13F-HR filed by MANGROVE PARTNERS IM, LLC
MANGROVE PARTNERS IM, LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-16, with 42 holding rows worth $436,220,000.
- Accession
- 0001140361-15-041401
- Filer
- CIK 1535392
- Filed
- 2015-11-16
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 42 entries on the cover page, a total value of $436,220,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $436,220,000 with VALUE read as thousands by filing date, 13F file number 028-15348. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 27,000 | $54,949,000 | thousands by filing date | principal |
| HUDSON CITY BANCORP | 443683107 | COM | 5,326,806 | $54,174,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 1,497,500 | $22,687,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 475,991 | $20,482,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 1,643,259 | $20,113,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 1,186,426 | $17,488,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 600,000 | $16,344,000 | thousands by filing date | |
| RYMAN HOSPITALITY PPTYS INC COM | 78377T107 | REIT | 304,908 | $15,011,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 1,173,716 | $14,272,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 1,785,313 | $13,890,000 | thousands by filing date | |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 1,726,872 | $13,159,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 1,016,569 | $12,870,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 387,200 | $12,739,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 3,273,886 | $12,310,000 | thousands by filing date | |
| STATE NATIONAL. | 85711T305 | Common Stock | 1,300,044 | $12,155,000 | thousands by filing date | |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 6,192,961 | $11,519,000 | thousands by filing date | |
| ASTA FUNDING INC | 046220109 | COM | 1,189,037 | $10,142,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 249,742 | $8,926,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 154,000 | $8,164,000 | thousands by filing date | |
| STEEL PARTNERS HLDGS L P | 85814R107 | LTD PRTRSHIP U | 422,888 | $6,990,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 1,319,175 | $6,517,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 987,490 | $6,093,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 415,899 | $5,706,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 753,321 | $5,371,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 610,877 | $5,333,000 | thousands by filing date | |
| OM ASSET MGMT PLC | G67506108 | SHS | 339,689 | $5,238,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 360,503 | $5,079,000 | thousands by filing date | |
| SOLARCITY CORP | 83416TAA8 | NOTE 2.750%11/0 | 5,000 | $4,626,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244T109 | COM | 684,250 | $4,591,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 615,714 | $4,581,000 | thousands by filing date | |
| MEDLEY MANAGEMENT INC | 58503T106 | EQUITY | 652,980 | $4,323,000 | thousands by filing date | |
| FIFTH STR ASSET MGMT INC | 31679P109 | CL A COM | 497,739 | $3,718,000 | thousands by filing date | |
| TELADOC HEALTH INC | 87918A105 | COM | 159,900 | $3,564,000 | thousands by filing date | |
| CALAMOS ASSET MANAGEMENT A | 12811R104 | COM | 281,684 | $2,670,000 | thousands by filing date | |
| CHERRY HILL MTG INVT CORP | 164651101 | COM | 162,092 | $2,469,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 6,103 | $2,401,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 40,400 | $1,534,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 244,800 | $1,102,000 | thousands by filing date | put |
| PTC THERAPEUTICS INC | 69366J200 | COM | 35,900 | $959,000 | thousands by filing date | put |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 309,933 | $927,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 7,181 | $766,000 | thousands by filing date | principal |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 100,000 | $268,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-041401 | this filing | 2015-11-16 | acceptance time not in the bulk data set |