13F-HR filed by FALCON POINT CAPITAL, LLC
FALCON POINT CAPITAL, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-16, with 118 holding rows worth $463,239,000.
- Accession
- 0001140361-16-052909
- Filer
- CIK 1251557
- Filed
- 2016-02-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 118 entries on the cover page, a total value of $463,239,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $463,239,000 with VALUE read as thousands by filing date, 13F file number 028-10492. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRUSSELL FRANK CO/028-01190
- included managerSEI INVESTMENTS MANAGEMENT CORP028-16475
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 972,872 | $21,131,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 341,475 | $15,349,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 738,453 | $14,717,000 | thousands by filing date | |
| INFOBLOX INC | 45672H104 | COM | 740,886 | $13,625,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 265,909 | $12,064,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 411,139 | $11,804,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 208,351 | $11,720,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 166,267 | $11,674,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 660,208 | $11,303,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 186,737 | $11,092,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 253,973 | $11,050,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 140,721 | $10,795,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 567,418 | $10,537,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 301,893 | $10,424,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 227,563 | $10,165,000 | thousands by filing date | |
| STEELCASE INC-CLASS A | 858155203 | CL A | 674,088 | $10,044,000 | thousands by filing date | |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 469,135 | $9,786,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 467,505 | $9,780,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 161,492 | $9,711,000 | thousands by filing date | |
| CHUY'S HOLDINGS INC | 171604101 | COMMON STOCK | 301,148 | $9,438,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 195,172 | $9,378,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 359,666 | $9,049,000 | thousands by filing date | |
| FLAMEL TECHNOLOGIES-SP ADR | 338488109 | SPON | 735,265 | $8,978,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 1,848,577 | $8,855,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 300,461 | $8,359,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 122,499 | $7,964,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 153,177 | $7,886,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 721,102 | $7,817,000 | thousands by filing date | |
| QUALYS INC COM | 74758T303 | Stock | 233,645 | $7,731,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 444,168 | $7,720,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 555,657 | $7,679,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 210,580 | $7,619,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 89,285 | $7,316,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 288,655 | $7,248,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 310,817 | $7,130,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 287,841 | $6,805,000 | thousands by filing date | |
| WILLIAM LYON HOMES-CL A | 552074700 | CL A | 411,808 | $6,795,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 60,304 | $6,538,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 69,270 | $6,254,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 89,261 | $6,050,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 162,257 | $5,460,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 304,603 | $4,094,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 135,779 | $4,016,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 295,615 | $2,820,000 | thousands by filing date | |
| CALAMP CORP | 128126AA7 | CONV | 2,500,000 | $2,464,000 | thousands by filing date | principal |
| Diamond Hill Investment Group Inc | 25264R207 | Common Stock | 11,760 | $2,223,000 | thousands by filing date | |
| InContact Inc. 2.5% due 4/2/20 | 45336EAA7 | CVBOND | 2,000,000 | $1,881,000 | thousands by filing date | principal |
| BOINGO WIRELESS INC | 09739C102 | COM | 282,613 | $1,871,000 | thousands by filing date | |
| FLAGSTAR BANK NATIONAL ASSOC | 64944P307 | UNIT 05/07/2051 | 35,000 | $1,750,000 | thousands by filing date | |
| TRAVELCENTERS OF AMERICA INC 8 percent SENIOR NOTES DUE 2029 | 894174309 | 8% SENIOR NOTES DUE 2029 | 70,000 | $1,735,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 67,090 | $1,617,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 138,547 | $1,595,000 | thousands by filing date | |
| Hercules II 6/30/29 6.5% | 427056BC9 | CVBOND | 1,769,000 | $1,557,000 | thousands by filing date | principal |
| TeleCommunication Systems, In | 87929JAC7 | CONV | 1,500,000 | $1,522,000 | thousands by filing date | principal |
| TYSON FOODS | 902494301 | COM | 25,000 | $1,517,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 170,329 | $1,465,000 | thousands by filing date | |
| WINTRUST FINANCIAL CORP-CALLABLE | 97650W405 | Pref | 50,000 | $1,329,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B886 | ETF - EQUITY | 18,290 | $1,315,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 165,516 | $1,303,000 | thousands by filing date | |
| AMTRUST FINL SER 7.5PFD DUE 09/15/55SUBJ TO XTRO REDEMPTION | 032359853 | Equity | 50,000 | $1,293,000 | thousands by filing date | |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 1,500,000 | $1,274,000 | thousands by filing date | principal |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 18,032 | $1,266,000 | thousands by filing date | |
| INVENTURE FOODS INC | 461212102 | COM | 167,807 | $1,191,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 1,000,000 | $1,150,000 | thousands by filing date | principal |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 130,205 | $1,004,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767EAB8 | NOTE 2.000 8/1 | 1,500,000 | $996,000 | thousands by filing date | principal |
| NEWPORT CORP | 651824104 | COM | 58,952 | $936,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 75,362 | $922,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 58,833 | $885,000 | thousands by filing date | |
| SEASPINE HLDGS CORP | 81255T108 | COM | 50,702 | $871,000 | thousands by filing date | |
| MARTEN TRANSPORT LTD | 573075108 | COM | 46,896 | $830,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 48,680 | $815,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 135,000 | $811,000 | thousands by filing date | |
| FIREEYE INC | 31816QAC5 | CONV | 1,000,000 | $802,000 | thousands by filing date | principal |
| REPLIGEN CORP COM | 759916109 | Stock | 27,726 | $784,000 | thousands by filing date | |
| BIOTELEMETRY INC | 090672106 | COM | 62,552 | $731,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 26,102 | $726,000 | thousands by filing date | |
| EVERI HLDGS INC | 30034T103 | COM | 156,996 | $689,000 | thousands by filing date | |
| VASCULAR SOLUTIONS INC | 92231M109 | COMMON STOCK | 20,036 | $689,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 25,000 | $662,000 | thousands by filing date | |
| SEQUENTIAL BRNDS GROUP I | 81734P107 | COM | 78,427 | $620,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 14,000 | $617,000 | thousands by filing date | |
| STERIS PLC | G84720104 | SHS USD | 8,086 | $609,000 | thousands by filing date | |
| AMG CAPITAL TRUST II | 00170F209 | CONVERT | 10,000 | $561,000 | thousands by filing date | |
| Petroquest | 716748207 | CONV PREF | 40,000 | $560,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 20,000 | $557,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 4,948 | $518,000 | thousands by filing date | |
| PPL Corp. 5.9% | 69352P202 | PRD | 20,000 | $516,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 31,540 | $501,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462AB8 | NOTE 1.250%10/0 | 500,000 | $495,000 | thousands by filing date | principal |
| COSTAR GROUP INC COM | 22160N109 | Stock | 2,148 | $444,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 7,860 | $436,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 1,909 | $430,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 76,402 | $380,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,822 | $378,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 3,649 | $355,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 18,140 | $349,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1,113 | $348,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 4,452 | $345,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 12,665 | $333,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 17,029 | $306,000 | thousands by filing date | |
| HERON THERAPEUTICS INC | 427746102 | COM | 10,897 | $291,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 11,966 | $289,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,009 | $279,000 | thousands by filing date | |
| US Bancorp | 902973817 | PFD | 10,000 | $268,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 2,128 | $265,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 18,603 | $248,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 12,054 | $244,000 | thousands by filing date | |
| MONRO INC | 610236101 | COMMON STOCK | 3,683 | $244,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 38,816 | $239,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 9,007 | $237,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 3,146 | $207,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 17,572 | $197,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 11,568 | $100,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 10,322 | $91,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 26,736 | $69,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 16,220 | $38,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 10,251 | $34,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-052909 | this filing | 2016-02-16 | acceptance time not in the bulk data set |