13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 7,376 holding rows worth $307,938,976,000.
- Accession
- 0001140361-15-032042
- Filer
- CIK 70858
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, 15,926 entries on the cover page, a total value of $307,938,976,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,938,976,000 with VALUE read as thousands by filing date, 13F file number 028-00158. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ILLINOIS TOOL WKS INC | 452308109 | COM | 102,200 | $9,381,000 | thousands by filing date | put |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 1,726,218 | $9,373,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 917,900 | $9,363,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 41,600 | $9,352,000 | thousands by filing date | put |
| TRINITY INDS INC | 896522109 | COM | 353,423 | $9,341,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 200,494 | $9,341,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 201,141 | $9,327,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 237,593 | $9,306,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 235,221 | $9,298,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 106,700 | $9,297,000 | thousands by filing date | put |
| SPIRIT AIRLS INC | 848577102 | COM | 149,615 | $9,291,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 231,809 | $9,261,000 | thousands by filing date | |
| STRATASYS LTD | M85548101 | SHS | 264,956 | $9,256,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 286,568 | $9,234,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 349,800 | $9,231,000 | thousands by filing date | put |
| CURRENCYSHS JAPANESE YEN TR | 23130A102 | JAPANESE YEN | 116,236 | $9,223,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 574,661 | $9,218,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 108,000 | $9,195,000 | thousands by filing date | put |
| TENET HEALTHCARE CORP COM NEW | 88033G407 | Stock | 158,500 | $9,174,000 | thousands by filing date | call |
| WEX INC | 96208T104 | COM | 80,492 | $9,174,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 252,767 | $9,173,000 | thousands by filing date | |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 175,849 | $9,161,000 | thousands by filing date | |
| ISHARES TR | 464288695 | GLOBAL MATER ETF | 164,603 | $9,122,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,076,868 | $9,121,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 398,810 | $9,105,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 94,000 | $9,098,000 | thousands by filing date | call |
| WPX ENERGY INC | 98212B103 | COM | 740,771 | $9,096,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 518,335 | $9,087,000 | thousands by filing date | |
| SMITH A O CORP COM | 831865209 | Stock | 126,115 | $9,079,000 | thousands by filing date | |
| OWENS CORNING NEW | 690742101 | COM | 220,000 | $9,075,000 | thousands by filing date | call |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 426,436 | $9,058,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 226,200 | $9,034,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 171,300 | $9,031,000 | thousands by filing date | call |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 135,000 | $9,027,000 | thousands by filing date | call |
| NETAPP INC COM | 64110D104 | Stock | 286,017 | $9,026,000 | thousands by filing date | |
| GUGGENHEIM MID-CAP CORE ETF | 18383M720 | GUG | 177,374 | $9,025,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 196,118 | $9,024,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 159,996 | $8,997,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 155,704 | $8,987,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 375,400 | $8,987,000 | thousands by filing date | put |
| BLACKROCK ENHANCED EQUITY DI | 09251A104 | COM | 1,125,385 | $8,980,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 549,804 | $8,978,000 | thousands by filing date | |
| THORATEC CORP | 885175307 | COM | 201,356 | $8,974,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 167,500 | $8,969,000 | thousands by filing date | put |
| IAC INTERACTIVECORP | 44919P508 | COM | 112,435 | $8,957,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 147,946 | $8,954,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 289,174 | $8,953,000 | thousands by filing date | |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 215,683 | $8,931,000 | thousands by filing date | |
| KILROY REALTY CORP COM | 49427F108 | REIT | 132,905 | $8,924,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 109,100 | $8,918,000 | thousands by filing date | call |
| REGENCY CTRS CORP COM | 758849103 | REIT | 151,013 | $8,907,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 427,150 | $8,889,000 | thousands by filing date | |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 650,705 | $8,824,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 170,200 | $8,811,000 | thousands by filing date | put |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 180,000 | $8,798,000 | thousands by filing date | put |
| JOY GLOBAL INC | 481165108 | COM | 242,904 | $8,793,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 118,300 | $8,791,000 | thousands by filing date | put |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 154,186 | $8,789,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 636,305 | $8,768,000 | thousands by filing date | |
| PROASSURANCE CORP | 74267C106 | COM | 189,737 | $8,768,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 336,273 | $8,763,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 95,400 | $8,758,000 | thousands by filing date | put |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 185,495 | $8,739,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 567,212 | $8,729,000 | thousands by filing date | |
| EAGLE MATLS INC COM | 26969P108 | Stock | 114,323 | $8,727,000 | thousands by filing date | |
| MOLSON COORS BEVERAGE CO CL B | 60871R209 | Stock | 125,000 | $8,726,000 | thousands by filing date | put |
| OUTERWALL INC | 690070107 | COM | 114,570 | $8,720,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 646,549 | $8,709,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 175,089 | $8,698,000 | thousands by filing date | |
| SOMNIGROUP INTERNATIONAL INC COM | 88023U101 | Stock | 131,966 | $8,696,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 189,325 | $8,692,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R718 | ENHNCD LW DUR AC | 85,605 | $8,691,000 | thousands by filing date | |
| WESTERN ASSET MUN DEF OPP TR | 95768A109 | COM | 390,071 | $8,691,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 218,552 | $8,688,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 379,535 | $8,676,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 100,000 | $8,674,000 | thousands by filing date | call |
| NEWS CORP NEW CL A | 65249B109 | Stock | 591,514 | $8,630,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 670,935 | $8,602,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 368,200 | $8,601,000 | thousands by filing date | call |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 790,455 | $8,584,000 | thousands by filing date | |
| HCC INS HLDGS INC | 404132102 | COM | 111,509 | $8,568,000 | thousands by filing date | |
| RALPH LAUREN CORP | 751212101 | CL A | 64,689 | $8,563,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 432,900 | $8,541,000 | thousands by filing date | put |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 348,700 | $8,533,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 513,017 | $8,515,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 694,558 | $8,508,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 197,900 | $8,502,000 | thousands by filing date | call |
| TECO ENERGY INC | 872375100 | COM | 480,899 | $8,493,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 177,060 | $8,490,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 447,854 | $8,487,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 129,800 | $8,476,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 956,105 | $8,472,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,071,107 | $8,472,000 | thousands by filing date | |
| EAGLE BULK SHIPPING INC SHS NEW 2014 | Y2187A127 | Stock | 1,213,742 | $8,460,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 120,000 | $8,450,000 | thousands by filing date | put |
| HELMERICH & PAYNE INC | 423452101 | COM | 120,000 | $8,450,000 | thousands by filing date | call |
| OCWEN FINL CORP | 675746309 | COM NEW | 828,381 | $8,450,000 | thousands by filing date | |
| LIBERTY INTERACTIVE CORP | 53071M880 | LBT VENT COM A | 215,105 | $8,447,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 160,200 | $8,422,000 | thousands by filing date | call |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 416,186 | $8,419,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 587,607 | $8,415,000 | thousands by filing date | |
| FIRST TR SML CP CORE ALPHA F | 33734Y109 | COM SHS | 168,224 | $8,408,000 | thousands by filing date | |
| DBX ETF TR | 233051820 | XTRACK MSCI ALL | 331,473 | $8,403,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736N101 | ALERIAN DISRUPT | 202,812 | $8,396,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 991,181 | $8,394,000 | thousands by filing date | |
| WHITE MTNS INS GROUP LTD | G9618E107 | COM | 12,788 | $8,375,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 68,599 | $8,369,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 606,792 | $8,368,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 310,473 | $8,364,000 | thousands by filing date | |
| ISHARES TR | 464288323 | NEW YORK MUN ETF | 76,274 | $8,362,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 542,600 | $8,351,000 | thousands by filing date | put |
| Waste Management, Inc. | 94106L109 | COM | 180,000 | $8,343,000 | thousands by filing date | put |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 175,000 | $8,329,000 | thousands by filing date | call |
| LIFEPOINT HEALTH INC | 53219L109 | COM | 95,590 | $8,312,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 110,000 | $8,292,000 | thousands by filing date | call |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 226,096 | $8,282,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 122,700 | $8,281,000 | thousands by filing date | call |
| BIG LOTS INC | 089302103 | COM | 183,900 | $8,274,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 87,711 | $8,266,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 308,967 | $8,249,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 577,046 | $8,240,000 | thousands by filing date | |
| Delek Logistics Partners LP | 24664T103 | Com | 178,905 | $8,238,000 | thousands by filing date | |
| IDEX CORP COM | 45167R104 | Stock | 104,766 | $8,232,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 72,897 | $8,217,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 363,387 | $8,205,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 169,900 | $8,203,000 | thousands by filing date | put |
| Lockheed Martin Corporation | 539830109 | COM | 44,100 | $8,198,000 | thousands by filing date | put |
| RECEPTOS, INC. | 756207106 | COMMON STOCK | 43,062 | $8,184,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 401,285 | $8,170,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 173,154 | $8,161,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 63,461 | $8,154,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 99,600 | $8,149,000 | thousands by filing date | call |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 381,690 | $8,146,000 | thousands by filing date | |
| ATHENAHEALTH INC | 04685W103 | COMMON STOCK | 71,082 | $8,144,000 | thousands by filing date | |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 403,680 | $8,142,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 6,012,000 | $8,132,000 | thousands by filing date | principal |
| BROOKDALE SR LIVING INC | 112463104 | COM | 233,600 | $8,106,000 | thousands by filing date | put |
| RANGE RES CORP COM | 75281A109 | Stock | 164,100 | $8,103,000 | thousands by filing date | put |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 857,304 | $8,092,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 446,300 | $8,087,000 | thousands by filing date | call |
| CANTEL MEDICAL CORP | 138098108 | COM | 150,544 | $8,079,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 2,687,582 | $8,062,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 776,503 | $8,061,000 | thousands by filing date | |
| TANGER INC | 875465106 | COM | 253,611 | $8,039,000 | thousands by filing date | |
| AMERICAN EAGLE OUTFITTERS INC COM | 02553E106 | Stock | 466,461 | $8,033,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 1,269,629 | $8,024,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 51,800 | $8,001,000 | thousands by filing date | put |
| TALEN ENERGY CORP | 87422J105 | COM | 464,863 | $7,976,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y407 | SBI CONS DISCR | 104,200 | $7,969,000 | thousands by filing date | call |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 74,478 | $7,964,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 88,300 | $7,954,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 180,000 | $7,949,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 161,185 | $7,937,000 | thousands by filing date | |
| SCHD | 808524797 | COM | 207,256 | $7,936,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 2,461,388 | $7,925,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 3,613,400 | $7,913,000 | thousands by filing date | put |
| FIRST TR EXCHANGE-TRADED FD | 33734X168 | MATERIALS ALPH | 250,117 | $7,896,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 385,263 | $7,891,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 39,190 | $7,887,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A532 | STATE STREET SPD | 81,351 | $7,881,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 140,000 | $7,869,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 381,442 | $7,850,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 97,400 | $7,847,000 | thousands by filing date | put |
| AVON PRODS INC | 054303102 | COM | 1,251,500 | $7,834,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 140,295 | $7,829,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 273,708 | $7,820,000 | thousands by filing date | |
| CENTRAIS ELETRICAS BRASILEIR | 15234Q108 | SPON ADR PFD B | 2,900,706 | $7,803,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 445,004 | $7,792,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 438,347 | $7,785,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q207 | DWA EMRG MKTS | 429,762 | $7,783,000 | thousands by filing date | |
| LACLEDE GROUP INC/THE | 505597104 | COM | 149,369 | $7,777,000 | thousands by filing date | |
| SPRAGUE RES LP | 849343108 | COM UNIT REP LTD | 302,582 | $7,777,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 134,508 | $7,775,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 150,000 | $7,766,000 | thousands by filing date | call |
| CLEARBRIDGE ENERGY MIDSTRM O | 18469P100 | COM | 414,799 | $7,765,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 337,444 | $7,762,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 727,900 | $7,759,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 140,400 | $7,735,000 | thousands by filing date | put |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 385,940 | $7,707,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 231,152 | $7,704,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 208,200 | $7,703,000 | thousands by filing date | put |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 468,691 | $7,701,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P SMCP | 73937B878 | ETF - EQUITY | 162,580 | $7,694,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 105,844 | $7,686,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 167,546 | $7,677,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 597,293 | $7,669,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 34,100 | $7,666,000 | thousands by filing date | call |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 546,651 | $7,653,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 83,738 | $7,644,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 109,300 | $7,643,000 | thousands by filing date | call |
| NEW JERSEY RES CORP | 646025106 | COM | 277,080 | $7,634,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 367,555 | $7,613,000 | thousands by filing date | |
| UNITED THERAPEUTICS CORP DEL COM | 91307C102 | Stock | 43,641 | $7,591,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 61,329 | $7,587,000 | thousands by filing date | |
| FRANKLIN ELEC INC COM | 353514102 | Stock | 234,490 | $7,582,000 | thousands by filing date | |
| KB HOME 1.375 | 48666KAS8 | NOTE 1.375% 2/0 | 7,787,000 | $7,578,000 | thousands by filing date | principal |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 382,801 | $7,553,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 457,533 | $7,549,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 79,534 | $7,545,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 607,269 | $7,512,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 233,389 | $7,501,000 | thousands by filing date | |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 230,300 | $7,495,000 | thousands by filing date | put |
| AVIS BUDGET GROUP INC | 053774105 | COM | 170,000 | $7,494,000 | thousands by filing date | put |
| KLA CORP | 482480100 | COM | 133,300 | $7,493,000 | thousands by filing date | put |
| ISHARES TR | 46429B135 | INT PFD STK FD | 380,903 | $7,492,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 496,035 | $7,491,000 | thousands by filing date | |
| WESTERN ASSET MTG CAP CORP | 95790D105 | COM | 507,024 | $7,489,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 116,600 | $7,484,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 802,834 | $7,482,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 150,000 | $7,469,000 | thousands by filing date | put |
| BOSTON BEER INC CL A | 100557107 | Stock | 32,087 | $7,444,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 217,847 | $7,441,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 159,023 | $7,438,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 129,672 | $7,433,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 51,646 | $7,413,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INDL SEC | 73935X369 | COM | 160,058 | $7,412,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 285,124 | $7,411,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 162,475 | $7,408,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 351,497 | $7,389,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 136,645 | $7,386,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 65,667 | $7,376,000 | thousands by filing date | |
| DDR CORP | 251591AX1 | NOTE | 6,813,000 | $7,375,000 | thousands by filing date | principal |
| ISHARES U S ETF TR | 46431W705 | INT RT HDG C B | 77,923 | $7,372,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 464,766 | $7,367,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 145,101 | $7,349,000 | thousands by filing date | |
| GENMARK DIAGNOSTICS INC | 372309104 | COM | 809,172 | $7,331,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 419,827 | $7,318,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 84,942 | $7,312,000 | thousands by filing date | |
| OMNICARE INC | 681904AN8 | NOTE 3.750%12/1 | 2,063,000 | $7,304,000 | thousands by filing date | principal |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 145,734 | $7,289,000 | thousands by filing date | |
| POWERSHARES DYN SEMICONDUCT | 73935X781 | COM | 271,583 | $7,278,000 | thousands by filing date | |
| Waste Connections | 941053100 | COM | 154,228 | $7,267,000 | thousands by filing date | |
| MANNKIND CORP | 56400P201 | COM | 1,276,500 | $7,263,000 | thousands by filing date | put |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 401,250 | $7,259,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 396,463 | $7,247,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 137,618 | $7,244,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 136,782 | $7,219,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 61,674 | $7,200,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 162,929 | $7,190,000 | thousands by filing date | |
| ISHARES TR | 46429B606 | MSCI POLAND ETF | 314,083 | $7,174,000 | thousands by filing date | |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 70,668 | $7,171,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 390,362 | $7,167,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 172,956 | $7,160,000 | thousands by filing date | |
| Ashland | 044209104 | Common | 58,615 | $7,145,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 45,000 | $7,138,000 | thousands by filing date | call |
| PHYSICIANS REALTY TRUST | 71943U104 | COM | 464,632 | $7,137,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 459,200 | $7,136,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A151 | SST SPDR BLOOMBE | 227,434 | $7,135,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 316,603 | $7,133,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 150,244 | $7,126,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 130,880 | $7,116,000 | thousands by filing date | |
| ISHARES TR | 46434VAA8 | IBONDS DEC18 ETF | 281,674 | $7,109,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A649 | ST STR AGGRE ETF | 123,745 | $7,103,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 364,430 | $7,099,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 81,000 | $7,091,000 | thousands by filing date | call |
| THL CREDIT INC | 872438106 | COM | 613,487 | $7,086,000 | thousands by filing date | |
| BLACKROCK MUNIVEST FUND | 09253R105 | COM | 741,427 | $7,073,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,418,759 | $7,052,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 383,830 | $7,051,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 509,811 | $7,051,000 | thousands by filing date | |
| DEXCOM INC COM | 252131107 | Stock | 88,034 | $7,041,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 111,700 | $7,034,000 | thousands by filing date | call |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 94,400 | $7,022,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 233,900 | $7,019,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X103 | ST STR EUROP ETF | 201,620 | $7,010,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 130,418 | $7,000,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 277,134 | $6,992,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M373 | GUG BUL 2019 HY | 277,809 | $6,987,000 | thousands by filing date | |
| POLYONE CORP | 73179P106 | COM | 177,846 | $6,966,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 600,000 | $6,966,000 | thousands by filing date | put |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 502,918 | $6,955,000 | thousands by filing date | |
| WINTRUST FINL CORP COM | 97650W108 | Stock | 130,166 | $6,948,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 219,383 | $6,946,000 | thousands by filing date | |
| BLACKSTONE SENIOR FLOATING RAT | 09256U105 | COM | 404,198 | $6,940,000 | thousands by filing date | |
| PRECISION CASTPARTS CORP | 740189105 | COM | 34,700 | $6,935,000 | thousands by filing date | call |
| LG DISPLAY CO LTD SPONS ADR REP | 50186V102 | ADR | 597,397 | $6,924,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 2,980,186 | $6,914,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 372,904 | $6,902,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 107,828 | $6,877,000 | thousands by filing date | |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 80,000 | $6,866,000 | thousands by filing date | put |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 546,695 | $6,855,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 218,586 | $6,855,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 393,084 | $6,855,000 | thousands by filing date | |
| GIGAMON INC | 37518B102 | COM | 207,763 | $6,854,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 82,029 | $6,849,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 54,606 | $6,841,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 50,000 | $6,839,000 | thousands by filing date | put |
| ADVISORY BOARD CO/THE | 00762W107 | Domestic Common | 124,700 | $6,817,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 364,444 | $6,801,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS FD IN | 09253N104 | COM | 426,571 | $6,791,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 340,403 | $6,791,000 | thousands by filing date | |
| SANMINA CORP COM | 801056102 | Stock | 336,435 | $6,783,000 | thousands by filing date | |
| SQUARE 1 FINL INC | 85223W101 | CL A | 247,806 | $6,778,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 208,260 | $6,777,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY-WR | 27828X100 | COM | 437,773 | $6,777,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 110,000 | $6,775,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 2,348,618 | $6,764,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 237,117 | $6,758,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 99,800 | $6,757,000 | thousands by filing date | call |
| RALPH LAUREN CORP | 751212101 | CL A | 51,000 | $6,750,000 | thousands by filing date | put |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 162,900 | $6,744,000 | thousands by filing date | put |
| RYDEX GUGGENHEIM | 78355W833 | GUG S&P500 EQ WT | 77,525 | $6,730,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 49,800 | $6,726,000 | thousands by filing date | put |
| GUGGENHEIM | 18383Q507 | EXCHANGE TRADED | 234,935 | $6,714,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 166,810 | $6,711,000 | thousands by filing date | |
| DIAMONDROCK HOSPITALITY CO | 252784301 | COM | 523,176 | $6,703,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 367,629 | $6,695,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 62,149 | $6,693,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 132,064 | $6,690,000 | thousands by filing date | |
| TUMI HLDGS INC | 89969Q104 | COM | 325,607 | $6,682,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 122,156 | $6,668,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 2,557,000 | $6,667,000 | thousands by filing date | principal |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 43,157 | $6,665,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 116,400 | $6,658,000 | thousands by filing date | call |
| NUVEEN INTERMEDIATE DURATION M | 670671106 | COM | 543,357 | $6,656,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 153,585 | $6,637,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 62,700 | $6,628,000 | thousands by filing date | put |
| PEARSON PLC SPONSORED ADR | 705015105 | ADR | 349,576 | $6,627,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 96,665 | $6,602,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE | 73935X864 | COM | 254,943 | $6,601,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 37,000 | $6,592,000 | thousands by filing date | call |
| PIMCO ETF TR | 72201R874 | SHTRM MUN BD ACT | 131,511 | $6,590,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 226,690 | $6,589,000 | thousands by filing date | |
| ANN INC | 035623107 | COM | 136,067 | $6,571,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 179,647 | $6,570,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 194,841 | $6,568,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 152,402 | $6,568,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q835 | INTL CORP BOND | 249,068 | $6,560,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 340,025 | $6,559,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 60,300 | $6,514,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 126,855 | $6,511,000 | thousands by filing date | |
| PRESTIGE CONSMR HEALTHCARE I | 74112D101 | COM | 140,800 | $6,511,000 | thousands by filing date | |
| NATIONAL INSTRS CORP | 636518102 | COM | 220,471 | $6,495,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 531,927 | $6,494,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 1,051,059 | $6,475,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 75,388 | $6,467,000 | thousands by filing date | |
| ACUITY INC COM | 00508Y102 | Stock | 35,913 | $6,464,000 | thousands by filing date | |
| INTEGRATED DEVICE TECHNOLOGY INC | 458118106 | COMMON STOCK | 297,774 | $6,462,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 875,525 | $6,453,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 412,072 | $6,440,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 535,735 | $6,439,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 283,200 | $6,437,000 | thousands by filing date | call |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 438,653 | $6,435,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 67,000 | $6,409,000 | thousands by filing date | put |
| CERNER CORP | 156782104 | COM | 92,500 | $6,388,000 | thousands by filing date | call |
| GUGGENHEIM RUSSELL MCAP | 78355W577 | ETF | 124,303 | $6,383,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 125,000 | $6,380,000 | thousands by filing date | put |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 46,600 | $6,374,000 | thousands by filing date | call |
| IMAX CORP | 45245E109 | COM | 158,142 | $6,369,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 247,993 | $6,366,000 | thousands by filing date | |
| NAVISTAR INTERNATIONAL | 63934E108 | COMMON STOCK | 281,200 | $6,364,000 | thousands by filing date | put |
| AES CORP COM | 00130H105 | Stock | 478,600 | $6,346,000 | thousands by filing date | call |
| Liberty Media Corp | 531229300 | COMMON STOCK | 176,779 | $6,346,000 | thousands by filing date | |
| PARAMOUNT GROUP INC | 69924R108 | COM | 368,707 | $6,327,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 127,600 | $6,320,000 | thousands by filing date | call |
| ALLIANCE ONE INTL INC | 018772301 | COM NEW | 263,868 | $6,309,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 427,602 | $6,307,000 | thousands by filing date | |
| PIEDMONT REALTY TRUST INC | 720190206 | COM CL A | 357,637 | $6,291,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33733A102 | CHINDIA ETF | 205,383 | $6,289,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 57,240 | $6,284,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 57,500 | $6,281,000 | thousands by filing date | put |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 139,731 | $6,267,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 405,010 | $6,265,000 | thousands by filing date | |
| ROYAL BANK OF SCOTLAND GROUP PLC | 780097713 | PREFERRED STOCK | 246,799 | $6,261,000 | thousands by filing date | |
| ITT CORP | 450911201 | COM | 149,411 | $6,252,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 61,267 | $6,248,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 187,400 | $6,242,000 | thousands by filing date | call |
| DBX ETF TR XTRACK | 233051812 | MSCI SOUT | 266,465 | $6,238,000 | thousands by filing date | |
| CERNER CORP | 156782104 | COM | 90,300 | $6,236,000 | thousands by filing date | put |
| TRUEBLUE INC | 89785X101 | COM | 208,407 | $6,231,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 452,991 | $6,230,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 73,700 | $6,223,000 | thousands by filing date | call |
| ISHARES TR | 464287333 | GLOBAL FINLS ETF | 108,504 | $6,215,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 248,009 | $6,208,000 | thousands by filing date | |
| GILEAD SCIENCES INC | 375558AP8 | CORPORATE OBLIG | 1,203,000 | $6,203,000 | thousands by filing date | principal |
| INTERPUBLIC GROUP COS | 460690100 | COM | 321,736 | $6,201,000 | thousands by filing date | |
| CACI INTL INC CL A | 127190304 | Stock | 76,645 | $6,200,000 | thousands by filing date | |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 136,742 | $6,197,000 | thousands by filing date | |
| PROSHARES TR | 74348A541 | HGH YLD INT RATE | 85,623 | $6,195,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 190,000 | $6,194,000 | thousands by filing date | put |
| INCYTE CORP COM | 45337C102 | Stock | 59,400 | $6,190,000 | thousands by filing date | put |
| NUVEEN AMT FREE QLTY MUN INC | 670657105 | COM | 484,880 | $6,177,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 133,858 | $6,177,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 187,212 | $6,165,000 | thousands by filing date | |
| WORLD ACCEP CORPORATION | 981419104 | COM | 100,000 | $6,151,000 | thousands by filing date | put |
| NEWFIELD EXPL CO | 651290108 | COM | 170,000 | $6,140,000 | thousands by filing date | call |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 242,111 | $6,140,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 406,617 | $6,136,000 | thousands by filing date | |
| Gulfport Energy | 402635304 | COM | 152,443 | $6,135,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 293,706 | $6,121,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 443,568 | $6,117,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 1,203,000 | $6,113,000 | thousands by filing date | principal |
| GENERAL DYNAMICS CORP COM | 369550108 | Stock | 43,100 | $6,107,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 91,800 | $6,105,000 | thousands by filing date | call |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 276,449 | $6,104,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 211,927 | $6,096,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 92,983 | $6,092,000 | thousands by filing date | |
| WUXI PHARMATECH CAYMAN INC | 929352102 | SPONS ADR SHS | 144,134 | $6,091,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L407 | MORNSTAR UPSTR | 204,588 | $6,089,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 4,326,000 | $6,081,000 | thousands by filing date | principal |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 60,280 | $6,075,000 | thousands by filing date | |
| COLUMBIA SELIGMAN PREMIUM TECH | 19842X109 | COM | 324,259 | $6,054,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 216,907 | $6,035,000 | thousands by filing date | |
| AVISTA CORP COM | 05379B107 | Stock | 196,892 | $6,035,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761U106 | COM | 851,124 | $6,026,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12,850 | $6,023,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 501,847 | $6,022,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 87,807 | $6,018,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 190,300 | $6,006,000 | thousands by filing date | call |
| AMERICAN RESIDENTIAL PROPERTIES INC | 02927E303 | COM | 324,369 | $6,001,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 160,200 | $5,996,000 | thousands by filing date | call |
| PROSHARES TR | 74347X294 | HD REPLICATION | 139,153 | $5,983,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 284,056 | $5,976,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 245,200 | $5,966,000 | thousands by filing date | call |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 902,937 | $5,959,000 | thousands by filing date | |
| NIKE,Inc. Class B | 654106103 | COM | 55,100 | $5,952,000 | thousands by filing date | call |
| ALLIANZGI CONV INCOME FD | 018828103 | COM | 732,947 | $5,952,000 | thousands by filing date | |
| NORTHROP GRUMMAN CORP COM | 666807102 | Stock | 37,500 | $5,949,000 | thousands by filing date | put |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 241,803 | $5,946,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 220,000 | $5,936,000 | thousands by filing date | call |
| Lowes Companies,Inc. | 548661107 | COM | 88,400 | $5,920,000 | thousands by filing date | call |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 125,600 | $5,920,000 | thousands by filing date | put |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 365,189 | $5,920,000 | thousands by filing date | |
| MEADOWBROOK INS GROUP INC | 58319P108 | COM | 688,289 | $5,920,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,779,000 | $5,914,000 | thousands by filing date | principal |
| RED ROBIN GOURMET BURGERS IN | 75689M101 | COM | 68,906 | $5,913,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739N108 | MANAGD MUN ETF | 115,535 | $5,912,000 | thousands by filing date | |
| POWERSHARES DB | 73935Y102 | COM UT BEN INT | 251,455 | $5,909,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 196,114 | $5,903,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 89,100 | $5,896,000 | thousands by filing date | put |
| VIACOM INC | 92553P201 | CL B | 91,200 | $5,895,000 | thousands by filing date | put |
| SPDR SER TR | 78468R812 | MSCI USA STRTGIC | 99,000 | $5,893,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 73,964 | $5,891,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 114,900 | $5,883,000 | thousands by filing date | call |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 3,878,000 | $5,882,000 | thousands by filing date | principal |
| HANCOCK WHITNEY CORPORATION | 410120109 | COM | 184,251 | $5,880,000 | thousands by filing date | |
| iShares S&P AMT-Free Municipal | 46429B580 | COM | 230,253 | $5,878,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 144,720 | $5,867,000 | thousands by filing date | |
| Hubbell Inc Class B | 443510201 | COM | 54,120 | $5,860,000 | thousands by filing date | |
| CHENIERE ENERGY PARTNERS L P | 16411Q101 | COM UNIT | 189,744 | $5,854,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 281,389 | $5,850,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 377,200 | $5,850,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 290,936 | $5,842,000 | thousands by filing date | |
| Direxion All Cap Insider Senti | 25459Y769 | ETF | 82,439 | $5,841,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 227,166 | $5,831,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,112,287 | $5,828,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 216,282 | $5,827,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 103,238 | $5,820,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B628 | US RL EST SMCP | 230,479 | $5,815,000 | thousands by filing date | |
| HEALTHCARE RLTY TR | 421946104 | COM | 249,755 | $5,809,000 | thousands by filing date | |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 224,224 | $5,798,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 585,525 | $5,791,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A573 | ST STR SP HCSVC | 44,112 | $5,784,000 | thousands by filing date | |
| WELLS FARGO & CO | 949746804 | PERP PFD CNV A | 4,917 | $5,777,000 | thousands by filing date | |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 537,381 | $5,771,000 | thousands by filing date | |
| NUVEEN NASDAQ 100 DYNAMIC OV | 670699107 | COM SHS | 312,476 | $5,765,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 60,414 | $5,759,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 582,393 | $5,749,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 212,319 | $5,729,000 | thousands by filing date | |
| BROWN FORMAN CORP | 115637100 | CL A | 51,322 | $5,718,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J117 | EUROPE ALPHADEX | 184,507 | $5,712,000 | thousands by filing date | |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 702,498 | $5,704,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 371,937 | $5,691,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 3,373,000 | $5,690,000 | thousands by filing date | principal |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 248,940 | $5,689,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H511 | ADS7.75%PFD S4 | 219,442 | $5,686,000 | thousands by filing date | |
| HOLOGIC INC | 436440101 | COM | 149,194 | $5,679,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 190,900 | $5,677,000 | thousands by filing date | call |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 195,123 | $5,669,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 433,180 | $5,666,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 63,600 | $5,657,000 | thousands by filing date | put |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 207,878 | $5,654,000 | thousands by filing date | |
| FRANKLIN COVEY CO | 353469109 | COMMON STOCK | 278,329 | $5,647,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 70,900 | $5,647,000 | thousands by filing date | call |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 57,212 | $5,642,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 107,030 | $5,642,000 | thousands by filing date | |
| FIDELITY COMWLTH TR | 315912808 | COM | 28,709 | $5,636,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 87,900 | $5,632,000 | thousands by filing date | call |
| WISDOMTREE TR | 97717W125 | FUTRE STRAT FD | 131,617 | $5,619,000 | thousands by filing date | |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 218,739 | $5,617,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 61,545 | $5,616,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 126,800 | $5,608,000 | thousands by filing date | call |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 55,709 | $5,607,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 105,292 | $5,603,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 164,620 | $5,596,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 150,006 | $5,585,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 1,027,633 | $5,570,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 25,500 | $5,568,000 | thousands by filing date | call |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 610,078 | $5,564,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 70,000 | $5,563,000 | thousands by filing date | put |
| GUGGENHEIM STRATEGIC OPPORTU | 40167F101 | COM SBI | 278,964 | $5,560,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 99,683 | $5,555,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 153,440 | $5,543,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 5,731,000 | $5,530,000 | thousands by filing date | principal |
| TIFFANY & CO NEW | 886547108 | COM | 60,200 | $5,526,000 | thousands by filing date | call |
| RANDGOLD RES LTD | 752344309 | ADR | 82,534 | $5,525,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,210,429 | $5,519,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 51,911 | $5,510,000 | thousands by filing date | |
| ISHARES TR | 46429B408 | CMN | 142,592 | $5,490,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 299,600 | $5,468,000 | thousands by filing date | put |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032042 | this filing | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042477 | base | 2015-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042479 | added | 2015-11-20 | acceptance time not in the bulk data set |