13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 7,376 holding rows worth $307,938,976,000.
- Accession
- 0001140361-15-032042
- Filer
- CIK 70858
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A combination report, 15,926 entries on the cover page, a total value of $307,938,976,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $307,938,976,000 with VALUE read as thousands by filing date, 13F file number 028-00158. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 4,146 | $120,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 5,241 | $120,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 20,438 | $120,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 9,720 | $120,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 13,476 | $119,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 2,000 | $119,000 | thousands by filing date | put |
| POWERSHARES ETF TR II S&P SMCP | 73937B837 | ETF - EQUITY | 3,237 | $119,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 26,581 | $119,000 | thousands by filing date | |
| FQF TR AGFIQ | 351680806 | HEDGED DIV | 4,975 | $119,000 | thousands by filing date | |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 3,400 | $118,000 | thousands by filing date | |
| CLEAR CHANNEL OUTDOOR HLDGS | 18451C109 | CL A | 11,679 | $118,000 | thousands by filing date | |
| ABRDN GLOBAL INCOME FUND INC | 003013109 | COM | 13,734 | $118,000 | thousands by filing date | |
| HERZFELD CREDIT INCOME FUND | 42804T106 | COM | 12,517 | $118,000 | thousands by filing date | |
| EATON VANCE | 27826G109 | SH BEN INT | 8,903 | $118,000 | thousands by filing date | |
| GREEN BANCORP INC | 39260X100 | COM | 7,684 | $118,000 | thousands by filing date | |
| CHEFS WHSE INC | 163086101 | COM | 5,495 | $117,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | G4863A108 | SHS USD | 6,600 | $117,000 | thousands by filing date | put |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 13,315 | $117,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 24,526 | $117,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 11,325 | $117,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 12,188 | $116,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 4,346 | $116,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 4,108 | $115,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 4,000 | $115,000 | thousands by filing date | put |
| CARA THERAPEUTICS INC | 140755109 | COM | 9,504 | $115,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 14,191 | $115,000 | thousands by filing date | |
| AVIVA PLC | 05382A104 | ADR | 7,389 | $115,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 6,229 | $115,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 8,200 | $114,000 | thousands by filing date | put |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 9,106 | $114,000 | thousands by filing date | |
| GUANGSHEN RAILWAY CO LTD-ADR | 40065W107 | SPONSORED ADR | 4,165 | $114,000 | thousands by filing date | |
| WESTELL TECHNOLOGIES INC | 957541105 | CL A | 115,182 | $114,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 57,000 | $114,000 | thousands by filing date | principal |
| EXELON CORP COM | 30161N101 | Stock | 3,600 | $113,000 | thousands by filing date | call |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 2,700 | $113,000 | thousands by filing date | put |
| DIREXION SHARES ETF TRUST | 25459Y207 | NASDAQ 100 EQ WT | 1,725 | $112,000 | thousands by filing date | |
| OLD SECOND BANCORP INC | 680277100 | COMMON STOCK | 17,012 | $112,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 56,941 | $112,000 | thousands by filing date | |
| GENER8 MARITIME INC | Y26889108 | COM | 8,243 | $112,000 | thousands by filing date | |
| MFS INTERMARKET INCOME TRUST | 59318R103 | SH BEN INT | 13,155 | $111,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 20,650 | $110,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 1,400 | $110,000 | thousands by filing date | call |
| TARGACEPT INC | 87611R306 | COM | 39,501 | $110,000 | thousands by filing date | |
| KEYW HLDG CORP | 493723100 | COM | 11,800 | $110,000 | thousands by filing date | put |
| BLOUNT INTL INC NEW | 095180105 | COM | 10,056 | $110,000 | thousands by filing date | |
| PRESS GANEY HOL | 74113L102 | Common Stock | 3,829 | $110,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 1,200 | $109,000 | thousands by filing date | put |
| HEICO CORP NEW | 422806208 | CL A | 2,142 | $109,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE DYNAMIC | 33848W106 | SHS | 4,878 | $109,000 | thousands by filing date | |
| NEVRO CORP | 64157F103 | COM | 2,019 | $109,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 104,191 | $109,000 | thousands by filing date | |
| SPROTT ASSET MANAGEMENT LP | 85207Q104 | PHYSICAL PLATINU | 14,414 | $108,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 21,500 | $108,000 | thousands by filing date | put |
| MARKET VECTORS ETF TR | 57061R403 | EMKT HIYLD BD | 4,479 | $108,000 | thousands by filing date | |
| TAYLOR DEVICES INC | 877163105 | COMMON STOCK | 8,500 | $107,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 2,326 | $107,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 11,723 | $107,000 | thousands by filing date | |
| HOUSTON WIRE & CABLE CO | 44244K109 | COM | 10,826 | $107,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRD FD TR | 18385P101 | GUGG CHINA ALLCP | 3,444 | $107,000 | thousands by filing date | |
| ETFS ASIAN GOLD TR PHYS ASAIN | 26923C102 | GLD | 932 | $107,000 | thousands by filing date | |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 3,497 | $106,000 | thousands by filing date | |
| AMERICA FIRST MULTIFAMILY IN | 02364V107 | BEN UNIT CTF | 19,229 | $106,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 5,900 | $106,000 | thousands by filing date | |
| SIGNAL GENETICS INC | 826640104 | Cmn | 48,600 | $106,000 | thousands by filing date | |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 4,865 | $105,000 | thousands by filing date | |
| HYSTER-YALE INC | 449172105 | CL A | 1,512 | $105,000 | thousands by filing date | |
| INVESCO TR INVT GRADE NEW YO | 46131T101 | COM | 7,867 | $105,000 | thousands by filing date | |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 13,500 | $105,000 | thousands by filing date | |
| ELECTRO RENT CORP | 285218103 | COM | 9,610 | $105,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 2,690 | $105,000 | thousands by filing date | |
| ISHARES TR | 464289842 | MSCI PERU GL ETF | 3,560 | $104,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 8,100 | $104,000 | thousands by filing date | put |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 79,571 | $104,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W536 | GUG MSCI EMKT EQ | 3,255 | $103,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 13,592 | $102,000 | thousands by filing date | |
| ASA GOLD AND PRECIOUS MTLS L | G3156P103 | SHS | 10,430 | $102,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 1,797 | $102,000 | thousands by filing date | |
| FRISCH'S RESTAURANTS INC | 358748101 | COM | 3,037 | $102,000 | thousands by filing date | |
| DIREXION SHS EXCH TRD FD DAILY 30 YR TREAS BEAR | 25459Y678 | ETF | 3,000 | $102,000 | thousands by filing date | put |
| FIRST TR EXCH TRD ALPHDX FD | 33737J125 | LATIN AMER ALP | 5,725 | $101,000 | thousands by filing date | |
| SHENANDOAH TELECOMMUNICATION | 82312B106 | COMMON STOCK | 2,936 | $101,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 15,843 | $101,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461829 | EGS BRAZ INF ETF | 11,317 | $101,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,100 | $100,000 | thousands by filing date | put |
| NOODLES & CO | 65540B105 | COM CL A | 6,837 | $100,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 3,504 | $100,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 27,225 | $100,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 19,634 | $100,000 | thousands by filing date | |
| K2M GROUP HLDGS INC | 48273J107 | COM | 4,171 | $100,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 10,152 | $99,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 3,131 | $99,000 | thousands by filing date | |
| GREAT SOUTHERN BANCORP INC | 390905107 | COMMON STOCK | 2,351 | $99,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 19,278 | $99,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 682 | $99,000 | thousands by filing date | |
| TWO RIV BANCORP | 90207C105 | COMMON | 10,889 | $99,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 9,600 | $99,000 | thousands by filing date | call |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 3,552 | $99,000 | thousands by filing date | |
| GRANA Y MONTERO S A A | 38500P208 | SPONSORED ADR | 14,100 | $99,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 5,276 | $98,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 7,036 | $98,000 | thousands by filing date | |
| EBIX INC | 278715206 | COM NEW | 3,000 | $98,000 | thousands by filing date | put |
| EBIX INC | 278715206 | COM NEW | 3,000 | $98,000 | thousands by filing date | call |
| CLEARSIGN TECHNOLOGIES CORP | 185064102 | COM | 18,000 | $98,000 | thousands by filing date | |
| INSIGNIA SYSTEMS INC | 45765Y105 | COM | 36,040 | $98,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 7,021 | $97,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 5,874 | $97,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 11,387 | $97,000 | thousands by filing date | |
| POWERSHARES FUNDAMENTAL PURE LARGE CORE PORTFOLIO | 73935X450 | ETF | 2,433 | $97,000 | thousands by filing date | |
| ASANKO GOLD INC | 04341Y105 | COM | 56,329 | $96,000 | thousands by filing date | |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 6,019 | $96,000 | thousands by filing date | |
| EVOKE PHARMA INC | 30049G104 | COM | 18,275 | $96,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 2,508 | $95,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 3,715 | $95,000 | thousands by filing date | |
| NATIONAL WESTERN | 638522102 | COMMON STOCK | 393 | $95,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 5,400 | $95,000 | thousands by filing date | put |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 19,987 | $95,000 | thousands by filing date | |
| QUALITY DISTR INC FLA | 74756M102 | COM | 6,155 | $95,000 | thousands by filing date | |
| CAPE BANCORP INC | 139209100 | COM | 10,000 | $95,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 1,886 | $95,000 | thousands by filing date | |
| ASHFORD INC | 044104107 | COM | 1,086 | $95,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 3,801 | $94,000 | thousands by filing date | |
| ATARA BIOTHERAPEUTICS INC COM NEW | 046513107 | Stock | 1,786 | $94,000 | thousands by filing date | |
| PICO HLDGS INC | 693366205 | COM NEW | 6,368 | $94,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 4,137 | $94,000 | thousands by filing date | |
| TELECOMMUNICATION SYS INC | 87929J103 | COM | 28,419 | $94,000 | thousands by filing date | |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 12,520 | $94,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 5,089 | $94,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 6,138 | $93,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 6,853 | $93,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 10,000 | $92,000 | thousands by filing date | put |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 4,270 | $92,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 6,810 | $92,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 959 | $92,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1,418 | $91,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 4,882 | $91,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 3,000 | $91,000 | thousands by filing date | put |
| BARRETT BUSINESS SVCS INC | 068463108 | COM | 2,504 | $91,000 | thousands by filing date | |
| CUSHING RENAISSANCE FD | 231647108 | COM | 4,700 | $91,000 | thousands by filing date | |
| FIRST TR MTG INCOME FD | 33734E103 | COM SHS | 6,466 | $91,000 | thousands by filing date | |
| PIMCO NY MUNICIPAL INCOME FD | 72200T103 | COM | 8,150 | $91,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 1,656 | $91,000 | thousands by filing date | |
| NUVEEN PA MUN VALUE FD | 67074K105 | COM | 6,082 | $91,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 5,058 | $91,000 | thousands by filing date | |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 850 | $90,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 2,011 | $90,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 1,144 | $90,000 | thousands by filing date | |
| STORE CAP CORP | 862121100 | COM | 4,517 | $90,000 | thousands by filing date | |
| GLOBAL EAGLE ENTERTAINMENT I | 37951D102 | COM | 6,902 | $90,000 | thousands by filing date | |
| Chicopee Bancorp, Inc. | 168565109 | Common Stock | 5,250 | $90,000 | thousands by filing date | |
| ISHARES B-CA | 46432F404 | COM | 1,841 | $90,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 9,762 | $90,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 9,175 | $89,000 | thousands by filing date | |
| Q2 HLDGS INC COM | 74736L109 | Stock | 3,167 | $89,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,707 | $89,000 | thousands by filing date | |
| BEACON FINANCIAL CORP. | 084680107 | COM | 3,148 | $89,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 2,935 | $89,000 | thousands by filing date | |
| REACHLOCAL INC | 75525F104 | COM | 28,180 | $89,000 | thousands by filing date | |
| INTERNATIONAL MULTI-ASSET DIVERSIFIED INCOME INDEX FUND | 33738R209 | ETF | 4,958 | $89,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 3,889 | $88,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 3,181 | $88,000 | thousands by filing date | |
| EAGLE CAP GROWTH FD INC | 269451100 | CLSD FD | 11,044 | $88,000 | thousands by filing date | |
| STONE HBR EMERG MKTS TL INC | 86164W100 | COM | 6,250 | $88,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 23,689 | $88,000 | thousands by filing date | |
| EATON VANCE MASSACH MUN BOND | 27828K108 | CMN | 6,412 | $88,000 | thousands by filing date | |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 10,759 | $88,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 2,000 | $87,000 | thousands by filing date | put |
| TOWER SEMICONDUCTOR LTD SHS NEW | M87915274 | Stock | 5,623 | $87,000 | thousands by filing date | |
| MAXLINEAR INC | 57776J100 | COM | 7,149 | $87,000 | thousands by filing date | |
| TRANSAMERICA INCOME SHS INC | 893506105 | COM | 4,385 | $87,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 9,467 | $87,000 | thousands by filing date | |
| EMCORE CORP | 290846203 | COM | 14,388 | $87,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 1,292 | $86,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 12,438 | $86,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 73,006 | $86,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 12,269 | $86,000 | thousands by filing date | |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 49,336 | $86,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 36,854 | $86,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B834 | GLB AGRI SM CP | 3,050 | $86,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 7,462 | $86,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 5,132 | $85,000 | thousands by filing date | |
| PROSHARES TR | 74347X625 | ULT R/EST NEW | 920 | $85,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 7,488 | $85,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 23,590 | $85,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 15,963 | $84,000 | thousands by filing date | |
| ARK RESTAURANTS CORP | 040712101 | COM | 3,350 | $84,000 | thousands by filing date | |
| THE ONE GROUP HOSPITALITY IN | 88338K103 | COM | 20,000 | $84,000 | thousands by filing date | |
| NN INC | 629337106 | COM | 3,288 | $84,000 | thousands by filing date | |
| GLU MOBILE INC | 379890106 | COMMON STOCK | 13,444 | $84,000 | thousands by filing date | |
| CONTINENTAL BUILDING PRODUCTS | 211171103 | COMMON STOCK | 3,951 | $84,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 13,668 | $84,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 19,789 | $84,000 | thousands by filing date | |
| ALLIANCE NEW YORK MUN INC FD | 018714105 | COM | 6,000 | $84,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 1,801 | $84,000 | thousands by filing date | |
| Janus Capital | 47102XAH8 | CONV | 52,000 | $84,000 | thousands by filing date | principal |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 2,000 | $83,000 | thousands by filing date | call |
| PATRICK INDS INC | 703343103 | COM | 2,173 | $83,000 | thousands by filing date | |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 13,524 | $83,000 | thousands by filing date | |
| EASTMAN KODAK CO | 277461406 | COM NEW | 4,950 | $83,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 10,041 | $83,000 | thousands by filing date | |
| NUVEEN MINN QUALITY MUN INM | 670734102 | SHS | 5,819 | $83,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 18,818 | $83,000 | thousands by filing date | |
| NUVEEN MULTI-MKT INCOME FD | 67075J107 | COM | 11,388 | $82,000 | thousands by filing date | |
| THE CENTRAL AND EASTERN EU I | 153436100 | COM | 3,936 | $82,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 136,656 | $82,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 49,013 | $82,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 4,584 | $82,000 | thousands by filing date | |
| EATON VANCE PA MUN BD FD | 27828W102 | COM | 6,584 | $82,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 5,000 | $82,000 | thousands by filing date | |
| KOREA EQUITY FUND | 50063B104 | MUTUAL FUNDS EQ | 10,196 | $81,000 | thousands by filing date | |
| ABRDN JAPAN EQUITY FUND INC | 00306J109 | COM | 9,828 | $81,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 38,775 | $80,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 3,848 | $80,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 3,570 | $80,000 | thousands by filing date | |
| BLACKROCK MUN INCOME INVT TR | 09248H105 | SHS BEN INT | 6,045 | $80,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 7,350 | $80,000 | thousands by filing date | |
| PROSHARES TR | 74348A210 | SHRT RUSSELL2000 | 1,375 | $80,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 14,871 | $80,000 | thousands by filing date | |
| CU BANCORP | 126534106 | COM | 3,626 | $80,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 3,424 | $79,000 | thousands by filing date | |
| FIRST FINANCIAL CORP | 320218100 | COMMON STOCK | 2,207 | $79,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 22,940 | $79,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 2,456 | $79,000 | thousands by filing date | |
| NUVEEN MO QUALITY MUN INCOME | 67060Q108 | COM | 5,525 | $79,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 21,778 | $79,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 3,522 | $79,000 | thousands by filing date | |
| FIRSTSERVICE CORP NEW | 33767E103 | COM | 2,851 | $79,000 | thousands by filing date | |
| ALARM COM HLDGS INC COM | 011642105 | Stock | 5,075 | $78,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 6,152 | $78,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 21,000 | $78,000 | thousands by filing date | call |
| U S CONCRETE INC | 90333L201 | COM | 2,047 | $78,000 | thousands by filing date | |
| FIRST COMMUNITY CORP | 319835104 | COMMON STOCK | 6,371 | $78,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 543 | $78,000 | thousands by filing date | |
| NICHOLAS FINANCIAL INC | 65373J209 | COM NEW | 6,118 | $78,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 117,714 | $78,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 11,575 | $78,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 2,406 | $77,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 2,800 | $77,000 | thousands by filing date | call |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 2,630 | $77,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 70,508 | $77,000 | thousands by filing date | |
| MFS HIGH YIELD MUNICIPAL TRUST | 59318E102 | SH BEN INT | 18,804 | $77,000 | thousands by filing date | |
| EATON VANCE MUN BD FD II | 27827K109 | COM | 6,416 | $77,000 | thousands by filing date | |
| DANAHER CORP DEL | 235851AF9 | NOTE 1/2 | 31,000 | $77,000 | thousands by filing date | principal |
| SEABOARD CORP DEL | 811543107 | COM | 21 | $76,000 | thousands by filing date | |
| CHEMOCENTRYX INC | 16383L106 | COM | 9,312 | $76,000 | thousands by filing date | |
| DONEGAL GROUP INC CL A | 257701201 | COMMON STOCK | 5,002 | $76,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 3,810 | $76,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 5,172 | $76,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 2,910 | $76,000 | thousands by filing date | |
| INDUSTRIAS BACHOCO S A B DE | 456463108 | ADR | 1,403 | $76,000 | thousands by filing date | |
| ENTELLUS MED INC | 29363K105 | COM | 2,946 | $76,000 | thousands by filing date | |
| BLACKROCK MUN BD TR | 09249H104 | COM | 4,920 | $75,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 3,556 | $75,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 5,565 | $75,000 | thousands by filing date | |
| BARRETT BILL CORP | 06846NAA2 | NOTE 5.000% 3/1 | 75,000 | $75,000 | thousands by filing date | principal |
| BLACKROCK MUNIC BD INVST TR | 09249K107 | COM | 5,334 | $75,000 | thousands by filing date | |
| iShares Currency Hedged MSCI Germany ETF | 97717W638 | COM | 2,700 | $75,000 | thousands by filing date | |
| C1 FINL INC | 12591N109 | COM | 3,882 | $75,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 2,804 | $74,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 2,810 | $74,000 | thousands by filing date | |
| FINANCIAL INSTITUTIONS INC | 317585404 | COMMON STOCK | 2,948 | $73,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 3,943 | $73,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 19,658 | $73,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 10,736 | $73,000 | thousands by filing date | |
| Ocugen | 43358V109 | Common | 11,236 | $73,000 | thousands by filing date | |
| IRADIMED CORP | 46266A109 | COMMON STOCK | 3,079 | $72,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 4,100 | $72,000 | thousands by filing date | call |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 2,139 | $72,000 | thousands by filing date | |
| CRAFT BREW ALLIANCE INC | 224122101 | COM | 6,520 | $72,000 | thousands by filing date | |
| National Holdings Corporation | 636375206 | COM NEW | 20,000 | $72,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 68,714 | $72,000 | thousands by filing date | |
| ISHARES TR | 46429B333 | GNMA BOND ETF | 1,421 | $71,000 | thousands by filing date | |
| PARK OHIO HOLDINGS CORP | 700666100 | COMMON STOCK | 1,459 | $71,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 1,032 | $71,000 | thousands by filing date | |
| REGIONAL MANAGEMENT CORP | 75902K106 | COMMON STOCK | 3,989 | $71,000 | thousands by filing date | |
| NACCO INDUSTRIES INC CLASS A | 629579103 | COM | 1,173 | $71,000 | thousands by filing date | |
| PLANAR SYSTEMS INC | 726900103 | COM | 16,479 | $71,000 | thousands by filing date | |
| PARK STERLING CORP | 70086Y105 | COM | 9,854 | $71,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 895 | $71,000 | thousands by filing date | |
| Wellesley Bancorp. | 949485106 | COM | 3,550 | $71,000 | thousands by filing date | |
| REWALK ROBOTICS LTD | M8216Q101 | SHS | 6,402 | $71,000 | thousands by filing date | |
| POWER SOLUTIONS INTERNATIONA | 73933G202 | COMMON STOCK | 1,298 | $70,000 | thousands by filing date | |
| TOWNSQUARE MEDIA INC | 892231101 | CL A | 5,136 | $70,000 | thousands by filing date | |
| JIVE SOFTWARE INC | 47760A108 | COM | 13,389 | $70,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 50,493 | $70,000 | thousands by filing date | |
| GENESIS HEALTHCARE CLASS A | 37185X106 | COMMON STOCK | 10,680 | $70,000 | thousands by filing date | |
| OI SA-ADR | 670851401 | Com | 36,660 | $70,000 | thousands by filing date | |
| PACIFIC BIOSCIENCES CALIF INC COM | 69404D108 | Stock | 11,943 | $69,000 | thousands by filing date | |
| FIRST INTERNET BANCORP | 320557101 | COM | 2,800 | $69,000 | thousands by filing date | |
| EDAP TMS S A | 268311107 | SPONSORED ADR | 20,969 | $69,000 | thousands by filing date | |
| GLOBAL X | 37950E275 | GBLX URANIUM NEW | 7,538 | $69,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 1,314 | $69,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 18,000 | $68,000 | thousands by filing date | |
| PEAPACK GLADSTONE FINL CORP | 704699107 | COMMON STOCK | 3,022 | $68,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 2,000 | $68,000 | thousands by filing date | call |
| ZIX CORP | 98974P100 | COM | 12,976 | $68,000 | thousands by filing date | |
| EATON VANCE MICH MUN BD FD | 27828M104 | COM | 5,000 | $68,000 | thousands by filing date | |
| DIVIDEND & INCOME FD INC | 25538A204 | COM NEW | 4,725 | $67,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33737A108 | NASDQ CLN EDGE | 1,886 | $67,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 2,672 | $67,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 4,244 | $67,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 16,019 | $67,000 | thousands by filing date | |
| GUARANTY BANCORP | 40075T607 | COM | 4,035 | $67,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 2,711 | $66,000 | thousands by filing date | |
| HERITAGE INSURANCE HLDGS INC | 42727J102 | COM | 2,887 | $66,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 2,553 | $66,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,883 | $66,000 | thousands by filing date | |
| PROSHARES TR PSHS ULTRA DOW30 | 74347r305 | INDX FD | 1,000 | $66,000 | thousands by filing date | |
| CATCHMARK TIMBER TR INC CL A | 14912Y202 | REIT | 5,677 | $66,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 1,000 | $66,000 | thousands by filing date | call |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 350,688 | $66,000 | thousands by filing date | |
| HORSEHEAD HLDG CORP | 440694305 | COM | 5,683 | $66,000 | thousands by filing date | |
| URANIUM ENERGY CORP COM | 916896103 | Stock | 40,239 | $65,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 2,681 | $65,000 | thousands by filing date | |
| ISHARES | 46434VAX8 | EXCHANGE TRADED | 2,680 | $65,000 | thousands by filing date | |
| VELOCITYSHARES 3X LONG CRUDE | 22542D589 | ETP | 20,000 | $65,000 | thousands by filing date | |
| FMSA HLDGS INC | 30255X106 | COM | 8,041 | $65,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 15,816 | $64,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,199 | $64,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 6,468 | $64,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 4,700 | $64,000 | thousands by filing date | call |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 48,000 | $64,000 | thousands by filing date | principal |
| ABERDEEN EMERGING MKTS SMALL | 00301T102 | COM | 5,001 | $64,000 | thousands by filing date | |
| BLDRS EUROPE 100 ADR INDEX | 09348R409 | COM | 2,793 | $64,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 1,153 | $63,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 1,551 | $63,000 | thousands by filing date | |
| MFS GOVT MKTS INCOME TR | 552939100 | SH BEN INT | 11,651 | $63,000 | thousands by filing date | |
| PCM FD INC | 69323T101 | COM | 6,228 | $63,000 | thousands by filing date | |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 25,771 | $63,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 4,020 | $63,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 2,058 | $63,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 753 | $63,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 2,000 | $62,000 | thousands by filing date | |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 10,327 | $62,000 | thousands by filing date | |
| ETSY INC | 29786A106 | COM | 4,400 | $62,000 | thousands by filing date | |
| TITAN MACHY INC | 88830R101 | COM | 4,237 | $62,000 | thousands by filing date | |
| QCR HOLDINGS INC | 74727A104 | COMMON STOCK | 2,830 | $62,000 | thousands by filing date | |
| CHEMICAL FINANCIAL CORP | 163731102 | COM | 1,863 | $62,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 10,524 | $62,000 | thousands by filing date | |
| UNILIFE CORP NEW | 90478E103 | COM | 28,854 | $62,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 26,000 | $62,000 | thousands by filing date | principal |
| FRED S INC CLASS A | 356108100 | COM | 3,240 | $62,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 8,306 | $62,000 | thousands by filing date | |
| HUTTIG BUILDING PRODUCTS | 448451104 | COMM | 19,700 | $62,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L852 | COM | 1,735 | $62,000 | thousands by filing date | |
| PRINCIPAL REAL ESTATE INCOME | 74255X104 | SHS BEN INT | 3,301 | $61,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102308 | UNIT LTD PRT 250 | 3,646 | $61,000 | thousands by filing date | |
| FIRST DEFIANCE FINL CORP | 32006W106 | COMMON STOCK | 1,632 | $61,000 | thousands by filing date | |
| CYBEROPTICS CORP COM | 232517102 | Stock | 6,000 | $61,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 5,900 | $61,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 2,875 | $61,000 | thousands by filing date | |
| CAMPUS CREST COMMUNITIES I | 13466Y105 | COM | 10,953 | $61,000 | thousands by filing date | |
| FIRST TR ACTIVE DIVID INCOME | 33731L100 | COM | 7,175 | $61,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 10,043 | $61,000 | thousands by filing date | |
| NUVEEN NY | 670706100 | COM | 4,050 | $61,000 | thousands by filing date | |
| STONEGATE BANK | 861811107 | COM | 2,027 | $61,000 | thousands by filing date | |
| SEACOAST BKG CORP FLA | 811707801 | COM NEW | 3,796 | $60,000 | thousands by filing date | |
| PROSHARES TR | 74347R693 | PSHS ULTRA TECH | 794 | $60,000 | thousands by filing date | |
| CRAWFORD COMPANY CL A | 224633206 | COMMON STOCK | 7,828 | $60,000 | thousands by filing date | |
| ABRDN NATL MUN INCOME FD SH BEN INT | 24610T108 | CEF | 4,771 | $60,000 | thousands by filing date | |
| ALUMINUM CORP CHINA LTD | 022276109 | SPON ADR H SHS | 4,810 | $60,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 24,510 | $60,000 | thousands by filing date | |
| NEPHROGENEX INC | 640667101 | Cmn | 9,100 | $60,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L100 | MORNSTAR USMKT | 667 | $59,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092865 | MSCI UTILS INDEX | 2,223 | $59,000 | thousands by filing date | |
| BLACKROCK VA MUN BD TR | 092481100 | COM | 3,506 | $59,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 98,000 | $59,000 | thousands by filing date | call |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 7,761 | $59,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 17,805 | $59,000 | thousands by filing date | |
| SUCAMPO PHARMACEUTICALS-CL A | 864909106 | CL A | 3,564 | $59,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 942 | $59,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 500 | $58,000 | thousands by filing date | put |
| CRAWFORD & CO | 224633107 | COM | 6,907 | $58,000 | thousands by filing date | |
| BIODELIVERY SCIENCES INTL IN | 09060J106 | COM | 7,257 | $58,000 | thousands by filing date | |
| MONTGOMERY STR INCOME SECS I | 614115103 | COM | 3,560 | $58,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 8,325 | $58,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 57,000 | $58,000 | thousands by filing date | principal |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 2,000 | $57,000 | thousands by filing date | call |
| OCEANFIRST FINL CORP | 675234108 | COM | 3,070 | $57,000 | thousands by filing date | |
| PROSHARES TR | 74347X526 | ULT FTSE EUROPE | 1,220 | $57,000 | thousands by filing date | |
| LIONBRIDGE TECHNOLOGIES INC | 536252109 | COM | 9,260 | $57,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 8,663 | $57,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 4,100 | $57,000 | thousands by filing date | |
| FEDERAL AGRICULTURAL MORTGAGE CORP | 313148108 | Class A | 2,000 | $56,000 | thousands by filing date | |
| APPFOLIO INC | 03783C100 | COM CL A | 4,000 | $56,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 1,000 | $56,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 9,408 | $56,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 19,087 | $56,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 3,085 | $56,000 | thousands by filing date | |
| ABERDEEN ISRAEL FUND INC | 00301L109 | COM | 2,965 | $56,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 7,390 | $56,000 | thousands by filing date | |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 3,542 | $56,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 200 | $55,000 | thousands by filing date | put |
| MEXICO EQUITY & INCOME FD | 592834105 | COM | 4,460 | $55,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 2,113 | $55,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 966 | $55,000 | thousands by filing date | |
| DEUTSCHE HIGH INCOME TR SHS | 25155R100 | CEF | 6,471 | $55,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 800 | $54,000 | thousands by filing date | put |
| MARTEN TRANSPORT LTD | 573075108 | COM | 2,468 | $54,000 | thousands by filing date | |
| AMPHASTAR PHARMACEUTICALS IN | 03209R103 | COM | 3,079 | $54,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 4,822 | $54,000 | thousands by filing date | |
| WESTERN ASSET PREMIER BD FD | 957664105 | SHS BEN INT | 4,048 | $54,000 | thousands by filing date | |
| ISHARES | 46434VBA7 | EXCHANGE TRADED | 2,214 | $54,000 | thousands by filing date | |
| BLYTH INC | 09643P207 | COM NEW | 8,592 | $54,000 | thousands by filing date | |
| STATE BANK FINL CORP COM | 856190103 | COM | 2,469 | $54,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 4,372 | $54,000 | thousands by filing date | |
| United Community Bancorp | 90984R101 | Common Stock | 3,943 | $54,000 | thousands by filing date | |
| IMPRIVATA INC | 45323J103 | Cmn | 3,295 | $54,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 67,575 | $53,000 | thousands by filing date | |
| SOLAR SENIOR CAPITAL LTD | 83416M105 | COM | 3,386 | $53,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 2,302 | $53,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 2,580 | $53,000 | thousands by filing date | |
| SUNOPTA INC | 8676EP108 | COM | 4,945 | $53,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 1,329 | $53,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 2,477 | $53,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 2,564 | $53,000 | thousands by filing date | |
| INTEL CORP | 458140AD2 | SDCV 2.950%12/1 | 44,108 | $53,000 | thousands by filing date | principal |
| GOODRICH PETE CORP | 382410405 | COM NEW | 28,600 | $53,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 4,471 | $53,000 | thousands by filing date | |
| CRM 0.25 4/1/18 | 79466LAD6 | Bond 30/360P2 U | 44,000 | $53,000 | thousands by filing date | principal |
| GRAHAM CORP | 384556106 | COM | 2,540 | $52,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 2,568 | $52,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78468R804 | ST STR R1K LOWV | 716 | $52,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 1,720 | $52,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 1,696 | $52,000 | thousands by filing date | |
| STUDENT TRANSPORTATION INC | 86388A108 | COMMON | 11,415 | $52,000 | thousands by filing date | |
| SEVERN BANCORP ANNAPOLIS MD | 81811M100 | COM | 10,782 | $52,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 10,276 | $52,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 3,391 | $52,000 | thousands by filing date | |
| MOBILEIRON INC | 60739U204 | COM NEW | 8,866 | $52,000 | thousands by filing date | |
| Lion Biotechnologies | 53619R102 | COM | 5,708 | $52,000 | thousands by filing date | |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1,155 | $51,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 2,430 | $51,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 10,000 | $51,000 | thousands by filing date | put |
| K12 INC | 48273U102 | COM | 4,020 | $51,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 13,201 | $51,000 | thousands by filing date | |
| ISHARES TR | 46429B226 | INDUSTRIAL SCT | 1,045 | $51,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 2,023 | $51,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 1,747 | $50,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 1,200 | $50,000 | thousands by filing date | call |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 1,800 | $50,000 | thousands by filing date | put |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 7,781 | $50,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 9,210 | $50,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 21,449 | $50,000 | thousands by filing date | |
| CLAYMORE EXCHANGE-TRADED FD WI | 18383M308 | COM | 1,754 | $50,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E846 | GLB X BRAZ CON | 4,138 | $50,000 | thousands by filing date | |
| HEAT BIOLOGICS INC | 42237K102 | COM | 8,400 | $50,000 | thousands by filing date | |
| Proshs UltraPro Shrt QQQ | 74348A418 | Equity | 2,000 | $50,000 | thousands by filing date | call |
| COHERUS ONCOLOGY INC | 19249H103 | COM | 1,701 | $49,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 1,520 | $49,000 | thousands by filing date | |
| FRP HOLDINGS INC | 30292L107 | COMMON STOCK | 1,502 | $49,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 3,181 | $49,000 | thousands by filing date | |
| Ft Dearborn Inc Sec Inc | 347200107 | COM | 3,575 | $49,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS FD | 61744G107 | COM | 3,327 | $49,000 | thousands by filing date | |
| FLEXSHARES TR | 33939L308 | MSTAR EMKT FAC | 943 | $48,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 17,615 | $48,000 | thousands by filing date | |
| MOOG INC | 615394301 | CL B | 675 | $48,000 | thousands by filing date | |
| ISLE OF CAPRI CASINOS | 464592104 | COMMON STOCK | 2,628 | $48,000 | thousands by filing date | |
| ROCKET FUEL INC | 773111109 | COMMON STOCK | 5,834 | $48,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 4,029 | $48,000 | thousands by filing date | |
| MMA Capital Management LLC | 55315D105 | COM | 3,929 | $48,000 | thousands by filing date | |
| CELGENE CORP | 151020112 | RIGHT 12/31/2030 | 23,029 | $48,000 | thousands by filing date | |
| FIRST TR ISE GLBL PLAT INDX | 33737C104 | COM | 5,780 | $48,000 | thousands by filing date | |
| TURTLE BEACH CORP COM | 900450107 | Stock | 21,182 | $48,000 | thousands by filing date | |
| DENISON MINES CORP | 248356107 | COM | 62,329 | $47,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 5,610 | $47,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 1,907 | $47,000 | thousands by filing date | |
| PEOPLES FINANCIAL SERVICES | 711040105 | COMMON STOCK | 1,183 | $47,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 33,520 | $47,000 | thousands by filing date | |
| GLOBAL NET LEASE INC | 379378102 | COM | 5,333 | $47,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 2,875 | $47,000 | thousands by filing date | |
| GLOBAL BRASS & COPPR HLDGS I | 37953G103 | COM | 2,741 | $47,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 22,358 | $47,000 | thousands by filing date | |
| OCI PARTNERS LP | 67091N108 | COM UNIT REP LP | 2,775 | $47,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 1,000 | $46,000 | thousands by filing date | call |
| ITURAN LOCATION AND CONTROL SHS | M6158M104 | Stock | 1,823 | $46,000 | thousands by filing date | |
| CRESUD S A C I F Y A | 226406106 | SPONSORED ADR | 3,539 | $46,000 | thousands by filing date | |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 3,000 | $46,000 | thousands by filing date | call |
| PAMT CORP | 693149106 | COMMON STOCK | 794 | $46,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 1,956 | $46,000 | thousands by filing date | |
| NATURAL HEALTH TRENDS CORP | 63888P406 | COM | 1,118 | $46,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 14,952 | $46,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 3,000 | $46,000 | thousands by filing date | call |
| Walter Energy Inc | 93317Q105 | COM | 212,984 | $46,000 | thousands by filing date | |
| SUMMIT FINL GROUP INC | 86606G101 | COM | 4,088 | $46,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 2,687 | $46,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 19,989 | $46,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,547 | $46,000 | thousands by filing date | |
| M B T FINANCIAL CORP | 578877102 | Stock | 8,010 | $46,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 2,922 | $46,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 1,600 | $45,000 | thousands by filing date | call |
| TRANSPORTADORA DE GAS SUR | 893870204 | SPONSORED ADS B | 10,000 | $45,000 | thousands by filing date | |
| GLADSTONE CAPITAL CORPORATION | 376535100 | COM | 5,675 | $45,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 5,008 | $45,000 | thousands by filing date | |
| REPOSITRAK INC | 700215304 | COMMON STOCK | 3,674 | $45,000 | thousands by filing date | |
| KOSS CORP | 500692108 | COM | 19,500 | $45,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 4,656 | $45,000 | thousands by filing date | |
| PENNS WOODS BANCORP INC | 708430103 | COM | 1,029 | $45,000 | thousands by filing date | |
| STARTEK INC | 85569C107 | COM | 7,690 | $45,000 | thousands by filing date | |
| INTEGRATED SILICON SOLUTION | 45812P107 | COM | 2,034 | $45,000 | thousands by filing date | |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 26,500 | $45,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032042 | this filing | 2015-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042477 | base | 2015-11-20 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042479 | added | 2015-11-20 | acceptance time not in the bulk data set |