13F-HR filed by Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC filed this 13F-HR for the quarter ended 2015-12-31, filed 2016-02-01, with 820 holding rows worth $1,361,781,000.
- Accession
- 0001140361-16-049323
- Filer
- CIK 1502149
- Filed
- 2016-02-01
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2015
A holdings report, 820 entries on the cover page, a total value of $1,361,781,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,361,781,000 with VALUE read as thousands by filing date, 13F file number 028-14018. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRANSAMERICA CORP028-00136
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 2,800 | $24,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 500 | $24,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 318 | $23,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 95 | $23,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 261 | $23,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 850 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 476 | $23,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 988 | $23,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 442 | $23,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,050 | $23,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,536 | $23,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 1,860 | $23,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 282 | $22,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 300 | $22,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 370 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288505 | MRGSTR SM CP ETF | 168 | $22,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 969 | $22,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 301 | $21,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 200 | $21,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 300 | $21,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 3,000 | $21,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 621 | $21,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 2,500 | $21,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 522 | $21,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,406 | $21,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 320 | $20,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 133 | $20,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 400 | $20,000 | thousands by filing date | |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 354 | $19,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,000 | $19,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 800 | $19,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,461 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735J101 | COM SHS | 471 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 423 | $19,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 390 | $19,000 | thousands by filing date | |
| IJH | 464287507 | COM | 124 | $18,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 182 | $18,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $18,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,700 | $18,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 251 | $18,000 | thousands by filing date | |
| POWERSHARESETF TRUST DYN SFTWR | 73935X773 | ETF - EQUITY | 416 | $18,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 996 | $18,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 276 | $17,000 | thousands by filing date | |
| ESSA BANCORP INC COM | 29667D104 | Stock | 1,225 | $17,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 302 | $17,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 428 | $16,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,003 | $16,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 101 | $16,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 225 | $16,000 | thousands by filing date | |
| AEROJET ROCKETDYNE HLDGS INC C | 007800105 | COM | 1,000 | $16,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 745 | $16,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 474 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 600 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X799 | DYN PHRMA PORT | 221 | $16,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $16,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 273 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 164 | $15,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 1,500 | $15,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 141 | $15,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 558 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 296 | $15,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 284 | $14,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,800 | $14,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 460 | $14,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 200 | $14,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 300 | $14,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 594 | $14,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 144 | $13,000 | thousands by filing date | |
| KRAFT HEINZ CO COM | 500754106 | Stock | 170 | $13,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 90 | $13,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 514 | $13,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 509 | $13,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 100 | $12,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 139 | $12,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 900 | $12,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,200 | $12,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 750 | $12,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,000 | $12,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 389 | $12,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 945 | $12,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 147 | $12,000 | thousands by filing date | |
| PROSHARES SHORT | 74347R396 | PSHS SH MSCI EMR | 399 | $12,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 172 | $11,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 424 | $11,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 273 | $11,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,200 | $11,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 806 | $11,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 600 | $11,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 426 | $11,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,327 | $11,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 500 | $11,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 300 | $10,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 119 | $10,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 345 | $10,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 300 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 332 | $10,000 | thousands by filing date | |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 105 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 350 | $10,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,000 | $10,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 500 | $10,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 639 | $10,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 231 | $10,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,200 | $10,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 104 | $10,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 120 | $9,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 100 | $9,000 | thousands by filing date | |
| PAYPALHLDGSINC | 70450Y103 | STOK | 243 | $9,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 500 | $9,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 200 | $9,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,296 | $9,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 200 | $9,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 237 | $9,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 90 | $9,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 475 | $9,000 | thousands by filing date | |
| MAGELLAN MIDSTREAM PARTNERS, L | 559080106 | COM UNIT RP LP | 130 | $9,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 115 | $9,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 600 | $9,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,068 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 329 | $9,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 311 | $9,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 430 | $9,000 | thousands by filing date | |
| NORTHSTAR REALTY EUROPE CORP | 66706L101 | COM | 721 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 238 | $8,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 75 | $8,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 125 | $8,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 200 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 347 | $8,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 200 | $8,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 40 | $8,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $8,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,500 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 162 | $8,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 530 | $8,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 558 | $8,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 1,500 | $8,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 34 | $7,000 | thousands by filing date | |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 70 | $7,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 193 | $7,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 224 | $7,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 101 | $7,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 235 | $7,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 45 | $7,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 393 | $7,000 | thousands by filing date | |
| TIER REIT COM | 88650V208 | COM NEW | 416 | $7,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,000 | $7,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 216 | $7,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 245 | $7,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 1,047 | $7,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 200 | $7,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 159 | $7,000 | thousands by filing date | |
| PROSHARES TR | 74347R701 | PSHS SHORT DOW30 | 300 | $7,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E226 | GLB X MLP ENRG I | 554 | $7,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 145 | $7,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 73 | $6,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 101 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 300 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 52 | $6,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 575 | $6,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 56 | $6,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 156 | $6,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 135 | $6,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 300 | $6,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 250 | $6,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 100 | $6,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 103 | $5,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 33 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 125 | $5,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 65 | $5,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 300 | $5,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100 | $5,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 100 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 200 | $5,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 86 | $5,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 304 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 145 | $5,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 123 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 459 | $5,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 150 | $5,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 1,000 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 184 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 115 | $4,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 136 | $4,000 | thousands by filing date | |
| FOUR CORNERS PPTY TR INC | 35086T109 | COM | 143 | $4,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 80 | $4,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 325 | $4,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 258 | $4,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 41 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 58 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 667 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 45 | $3,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 450 | $3,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 462 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100 | $3,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 150 | $3,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 629 | $3,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 24 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 200 | $3,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 75 | $3,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 22 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 66 | $2,000 | thousands by filing date | |
| SUNOCO LP/SUNOCO FIN CORP | 86765K109 | COM UT REP LP | 50 | $2,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 30 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 70 | $2,000 | thousands by filing date | |
| CRESTWOOD EQUITY PARTNERS LP U | 226344208 | UNIT LTD PARTNER | 71 | $2,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 25 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 13 | $2,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 64 | $2,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 240 | $2,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 128 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 200 | $2,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 63 | $2,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 450 | $2,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 15 | $2,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 1 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 1 | $1,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 10 | $1,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 5 | $1,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 8 | $1,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $1,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 12 | $1,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 1 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 2 | $1,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1 | $1,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 2 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 9 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1 | $1,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 1 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6 | $1,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1 | $1,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 4 | $1,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 25 | $1,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1 | $1,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 14 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1 | $1,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 10 | $1,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 1 | $1,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 12 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 1 | $1,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 66 | $1,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 1 | $1,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 1 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 1 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 1 | $1,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 8 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 1 | $1,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1 | $1,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 1 | $1,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5 | $1,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 19 | $1,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1 | $1,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1 | $1,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 1 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1 | $1,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1 | $1,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 100 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288182 | MSCI AC ASIA ETF | 9 | $1,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 1 | $1,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 2 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 21 | $1,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 1 | $1,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 4 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 1 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 1 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 4 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 7 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 23 | $1,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 8 | $1,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 1 | $1,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 8 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3 | $1,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 3 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 1 | $1,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 1 | $1,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 1 | $1,000 | thousands by filing date | |
| RMR GROUP INC | 74967R106 | CL A | 22 | $1,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 1 | $1,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J108 | SHS | 1 | $1,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1 | $1,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 8 | $1,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 1 | $1,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 1 | $1,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 15 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 1 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 1 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 1 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 190 | $1,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 18 | $1,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4 | $1,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 6 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 184 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 15 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1 | $1,000 | thousands by filing date | Value about 1,000 times the price other filers imply, kept as filed and left out of ratios. |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3 | $1,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 3 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 12 | $1,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 1 | $1,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 108 | $1,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165 | $1,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,728 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 44 | $1,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,390 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 100 | $1,000 | thousands by filing date | |
| RCS CAP CORP | 74937W102 | COM CL A | 1,172 | $1,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X104 | DYNAMIC MKT PT | 1 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 2 | $1,000 | thousands by filing date | |
| ELEMENTS LKD TO S&P CMDTY TR | 4042EP602 | CMN | 139 | $1,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 20 | $1,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 2 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 160 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-16-049323 | this filing | 2016-02-01 | acceptance time not in the bulk data set |