13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 1,614 holding rows worth $27,879,050,000.
- Accession
- 0001140361-15-041417
- Filer
- CIK 1163653
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 2,736 entries on the cover page, a total value of $27,879,050,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $27,879,050,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 16,965 | $105,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 17,465 | $104,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 10,939 | $103,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 9,813 | $101,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 689 | $100,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 13,836 | $98,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 12,319 | $97,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 30,069 | $97,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 753 | $96,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 11,037 | $95,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 1,673 | $95,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,357 | $93,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 1,948 | $93,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 4,407 | $91,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 25,114 | $90,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 2,090 | $90,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 13,372 | $90,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 17,637 | $88,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 10,079 | $86,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 1,149 | $85,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 1,076 | $85,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 1,732 | $85,000 | thousands by filing date | |
| JIAYUAN COM INTL LTD | 477374102 | SPONSORED ADR | 13,998 | $85,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 24,191 | $84,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 4,800 | $81,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 13,023 | $80,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 13,894 | $79,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,476 | $78,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 2,700 | $77,000 | thousands by filing date | put |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 2,489 | $76,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 1,343 | $76,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 2,829 | $73,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 19,421 | $71,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 16,120 | $71,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 15,004 | $67,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 14,668 | $67,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 14,700 | $66,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 23,085 | $61,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 50,000 | $60,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 2,600 | $60,000 | thousands by filing date | call |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 17,000 | $60,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 11,484 | $60,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 25,000 | $59,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 1,758 | $59,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 10,143 | $57,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 3,345 | $56,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 14,418 | $56,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 3,119 | $54,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 4,700 | $53,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10,818 | $48,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 1,956 | $48,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 16,651 | $47,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 22,000 | $47,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 1,656 | $46,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 1,750 | $45,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 43,200 | $43,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 842 | $42,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 31,000 | $42,000 | thousands by filing date | principal |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 11,400 | $41,000 | thousands by filing date | |
| PLURISTEM THERAPEUTICS INC | 72940R102 | COM | 21,200 | $39,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 115,300 | $38,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 24,000 | $38,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 1,331 | $37,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 2,361 | $37,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 29,000 | $37,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 17,529 | $36,000 | thousands by filing date | |
| NEW YORK & CO INC | 649295102 | COM | 13,399 | $36,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 900 | $34,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 27,000 | $34,000 | thousands by filing date | principal |
| COEUR MNG INC COM NEW | 192108504 | Stock | 10,000 | $32,000 | thousands by filing date | call |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 23,800 | $31,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 57,300 | $30,000 | thousands by filing date | |
| GTX INC | 40052B108 | COM | 33,916 | $29,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 1,866 | $28,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 10,000 | $27,000 | thousands by filing date | |
| IMMUNE PHARMACEUTICALS INC | 45254C101 | COM | 23,200 | $27,000 | thousands by filing date | |
| STAR BULK CARRIERS CORP SHS NEW | Y8162K121 | Stock | 12,500 | $26,000 | thousands by filing date | |
| DIGITAL TURBINE INC | 25400W102 | COM NEW | 14,000 | $25,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 22,000 | $24,000 | thousands by filing date | |
| QUICKLOGIC CORP | 74837P108 | COM | 13,000 | $24,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 2,000 | $23,000 | thousands by filing date | put |
| HALCON RES CORP | 40537Q209 | COM NEW | 12,500 | $22,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 26,000 | $22,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 3,331 | $22,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 10,865 | $21,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 4,557 | $21,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 21,000 | $21,000 | thousands by filing date | principal |
| UNILIFE CORP NEW | 90478E103 | COM | 18,000 | $21,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 213 | $18,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 10,066 | $18,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 34,500 | $17,000 | thousands by filing date | |
| PERSPECTIVE THERAPEUTICS INC | 46489V104 | COM | 11,000 | $16,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 9,900 | $16,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 11,500 | $16,000 | thousands by filing date | |
| CIVEO CORP CDA | 17878Y108 | COM | 11,000 | $16,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 18,180 | $16,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 1,956 | $13,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 90 | $13,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 65 | $13,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 11,000 | $13,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 415 | $12,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 600 | $10,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 10,000 | $10,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 47 | $8,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 38,569 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 100 | $7,000 | thousands by filing date | call |
| FOX CORP CLASS B | 90130A200 | COM | 193 | $6,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 33,800 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 51 | $5,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 164 | $5,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 242 | $3,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 91 | $3,000 | thousands by filing date | |
| VEREIT INC | 92339V100 | COM | 270 | $2,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 100 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041417 | this filing | 2015-11-16 | acceptance time not in the bulk data set |