13F-HR filed by Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC filed this 13F-HR for the quarter ended 2016-03-31, filed 2016-04-21, with 743 holding rows worth $1,182,483,000.
- Accession
- 0001140361-16-061753
- Filer
- CIK 1502149
- Filed
- 2016-04-21
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2016
A holdings report, 743 entries on the cover page, a total value of $1,182,483,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,182,483,000 with VALUE read as thousands by filing date, 13F file number 028-14018. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,225 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 280 | $17,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 362 | $16,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 284 | $16,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 428 | $16,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,003 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 600 | $16,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 132 | $16,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 296 | $16,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 298 | $15,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 170 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 100 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 233 | $15,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 170 | $14,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 300 | $14,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 90 | $14,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 100 | $13,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,200 | $13,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 344 | $13,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 244 | $13,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 2,309 | $13,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 460 | $13,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,046 | $13,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 145 | $12,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 101 | $12,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 355 | $12,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 139 | $12,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 450 | $12,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 600 | $12,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,200 | $12,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 887 | $12,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 300 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 147 | $12,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 786 | $11,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 45 | $11,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 224 | $11,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 197 | $11,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 1,100 | $11,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 172 | $11,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 819 | $11,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,327 | $11,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 639 | $11,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 200 | $11,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 120 | $10,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100 | $10,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 500 | $10,000 | thousands by filing date | |
| JAZZ PHARMACEUTICALS PLC SHS USD | G50871105 | Stock | 73 | $10,000 | thousands by filing date | |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 110 | $10,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 372 | $10,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 300 | $10,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,600 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 350 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 300 | $10,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 217 | $10,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 600 | $10,000 | thousands by filing date | |
| FTSE RAFI 1000 US Lg Cap | 73935X583 | COM | 110 | $10,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 69 | $9,000 | thousands by filing date | |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 167 | $9,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 141 | $9,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 200 | $9,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 75 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 90 | $9,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 475 | $9,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 130 | $9,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 259 | $9,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $9,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 200 | $9,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 287 | $9,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 168 | $8,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 70 | $8,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 341 | $8,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 100 | $8,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 200 | $8,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 263 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 282 | $8,000 | thousands by filing date | |
| ISHARES U S ETF TR | 46431W507 | SHOR DURA BD ETF | 156 | $8,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 393 | $8,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 62 | $8,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,068 | $8,000 | thousands by filing date | |
| UNITED STATES OIL FUND LP | 91232N108 | UNITS | 800 | $8,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 634 | $8,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 172 | $7,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 133 | $7,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 100 | $7,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 122 | $7,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 235 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 45 | $7,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 55 | $7,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 565 | $7,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 139 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33734K109 | COM SHS | 150 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 245 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,046 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 100 | $7,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 257 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 145 | $7,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 193 | $6,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 500 | $6,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 200 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 162 | $6,000 | thousands by filing date | |
| FTSE RAFI US 1500 Small Cap | 73935X567 | COM | 60 | $6,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 463 | $6,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 200 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $6,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 73 | $5,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 103 | $5,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 33 | $5,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 300 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 37 | $5,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 136 | $5,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100 | $5,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 53 | $5,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 304 | $5,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 71 | $5,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 122 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 113 | $5,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 216 | $5,000 | thousands by filing date | |
| FTSE RAFI Emerg Mkts | 73936T763 | COM | 300 | $5,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 356 | $5,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 15 | $4,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 184 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 95 | $4,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 41 | $4,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 67 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 147 | $4,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 212 | $4,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 27 | $4,000 | thousands by filing date | |
| RMR REAL ESTATE INCOME FD | 76970B101 | COM | 170 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 29 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935X278 | EXCHANGE TRADED | 100 | $4,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 325 | $4,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 100 | $4,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 100 | $4,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 90 | $4,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 258 | $4,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 200 | $4,000 | thousands by filing date | |
| Intuit Inc. | 461202103 | COM | 28 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 58 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 667 | $3,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 66 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 45 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 462 | $3,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 166 | $3,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 462 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100 | $3,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 73 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 629 | $3,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 24 | $3,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 200 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 200 | $3,000 | thousands by filing date | |
| POWERSHARES ACTIVE | 73935B805 | MNG ETF T S\&P.* DWNHDGE | 108 | $3,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 75 | $3,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 44 | $2,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 15 | $2,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 11 | $2,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 30 | $2,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 30 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 25 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 13 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 31 | $2,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 64 | $2,000 | thousands by filing date | |
| ISHARES INDIA 50 ETF | 464289529 | UIT EXCHANGE TRADED | 59 | $2,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 43 | $2,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 28 | $2,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 61 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 128 | $2,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 58 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 63 | $2,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 2 | $1,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5 | $1,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $1,000 | thousands by filing date | |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $1,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 11 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2 | $1,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 27 | $1,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 6 | $1,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 24 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 29 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 16 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6 | $1,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 21 | $1,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 7 | $1,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 15 | $1,000 | thousands by filing date | |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 6 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1 | $1,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 3 | $1,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 9 | $1,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 3 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 84 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 17 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1 | $1,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 100 | $1,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 12 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288752 | US HOME CONS ETF | 22 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 9 | $1,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 11 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 3 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 21 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 7 | $1,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 71 | $1,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3 | $1,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 19 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 22 | $1,000 | thousands by filing date | |
| DIAMOND OFFSHORE DRILLING IN | 25271C102 | COM | 37 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1 | $1,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 22 | $1,000 | thousands by filing date | |
| SL GREEN REALTY CORP | 78440X101 | COM | 8 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 2 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 12 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 190 | $1,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 1 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 1 | $1,000 | thousands by filing date | |
| ISHARES | 46434V548 | EXCHANGE TRADED | 31 | $1,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 11 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 184 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 15 | $1,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 52 | $1,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 12 | $1,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 108 | $1,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,500 | $1,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,728 | $1,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 450 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 100 | $1,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 11 | $1,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1 | $1,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 4 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 1 | $1,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 156 | $1,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 20 | $1,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 1 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 143 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-061753 | this filing | 2016-04-21 | acceptance time not in the bulk data set |