13F-HR filed by TOCQUEVILLE ASSET MANAGEMENT L.P.
TOCQUEVILLE ASSET MANAGEMENT L.P. filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-30, with 962 holding rows worth $7,475,249,000.
- Accession
- 0001140361-15-039112
- Filer
- CIK 883961
- Filed
- 2015-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 976 entries on the cover page, a total value of $7,475,249,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $7,475,249,000 with VALUE read as thousands by filing date, 13F file number 028-03589. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AURICO METALS | 05157J108 | COM | 2,762,773 | $1,367,000 | thousands by filing date | |
| Stryker Corporation | 863667101 | COM | 14,342 | $1,350,000 | thousands by filing date | |
| POWERSHARES GOLDEN DRAGON (PGJ) | 73935X401 | ETF | 52,580 | $1,350,000 | thousands by filing date | |
| VOLKSWAGEN AG REPSTG PFD | 928662402 | COM | 60,500 | $1,347,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 24,100 | $1,342,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 32,925 | $1,334,000 | thousands by filing date | |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 403,000 | $1,330,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 33,697 | $1,319,000 | thousands by filing date | |
| I-Pulse Inc (pvt) | 8AMCS0752 | COM | 153,324 | $1,319,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 13,500 | $1,307,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 47,290 | $1,305,000 | thousands by filing date | |
| Electrum Ltd. (pvt) | Electrum7 | COM | 3,339,400 | $1,302,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 7,960 | $1,300,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 17,525 | $1,292,000 | thousands by filing date | |
| Primero Mining Corporation | 74164w205 | COM | 550,000 | $1,286,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 43,700 | $1,267,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 130,692 | $1,266,000 | thousands by filing date | |
| GE Cap Corp 6.25% Perp/Call 12 | 369622SP1 | PFD | 1,135,000 | $1,231,000 | thousands by filing date | principal |
| Altria Group Inc | 02209S103 | COM | 22,557 | $1,227,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 18,350 | $1,216,000 | thousands by filing date | |
| COLUMBIA SELECT SMALLER-CAP VA | 19766h510 | MUT | 65,099 | $1,210,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 21,044 | $1,205,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 29,700 | $1,203,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 68,015 | $1,190,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 6,769 | $1,189,000 | thousands by filing date | |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 17,886 | $1,185,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 36,064 | $1,185,000 | thousands by filing date | |
| INTERNATIONAL FLAVORS&FRAGRANC COM | 459506101 | Stock | 11,305 | $1,167,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 37,332 | $1,166,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 18,615 | $1,159,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 27,314 | $1,158,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 28,360 | $1,146,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 36,064 | $1,136,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 5,325 | $1,131,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 20,540 | $1,123,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 13,086 | $1,122,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 13,200 | $1,121,000 | thousands by filing date | |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 11,950 | $1,115,000 | thousands by filing date | |
| KEYCORP COM | 493267108 | Stock | 85,370 | $1,111,000 | thousands by filing date | |
| COLLEGIUM PHARMACEUTICAL INC | 19459J104 | COM | 50,000 | $1,106,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 23,193 | $1,099,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 43,318 | $1,091,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 33,399 | $1,090,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 34,175 | $1,087,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 12,738 | $1,087,000 | thousands by filing date | |
| GLOBAL PMTS INC | 37940X102 | COM | 9,450 | $1,084,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 12,983 | $1,082,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 18,976 | $1,082,000 | thousands by filing date | |
| IMPAX LABORATORIES INC | 45256B101 | COM | 30,721 | $1,082,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 4,315 | $1,079,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 34,025 | $1,070,000 | thousands by filing date | |
| Citigroup Inc 6.875 PFD | 172967341 | PFD | 40,000 | $1,067,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 11,000 | $1,059,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 5,825 | $1,059,000 | thousands by filing date | |
| ADVAXIS INC | 007624208 | COM NEW | 103,350 | $1,057,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 24,750 | $1,051,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 76,925 | $1,049,000 | thousands by filing date | |
| US BANCORP | 902973155 | Common Stock | 47,800 | $1,042,000 | thousands by filing date | |
| GW PHARMACEUTICALS PLC | 36197T103 | ADS | 11,350 | $1,037,000 | thousands by filing date | |
| Anthem United Inc | 03675A105 | COM | 8,075,000 | $1,029,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 20,975 | $1,028,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 93,700 | $1,027,000 | thousands by filing date | |
| WABTEC COM | 929740108 | Stock | 11,650 | $1,026,000 | thousands by filing date | |
| HANNOVER RUECKVERSICHERUNGS AG | D3015J135 | COM | 10,000 | $1,020,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 12,075 | $1,013,000 | thousands by filing date | |
| SLM CORPORATION PFD SER B NON-CUMULATIVE | 78442P502 | Preferred Stock | 20,000 | $1,000,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 11,200 | $998,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 165,700 | $967,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 131,800 | $966,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 12,120 | $963,000 | thousands by filing date | |
| FUNDAMENTAL INVS CL F2 SHS | 360802821 | SHS | 19,687 | $960,000 | thousands by filing date | |
| MOBILEYE NV XXXMANDATORY MERGER EFF: 06/03/18 | N51488117 | FOREIGN ORDINARIES | 20,800 | $946,000 | thousands by filing date | |
| SouthState Corp | 840441109 | Common Stock | 12,200 | $938,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 15,200 | $933,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 19,514 | $925,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 140,950 | $922,000 | thousands by filing date | |
| FARMLAND PARTNERS INC | 31154R109 | REIT | 87,700 | $921,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 31,400 | $915,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 10,725 | $900,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 59,800 | $893,000 | thousands by filing date | |
| Silvercrest Mines Inc | 828365957 | COM | 1,010,000 | $893,000 | thousands by filing date | |
| Dalradian Resources Inc | 235499951 | COM | 1,750,000 | $892,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 53,800 | $883,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 16,221 | $880,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 4,175 | $879,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 28,857 | $877,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 7,300 | $875,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 20,000 | $871,000 | thousands by filing date | |
| SEATTLE GENETICS INC | 812578102 | COM | 22,525 | $869,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 67,638 | $869,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 73,900 | $864,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 33,200 | $860,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 153,900 | $856,000 | thousands by filing date | |
| NEUROCRINE BIOSCIENCES INC | 64125C109 | COM | 21,200 | $844,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 5,240 | $837,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 45,000 | $836,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 23,475 | $833,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 7,950 | $833,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 25,204 | $829,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 17,245 | $827,000 | thousands by filing date | |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 57,200 | $825,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 42,194 | $813,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 154,108 | $808,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 11,300 | $807,000 | thousands by filing date | |
| ROBERT HALF INC. COM | 770323103 | Stock | 15,492 | $793,000 | thousands by filing date | |
| BANK OF NY MELLON 3.59399 12/20/67 | 064058AD2 | CORPORATE BONDS AND NOTES | 800,000 | $788,000 | thousands by filing date | principal |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 16,500 | $783,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 11,740 | $781,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 12,532 | $779,000 | thousands by filing date | |
| EISAI CO LTD-SPONSORED ADR | 282579309 | COM | 13,170 | $774,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,145 | $767,000 | thousands by filing date | |
| JPMORGAN TR I US LARGE SEL | 4812A2389 | mf | 27,910 | $765,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,034,100 | $755,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 12,592 | $749,000 | thousands by filing date | |
| TYLER TECHNOLOGIES INC COM | 902252105 | Stock | 5,000 | $747,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 5,350 | $736,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 21,979 | $735,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8,900 | $732,000 | thousands by filing date | |
| BELLICUM PHARMACEUTICALS INC | 079481107 | COM | 50,225 | $730,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 178,000 | $724,000 | thousands by filing date | |
| AMER STATES WTR CO COM | 029899101 | Stock | 17,400 | $720,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 49,875 | $719,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 36,947 | $717,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 21,625 | $708,000 | thousands by filing date | |
| LEXICON PHARMACEUTICALS INC | 528872302 | COMMON STOCK | 65,000 | $698,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 16,824 | $694,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 7,635 | $688,000 | thousands by filing date | |
| COLUMBIA SELECT SMALL CA | 19766H445 | NTF EQUITY FUNDS | 33,407 | $688,000 | thousands by filing date | |
| MIRATI THERAPEUTICS INC | 60468T105 | COM | 19,950 | $687,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 8,000 | $685,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 4,105 | $668,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 9,000 | $667,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 13,732 | $662,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 9,506 | $662,000 | thousands by filing date | |
| NESTLE SA | H57312649 | COM | 8,800 | $661,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 18,214 | $657,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 45,100 | $657,000 | thousands by filing date | |
| RELYPSA INC | 759531106 | Common Stock | 35,500 | $657,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 6,060 | $654,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 15,250 | $654,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 13,536 | $647,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 12,150 | $643,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 8,925 | $642,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 48,550 | $638,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 2,560 | $637,000 | thousands by filing date | |
| CELLECTIS ADS | 15117K103 | COM | 24,100 | $635,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 1,380 | $634,000 | thousands by filing date | |
| WISDOMTREE TR | 97717x552 | EUROP OPPOR FD | 26,520 | $622,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 8,114 | $621,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 4,700 | $617,000 | thousands by filing date | |
| CLOROX CO DEL | 189054109 | COM | 5,304 | $613,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 6,800 | $607,000 | thousands by filing date | |
| CHEMOURS CO COM | 163851108 | Stock | 93,516 | $605,000 | thousands by filing date | |
| INTREXON CORP | 46122T102 | COM | 19,025 | $605,000 | thousands by filing date | |
| Pretium Resources Inc | 74139C961 | COM | 100,000 | $605,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 100,000 | $598,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 7,739 | $596,000 | thousands by filing date | |
| ONCOMED PHARMACEUTICALS INC COM | 68234X102 | Stock | 35,850 | $595,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 14,975 | $592,000 | thousands by filing date | |
| CUMMINS INC COM | 231021106 | Stock | 5,446 | $591,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 67,050 | $591,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 7,965 | $589,000 | thousands by filing date | |
| FIVE PRIME THERAPEUTICS INC. | 33830X104 | Common Stock | 38,175 | $588,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 30,400 | $587,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 3,325 | $584,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 20,500 | $581,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 60,000 | $580,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 15,171 | $573,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 7,910 | $571,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 33,930 | $569,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 23,000 | $568,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 5,747 | $564,000 | thousands by filing date | |
| VENTAS INC COM | 92276F100 | REIT | 9,953 | $558,000 | thousands by filing date | |
| IDEXX LABS INC COM | 45168D104 | Stock | 7,500 | $557,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 35,400 | $557,000 | thousands by filing date | |
| FATE THERAPEUTICS INC | 31189P102 | COM | 104,000 | $554,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 25,100 | $552,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 25,000 | $548,000 | thousands by filing date | |
| DB Cont Capital Trust III 7.6% Preferred | 25154A108 | Pfd Stk | 20,000 | $546,000 | thousands by filing date | |
| GRACO INC COM | 384109104 | Stock | 8,100 | $543,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 23,600 | $543,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 5,000 | $541,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 4,924 | $539,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 12,000 | $539,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 30,700 | $537,000 | thousands by filing date | |
| HSBC USA INC | 40428H805 | PFD | 25,000 | $537,000 | thousands by filing date | |
| INSPERITY INC | 45778Q107 | COM | 12,137 | $533,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 13,300 | $533,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 84,800 | $533,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 10,022 | $528,000 | thousands by filing date | |
| IRONWOOD PHARMACEUTICALS INC | 46333X108 | COMMON STOCK | 50,495 | $526,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 2,700 | $522,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 48,025 | $518,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 14,000 | $515,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 50,400 | $511,000 | thousands by filing date | |
| SYMANTEC CORP | 871503108 | COM | 26,250 | $511,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 47,400 | $500,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 11,823 | $498,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 13,900 | $498,000 | thousands by filing date | |
| PARNASSUS MID CAP GROWTH INVESTOR | 701765109 | NTF EQUITY FUNDS | 10,661 | $496,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 10,350 | $493,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 42,651 | $493,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 4,243 | $492,000 | thousands by filing date | |
| SS&C TECH HLDGS COM | 78467J100 | Stock | 7,000 | $490,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 3,300 | $486,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 27,400 | $486,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 9,860 | $482,000 | thousands by filing date | |
| Capital One Financial Corp. Pr | 14040hbh7 | COM | 485,000 | $479,000 | thousands by filing date | principal |
| CYBERARK SOFTWARE LTD SHS | M2682V108 | Stock | 9,500 | $476,000 | thousands by filing date | |
| PUBLIC STORAGE 6.5% PFD PERP SERIES | 74460D141 | PREFERRED STOCK | 18,700 | $476,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 4,192 | $475,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 5,325 | $475,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 7,850 | $472,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 11,984 | $472,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 10,225 | $470,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 8,469 | $469,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 10,135 | $469,000 | thousands by filing date | |
| KLONDEX MNS LTD | 498696103 | COM | 200,000 | $469,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 3,075 | $467,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 44,100 | $467,000 | thousands by filing date | |
| Falco Resources Ltd. | 30606C959 | COM | 2,222,300 | $466,000 | thousands by filing date | |
| SVB FINANCIAL GROUP | 78486Q101 | COM | 4,000 | $462,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 16,000 | $458,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 18,800 | $457,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 15,000 | $456,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 22,000 | $455,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 3,800 | $450,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 12,350 | $450,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 1,637 | $448,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 9,097 | $447,000 | thousands by filing date | |
| CEDAR FAIR L P | 150185106 | DEPOSITRY UNIT | 8,500 | $447,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 9,004 | $446,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 14,266 | $444,000 | thousands by filing date | |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 12,000 | $443,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 6,726 | $440,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 11,500 | $440,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 11,550 | $438,000 | thousands by filing date | |
| ONVIA INC | 68338T403 | COM | 108,600 | $437,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 5,200 | $436,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 16,000 | $435,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 7,500 | $433,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 6,033 | $433,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 23,900 | $432,000 | thousands by filing date | |
| Gold Fields Ltd | S31755101 | COM | 166,249 | $432,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 10,900 | $428,000 | thousands by filing date | |
| SYNERGY PHARMACEUTICALS DEL | 871639308 | COM NEW | 80,000 | $424,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 3,000 | $422,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 9,376 | $421,000 | thousands by filing date | |
| ADAMAS PHARMACEUTICALS INC | 00548A106 | COM | 25,000 | $419,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 8,150 | $418,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 45,942 | $414,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 90,250 | $412,000 | thousands by filing date | |
| BAC CAPITAL TRUST I | 060505344 | Common | 16,000 | $412,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 12,959 | $411,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 5,181 | $410,000 | thousands by filing date | |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 85,527 | $407,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 4,471 | $403,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 6,000 | $402,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 3,000 | $402,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 45,500 | $402,000 | thousands by filing date | |
| Roche Holding AG | H69293217 | COM | 1,500 | $396,000 | thousands by filing date | |
| ROLLINS INC COM | 775711104 | Stock | 14,595 | $392,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 6,501 | $391,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 2,000 | $387,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 20,026 | $383,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 31,200 | $383,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 5,500 | $383,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 2,285 | $379,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 6,580 | $379,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 6,596 | $375,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 20,157 | $374,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 3,225 | $373,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 15,050 | $372,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 23,300 | $369,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 14,985 | $363,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 22,500 | $363,000 | thousands by filing date | |
| Ingenico Ordinary | F51723116 | COM | 3,000 | $361,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 12,000 | $359,000 | thousands by filing date | |
| AURIS MED HLDG AG | H03579101 | COM | 100,000 | $356,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 6,150 | $354,000 | thousands by filing date | |
| Deutsche Bk Tst 6.55%Perp Cl 5 | 25153x208 | PFD | 13,450 | $354,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1,502 | $353,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 42,332 | $348,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 11,121 | $345,000 | thousands by filing date | |
| ENDOCHOICE HLDGS INC COM | 29272U103 | COM | 30,300 | $344,000 | thousands by filing date | |
| RYDEX S&P EQ WEIGHT TECHN ETF(RYT) | 78355W817 | ETF | 4,000 | $341,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 9,145 | $339,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 2,500 | $333,000 | thousands by filing date | |
| AGL RES INC | 001204106 | COM | 5,450 | $333,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 60,000 | $328,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 3,500 | $325,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 25,825 | $324,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 20,834 | $322,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 20,000 | $322,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 9,117 | $322,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 4,950 | $320,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 2,199 | $317,000 | thousands by filing date | |
| METTLER TOLEDO INTERNATIONAL COM | 592688105 | Stock | 1,115 | $317,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 4,720 | $317,000 | thousands by filing date | |
| KARYOPHARM THERAPEUTICS INC | 48576U106 | COM | 30,000 | $316,000 | thousands by filing date | |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 4,165 | $314,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 37,000 | $313,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 3,843 | $304,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 13,350 | $303,000 | thousands by filing date | |
| HITACHI LTD | 433578507 | COM | 6,000 | $303,000 | thousands by filing date | |
| INOVIO PHARMACEUTICALS INC | 45773H201 | COM NEW | 52,300 | $302,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 13,203 | $300,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 2,839 | $298,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 11,567 | $297,000 | thousands by filing date | |
| VANGUARD PRIMECAP ADM | 921936209 | EQUITY FUNDS | 2,953 | $297,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 6,500 | $295,000 | thousands by filing date | |
| SORRENTO THERAPEUTICS INC | 83587F202 | COMMON STOCK | 35,000 | $294,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 9,800 | $291,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 4,277 | $290,000 | thousands by filing date | |
| SERVICE CORP INTL COM | 817565104 | Stock | 10,676 | $289,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 6,831 | $289,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 4,000 | $288,000 | thousands by filing date | |
| VTI | 922908769 | COM | 2,901 | $286,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 494 | $285,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 5,000 | $284,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 1,500 | $284,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 11,325 | $282,000 | thousands by filing date | |
| WAYFAIR INC | 94419L101 | CL A | 8,000 | $280,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 6,789 | $279,000 | thousands by filing date | |
| MACROGENICS INC | 556099109 | COM | 13,000 | $278,000 | thousands by filing date | |
| AMERISOURCEBERGEN COR | 000307108 | COMMON | 12,500 | $278,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 8,734 | $277,000 | thousands by filing date | |
| WESTAR ENERGY INC | 95709T100 | COMMON STOCK | 7,200 | $277,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 5,500 | $276,000 | thousands by filing date | |
| AMERIS BANCORP | 03076K108 | COM | 9,500 | $273,000 | thousands by filing date | |
| CRACKER BARREL OLD CTRY STOR | 22410J106 | COM | 1,830 | $270,000 | thousands by filing date | |
| Medtronic Plc | G5960L103 | COM | 4,014 | $269,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 3,084 | $267,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 20,000 | $267,000 | thousands by filing date | |
| ISHARES TR | 464287606 | S&P MC 400GR ETF | 1,700 | $267,000 | thousands by filing date | |
| SPIRIT AEROSYSTEMS HLDGS INC | 848574109 | COM CL A | 5,500 | $266,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 20,500 | $264,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 6,535 | $264,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 10,875 | $263,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 5,000 | $263,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 2,100 | $261,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 4,829 | $261,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,550 | $259,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 55,041 | $255,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 6,900 | $254,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 4,300 | $254,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 10,000 | $253,000 | thousands by filing date | |
| InnVest Real Estate Investment | 45771T132 | COM | 50,750 | $253,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 4,000 | $252,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 3,400 | $252,000 | thousands by filing date | |
| VALARIS ORD | 920355104 | COM | 3,500 | $252,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 3,500 | $252,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 1,450 | $251,000 | thousands by filing date | |
| UNIVERSAL HLTH SVCS INC CL B | 913903100 | Stock | 1,994 | $249,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 3,119 | $249,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 15,024 | $249,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 3,617 | $248,000 | thousands by filing date | |
| BROOKFIELD PROPERTY PARTRS L | G16249107 | UNIT LTD PARTN | 11,500 | $247,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 3,350 | $244,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 9,500 | $244,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 6,000 | $243,000 | thousands by filing date | |
| CATABASIS PHARMACEUTICALS IN | 14875P107 | COM | 30,000 | $243,000 | thousands by filing date | |
| KFORCE INC COM | 493732101 | Stock | 9,219 | $242,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 2,542 | $241,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 25,550 | $241,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 6,711 | $240,000 | thousands by filing date | |
| TOTAL RETURN SECURITIES FUND | 870875101 | COM | 21,936 | $238,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 5,360 | $237,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 3,650 | $236,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 4,620 | $235,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 4,720 | $234,000 | thousands by filing date | |
| ELME COMMUNITIES | 939653101 | SH BEN INT | 9,365 | $233,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 13,557 | $231,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 8,745 | $230,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 3,200 | $228,000 | thousands by filing date | |
| TREVENA INC | 89532E109 | COM | 22,000 | $228,000 | thousands by filing date | |
| STRATEGIC METALS LTD | 862758208 | COM | 1,095,500 | $226,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 7,400 | $225,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 4,813 | $223,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 15,601 | $223,000 | thousands by filing date | |
| KNIGHT TRANSN INC | 499064103 | COM | 9,310 | $223,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 3,646 | $222,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 9,000 | $222,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 2,007 | $218,000 | thousands by filing date | |
| AMERICAN EXPRESS CO 4.900 9/15/67 | 025816BL2 | CORPORATE BONDS AND NOTES | 225,000 | $216,000 | thousands by filing date | principal |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 7,388 | $212,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 3,088 | $211,000 | thousands by filing date | |
| ENN ENERGY HOLDINGS LTD SHS | G3066L101 | COM | 44,050 | $211,000 | thousands by filing date | |
| LA JOLLA PHARMACEUTICAL CO | 503459604 | COM PAR $.0001 2 | 7,500 | $208,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 7,871 | $207,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 9,000 | $207,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 4,028 | $206,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 5,248 | $205,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 7,250 | $202,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 12,000 | $202,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 2,391 | $201,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 10,000 | $198,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 20,000 | $189,000 | thousands by filing date | |
| JPMorgan Interm Tax Free Bd Fd | 4812A0458 | COM | 16,287 | $179,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 10,000 | $173,000 | thousands by filing date | |
| AFFIMED N V | N01045108 | COM | 28,000 | $173,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 10,750 | $172,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 27,550 | $169,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 14,920 | $168,000 | thousands by filing date | |
| Astreka LLC | astrekco4 | COM | 33,333 | $167,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 15,800 | $161,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 11,600 | $160,000 | thousands by filing date | |
| Inuvo Inc. WTS $2.20 Exp 06/21 | per461487 | COM | 150,000 | $159,000 | thousands by filing date | |
| ENLINK MIDSTREAM PARTNERS LP | 29336U107 | COM UNIT REP LTD | 10,000 | $158,000 | thousands by filing date | |
| Almadex Minerals Ltd | 020289104 | COM | 1,240,000 | $158,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 14,116 | $156,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 13,500 | $154,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 70,000 | $154,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 13,277 | $141,000 | thousands by filing date | |
| TERRACE ENERGY CORP COM | 88103M102 | COM | 367,800 | $140,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 11,700 | $134,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 15,000 | $122,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 11,450 | $120,000 | thousands by filing date | |
| CARREFOUR SA | 144430204 | USD | 20,000 | $119,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 13,950 | $114,000 | thousands by filing date | |
| SILVER RANGE RES LTD | 82809p105 | COM | 3,970,000 | $104,000 | thousands by filing date | |
| INNODATA INC | 457642205 | COM NEW | 44,000 | $103,000 | thousands by filing date | |
| MAGNUM HUNTER RES 8% PFD | 55973B300 | ps | 16,645 | $101,000 | thousands by filing date | |
| Micell Technologies Inc Ser D- | 552990327 | COM | 17,699 | $100,000 | thousands by filing date | |
| Micell Technologies Inc Ser D- | 553993056 | COM | 17,699 | $100,000 | thousands by filing date | |
| CANADIAN OIL SANDS LTD | 13643E105 | COMMON | 21,000 | $99,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 11,500 | $98,000 | thousands by filing date | |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 87,600 | $91,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 17,448 | $88,000 | thousands by filing date | |
| Goldrock Mines Corp. | 381452101 | COM | 556,600 | $83,000 | thousands by filing date | |
| Brazil Resources Inc | 105865901 | COM | 202,392 | $83,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 14,500 | $79,000 | thousands by filing date | |
| GAZPROM PJSC SPON ADR | 368287207 | ADR | 18,967 | $77,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 42,141 | $72,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 12,230 | $69,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 22,100 | $67,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 13,461 | $61,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 10,713 | $54,000 | thousands by filing date | |
| Starhub Ltd. | Y8152F132 | COM | 18,000 | $44,000 | thousands by filing date | |
| Magnum Hunter Ser E PFD MHR.PRE-USA | 55973B409 | Equity Preference | 14,050 | $41,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 26,800 | $31,000 | thousands by filing date | |
| Barisan Gold Corp - Reg D | 06759d200 | COM | 955,850 | $29,000 | thousands by filing date | |
| DYADIC INTL INC DEL | 26745T101 | COM | 32,100 | $27,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 25,500 | $27,000 | thousands by filing date | |
| East Asia Minerals Corp | 270541105 | COM | 3,408,400 | $26,000 | thousands by filing date | |
| Oban Mining Corp | 67423x204 | COM | 26,539 | $25,000 | thousands by filing date | |
| Silver Range Resources Ltd | 82809p915 | COM | 650,000 | $17,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 50,000 | $15,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 37,300 | $13,000 | thousands by filing date | |
| Energy Fuels | 33812R109 | COM | 16,000 | $8,000 | thousands by filing date | |
| Immuno Vaccine Inc. | 45254B954 | COM | 10,000 | $6,000 | thousands by filing date | |
| FALCON OIL & GAS LTD COM | 306071101 | SHS | 40,000 | $4,000 | thousands by filing date | |
| ABTECH HLDGS INC | 00400H108 | COM | 63,000 | $3,000 | thousands by filing date | |
| KEYON COMMUNICATIONS HOLDINGS | 493312201 | COM | 100,000 | $2,000 | thousands by filing date | |
| Petro River Oil Corp | 71647K105 | COM | 120,000 | $1,000 | thousands by filing date | |
| AIG Fractional CUSIP | ACG874152 | Com | 10,384 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mirant Corp (Worthless) | 604675991 | COM | 10,320 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ESCROW GENERAL MOTORS CO CVP 0 | 370ESC717 | CONVERT | 110,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Q2 GOLD RES INC | 74731U104 | COM | 80,130 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Chelsea Therapeutics Contingen | 163esc908 | COM | 80,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSENSA HLDGS CVR | N71CVR992 | COM | 11,200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RESOURCES CORP | 55973B110 | COMMON STOCK | 55,788 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-039112 | this filing | 2015-10-30 | acceptance time not in the bulk data set |