13F-HR filed by AGF INVESTMENTS INC.
AGF INVESTMENTS INC. filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-02, with 421 holding rows worth $7,940,083,000.
- Accession
- 0001140361-16-049719
- Filer
- CIK 1157765
- Filed
- 2016-02-02
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 421 entries on the cover page, a total value of $7,940,083,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,940,083,000 with VALUE read as thousands by filing date, 13F file number 028-10049. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Philip Morris International Inc. | 718172109 | COM | 2,086,676 | $183,497,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 1,496,332 | $174,892,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 1,603,682 | $166,136,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 2,634,363 | $153,393,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 2,439,615 | $130,237,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 682,635 | $128,924,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 2,352,369 | $126,105,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 1,906,105 | $125,892,000 | thousands by filing date | |
| BANK NOVA SCOTIA B C COM | 064149107 | Stock | 2,857,417 | $115,623,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 1,140,000 | $114,411,000 | thousands by filing date | |
| SPDR Series Trust | 78464A680 | SPDR Bloomberg 1-3 Month T-Bill ETF | 2,434,259 | $111,237,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,043,329 | $109,213,000 | thousands by filing date | |
| CANADIANNATLRYCOF | 136375102 | STOK | 1,928,730 | $107,857,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1,396,103 | $105,656,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 155,303 | $104,985,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 2,932,416 | $100,937,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 2,490,485 | $97,660,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 2,024,000 | $86,719,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 1,931,429 | $86,629,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 2,221,114 | $85,845,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 583,754 | $84,419,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1,002,572 | $83,037,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 5,448,202 | $81,692,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 1,040,860 | $81,617,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 1,044,466 | $81,436,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 814,549 | $79,318,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 277,268 | $76,697,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 2,314,402 | $76,226,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 1,544,109 | $75,535,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 2,235,354 | $74,430,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 1,805,843 | $70,656,000 | thousands by filing date | |
| AbbVie,Inc. | 00287Y109 | COM | 1,192,314 | $70,652,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 982,516 | $70,625,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 3,151,615 | $68,856,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 1,136,884 | $66,632,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 2,045,382 | $65,074,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 206,853 | $64,652,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 931,372 | $64,086,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 2,010,086 | $63,433,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 510,308 | $63,107,000 | thousands by filing date | |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 1,050,346 | $63,052,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 645,014 | $62,544,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 665,406 | $59,479,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 4,905,019 | $59,461,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 901,179 | $59,164,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 191,053 | $57,784,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 382,188 | $57,594,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 308,869 | $57,150,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 784,771 | $57,116,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 957,688 | $55,527,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 340,994 | $55,080,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 1,643,945 | $53,536,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 991,299 | $52,568,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1,175,606 | $52,467,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 558,032 | $52,430,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 2,038,982 | $52,414,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 376,035 | $51,764,000 | thousands by filing date | |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 94,614 | $51,372,000 | thousands by filing date | |
| NNN REIT INC COM | 637417106 | REIT | 1,278,762 | $51,233,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 1,522,221 | $50,976,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 700,516 | $50,490,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 1,082,719 | $49,155,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 248,591 | $47,724,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 1,755,486 | $47,687,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 785,992 | $47,212,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 991,633 | $46,843,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 441,953 | $45,942,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 2,495,004 | $45,616,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 1,628,901 | $42,670,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 810,026 | $40,419,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 1,436,196 | $39,726,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 558,847 | $39,642,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 415,122 | $39,431,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 691,199 | $39,017,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,415,046 | $36,542,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 1,445,648 | $34,390,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 1,423,551 | $33,945,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 511,749 | $33,738,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 1,035,839 | $33,449,000 | thousands by filing date | |
| ENBRIDGE INC COM | 29250N105 | Stock | 1,005,001 | $33,423,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 426,565 | $33,348,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 620,289 | $32,776,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 417,945 | $31,786,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 359,877 | $31,158,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 460,915 | $31,126,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 390,194 | $30,823,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 686,480 | $29,722,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 286,003 | $29,389,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 220,133 | $29,123,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 635,511 | $28,615,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 793,910 | $27,360,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 715,756 | $27,120,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 252,843 | $26,913,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 554,086 | $26,719,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 553,801 | $26,111,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 119,872 | $26,040,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 899,227 | $25,160,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 210,632 | $24,893,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 2,830,939 | $24,498,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 603,347 | $24,479,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 459,831 | $23,225,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 499,714 | $23,105,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 7,738,798 | $22,938,000 | thousands by filing date | |
| CREDICORP LTD | G2519Y108 | COM | 235,022 | $22,875,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 532,209 | $22,872,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 600,150 | $22,727,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 517,179 | $22,681,000 | thousands by filing date | |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 109,640 | $22,470,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 241,771 | $22,330,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 405,507 | $22,051,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 436,412 | $21,939,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 207,114 | $21,651,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 2,211,961 | $21,439,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 1,819,562 | $21,037,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 400,027 | $20,825,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 141,484 | $20,544,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 208,803 | $20,422,000 | thousands by filing date | |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 285,484 | $20,413,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 329,232 | $20,410,000 | thousands by filing date | |
| SHAW COMMUNICATIONS INC | 82028K200 | CL B CONV | 1,185,854 | $20,404,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 247,207 | $20,357,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 212,709 | $20,043,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 112,903 | $19,890,000 | thousands by filing date | |
| WESTROCK CO | 96145D105 | COM | 432,833 | $19,753,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 445,896 | $19,033,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 437,262 | $18,993,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 3,587,116 | $18,231,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 450,261 | $18,197,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 316,992 | $17,894,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 186,044 | $17,880,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 524,191 | $17,319,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 572,859 | $17,312,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 1,210,355 | $17,060,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 452,166 | $16,917,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 367,859 | $16,834,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 269,300 | $16,514,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 322,418 | $16,017,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 223,997 | $15,629,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 252,246 | $15,624,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 193,933 | $15,406,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 3,895,757 | $15,406,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 465,706 | $15,341,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 571,504 | $14,930,000 | thousands by filing date | |
| CENOVUS ENERGY INC | 15135U109 | COM | 1,152,518 | $14,581,000 | thousands by filing date | |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 114,040 | $14,469,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 122,460 | $14,411,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 274,254 | $13,838,000 | thousands by filing date | |
| COLLIERS INTL GROUP INC SUB VTG SHS | 194693107 | Stock | 309,415 | $13,809,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 270,564 | $12,977,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 382,567 | $12,499,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 516,240 | $12,288,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 609,386 | $11,558,000 | thousands by filing date | |
| REYNOLDS AMERICAN INC | 761713106 | COMMON STOCK | 249,430 | $11,515,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 236,732 | $11,123,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 384,556 | $10,937,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 587,000 | $9,883,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 634,851 | $9,475,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 351,390 | $9,239,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 103,144 | $8,965,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 397,734 | $8,670,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 197,152 | $8,571,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 42,997 | $8,483,000 | thousands by filing date | |
| CRH MEDICAL CORP | 12626F105 | COM | 2,835,067 | $8,404,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 268,200 | $8,357,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 117,076 | $8,280,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 68,314 | $7,815,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 79,188 | $7,803,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 38,947 | $7,617,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 2,190,849 | $7,210,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 40,900 | $7,132,000 | thousands by filing date | |
| FORESTAR GROUP, INC. | 346233109 | COMMON STOCK | 651,498 | $7,129,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 213,772 | $6,850,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 28,990 | $6,780,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 106,941 | $6,682,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 138,681 | $6,636,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 156,700 | $6,609,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 555,173 | $6,359,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 233,148 | $6,202,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 343,027 | $6,173,000 | thousands by filing date | |
| CORECIVIC INC | 22025Y407 | COM | 232,894 | $6,172,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 245,729 | $6,097,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,057,893 | $6,074,000 | thousands by filing date | |
| MALIBU BOATS INC A | 56117J100 | COMMON STOCK | 358,792 | $5,875,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 383,517 | $5,824,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 3,522,262 | $5,806,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 121,090 | $5,770,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 160,796 | $5,717,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 4,365,000 | $5,624,000 | thousands by filing date | principal |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 48,365 | $5,603,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 342,110 | $5,578,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 84,700 | $5,515,000 | thousands by filing date | |
| SOVRAN SELF STORAGE INC | 84610H108 | COM | 50,078 | $5,376,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 533,000 | $5,325,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 136,076 | $5,297,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 112,832 | $5,270,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 163,799 | $5,242,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 1,092,762 | $5,105,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 244,600 | $5,063,000 | thousands by filing date | |
| RED HAT INC | 756577AD4 | NOTE 0.250%10/0 | 3,859,200 | $5,031,000 | thousands by filing date | principal |
| PALO ALTO NETWORKS INC | 697435AB1 | NOTE 7/0 | 3,020,000 | $5,021,000 | thousands by filing date | principal |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 248,800 | $5,003,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 313,446 | $4,917,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 4,570,134 | $4,626,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 367,201 | $4,566,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 163,952 | $4,555,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 56,020 | $4,554,000 | thousands by filing date | |
| BUNGE LTD | G16962105 | COM | 65,700 | $4,488,000 | thousands by filing date | |
| ASGN INC | 682159108 | COM | 99,742 | $4,485,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 49,706 | $4,472,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 3,038,620 | $4,459,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 3,470,000 | $4,456,000 | thousands by filing date | principal |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 643,663 | $4,359,000 | thousands by filing date | |
| POOL CORP COM | 73278L105 | Stock | 53,672 | $4,337,000 | thousands by filing date | |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 52,998 | $4,282,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 150,103 | $4,185,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 336,000 | $4,144,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 1,060,382 | $4,094,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 71,300 | $3,883,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 218,076 | $3,877,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 132,195 | $3,817,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 61,200 | $3,801,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 211,500 | $3,677,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 372,000 | $3,524,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 75,725 | $3,471,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 122,228 | $3,410,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 168,301 | $3,387,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 297,716 | $3,386,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 119,644 | $3,349,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 37,361 | $3,340,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 54,823 | $3,321,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 49,000 | $3,289,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 46,080 | $3,263,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 119,825 | $3,258,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 834,096 | $3,202,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B200 | PFD SER A | 75,000 | $3,023,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 55,744 | $2,996,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,312,125 | $2,960,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 4,504,144 | $2,816,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 227,229 | $2,804,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 98,198 | $2,749,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 108,928 | $2,732,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 54,929 | $2,669,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 18,524 | $2,628,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 13,625 | $2,577,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 480,995 | $2,445,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 22,405 | $2,421,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 111,000 | $2,347,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 126,800 | $2,298,000 | thousands by filing date | |
| GIBRALTAR INDS INC | 374689107 | COM | 89,417 | $2,276,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 33,049 | $2,234,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 25,818 | $2,172,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 756,456 | $2,166,000 | thousands by filing date | |
| EPAM SYS INC COM | 29414B104 | Stock | 27,187 | $2,138,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 34,943 | $2,054,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 44,126 | $1,983,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 85,971 | $1,976,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 36,439 | $1,961,000 | thousands by filing date | |
| AXIALL CORP | 05463D100 | COM | 127,000 | $1,957,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 1,459,000 | $1,940,000 | thousands by filing date | principal |
| KROGER CO COM | 501044101 | Stock | 45,398 | $1,900,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 546,600 | $1,754,000 | thousands by filing date | |
| MAG SILVER CORP | 55903Q104 | COMMON STOCK-FO | 241,007 | $1,702,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 19,558 | $1,677,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 12,600 | $1,640,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 42,343 | $1,545,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,941,588 | $1,432,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 28,507 | $1,383,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 145,505 | $1,374,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 21,912 | $1,370,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 385,619 | $1,257,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 48,986 | $1,206,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 15,500 | $1,202,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 584,400 | $1,196,000 | thousands by filing date | |
| NOBILIS HEALTH CORP | 65500B103 | COM | 411,624 | $1,164,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 133,540 | $1,145,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 10,500 | $1,104,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 32,411 | $1,103,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 34,990 | $1,098,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 28,834 | $1,053,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 18,900 | $1,049,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 17,824 | $1,004,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 21,817 | $999,000 | thousands by filing date | |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 91,669 | $957,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 90,247 | $924,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 12,604 | $919,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 17,845 | $907,000 | thousands by filing date | |
| TRULIA INC | 897888AB9 | NOTE 2.750%12/1 | 730,000 | $907,000 | thousands by filing date | principal |
| Medtronic Plc | G5960L103 | COM | 11,720 | $902,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 11,759 | $901,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 22,650 | $895,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 23,250 | $885,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 4,563 | $866,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 7,500 | $790,000 | thousands by filing date | |
| SHOPIFY INC | 82509L107 | CL A SUB VTG SHS | 29,851 | $770,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 10,872 | $760,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 24,300 | $758,000 | thousands by filing date | |
| BECTON DICKINSON & CO | 075887109 | COM | 4,700 | $724,000 | thousands by filing date | |
| HAIN CELESTIAL GROUP INC | 405217100 | COM | 17,444 | $705,000 | thousands by filing date | |
| SPDR SERIES TRUST BLOOMBERG BR | 78464A417 | BLOOMBERG BRCLYS | 20,218 | $686,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 22,558 | $679,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 13,301 | $640,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 275,407 | $619,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 22,782 | $597,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 7,000 | $581,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC COM | 446150104 | Stock | 51,900 | $574,000 | thousands by filing date | |
| AMPHENOL CORP NEW | 032095101 | COM | 10,815 | $565,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 9,100 | $561,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 9,599 | $544,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 48,600 | $539,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A672 | ST INTER ETF | 8,883 | $533,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 25,143 | $526,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,266 | $500,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 7,300 | $494,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 7,367 | $486,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 578,307 | $468,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 3,650 | $466,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 16,357 | $431,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 22,081 | $418,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 4,443 | $413,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 5,764 | $410,000 | thousands by filing date | |
| CENTRAL GOLDTRUST | 153546106 | TR U | 10,500 | $396,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 6,071 | $394,000 | thousands by filing date | |
| ALAMOS GOLD INC COM CL A | 011532108 | Stock | 115,696 | $381,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 8,922 | $377,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 158,246 | $368,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 8,273 | $346,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 1,682 | $343,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 3,654 | $322,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 3,200 | $298,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 230,000 | $294,000 | thousands by filing date | principal |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 68,109 | $293,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 300,000 | $288,000 | thousands by filing date | principal |
| E M C CORP MASS | 268648102 | COM | 10,545 | $271,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 941,838 | $259,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 71,334 | $245,000 | thousands by filing date | |
| TAL ED GROUP | 874080AB0 | NOTE 2.500 5/1 | 135,000 | $245,000 | thousands by filing date | principal |
| VERISIGN INC | 92343EAD4 | CORPORATE OBLIG | 95,000 | $243,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 200,000 | $229,000 | thousands by filing date | principal |
| DOMINION DIAMOND CORP | 257287102 | COM | 21,878 | $224,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 75,000 | $221,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 30,475 | $216,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 18,252 | $213,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 210,000 | $206,000 | thousands by filing date | principal |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 404,100 | $202,000 | thousands by filing date | |
| TOLL BROS FIN CORP | 88947EAM2 | NOTE 0.500% 9/1 | 200,000 | $200,000 | thousands by filing date | principal |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 4,544 | $197,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 117,000 | $195,000 | thousands by filing date | principal |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 8,055 | $183,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 2,140 | $180,000 | thousands by filing date | |
| BANK OF AMER CORP | 060505682 | 7.25%CNV PFD L | 158 | $173,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 80,000 | $173,000 | thousands by filing date | principal |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 3,383 | $163,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD | 92763WAA1 | NOTE 1.500% 3/1 | 150,000 | $158,000 | thousands by filing date | principal |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 3,900 | $158,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B202 | PFD SER A CV | 5,000 | $157,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 115,000 | $148,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 600 | $144,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 6,629 | $142,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 3,608 | $142,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 71,000 | $136,000 | thousands by filing date | principal |
| APC 7.5 PFD | 032511404 | Preferred Stock | 4,000 | $136,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 110,000 | $132,000 | thousands by filing date | principal |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 72,000 | $123,000 | thousands by filing date | principal |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 105 | $122,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL | 91307CAF9 | NOTE 1.000% 9/1 | 30,000 | $98,000 | thousands by filing date | principal |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 75,000 | $82,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 70,000 | $78,000 | thousands by filing date | principal |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 825 | $70,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 5,788 | $70,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 110,000 | $67,000 | thousands by filing date | principal |
| WELLTOWER INC 6.50 PFD PREPET | 95040Q203 | CPFD | 961 | $59,000 | thousands by filing date | |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 2,096 | $58,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 779 | $36,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J257 | TAIWAN ALPHADE | 1,106 | $32,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 2,500 | $28,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 300 | $23,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 400 | $23,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 1,117 | $23,000 | thousands by filing date | |
| TARGET CORP COM | 87612E106 | Stock | 300 | $22,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 1,200 | $21,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 200 | $20,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 200 | $19,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 2,000 | $19,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 500 | $19,000 | thousands by filing date | |
| ARVINMERITOR INC | 043353AH4 | CORPORATE OBLIG | 20,000 | $19,000 | thousands by filing date | principal |
| CME Group Inc. Class A | 12572Q105 | COM | 200 | $18,000 | thousands by filing date | |
| EQM MIDSTREAM PARTNERS LP | 26885B100 | UNIT LTD PARTN | 213 | $16,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 300 | $15,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 226 | $15,000 | thousands by filing date | |
| Phillips 66 Partners LP | 718549207 | COM UNIT REP INT | 239 | $15,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 200 | $14,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 283 | $14,000 | thousands by filing date | |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 238 | $13,000 | thousands by filing date | |
| AMERICAN ELEC PWR CO INC COM | 025537101 | Stock | 221 | $13,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 408 | $13,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 434 | $13,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 323 | $13,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 172 | $12,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 471 | $12,000 | thousands by filing date | |
| RAYTHEON CO | 755111507 | COM NEW | 100 | $12,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 245 | $12,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 378 | $10,000 | thousands by filing date | |
| Union Pacific Corporation | 907818108 | COM | 130 | $10,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 100 | $9,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 358 | $9,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 269 | $7,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 300 | $7,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 516 | $7,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 490 | $7,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 100 | $6,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 615 | $6,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 393 | $6,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 100 | $5,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 180 | $5,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 231 | $5,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 200 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 35 | $3,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 68 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 21 | $2,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 100 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 39 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-049719 | this filing | 2016-02-02 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-16-054148 | base | 2016-02-19 | acceptance time not in the bulk data set |