13F-HR filed by DG Capital Management, LLC
DG Capital Management, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 16 holding rows worth $85,960,000 by the sum of the rows.
- Accession
- 0001140361-15-041679
- Filer
- CIK 1512716
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 16 entries on the cover page, a total value of $120,371,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $85,960,000 with VALUE read as thousands by filing date, 13F file number 028-16742. The quarter's positions are built on this report. The resolved quarter.
The cover page states a total of $120,371,000, 40% more than the sum of the rows, $85,960,000. This page uses the sum of the rows.
Other managers
- included managerGertzulin Dov028-16744
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 2,819,428 | $15,930,000 | thousands by filing date | |
| COMMUNITY USD0.01 | 20369C106 | COM | 675,945 | $10,748,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 596,173 | $7,249,000 | thousands by filing date | |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 350,851 | $7,077,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 840,684 | $6,902,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 2,029,450 | $6,799,000 | thousands by filing date | |
| SYNERGETICS USA INC | 87160G107 | COM | 850,000 | $5,585,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 395,261 | $5,569,000 | thousands by filing date | |
| HC2 HLDGS INC | 404139107 | COM | 729,483 | $5,114,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 1,130,127 | $5,097,000 | thousands by filing date | |
| COMMUNICATIONS SALES&LEAS IN | 20341J104 | COM | 158,550 | $2,838,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 695,808 | $2,199,000 | thousands by filing date | |
| SALEM MEDIA GROUP INC CLASS A | 794093104 | COM | 272,266 | $1,666,000 | thousands by filing date | |
| CATALYST | 14888D109 | COM | 255,819 | $1,192,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 500,000 | $1,063,000 | thousands by filing date | put |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 124,297 | $932,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041679 | this filing | 2015-11-16 | acceptance time not in the bulk data set |