13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 4,066 holding rows worth $44,909,517,000.
- Accession
- 0001140361-15-041438
- Filer
- CIK 1521001
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 20,950 entries on the cover page, a total value of $44,909,517,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $44,909,517,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RYDER SYS INC COM | 783549108 | Stock | 200 | $15,000 | thousands by filing date | call |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 372 | $15,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 400 | $15,000 | thousands by filing date | call |
| TEGNA INC COM | 87901J105 | Stock | 700 | $15,000 | thousands by filing date | put |
| IPG PHOTONICS CORP | 44980X109 | COM | 200 | $15,000 | thousands by filing date | put |
| INTERPUBLIC GROUP COS | 460690100 | COM | 763 | $15,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 200 | $15,000 | thousands by filing date | call |
| SYMANTEC CORP | 871503108 | COM | 766 | $15,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 1,100 | $15,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 600 | $15,000 | thousands by filing date | put |
| Taser Intl Inc | 87651B104 | COM | 700 | $15,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 300 | $15,000 | thousands by filing date | put |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,558 | $15,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 610 | $14,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 2,000 | $14,000 | thousands by filing date | put |
| QORVO INC COM | 74736K101 | Stock | 300 | $14,000 | thousands by filing date | put |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1,000 | $14,000 | thousands by filing date | put |
| IAMGOLD CORP COM | 450913108 | Stock | 8,400 | $14,000 | thousands by filing date | call |
| COPART INC COM | 217204106 | Stock | 435 | $14,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 5,000 | $14,000 | thousands by filing date | call |
| LITHIA MTRS INC COM | 536797103 | Stock | 127 | $14,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 200 | $14,000 | thousands by filing date | call |
| PRICE T ROWE GROUP INC COM | 74144T108 | Stock | 200 | $14,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 600 | $14,000 | thousands by filing date | put |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 363 | $14,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 900 | $14,000 | thousands by filing date | call |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 400 | $14,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 323 | $14,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 800 | $14,000 | thousands by filing date | call |
| INFINERA CORP | 45667G103 | COMMON STOCK | 700 | $14,000 | thousands by filing date | call |
| VALARIS ORD | 920355104 | COM | 200 | $14,000 | thousands by filing date | put |
| JAMBA INC | 47023A309 | COM NEW | 1,000 | $14,000 | thousands by filing date | call |
| EMERGE ENERGY SVCS LP | 29102H108 | COM REP PARTN | 2,114 | $14,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 100 | $13,000 | thousands by filing date | put |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 201 | $13,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 1,100 | $13,000 | thousands by filing date | put |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 185 | $13,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 700 | $13,000 | thousands by filing date | call |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 95 | $12,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,500 | $12,000 | thousands by filing date | put |
| WESCO INTL INC COM | 95082P105 | Stock | 267 | $12,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 163 | $12,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 269 | $12,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 221 | $12,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 423 | $12,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 600 | $12,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 500 | $12,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 500 | $12,000 | thousands by filing date | call |
| BEMIS INC | 081437105 | COM | 314 | $12,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 1,400 | $12,000 | thousands by filing date | call |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 400 | $12,000 | thousands by filing date | call |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 1,100 | $11,000 | thousands by filing date | put |
| OPENLANE INC | 48238T109 | COM | 305 | $11,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 406 | $11,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 300 | $11,000 | thousands by filing date | put |
| POPEYES LA KITCHEN INC | 732872106 | COM | 200 | $11,000 | thousands by filing date | call |
| AON PLC | G0408V102 | SHS CL A | 126 | $11,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 800 | $11,000 | thousands by filing date | put |
| XEROX CORP | 984121103 | COM | 1,100 | $11,000 | thousands by filing date | call |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 600 | $11,000 | thousands by filing date | put |
| DST SYS INC DEL | 233326107 | COM | 100 | $11,000 | thousands by filing date | put |
| DST SYS INC DEL | 233326107 | COM | 100 | $11,000 | thousands by filing date | call |
| AXIALL CORP | 05463D100 | COM | 700 | $11,000 | thousands by filing date | put |
| Powershs Db US Dollar Tr | 73936D206 | DOLL INDX BEAR | 500 | $11,000 | thousands by filing date | call |
| Knight Capital Group, Inc. | 48244B100 | common stock | 1,000 | $11,000 | thousands by filing date | put |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 800 | $11,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 600 | $10,000 | thousands by filing date | call |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,000 | $10,000 | thousands by filing date | put |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 300 | $10,000 | thousands by filing date | call |
| WEC ENERGY GROUP INC COM | 92939U106 | Stock | 200 | $10,000 | thousands by filing date | call |
| KNOWLES CORP COM | 49926D109 | Stock | 526 | $10,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 500 | $10,000 | thousands by filing date | call |
| VERA BRADLEY INC | 92335C106 | COM | 799 | $10,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 1,000 | $10,000 | thousands by filing date | call |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 210 | $10,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 149 | $10,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 1,000 | $10,000 | thousands by filing date | put |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,700 | $10,000 | thousands by filing date | call |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 188 | $9,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 600 | $9,000 | thousands by filing date | put |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 1,000 | $9,000 | thousands by filing date | call |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 300 | $9,000 | thousands by filing date | put |
| INNOSPEC INC | 45768S105 | COM | 193 | $9,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 3,464 | $9,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 300 | $9,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 1,000 | $9,000 | thousands by filing date | put |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 709 | $9,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 631 | $9,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 300 | $9,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 305 | $9,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 300 | $9,000 | thousands by filing date | put |
| Apollo Global Management | 037612306 | COM | 533 | $9,000 | thousands by filing date | |
| BARNES & NOBLE ED INC | 06777U101 | COM | 693 | $9,000 | thousands by filing date | put |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 95 | $9,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 135 | $8,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 1,144 | $8,000 | thousands by filing date | put |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 184 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 1,000 | $8,000 | thousands by filing date | call |
| FAIR ISAAC CORP COM | 303250104 | Stock | 100 | $8,000 | thousands by filing date | call |
| WATSCO INC COM | 942622200 | Stock | 68 | $8,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 157 | $8,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 300 | $8,000 | thousands by filing date | put |
| NOBLE ENERGY INC | 655044105 | COM | 267 | $8,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 128 | $8,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 500 | $8,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 200 | $8,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 1,000 | $8,000 | thousands by filing date | put |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 300 | $8,000 | thousands by filing date | call |
| GIGAMON INC | 37518B102 | COM | 400 | $8,000 | thousands by filing date | put |
| ServiceNow,Inc. | 81762P102 | COM | 98 | $7,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 111 | $7,000 | thousands by filing date | |
| WW GRAINGER INC COM | 384802104 | Stock | 32 | $7,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 263 | $7,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 100 | $7,000 | thousands by filing date | put |
| STAMPS COM INC | 852857200 | COM NEW | 100 | $7,000 | thousands by filing date | put |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 209 | $7,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 598 | $7,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 509 | $7,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 1,000 | $7,000 | thousands by filing date | call |
| ACTUANT CORP | 00508X203 | CL A NEW | 400 | $7,000 | thousands by filing date | put |
| SUPERVALU INC | 868536103 | COM | 1,000 | $7,000 | thousands by filing date | call |
| SIGMA DESIGNS INC | 826565103 | COM | 1,000 | $7,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 600 | $7,000 | thousands by filing date | call |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 500 | $7,000 | thousands by filing date | put |
| Knight Capital Group, Inc. | 48244B100 | common stock | 600 | $7,000 | thousands by filing date | call |
| PAN AMERN SILVER CORP | 697900108 | COM | 1,000 | $6,000 | thousands by filing date | put |
| WABTEC COM | 929740108 | Stock | 65 | $6,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 169 | $6,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 99 | $6,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 300 | $6,000 | thousands by filing date | call |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 100 | $6,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 619 | $6,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 330 | $6,000 | thousands by filing date | |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 200 | $6,000 | thousands by filing date | put |
| PITNEY BOWES INC COM | 724479100 | Stock | 300 | $6,000 | thousands by filing date | put |
| OUTFRONT MEDIA INC | 69007J106 | COM | 307 | $6,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 174 | $6,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 800 | $6,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 123 | $6,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 157 | $6,000 | thousands by filing date | |
| LEXMARK INTL NEW | 529771107 | CL A | 200 | $6,000 | thousands by filing date | call |
| VIRGIN AMER INC | 92765X208 | COM VTG | 169 | $6,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 200 | $5,000 | thousands by filing date | put |
| TARGA RES CORP COM | 87612G101 | Stock | 100 | $5,000 | thousands by filing date | call |
| BLOCK H & R INC COM | 093671105 | Stock | 150 | $5,000 | thousands by filing date | |
| ZILLOW GROUP INC CL C CAP STK | 98954M200 | Stock | 183 | $5,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 249 | $5,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 100 | $5,000 | thousands by filing date | call |
| AGCO CORP | 001084102 | COM | 100 | $5,000 | thousands by filing date | call |
| BANCO BRADESCO S A | 059460303 | SP ADR PFD NEW | 1,000 | $5,000 | thousands by filing date | call |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 148 | $5,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 100 | $5,000 | thousands by filing date | put |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 300 | $5,000 | thousands by filing date | call |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 313 | $5,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 655 | $5,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 164 | $5,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 1,000 | $5,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 100 | $5,000 | thousands by filing date | call |
| STRAYER ED INC | 863236105 | COM | 100 | $5,000 | thousands by filing date | call |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 20,500 | $5,000 | thousands by filing date | |
| CARE CAP PPTYS INC | 141624106 | COM | 150 | $5,000 | thousands by filing date | put |
| BARRACUDA NETWORKS INC | 068323104 | COM | 314 | $5,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 300 | $5,000 | thousands by filing date | call |
| NRG YIELD INC | 62942X306 | COM | 460 | $5,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 47 | $4,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 41 | $4,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 249 | $4,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 128 | $4,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 83 | $4,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 300 | $4,000 | thousands by filing date | call |
| FEDERATED HERMES INC CL B | 314211103 | Stock | 123 | $4,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 32 | $4,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 51 | $4,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 107 | $4,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 100 | $4,000 | thousands by filing date | call |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 106 | $4,000 | thousands by filing date | |
| TEXAS ROADHOUSE INC COM | 882681109 | Stock | 100 | $4,000 | thousands by filing date | put |
| STIFEL FINL CORP | 860630102 | COM | 100 | $4,000 | thousands by filing date | call |
| CREDICORP LTD | G2519Y108 | COM | 35 | $4,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 100 | $4,000 | thousands by filing date | put |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 126 | $4,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 101 | $4,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 100 | $4,000 | thousands by filing date | put |
| IMMUNOMEDICS INC | 452907108 | COM | 2,600 | $4,000 | thousands by filing date | call |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 278 | $4,000 | thousands by filing date | |
| GANNETT SPINCO INC | 36473H104 | COM | 350 | $4,000 | thousands by filing date | put |
| Broadcom Inc | Y0486S104 | Common | 35 | $4,000 | thousands by filing date | |
| IHS INC | 451734107 | CL A | 34 | $4,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 1,000 | $4,000 | thousands by filing date | call |
| TREX CO INC | 89531P105 | COM | 100 | $3,000 | thousands by filing date | call |
| IRON MTN INC DEL COM | 46284V101 | REIT | 100 | $3,000 | thousands by filing date | call |
| PVH CORPORATION COM | 693656100 | Stock | 34 | $3,000 | thousands by filing date | |
| TOPBUILD COR COM | 89055F103 | Stock | 110 | $3,000 | thousands by filing date | put |
| CBRE GROUP INC CL A | 12504L109 | Stock | 88 | $3,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 23 | $3,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 100 | $3,000 | thousands by filing date | call |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 200 | $3,000 | thousands by filing date | call |
| CEVA INC | 157210105 | COMMON STOCK | 180 | $3,000 | thousands by filing date | |
| NIELSEN HOLDINGS PLC | G6518L108 | SHS EUR | 73 | $3,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 1,000 | $3,000 | thousands by filing date | put |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 1,000 | $3,000 | thousands by filing date | put |
| CHICOS FAS INC | 168615102 | COM | 200 | $3,000 | thousands by filing date | put |
| NOBLE CORP PLC | G65431101 | SHS USD | 232 | $3,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 200 | $3,000 | thousands by filing date | put |
| GROUPON INC | 399473107 | COMMON STOCK | 1,000 | $3,000 | thousands by filing date | put |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 400 | $3,000 | thousands by filing date | put |
| MERITOR INC | 59001K100 | COMMON STOCK | 300 | $3,000 | thousands by filing date | call |
| QEP RESOURCES INC | 74733V100 | COM | 200 | $3,000 | thousands by filing date | call |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 200 | $3,000 | thousands by filing date | call |
| XENOPORT INC | 98411C100 | COM | 1,000 | $3,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 8,442 | $3,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 172 | $3,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 14 | $2,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 66 | $2,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 49 | $2,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 100 | $2,000 | thousands by filing date | call |
| AEROVIRONMENT INC COM | 008073108 | Stock | 100 | $2,000 | thousands by filing date | put |
| GREIF INC | 397624107 | CL A | 63 | $2,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 27 | $2,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 150 | $2,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 84 | $2,000 | thousands by filing date | |
| CANADIAN PACIFIC RAILWAYS | 13645T100 | COM | 13 | $2,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 100 | $2,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 100 | $2,000 | thousands by filing date | call |
| AVANTAX INC | 095229100 | COMMON STOCK | 117 | $2,000 | thousands by filing date | |
| STONEMOR PARTNERS LP | 86183Q100 | COMMON STOCK | 67 | $2,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 151 | $2,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 400 | $2,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 50 | $2,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 100 | $2,000 | thousands by filing date | call |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 200 | $2,000 | thousands by filing date | call |
| COMERICAINC | 200340107 | COM | 33 | $1,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 68 | $1,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 17 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 79 | $1,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 84 | $1,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 25 | $1,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 10 | $1,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 196 | $1,000 | thousands by filing date | |
| EXTENDED STAY AMER INC | 30224P200 | UNIT 99/99/9999B | 77 | $1,000 | thousands by filing date | |
| AMC NETWORKS INC | 00164V103 | CL A | 8 | $1,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 100 | $1,000 | thousands by filing date | call |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 132 | $1,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 251 | $1,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 17 | $1,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 78 | $1,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 70 | $1,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| CONNS INC | 208242107 | COM | 24 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 100 | $1,000 | thousands by filing date | call |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 80 | $1,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 45 | $1,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 151 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COMWLTH TR | 315912808 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IJH | 464287507 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global 100 ETF | 464287572 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global REIT ETF | 46434V647 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI Mexico ETF | 464286822 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell Midcap ETF | 464287499 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F834 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288372 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288687 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Financials ETF | 464287788 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Technology ETF | 464287721 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Johnson & Johnson | 478160104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC | 921910873 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHD | 808524797 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDW | 78463X889 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Energy ETF | 92204A306 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Extended Market ETF | 922908652 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Growth | 922908736 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Materials ETF | 92204A801 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Real Estate | 922908553 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD STAR FDS | 921909768 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Utilities ETF | 92204A876 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Value ETF | 922908744 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VGT | 92204A702 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D101 | NO AMER ENERGY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR MID CAP CORE ALPHAD | 33735B108 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR VALUE LINE DIVID IN | 33734H106 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A508 | PRTFLO S&P500 VL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SSGA ACTIVE ETF TR | 78467V608 | BLACKSTONE SENR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STIFEL FINL CORP | 860630102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STS COMMODITY INDEX F | 911718104 | CM REP COPP FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A405 | FINANCIALS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WORLD FD | 92204A603 | INDUSTRIAL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W844 | GLB US QTLY DIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W703 | INTL EQUITY FD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717X669 | US QTLY DIV GRT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524755 | FUNDAMENTAL INTL | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041438 | this filing | 2015-11-16 | acceptance time not in the bulk data set |