13F-HR filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR for the quarter ended 2015-09-30, filed 2015-10-30, with 669 holding rows worth $281,088,000.
- Accession
- 0001140361-15-038987
- Filer
- CIK 1555170
- Filed
- 2015-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2015
A holdings report, 669 entries on the cover page, a total value of $281,088,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $281,088,000 with VALUE read as thousands by filing date, 13F file number 028-15046. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HELMERICH & PAYNE INC | 423452101 | COM | 60 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 150 | $3,000 | thousands by filing date | |
| LAM RESEARCH CORP | 512807108 | COM | 40 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 50 | $3,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 43 | $3,000 | thousands by filing date | |
| WYNDHAM DESTINATIONS INC | 98310W108 | COM | 41 | $3,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 300 | $3,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 44 | $3,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 100 | $3,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 62 | $3,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 500 | $3,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 113 | $3,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 528 | $3,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 246 | $3,000 | thousands by filing date | |
| ELEMENTS ROGERS INTL CMDTY AGRI TR ETN | 870297603 | ETF | 400 | $3,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 120 | $3,000 | thousands by filing date | |
| BAXALTA INC | 07177M103 | COM | 101 | $3,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 731 | $3,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 249 | $3,000 | thousands by filing date | |
| CSX Corporation | 126408103 | COM | 92 | $2,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 32 | $2,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 10 | $2,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 28 | $2,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 36 | $2,000 | thousands by filing date | |
| NORTHERN TR CORP COM | 665859104 | Stock | 36 | $2,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 17 | $2,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 100 | $2,000 | thousands by filing date | |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 126 | $2,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 10 | $2,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 54 | $2,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 54 | $2,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 34 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 665 | $2,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 1,000 | $2,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 169 | $2,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 107 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 23 | $2,000 | thousands by filing date | |
| PERMIAN BASIN RTY TR | 714236106 | UNIT BEN INT | 290 | $2,000 | thousands by filing date | principal |
| ZYNGA INC. | 98986T108 | CL A | 1,000 | $2,000 | thousands by filing date | |
| STERICYCLE INC | 858912108 | COM | 15 | $2,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 313 | $2,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 140 | $2,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 54 | $2,000 | thousands by filing date | |
| CABELAS INC | 126804301 | COM | 50 | $2,000 | thousands by filing date | |
| CARRIAGE SERVICES INC | 143905107 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| CREDIT SUISSE HIGH YIELD CRE | 22544F103 | SH BEN INT | 700 | $2,000 | thousands by filing date | |
| ESPEY MFG &ELECTRONICS CORP | 296650104 | COM | 100 | $2,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 100 | $2,000 | thousands by filing date | |
| ALPINE GLOBAL DYNAMIC DIVD F | 02082E205 | COM NEW | 250 | $2,000 | thousands by filing date | principal |
| ABERDEEN | 003011103 | MUTUAL FUNDS EQ | 400 | $2,000 | thousands by filing date | principal |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 90 | $2,000 | thousands by filing date | |
| HAWAIIAN HOLDINGS INC | 419879101 | COM | 100 | $2,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 54 | $2,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 172 | $2,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 99 | $2,000 | thousands by filing date | principal |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 325 | $2,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 50 | $2,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 50 | $2,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 100 | $2,000 | thousands by filing date | |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 3,020 | $2,000 | thousands by filing date | |
| J ALEXANDERS HLDGS INC | 46609J106 | COM | 230 | $2,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 173 | $1,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 14 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 58 | $1,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 13 | $1,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 20 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 11 | $1,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 25 | $1,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 20 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 20 | $1,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 82 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 54 | $1,000 | thousands by filing date | |
| LUMENTUM HLDGS INC COM | 55024U109 | Stock | 37 | $1,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 24 | $1,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 50 | $1,000 | thousands by filing date | principal |
| HECLA MNG CO | 422704106 | COM | 508 | $1,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 20 | $1,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 20 | $1,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 194 | $1,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 200 | $1,000 | thousands by filing date | |
| VIAVI SOLUTIONS INC | 925550105 | COM | 187 | $1,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 16 | $1,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 200 | $1,000 | thousands by filing date | |
| PIPER SANDLER COMPANIES | 724078100 | COM | 27 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 30 | $1,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 55 | $1,000 | thousands by filing date | |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 32 | $1,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| LIFEWAY FOODS INC | 531914109 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 100 | $1,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 350 | $1,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 83 | $1,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 77 | $1,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 500 | $1,000 | thousands by filing date | |
| Anglogold Ashanti Plc | 035128206 | Common | 120 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 47 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 25 | $1,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 157 | $1,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 25 | $1,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 25 | $1,000 | thousands by filing date | principal |
| ULTRA PETROLEUM CORP | 903914109 | COM | 100 | $1,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 25 | $1,000 | thousands by filing date | |
| ATMEL CORP | 049513104 | COM | 80 | $1,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,200 | $1,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 226 | $1,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 500 | $1,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 75 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 50 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 403 | $1,000 | thousands by filing date | |
| COLUMBIA PIPELINE GROUP INC | 198280109 | COM | 54 | $1,000 | thousands by filing date | |
| INTERCONTINENTAL HOTELS GROU | 45857P509 | SPON ADR NEW2014 | 39 | $1,000 | thousands by filing date | |
| OCATA THERAPEUTICS INC | 67457L100 | COM | 200 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 65 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PAN AMERN SILVER CORP | 697900108 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWMONT CORP | 651639106 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YELP INC CL A | 985817105 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COEUR MNG INC COM NEW | 192108504 | Stock | 163 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HUNTINGTON INGALLS INDS INC COM | 446413106 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TOPBUILD COR COM | 89055F103 | Stock | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEWS CORP NEW CL A | 65249B109 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DENISON MINES CORP | 248356107 | COM | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITED STATES STL CORP NEW | 912909108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENERGY FUELS INC | 292671708 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARRICK GOLD CORP | 067901108 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Mallinckrodt Plc | G5785G107 | SHS | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WHOLE FOODS MKT INC | 966837106 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRUS ENERGY CORP | 15643U104 | CL A | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANCHESTER UTD PLC NEW | G5784H106 | CMN | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPRINT CORP | 85207U105 | COM SER 1 | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LinnCo, LLC | 535782106 | LTD | 97 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENN WEST PETE LTD NEW | 707887105 | COM | 409 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PANDORA MEDIA INC | 698354107 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489105 | CL A | 217 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AK STEEL HOLDING CORP | 001547108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNGENTA AG ADR | 87160A100 | SPONS ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RELIV INTERNATIONAL INC | 75952R100 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 200 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 314 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WMI HOLDINGS CORP | 92936P100 | COMMON | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 147 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SELECTICA INC | 816288203 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENAX THERAPEUTICS INC | 88032L100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIME INC NEW | 887228104 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Crestwood Equity Partners | 226344109 | COM | 1,801 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACTUA CORPORATION | 005094107 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARCH COAL INC | 039380308 | Common Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CESCA THERAPEUTICS INC | 157131103 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-038987 | this filing | 2015-10-30 | acceptance time not in the bulk data set |