13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 7,376 holding rows worth $307,938,976,000.
- Accession
- 0001140361-15-032042
- Filer
- CIK 70858
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, 15,926 entries on the cover page, a total value of $307,938,976,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,938,976,000 with VALUE read as thousands by filing date, 13F file number 028-00158. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AMERICAN TOWER CORP NEW | 03027X308 | PFD CONV SER A | 11,141 | $1,135,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 100,270 | $1,132,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 14,151 | $1,131,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 198,093 | $1,130,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 9,129 | $1,130,000 | thousands by filing date | |
| THERAVANCE BIOPHARMA INC | G8807B106 | COM | 86,821 | $1,130,000 | thousands by filing date | |
| ISHARES TR | 464289479 | CORE LT USDB ETF | 19,109 | $1,129,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 33,158 | $1,125,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 36,590 | $1,125,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 28,200 | $1,125,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 109,080 | $1,124,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 37,200 | $1,122,000 | thousands by filing date | call |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 34,825 | $1,121,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 87,000 | $1,121,000 | thousands by filing date | call |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 12,430 | $1,118,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 48,600 | $1,116,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST | 73935X427 | BASIC MAT SECT | 20,966 | $1,116,000 | thousands by filing date | |
| CHART INDS INC | 16115Q308 | COM | 31,180 | $1,115,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 31,700 | $1,114,000 | thousands by filing date | |
| USD PARTNERS LP LP | 903318103 | STOK | 94,474 | $1,114,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 23,825 | $1,112,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 63,236 | $1,111,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 531,000 | $1,110,000 | thousands by filing date | principal |
| KOPPERS HOLDINGS INC | 50060P106 | COM | 44,857 | $1,109,000 | thousands by filing date | |
| ISHARES GLOBAL EQUITY FACTOR ETF | 46434V316 | COM | 45,000 | $1,108,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 77,718 | $1,108,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 94,489 | $1,106,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 41,520 | $1,105,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 26,074 | $1,105,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 24,907 | $1,103,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 76,908 | $1,101,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 15,600 | $1,100,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 27,714 | $1,099,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 17,294 | $1,098,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461811 | EGS INDIA SC ETF | 71,026 | $1,097,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 60,995 | $1,094,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 11,016 | $1,094,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 113,154 | $1,093,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 140,180 | $1,093,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 40,441 | $1,092,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 66,023 | $1,089,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 12,942 | $1,089,000 | thousands by filing date | |
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 50,000 | $1,088,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 43,980 | $1,088,000 | thousands by filing date | |
| ISHARES INC | 464286632 | MSCI ISRAEL ETF | 21,128 | $1,087,000 | thousands by filing date | |
| PGT INNOVATIONS INC | 69336V101 | COM | 74,896 | $1,087,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 33,220 | $1,085,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 62,106 | $1,085,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 17,015 | $1,083,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 24,500 | $1,082,000 | thousands by filing date | call |
| UNITIL CORP COM | 913259107 | Stock | 32,659 | $1,079,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 65,816 | $1,076,000 | thousands by filing date | |
| POWERSHARES WILDERHILL PRG | 73935X161 | ETF | 40,451 | $1,076,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 87,500 | $1,074,000 | thousands by filing date | put |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 13,847 | $1,072,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E473 | GLBL X MLP ETF | 75,532 | $1,070,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 61,600 | $1,068,000 | thousands by filing date | call |
| MARKET VECTORS RVE HARD ASTS | 57060U795 | RVE | 31,986 | $1,067,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 134,444 | $1,065,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 49,608 | $1,063,000 | thousands by filing date | |
| AMERICAN WOODMARK CORP | 030506109 | COM | 19,349 | $1,062,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 19,133 | $1,060,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 21,900 | $1,057,000 | thousands by filing date | call |
| RELYPSA INC | 759531106 | Common Stock | 31,958 | $1,057,000 | thousands by filing date | |
| GAFISA S A | 362607301 | SPONS ADR | 689,319 | $1,055,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 42,508 | $1,054,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 69,861 | $1,053,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 42,242 | $1,050,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 155,205 | $1,049,000 | thousands by filing date | |
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 68,399 | $1,048,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 46,331 | $1,048,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 78,130 | $1,048,000 | thousands by filing date | |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 72,776 | $1,047,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 63,205 | $1,046,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 211,400 | $1,046,000 | thousands by filing date | call |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 10,500 | $1,046,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 84,533 | $1,045,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 85,000 | $1,044,000 | thousands by filing date | put |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 40,650 | $1,044,000 | thousands by filing date | |
| AKEBIA THERAPEUTICS INC | 00972D105 | COMMON STOCK | 101,353 | $1,043,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 23,102 | $1,043,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 70,413 | $1,043,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 40,908 | $1,039,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 19,185 | $1,038,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 10,514 | $1,036,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 45,360 | $1,036,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 56,780 | $1,029,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 72,186 | $1,028,000 | thousands by filing date | |
| ZAFGEN INC | 98885E103 | COM | 29,685 | $1,028,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 57,100 | $1,027,000 | thousands by filing date | call |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 239,200 | $1,026,000 | thousands by filing date | put |
| CIRCOR INTL INC | 17273K109 | COM | 18,777 | $1,024,000 | thousands by filing date | |
| CLEAN HARBORS INC COM | 184496107 | Stock | 19,007 | $1,022,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 26,083 | $1,021,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 151,220 | $1,019,000 | thousands by filing date | |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 30,108 | $1,019,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 12,786 | $1,018,000 | thousands by filing date | |
| PRIMERICA INC | 74164M108 | COM | 22,252 | $1,017,000 | thousands by filing date | |
| HYATT HOTELS CORP COM CL A | 448579102 | Stock | 17,921 | $1,016,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 114,944 | $1,016,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 43,222 | $1,016,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 44,263 | $1,012,000 | thousands by filing date | |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 67,848 | $1,011,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J240 | HONG KONG ALPH | 25,286 | $1,011,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 56,095 | $1,010,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 68,780 | $1,008,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 52,742 | $1,008,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 10,090 | $1,008,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 62,740 | $1,007,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 11,500 | $1,006,000 | thousands by filing date | call |
| GENESCO INC | 371532102 | COM | 15,233 | $1,006,000 | thousands by filing date | |
| NUVEEN OHIO QUALITY INC MUNI | 670980101 | COM | 70,269 | $1,006,000 | thousands by filing date | |
| APC 7.5 PFD | 032511404 | Preferred Stock | 19,913 | $1,006,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 66,497 | $1,003,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 61,501 | $999,000 | thousands by filing date | |
| BROWN & BROWN INC COM | 115236101 | Stock | 30,288 | $996,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 26,140 | $996,000 | thousands by filing date | |
| AEGION CORP | 00770F104 | COMMON STOCK | 52,619 | $996,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 403,480 | $996,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 14,686 | $994,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 37,629 | $991,000 | thousands by filing date | |
| CIVITAS SOLUTIONS INC | 17887R102 | COM | 46,456 | $991,000 | thousands by filing date | |
| Powershares Etf Fd Tr II | 73937B506 | S&P SMCP C DIS | 18,034 | $988,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 16,202 | $988,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 20,742 | $987,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 9,433 | $986,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 52,901 | $986,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 62,458 | $985,000 | thousands by filing date | |
| PROSHARES TR | 74347B508 | DJ BRKFLD GLB | 23,577 | $984,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 46,618 | $983,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 51,000 | $982,000 | thousands by filing date | call |
| ROSETTA RESOURCES INC | 777779307 | COM | 42,400 | $981,000 | thousands by filing date | call |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 14,240 | $977,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 77,304 | $977,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 80,205 | $975,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 24,400 | $975,000 | thousands by filing date | put |
| FEDERAL SIGNAL CORP | 313855108 | COM | 65,292 | $973,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 12,000 | $973,000 | thousands by filing date | call |
| SCIENCE APPLICATIONS INTL CORP COM | 808625107 | Stock | 18,364 | $970,000 | thousands by filing date | |
| FIBROGEN INC | 31572Q808 | COM | 41,235 | $969,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 40,000 | $968,000 | thousands by filing date | call |
| Alamos Gold, Inc. | 011527108 | COM | 171,136 | $968,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 22,371 | $968,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 27,110 | $966,000 | thousands by filing date | |
| Cynosure, Inc. | 232577205 | COM | 25,010 | $965,000 | thousands by filing date | |
| KRATON CORPORATION | 50077C106 | COM | 40,343 | $963,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 13,827 | $962,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 31,065 | $962,000 | thousands by filing date | |
| Duke Energy Corporation | 26441C204 | COM | 13,600 | $960,000 | thousands by filing date | call |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 35,960 | $958,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5,000 | $956,000 | thousands by filing date | call |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 25,528 | $955,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 83,902 | $955,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 75,729 | $954,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 72,770 | $954,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 34,352 | $954,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 58,142 | $953,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 21,400 | $952,000 | thousands by filing date | put |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 46,209 | $951,000 | thousands by filing date | |
| LEGACY TEX FINL GROUP INC | 52471Y106 | COM | 31,408 | $948,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 14,354 | $948,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 60,000 | $947,000 | thousands by filing date | call |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 43,715 | $946,000 | thousands by filing date | |
| MARZETTI COMPANY | 513847103 | COM | 10,405 | $945,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 60,800 | $945,000 | thousands by filing date | put |
| STEINER LEISURE LTD | P8744Y102 | ORD | 17,582 | $945,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 18,176 | $944,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 32,245 | $943,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055AE7 | NOTE | 919,000 | $943,000 | thousands by filing date | principal |
| AVANTAX INC | 095229100 | COMMON STOCK | 58,359 | $942,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 69,333 | $941,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W133 | EMERG CUR STR FD | 51,692 | $940,000 | thousands by filing date | |
| ULTRAGENYX PHARMACEUTICAL IN | 90400D108 | COM | 9,166 | $939,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 16,709 | $938,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 15,375 | $937,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 11,390 | $935,000 | thousands by filing date | |
| ZELTIQ AESTHETICS INC | 98933Q108 | COM | 31,582 | $931,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 641,016 | $929,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $929,000 | thousands by filing date | |
| COMFORT SYS USA INC COM | 199908104 | Stock | 40,353 | $926,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 18,500 | $922,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 68,113 | $922,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 83,361 | $922,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 37,294 | $920,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 66,784 | $918,000 | thousands by filing date | |
| CASH AMER INTL INC | 14754D100 | COM | 35,049 | $918,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 21,419 | $918,000 | thousands by filing date | |
| FLEETMATICS GROUP PLC | G35569105 | COM | 19,520 | $914,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 18,463 | $913,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 48,110 | $913,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 97,301 | $913,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q876 | GLOB GLD&P ETF | 60,060 | $911,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 38,500 | $909,000 | thousands by filing date | call |
| CATALENT INC USD 0.01 | 148806102 | COM | 30,911 | $907,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 32,500 | $906,000 | thousands by filing date | put |
| LIBERTY BROADBAND CORP | 530307305 | COM SER C | 17,649 | $903,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 43,600 | $903,000 | thousands by filing date | call |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 72,130 | $900,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 98,879 | $898,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 24,999 | $898,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 78,548 | $898,000 | thousands by filing date | |
| ORGANOVO HOLDINGS INC | 68620A104 | COMMON | 237,573 | $895,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 20,088 | $894,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 923,000 | $894,000 | thousands by filing date | principal |
| EMPRESAS ICA S A DE CV | 292448206 | SPONS ADR NEW | 285,429 | $893,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 13,560 | $888,000 | thousands by filing date | |
| CHAMBERS STR PPTYS | 157842105 | COM | 111,657 | $888,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 70,327 | $888,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 19,029 | $885,000 | thousands by filing date | |
| BLACK KNIGHT INC | 09214X100 | COM | 28,633 | $884,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 36,607 | $883,000 | thousands by filing date | |
| ISHARES TR | 46434V266 | INTERNATIONAL SL | 35,000 | $882,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 56,683 | $881,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 86,271 | $880,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 29,661 | $878,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 152,387 | $876,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 60,300 | $876,000 | thousands by filing date | put |
| PUMA BIOTECHNOLOGY INC | 74587V107 | COMMON STOCK | 7,500 | $876,000 | thousands by filing date | put |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 200,000 | $876,000 | thousands by filing date | call |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 62,417 | $870,000 | thousands by filing date | |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 17,606 | $868,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 25,000 | $868,000 | thousands by filing date | call |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 28,761 | $868,000 | thousands by filing date | |
| CHENIERE ENERGY INC COM NEW | 16411R208 | Stock | 12,500 | $866,000 | thousands by filing date | put |
| POWERSHARES FUNDAMENTAL PURE MID GROWTH | 73935X807 | COMMON | 26,961 | $865,000 | thousands by filing date | |
| KCAP FINANCIAL INC | 48668E101 | COM | 144,379 | $864,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 126,339 | $864,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 19,191 | $863,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 9,000 | $861,000 | thousands by filing date | call |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 90,362 | $861,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 61,108 | $860,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 78,334 | $855,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 65,765 | $855,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 8,400 | $854,000 | thousands by filing date | call |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 133,708 | $853,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 40,560 | $853,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 85,401 | $853,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 19,768 | $852,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 50,000 | $851,000 | thousands by filing date | call |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 21,598 | $851,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 39,826 | $849,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 93,381 | $847,000 | thousands by filing date | |
| ACI WORLDWIDE INC COM | 004498101 | Stock | 34,407 | $846,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 9,625 | $846,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 49,273 | $845,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W593 | GUG RUSS1000 EQL | 16,467 | $845,000 | thousands by filing date | |
| W & T OFFSHORE INC | 92922P106 | COM | 153,909 | $844,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 220,869 | $844,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 64,696 | $842,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 12,053 | $842,000 | thousands by filing date | |
| PIMCO HIGH INCOME FD | 722014107 | COM SHS | 84,388 | $841,000 | thousands by filing date | |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 13,529 | $840,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 93,147 | $839,000 | thousands by filing date | |
| TRUBRIDGE INC | 205306103 | COM | 15,677 | $838,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 100,400 | $838,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 72,124 | $837,000 | thousands by filing date | |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 12,098 | $836,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 33,451 | $835,000 | thousands by filing date | |
| AMERISAFE INC | 03071H100 | COM | 17,705 | $833,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 39,993 | $832,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 14,736 | $831,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 47,807 | $831,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 14,568 | $829,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 168,084 | $829,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L860 | QUALT DIVD IDX | 23,125 | $828,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 26,444 | $828,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 34,854 | $828,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 10,908 | $827,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 10,500 | $826,000 | thousands by filing date | put |
| INVESCO QUALITY MUNICIPAL INCO | 46133G107 | COM | 69,899 | $826,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 45,213 | $826,000 | thousands by filing date | |
| REPUBLIC AWYS HLDGS INC | 760276105 | COM | 90,029 | $826,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 75,306 | $825,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 15,638 | $824,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 19,975 | $824,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 67,504 | $823,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 18,606 | $823,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 32,326 | $822,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 34,456 | $822,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 28,100 | $821,000 | thousands by filing date | put |
| ABRDN HEALTHCARE OPPORTUNITI | 879105104 | SHS | 41,305 | $819,000 | thousands by filing date | |
| HEALTHSTREAM INC | 42222N103 | COM | 26,931 | $819,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 11,693 | $816,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 119,498 | $816,000 | thousands by filing date | |
| Cbs Corporation Cl A New | 124857103 | CLA | 14,222 | $816,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 100,300 | $815,000 | thousands by filing date | call |
| PROTO LABS INC | 743713109 | COM | 12,072 | $814,000 | thousands by filing date | |
| FIRST COMWLTH FINL CORP PA | 319829107 | COM | 84,791 | $814,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 16,971 | $813,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 69,808 | $813,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 49,857 | $813,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 100,000 | $813,000 | thousands by filing date | put |
| TALMER BANCORP INC | 87482X101 | COM | 48,339 | $810,000 | thousands by filing date | |
| WALKER&DUNLOPINC | 93148P102 | STOK | 30,174 | $807,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 4,903 | $807,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 12,000 | $806,000 | thousands by filing date | call |
| TRUSTCO BK CORP N Y | 898349105 | COM | 114,681 | $806,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 20,335 | $805,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 132,312 | $803,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 107,016 | $802,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 58,686 | $801,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 5,645 | $801,000 | thousands by filing date | |
| LAKE SUNAPEE BK GROUP | 510866106 | COM | 55,314 | $799,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 32,994 | $798,000 | thousands by filing date | |
| SANDY SPRING BANCORP INC | 800363103 | COMMON STOCK | 28,532 | $798,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 6,000 | $798,000 | thousands by filing date | call |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 68,951 | $798,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 106,796 | $797,000 | thousands by filing date | |
| YORK WATER CO | 987184108 | COMMON STOCK | 38,152 | $796,000 | thousands by filing date | |
| PIMCO STRATEGIC INCOME FD | 72200X104 | COM | 91,398 | $794,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 50,465 | $793,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 170,896 | $793,000 | thousands by filing date | |
| ALNYLAM PHARMACEUTICALS INC COM | 02043Q107 | Stock | 6,600 | $791,000 | thousands by filing date | call |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 9,101 | $790,000 | thousands by filing date | |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 101,963 | $789,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W874 | GUG S&P500 EWCON | 7,450 | $788,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 52,700 | $787,000 | thousands by filing date | call |
| CARNIVAL PLC ADS | 14365C103 | ADR | 15,300 | $785,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 13,928 | $784,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 182,824 | $783,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 32,054 | $782,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 16,200 | $781,000 | thousands by filing date | put |
| NAVIGATORS GROUP INC | 638904102 | COM | 10,079 | $781,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 32,960 | $778,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 19,544 | $778,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,684 | $777,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,878 | $777,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 22,927 | $775,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 26,717 | $775,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 30,260 | $774,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 37,407 | $774,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 37,155 | $773,000 | thousands by filing date | |
| TRINITY INDS INC | 896522109 | COM | 29,200 | $772,000 | thousands by filing date | put |
| HEICO CORP NEW COM | 422806109 | Stock | 13,247 | $772,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 10,362 | $772,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V707 | ST STR UL BD ETF | 19,258 | $771,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 29,972 | $771,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 203,034 | $770,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 48,300 | $770,000 | thousands by filing date | call |
| CANADIAN SOLAR INC | 136635109 | COM | 26,836 | $767,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $766,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 61,586 | $766,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 10,000 | $766,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717W463 | JAPAN HDG FINL | 25,744 | $766,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 105,938 | $764,000 | thousands by filing date | |
| NEXPOINT RESIDENTIAL TR INC | 65341D102 | COM | 56,809 | $762,000 | thousands by filing date | |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 88,795 | $761,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 59,923 | $760,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 17,192 | $759,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 34,449 | $758,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 26,080 | $757,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 32,227 | $756,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W711 | GLB NAT RES FD | 48,613 | $756,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 44,300 | $754,000 | thousands by filing date | call |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 886,955 | $754,000 | thousands by filing date | |
| ARATANA THERAPEUTICS INC | 03874P101 | COM | 49,846 | $754,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 59,268 | $752,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 68,842 | $752,000 | thousands by filing date | |
| COCA-COLA FEMSA SAB DE CV SPONS ADS REP | 191241108 | ADR | 9,444 | $751,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 53,074 | $751,000 | thousands by filing date | |
| FXCM INC | 302693106 | COM | 518,100 | $751,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 19,887 | $750,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 26,200 | $750,000 | thousands by filing date | put |
| FORESIGHT ENERGY LP | 34552U104 | COM UNT RP INT | 58,996 | $750,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 12,392 | $746,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 32,673 | $745,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 12,343 | $744,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 25,415 | $743,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 39,108 | $742,000 | thousands by filing date | |
| CONSTELLIUM NV-CLASS A | N22035104 | CL A | 62,650 | $741,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 41,861 | $739,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 86,397 | $739,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 50,608 | $739,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 51,669 | $738,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 312,087 | $737,000 | thousands by filing date | |
| DREYFUS STRATEGIC MUNS INC | 261932107 | COM | 93,300 | $737,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 40,208 | $735,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 358,257 | $734,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 17,523 | $733,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 37,014 | $732,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 40,000 | $730,000 | thousands by filing date | call |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 90,000 | $730,000 | thousands by filing date | call |
| FIRST TR EXCHANGE-TRADED FD | 33739Q408 | FIRST TR ENH NEW | 12,149 | $729,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 30,000 | $727,000 | thousands by filing date | put |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 41,500 | $727,000 | thousands by filing date | call |
| PROGRESSIVE WASTE SOLUTIONS | 74339G101 | COM | 27,060 | $727,000 | thousands by filing date | |
| ALBANY MOLECULAR RESH | 012423109 | COMMON STOCK | 35,882 | $726,000 | thousands by filing date | |
| ELEVANCE HEALTH INC | 036752202 | PREFERRED STOCK | 14,247 | $726,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 6,309 | $726,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 22,200 | $724,000 | thousands by filing date | call |
| LORAL SPACE & COM INC | 543881106 | COM | 11,459 | $723,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 36,495 | $723,000 | thousands by filing date | |
| Newbridge Bancorp | 65080T102 | Com | 81,054 | $723,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 9,000 | $722,000 | thousands by filing date | put |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 47,605 | $722,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 34,073 | $721,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 9,919 | $720,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 27,115 | $718,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 19,297 | $717,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 14,539 | $717,000 | thousands by filing date | |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 22,720 | $716,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 13,735 | $716,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 59,976 | $716,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 37,016 | $716,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 34,826 | $715,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72201C109 | COM | 69,299 | $714,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 45,249 | $714,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 10,060 | $713,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 25,762 | $713,000 | thousands by filing date | |
| LIPOCINE INC NEW | 53630X104 | CMN | 83,106 | $713,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 25,367 | $712,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 26,482 | $711,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X764 | S&PINTL MC ETF | 23,026 | $711,000 | thousands by filing date | |
| SENSIENT TECHNOLOGIES CORP | 81725T100 | COM | 10,382 | $710,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 44,562 | $709,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 43,371 | $709,000 | thousands by filing date | |
| SYNTEL INC | 87162H103 | COM | 14,929 | $709,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 600,000 | $707,000 | thousands by filing date | principal |
| ENDOLOGIX INC | 29266SAA4 | NOTE 2.250%12/1 | 734,000 | $707,000 | thousands by filing date | principal |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 14,400 | $706,000 | thousands by filing date | put |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 19,501 | $705,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 29,589 | $705,000 | thousands by filing date | |
| DEL FRISCOS RESTAURANT GROUP | 245077102 | COM | 37,800 | $704,000 | thousands by filing date | call |
| Foundation Medicine Inc | 350465100 | COM | 20,708 | $701,000 | thousands by filing date | |
| BEACON ROOFING SUPPLY INC | 073685109 | COM | 21,033 | $699,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 41,556 | $697,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 16,536 | $696,000 | thousands by filing date | |
| HANMI FINANCIAL CORPORATION | 410495204 | COMMON STOCK | 28,019 | $696,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 112,937 | $696,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 85,000 | $695,000 | thousands by filing date | call |
| ONE GAS INC COM | 68235P108 | Stock | 16,314 | $694,000 | thousands by filing date | |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 49,130 | $693,000 | thousands by filing date | |
| REED ELSEVIER N V | 758204200 | SPONS ADR NEW | 14,789 | $693,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 37,752 | $691,000 | thousands by filing date | |
| ISHARES INC | 464286210 | EURO HIGH YIELD | 14,694 | $690,000 | thousands by filing date | |
| FABRINET SHS | G3323L100 | Stock | 36,747 | $688,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 38,796 | $687,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 31,840 | $687,000 | thousands by filing date | |
| PIONEER MUNICIPAL HIGH INCOME | 723762100 | COM | 54,951 | $686,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 176,479 | $686,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 102,057 | $686,000 | thousands by filing date | |
| NPK INTERNATIONAL INC | 651718504 | COMMON STOCK | 84,280 | $685,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 145,086 | $685,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 31,349 | $684,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M225 | 2021 HG YLD CB | 27,599 | $684,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 106,070 | $683,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 127,470 | $683,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 8,584 | $683,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 8,318 | $682,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 11,440 | $682,000 | thousands by filing date | |
| DISCOVER FINL SVCS | 254709108 | COM | 11,800 | $680,000 | thousands by filing date | put |
| FT MEGA CAP ALPHADEX FD ETF(FMK) | 33737M508 | ETF | 25,342 | $680,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 21,906 | $679,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158201 | COM NEW | 28,938 | $678,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 50,000 | $678,000 | thousands by filing date | put |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 13,748 | $677,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 23,000 | $676,000 | thousands by filing date | put |
| ADVAXIS INC | 007624208 | COM NEW | 33,190 | $675,000 | thousands by filing date | |
| EPIZYME INC | 29428V104 | COM | 28,086 | $674,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 9,013 | $673,000 | thousands by filing date | |
| GAZIT GLOBE LTD | M4793C102 | SHS | 56,673 | $672,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 45,086 | $671,000 | thousands by filing date | |
| EXELIXIS INC COM | 30161Q104 | Stock | 178,225 | $670,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X632 | INTL UTILT ETF | 39,455 | $669,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 39,014 | $669,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R445 | MSCI EM QUALITY | 12,372 | $669,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 10,192 | $667,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 18,965 | $667,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 46,135 | $665,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 25,000 | $664,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 32,755 | $664,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 33,738 | $664,000 | thousands by filing date | |
| UNITED FIRE GROUP INC | 910340108 | COMMON STOCK | 20,246 | $663,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD PA QUALI | 09255G107 | COM | 49,323 | $662,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 9,447 | $662,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 94,408 | $662,000 | thousands by filing date | |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 206,266 | $660,000 | thousands by filing date | |
| IMMERSION CORPORATION | 452521107 | COMMON STOCK | 52,015 | $659,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 11,435 | $659,000 | thousands by filing date | |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 51,927 | $659,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 32,572 | $659,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 31,248 | $659,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 12,421 | $658,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4,000 | $657,000 | thousands by filing date | call |
| REXNORD CORP | 76169B102 | COMMON STOCK | 27,515 | $657,000 | thousands by filing date | |
| CARPENTER TECHNOLOGY CORP | 144285103 | COM | 16,927 | $655,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 14,800 | $655,000 | thousands by filing date | call |
| EXELON CORP | 30161N127 | UNIT 99/99/9999 | 14,448 | $655,000 | thousands by filing date | |
| RETROPHIN INC | 761299106 | COM | 19,730 | $654,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 39,651 | $653,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 27,750 | $653,000 | thousands by filing date | |
| DBX ETF TR | 233051754 | XTRACK CSI 500 A | 11,515 | $652,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 40,346 | $652,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 13,954 | $652,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 16,500 | $651,000 | thousands by filing date | put |
| ZYNGA INC. | 98986T108 | CL A | 226,800 | $649,000 | thousands by filing date | call |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 102,388 | $649,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 41,904 | $649,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 23,805 | $648,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 20,278 | $647,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032042 | this filing | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042477 | base | 2015-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042479 | added | 2015-11-20 | acceptance time not in the bulk data set |