13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-11-10, with 1,523 holding rows worth $77,608,531,000.
- Accession
- 0001140361-15-040395
- Filer
- CIK 1465109
- Filed
- 2015-11-10
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 1,644 entries on the cover page, a total value of $77,608,531,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $77,608,531,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC
- included managerNEUBERGER BERMAN LLC028-00454
- included managerNeuberger Berman Management LLC - DE028-13574
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNB Alternative Investment Management LLC
- included managerNeuberger Berman Asia Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 125,919 | $83,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 13,801 | $80,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 96,000 | $79,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 10,704 | $78,000 | thousands by filing date | |
| ILLUMINA INC | 452327AF6 | NOTE 6/1 | 71,000 | $78,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,226 | $77,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC | 00971TAG6 | DBCV 2/1 | 68,000 | $71,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 47,385 | $69,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 11,130 | $68,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 11,000 | $61,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 23,712 | $60,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,328 | $51,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 10,634 | $49,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 31,000 | $49,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 35,126 | $48,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 235,000 | $47,000 | thousands by filing date | principal |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 38,000 | $41,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 75,625 | $39,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GROUP | 42330PAG2 | CORPORATE OBLIG | 36,000 | $29,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 40,374 | $28,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 70,000 | $23,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 10,014 | $20,000 | thousands by filing date | |
| KEY ENERGY SVCS INC | 492914106 | COM | 23,010 | $11,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-040395 | this filing | 2015-11-10 | acceptance time not in the bulk data set |