 280358102 | COM | 560,488 | $4,366,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 350,000 | $4,361,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 106,562 | $4,345,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 105,294 | $4,342,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 2,750,000 | $4,338,000 | thousands by filing date | principal |
| SLM CORP COM | 78442P106 | Stock | 680,000 | $4,325,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 61,100 | $4,317,000 | thousands by filing date | |
| T MOBILE US INC | 872590203 | CONV PFD SER A | 65,000 | $4,303,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 3,000,000 | $4,299,000 | thousands by filing date | principal |
| ACUITY INC COM | 00508Y102 | Stock | 19,600 | $4,276,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 40,000 | $4,251,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 204,000 | $4,204,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 90,000 | $4,202,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 325,000 | $4,173,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 260,000 | $4,118,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 277,500 | $4,110,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 100,000 | $4,091,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 720,000 | $4,068,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 120,000 | $4,060,000 | thousands by filing date | |
| CORE MOLDING TECHNOLOGIES IN | 218683100 | COMMON STOCK | 325,000 | $4,056,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 363,000 | $4,044,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 84,000 | $4,030,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 260,046 | $3,966,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 105,000 | $3,947,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 549,000 | $3,947,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 195,000 | $3,933,000 | thousands by filing date | |
| ENI SPA SPONSORED ADR | 26874R108 | ADR | 130,000 | $3,929,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 244,000 | $3,921,000 | thousands by filing date | |
| MARINE PRODS CORP | 568427108 | cs | 515,085 | $3,909,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 85,000 | $3,883,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 764,347 | $3,883,000 | thousands by filing date | |
| TELECOM ITALIA SPA | 87927Y102 | COMMON STOCK-FO | 359,000 | $3,874,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 552,000 | $3,870,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 4,000,000 | $3,855,000 | thousands by filing date | principal |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 303,000 | $3,851,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 60,000 | $3,848,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 54,084 | $3,843,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 2,980 | $3,841,000 | thousands by filing date | |
| VALMONT INDS INC COM | 920253101 | Stock | 31,000 | $3,839,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 666,500 | $3,839,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 132,000 | $3,808,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 3,000,000 | $3,795,000 | thousands by filing date | principal |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 40,000 | $3,772,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 52,775 | $3,769,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 5,500,000 | $3,768,000 | thousands by filing date | principal |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 71,500 | $3,765,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 239,000 | $3,750,000 | thousands by filing date | |
| BEL FUSE INC CL A | 077347201 | COMMON STOCK | 285,000 | $3,748,000 | thousands by filing date | |
| VERINT SYS INC | 92343XAA8 | NOTE 1.500% 6/0 | 4,250,000 | $3,743,000 | thousands by filing date | principal |
| MCCORMICK & CO INC COM NON VTG | 579780206 | Stock | 37,500 | $3,731,000 | thousands by filing date | |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 60,000 | $3,726,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 11,239 | $3,717,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 214,000 | $3,717,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 215,000 | $3,649,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 221,710 | $3,640,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 383,000 | $3,612,000 | thousands by filing date | |
| MIDDLESEX WTR CO | 596680108 | COM | 116,000 | $3,579,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 85,000 | $3,565,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 320,700 | $3,563,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 102,400 | $3,541,000 | thousands by filing date | |
| WOODWARD INC COM | 980745103 | Stock | 68,000 | $3,537,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 15,300 | $3,515,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 84,000 | $3,512,000 | thousands by filing date | |
| AMSURG CORP | 03232P504 | PFD CNV SR A-1 % | 24,500 | $3,491,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 25,000 | $3,475,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 112,000 | $3,468,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 2,500 | $3,438,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 182,036 | $3,408,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 85,500 | $3,407,000 | thousands by filing date | |
| SL INDS INC | 784413106 | COMMON STOCK | 99,732 | $3,391,000 | thousands by filing date | |
| MERCADOLIBRE INC | 58733RAB8 | NOTE 2.250 7/0 | 3,000,000 | $3,369,000 | thousands by filing date | principal |
| STERICYCLE INC | 858912207 | DEP PFD A 1/10 | 36,000 | $3,366,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 92,631 | $3,343,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 307,043 | $3,325,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 319,500 | $3,320,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 37,000 | $3,319,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAC4 | NOTE 1.125% 1/1 | 2,000,000 | $3,290,000 | thousands by filing date | principal |
| NEW GERMANY FD INC | 644465106 | COM | 233,444 | $3,289,000 | thousands by filing date | |
| CARRIAGE SVCS INC | 143905AM9 | NOTE 2.750% 3/1 | 3,000,000 | $3,287,000 | thousands by filing date | principal |
| COTERRA ENERGY INC COM | 127097103 | Stock | 144,500 | $3,282,000 | thousands by filing date | |
| TORO CO | 891092108 | COM | 38,000 | $3,273,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 130,000 | $3,258,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 95,000 | $3,221,000 | thousands by filing date | |
| CROWN CASTLE INTL CORP NEW | 22822V200 | CNV PFD STK SR A | 30,000 | $3,216,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 100,000 | $3,208,000 | thousands by filing date | |
| SEVCON INC | 81783K108 | COM | 317,422 | $3,190,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 39,300 | $3,186,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 100,000 | $3,153,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 42,000 | $3,133,000 | thousands by filing date | |
| BOTTOMLINE TECH DEL INC | 101388AA4 | NOTE 1.500%12/0 | 2,750,000 | $3,132,000 | thousands by filing date | principal |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 302,300 | $3,129,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 19,000 | $3,100,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 61,000 | $3,095,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 95,000 | $3,090,000 | thousands by filing date | |
| Weyerhaeuser Co. | 962166872 | CONVERTIBLE PREFERRED STOCK | 60,000 | $3,067,000 | thousands by filing date | |
| HAYNES INTL INC | 420877201 | COM NEW | 84,000 | $3,066,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 100,000 | $3,036,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 59,300 | $3,033,000 | thousands by filing date | |
| PROVIDENCE & WORCESTER RR CO | 743737108 | COM | 209,346 | $3,015,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 445,000 | $2,999,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 2,850,000 | $2,993,000 | thousands by filing date | principal |
| TWIN DISC INC | 901476101 | COMMON STOCK | 294,000 | $2,978,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 66,000 | $2,974,000 | thousands by filing date | |
| FOREST CITY RLTY TR INC | 345605109 | COM CL A | 140,000 | $2,953,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 175,000 | $2,951,000 | thousands by filing date | |
| FCB Financial Holdings Inc Cla | 30255G103 | COM | 88,600 | $2,947,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 47,000 | $2,945,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 55,000 | $2,943,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 215,000 | $2,928,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 47,000 | $2,923,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 118,000 | $2,922,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 236,000 | $2,917,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 307,000 | $2,913,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 29,000 | $2,903,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 163,000 | $2,879,000 | thousands by filing date | |
| GLOBAL SOURCES LTD | G39300101 | ORD | 354,452 | $2,871,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 28,000 | $2,866,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 55,800 | $2,864,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 200,000 | $2,856,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 275,000 | $2,849,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 3,000,000 | $2,846,000 | thousands by filing date | principal |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 2,500 | $2,845,000 | thousands by filing date | |
| ITRON INC COM | 465741106 | Stock | 68,000 | $2,837,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 104,500 | $2,822,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 24,000 | $2,747,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 531,000 | $2,740,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 204,000 | $2,732,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 170,000 | $2,703,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 120,808 | $2,677,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 130,000 | $2,674,000 | thousands by filing date | |
| WOLVERINE WORLD WIDE INC | 978097103 | COM | 143,000 | $2,634,000 | thousands by filing date | |
| MANITOWOC FOODSERVICE INC | 563568104 | COM | 197,000 | $2,632,000 | thousands by filing date | |
| BCOR 4.25 4/19 | 095229AB6 | Bond 30/360P2 U | 3,500,000 | $2,625,000 | thousands by filing date | principal |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 53,000 | $2,623,000 | thousands by filing date | |
| J & J SNACK FOODS CORP COM | 466032109 | Stock | 24,100 | $2,610,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 95,000 | $2,603,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 541,000 | $2,602,000 | thousands by filing date | |
| DIGITALGLOBE INC | 25389M877 | COM | 150,000 | $2,595,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 30,000 | $2,580,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 69,000 | $2,547,000 | thousands by filing date | |
| Concho Resources Inc. | 20605P101 | COM | 25,000 | $2,526,000 | thousands by filing date | |
| UNITIL CORP COM | 913259107 | Stock | 58,500 | $2,486,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 96,000 | $2,486,000 | thousands by filing date | |
| STONERIDGE INC | 86183P102 | COMMON STOCK | 170,000 | $2,475,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U153 | COM | 65,334 | $2,475,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 217,118 | $2,464,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 61,000 | $2,463,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 404,100 | $2,461,000 | thousands by filing date | |
| STEEL EXCEL INC | 858122203 | COM | 253,000 | $2,457,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 140,000 | $2,453,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 510,064 | $2,438,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 78,800 | $2,436,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 48,000 | $2,434,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 29,000 | $2,428,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 2,000 | $2,410,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 33,000 | $2,403,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 170,000 | $2,400,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 32,700 | $2,400,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 11,700 | $2,397,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 147,900 | $2,392,000 | thousands by filing date | |
| GAMING & LEISURE P COM | 36467J108 | REIT | 77,000 | $2,381,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 22,000 | $2,376,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 94,000 | $2,358,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 78,370 | $2,354,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 1,250,000 | $2,348,000 | thousands by filing date | principal |
| ENERNOC INC | 292764AB3 | DBCV 2.250% 8/1 | 3,310,000 | $2,336,000 | thousands by filing date | principal |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 179,000 | $2,329,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 295,000 | $2,325,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 125,626 | $2,313,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 72,500 | $2,302,000 | thousands by filing date | |
| MEDICINES CO | 584688AE5 | NOTE 2.500% 1/1 | 2,000,000 | $2,274,000 | thousands by filing date | principal |
| ECHO GLOBAL LOGISTICS INC | 27875TAA9 | NOTE | 2,250,000 | $2,265,000 | thousands by filing date | principal |
| STANLEY BLACK & DECKER INC | 854502804 | UNIT 11/17/20166 | 20,000 | $2,255,000 | thousands by filing date | |
| CULLEN FROST BANKERS INC COM | 229899109 | Stock | 40,000 | $2,204,000 | thousands by filing date | |
| MOVADO GROUP INC COM | 624580106 | Stock | 80,000 | $2,202,000 | thousands by filing date | |
| LIVANOVA PLC | G5509L101 | SHS | 40,000 | $2,159,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 19,000 | $2,143,000 | thousands by filing date | |
| HORIZON PHARMA INVT LTD | 44052TAB7 | NOTE 2.500% 3/1 | 2,500,000 | $2,130,000 | thousands by filing date | principal |
| Lockheed Martin Corporation | 539830109 | COM | 9,500 | $2,104,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 130,000 | $2,100,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V907 | CALL | 200 | $2,100,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020YAG5 | DEBT 1.500%11/0 | 2,000,000 | $2,060,000 | thousands by filing date | principal |
| CHARLES RIV LABS INTL INC | 159864107 | COM | 27,000 | $2,050,000 | thousands by filing date | |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 15,000 | $2,018,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 40,000 | $2,012,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 70,000 | $2,003,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 79,000 | $1,990,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 60,000 | $1,988,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 190,080 | $1,969,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 94,000 | $1,966,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 71,000 | $1,930,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HLDGS IN | 049164BH8 | NOTE 2.250% 6/0 | 2,250,000 | $1,920,000 | thousands by filing date | principal |
| ALASKA COMMUNICATIONS SYSTEMS GROUP INC | 01167PAE1 | CV SR SUB NT | 2,000,000 | $1,905,000 | thousands by filing date | principal |
| DTE ENERGY CO COM | 233331107 | Stock | 21,000 | $1,904,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 118,000 | $1,890,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 203,990 | $1,889,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 108,000 | $1,877,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 47,000 | $1,850,000 | thousands by filing date | |
| Golden Entertainment Inc | 381013101 | Common Stock | 170,000 | $1,843,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 66,857 | $1,838,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 41,775 | $1,831,000 | thousands by filing date | |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 25,000 | $1,819,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 11,200 | $1,816,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 28,000 | $1,809,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 93,000 | $1,806,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 40,000 | $1,804,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 2,000,000 | $1,786,000 | thousands by filing date | principal |
| DISTRIBUTION SOLUTIONS GRP I | 520776105 | COM | 91,000 | $1,782,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 450,000 | $1,778,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575AB5 | NOTE 3.75012/1 | 2,250,000 | $1,778,000 | thousands by filing date | principal |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 16,000 | $1,777,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 49,000 | $1,768,000 | thousands by filing date | |
| VILLAGE SUPER MKT INC CL A NEW | 927107409 | Stock | 73,073 | $1,765,000 | thousands by filing date | |
| COMMUNICATIONS SYSTEMS INC | 203900105 | COM | 240,000 | $1,764,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 20,500 | $1,752,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 302,000 | $1,740,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 35,000 | $1,737,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554AF9 | NOTE 3.000% 7/0 | 2,250,000 | $1,734,000 | thousands by filing date | principal |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 28,000 | $1,722,000 | thousands by filing date | |
| Global Eagle Entertainment | 37951DAB8 | CONV BOND | 2,250,000 | $1,714,000 | thousands by filing date | principal |
| TELECOM ARGENTINA SA | 879273209 | SPON ADR REP B | 95,000 | $1,700,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 213,000 | $1,700,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 70,000 | $1,697,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 4,700 | $1,694,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 22,500 | $1,679,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 65,000 | $1,674,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 2,000,000 | $1,666,000 | thousands by filing date | principal |
| THOR INDS INC | 885160101 | COM | 26,000 | $1,658,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 71,055 | $1,617,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 542,500 | $1,611,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 21,025 | $1,600,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 31,000 | $1,596,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 25,034 | $1,595,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 70,000 | $1,590,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 27,500 | $1,586,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 15,300 | $1,577,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 22,000 | $1,572,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 185,000 | $1,571,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 1,000,000 | $1,570,000 | thousands by filing date | principal |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 1,500,000 | $1,569,000 | thousands by filing date | principal |
| VICOR CORP | 925815102 | COM | 149,649 | $1,568,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 45,000 | $1,566,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 180,000 | $1,564,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 3,000,000 | $1,564,000 | thousands by filing date | principal |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 670,070 | $1,555,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 20,000 | $1,529,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 170,000 | $1,522,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 70,000 | $1,521,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 53,000 | $1,516,000 | thousands by filing date | |
| BLACKROCK CAPITAL INVESTMENT | 092533AB4 | NOTE 5.500prct 2/1 | 1,500,000 | $1,512,000 | thousands by filing date | principal |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 15,000 | $1,503,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 87,700 | $1,493,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 164,000 | $1,492,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 1,500,000 | $1,486,000 | thousands by filing date | principal |
| CENTURY ALUM CO | 156431108 | COM | 210,000 | $1,481,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 44,000 | $1,475,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 62,000 | $1,473,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 60,000 | $1,472,000 | thousands by filing date | |
| JAZZ INVESTMENTS I LTD | 472145AB7 | NOTE 1.875% 8/1 | 1,420,000 | $1,459,000 | thousands by filing date | principal |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 571,000 | $1,450,000 | thousands by filing date | |
| NATIONAL PENN BANCSHARES INC | 637138108 | COM | 136,273 | $1,450,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 83,000 | $1,438,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 122,000 | $1,425,000 | thousands by filing date | |
| INFINERA CORPORATION | 45667GAB9 | DBCV 1.750% 6/0 | 1,000,000 | $1,424,000 | thousands by filing date | principal |
| CYRUSONE INC | 23283R100 | COM | 31,000 | $1,415,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 273,424 | $1,373,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 60,000 | $1,347,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 50,400 | $1,347,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 3,900 | $1,345,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 93,000 | $1,343,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 81,853 | $1,342,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182CAA1 | NOTE 3.00012/0 | 1,500,000 | $1,342,000 | thousands by filing date | principal |
| NVDA 1 12/1/18 | 67066GAC8 | Bond 30/360P2 U | 750,000 | $1,338,000 | thousands by filing date | principal |
| ROUSE PPTYS INC | 779287101 | COM | 72,600 | $1,334,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 670,115 | $1,320,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 118,434 | $1,310,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 22,600 | $1,307,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 10,000 | $1,306,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 28,000 | $1,305,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 35,200 | $1,302,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 299,000 | $1,301,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 109,500 | $1,282,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 82,662 | $1,279,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,000 | $1,277,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 800,000 | $1,273,000 | thousands by filing date | principal |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 295,000 | $1,271,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 39,000 | $1,268,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 22,000 | $1,266,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 9,600 | $1,266,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAQ1 | NOTE 4.500%10/1 | 2,050,000 | $1,264,000 | thousands by filing date | principal |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 96,000 | $1,263,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 70,000 | $1,259,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 1,000,000 | $1,255,000 | thousands by filing date | principal |
| WILLIS TOWERS WATSON PLC LTD SHS | G96629103 | Stock | 10,551 | $1,252,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 14,700 | $1,247,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 22,000 | $1,247,000 | thousands by filing date | |
| MOCON INC | 607494101 | COM | 90,000 | $1,247,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 32,000 | $1,235,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 131,034 | $1,233,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 10,000 | $1,226,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 60,000 | $1,220,000 | thousands by filing date | |
| B & G FOODS INC | 05508R106 | COM | 35,000 | $1,218,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 1,750,000 | $1,216,000 | thousands by filing date | principal |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 56,000 | $1,211,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 14,500 | $1,204,000 | thousands by filing date | |
| ANGIODYNAMICS INC | 03475V101 | COM | 98,000 | $1,204,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 135,000 | $1,195,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 38,000 | $1,183,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 53,000 | $1,179,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 10,000 | $1,176,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 35,500 | $1,176,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 750,000 | $1,170,000 | thousands by filing date | |
| OCLARO INC | 67555NAB3 | Bond | 400,000 | $1,158,000 | thousands by filing date | principal |
| TALEN ENERGY CORP | 87422J105 | COM | 57,500 | $1,153,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 47,255 | $1,144,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 30,000 | $1,136,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 16,500 | $1,091,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 23,000 | $1,090,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 20,000 | $1,088,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 283,500 | $1,083,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 37,610 | $1,074,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 14,000 | $1,068,000 | thousands by filing date | |
| WATSCO INC | 942622101 | CL B CONV | 7,875 | $1,060,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 61,777 | $1,047,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 30,000 | $1,022,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 28,400 | $1,020,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 14,000 | $1,018,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 1,000,000 | $1,008,000 | thousands by filing date | principal |
| NORTEK INC | 656559309 | COM NEW | 20,800 | $1,004,000 | thousands by filing date | |
| NEOGEN CORP | 640491106 | COM | 19,853 | $1,000,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 28,000 | $998,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 227,000 | $990,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 435,000 | $987,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 61,000 | $979,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 12,000 | $979,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 250,000 | $975,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 32,000 | $946,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 45,500 | $940,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 125,000 | $933,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 10,600 | $920,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 1,550,000 | $916,000 | thousands by filing date | principal |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 5,000 | $908,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 14,000 | $902,000 | thousands by filing date | |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 256,034 | $899,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 725,000 | $899,000 | thousands by filing date | principal |
| QUIDEL CORP | 74838JAA9 | NOTE 3.250%12/1 | 1,000,000 | $888,000 | thousands by filing date | principal |
| AGRIUM INC | 008916108 | COM | 10,000 | $883,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 9,000 | $869,000 | thousands by filing date | |
| VALUE LINE INC | 920437100 | COMMON STOCK | 53,782 | $862,000 | thousands by filing date | |
| LIBERTY LATIN AMERICA CL A ORD | G5480U138 | COM | 24,576 | $862,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 47,000 | $861,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 15,000 | $856,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 197,000 | $853,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 15,000 | $846,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC | 04269XAA3 | NOTE 3.000% 6/0 | 1,051,000 | $846,000 | thousands by filing date | principal |
| TWITTER INC | 90184LAD4 | NOTE 1.000% 9/1 | 1,000,000 | $838,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 80,000 | $827,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 16,200 | $824,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 205,000 | $820,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904101 | COM | 15,000 | $817,000 | thousands by filing date | |
| NETSCOUT SYS INC | 64115T104 | COM | 34,988 | $804,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 19,000 | $803,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 5,000 | $802,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 5,000 | $798,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 29,000 | $795,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 400,000 | $789,000 | thousands by filing date | principal |
| TELEFLEX INCORPORATED | 879369106 | COM | 5,000 | $785,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 21,000 | $768,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AJ8 | DBCV 0.875% 6/0 | 1,000,000 | $768,000 | thousands by filing date | principal |
| LANDS END INC | 51509F105 | COMMON STOCK | 30,000 | $765,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 28,000 | $762,000 | thousands by filing date | |
| VINA CONCHA Y TORO S A | 927191106 | SPONSORED ADR | 22,000 | $761,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 20,187 | $760,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 92,327 | $758,000 | thousands by filing date | |
| FERRARI N V | N3167Y103 | COM | 17,936 | $748,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 34,000 | $743,000 | thousands by filing date | |
| BELDEN INC COM | 077454106 | Stock | 12,000 | $737,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 71,200 | $737,000 | thousands by filing date | |
| STANLEY BLACK & DECKER INC COM | 854502101 | Stock | 7,000 | $736,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 10,000 | $733,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 16,200 | $731,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 17,000 | $719,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 29,000 | $716,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 58,700 | $715,000 | thousands by filing date | |
| YADKIN FINANCIAL CORP | 984305102 | COM | 30,000 | $710,000 | thousands by filing date | |
| LIONSGATE STUDIOS CORP F | 316394105 | COM | 43,967 | $705,000 | thousands by filing date | |
| DREAMWORKS ANIMATION SKG INC | 26153C103 | CL A | 28,000 | $699,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 22,000 | $684,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 20,500 | $683,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 44,000 | $671,000 | thousands by filing date | |
| ARTESIAN RES CORP | 043113208 | CL A | 24,000 | $671,000 | thousands by filing date | |
| SPANSION LLC | 84649PAL9 | NOTE 2.000 9/0 | 400,000 | $666,000 | thousands by filing date | principal |
| KINROSS GOLD CORP | 496902404 | COM | 195,000 | $663,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 34,000 | $662,000 | thousands by filing date | |
| EMBRAER S.A. | 29082A107 | SPONSORED ADS | 25,000 | $659,000 | thousands by filing date | |
| FALCONSTOR SOFTWARE INC | 306137100 | COM | 475,000 | $637,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 38,000 | $634,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 30,000 | $633,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 30,000 | $626,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223305 | CL B | 12,800 | $624,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 9,000 | $621,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 415,000 | $610,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 30,000 | $607,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 700,000 | $600,000 | thousands by filing date | principal |
| HORNBECK OFFSHORE SVCS INC N | 440543AN6 | NOTE 1.500 9/0 | 1,000,000 | $594,000 | thousands by filing date | principal |
| CIT GROUP INC COM NEW | 125581801 | Stock | 18,800 | $583,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 25,000 | $582,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 17,500 | $582,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 56,880 | $576,000 | thousands by filing date | |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 38,000 | $576,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 600,000 | $574,000 | thousands by filing date | principal |
| ANIXTER INTL INC | 035290105 | COM | 11,000 | $573,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 14,076 | $571,000 | thousands by filing date | |
| GYRODYNE LLC | 403829104 | COM | 21,167 | $570,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 7,400 | $559,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 52,100 | $555,000 | thousands by filing date | |
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 60,024 | $554,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 5,000 | $552,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 2,500 | $550,000 | thousands by filing date | |
| STARBUCKS CORP | 855244959 | PUT | 100 | $550,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 8,900 | $549,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 33,000 | $545,000 | thousands by filing date | |
| DOVER MOTORSPORTS INC | 260174107 | COM | 239,000 | $543,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 2,800 | $534,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 18,724 | $527,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 6,000 | $525,000 | thousands by filing date | |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 60,000 | $523,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 19,700 | $522,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-063609 | this filing | 2016-05-05 | acceptance time not in the bulk data set |