13F-HR filed by Apriem Advisors
Apriem Advisors filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 684 holding rows worth $291,139,000.
- Accession
- 0001140361-15-032036
- Filer
- CIK 1425165
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 684 entries on the cover page, a total value of $291,139,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $291,141,000 with VALUE read as thousands by filing date, 13F file number 028-12756. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 300 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD ARIZ FD | 09254K109 | COM | 330 | $5,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 89 | $5,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 125 | $5,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 109 | $5,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 2,300 | $5,000 | thousands by filing date | |
| OAKTREE CAP GROUP LLC | 674001201 | UNIT 99/99/9999 | 88 | $5,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 50 | $5,000 | thousands by filing date | |
| ALLSTATE CORP PFD | 020002309 | PREFERRED | 200 | $5,000 | thousands by filing date | |
| Aspen Insurance 5.95% Cl 7/23 | G05384154 | PFD | 200 | $5,000 | thousands by filing date | |
| NORTHSTAR RLTY FINCORP | 66704R308 | EQUITIES | 200 | $5,000 | thousands by filing date | |
| Sumitomo Corporation | J77282119 | COM | 400 | $5,000 | thousands by filing date | |
| WESTERN LITHIUM USA XXX | 95854Q109 | cs | 10,000 | $5,000 | thousands by filing date | |
| NUVEEN INSD QUALITY MUN FD I | 67062N103 | COM | 300 | $4,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 100 | $4,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 280 | $4,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 150 | $4,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 100 | $4,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 40 | $4,000 | thousands by filing date | |
| PUBLIC SVC ENTERPRISE GROUP COM | 744573106 | Stock | 100 | $4,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 236 | $4,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 94 | $4,000 | thousands by filing date | |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 450 | $4,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 105 | $4,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 200 | $4,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 66 | $4,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 100 | $4,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 250 | $4,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 100 | $4,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 184 | $4,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 500 | $4,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736M103 | ALERIAN US NXTGN | 80 | $4,000 | thousands by filing date | |
| TVA VAR 06/01/ 2 134 PFD DUE 06/01/28SUBJ TO XTRO REDEMPTION | 880591300 | PREFERRED DEBT | 150 | $4,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 75 | $4,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 300 | $4,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 75 | $4,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 225 | $4,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 300 | $4,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 648 | $4,000 | thousands by filing date | |
| ANNALY CAP MGMT INC PFDSER D % | 035710805 | PFD | 183 | $4,000 | thousands by filing date | |
| SHINSEI BANK LTD | J7385L103 | COM | 2,000 | $4,000 | thousands by filing date | |
| BHP BILLITON PLC SPONSORED ADR | 05545E212 | COM | 100 | $4,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 150 | $4,000 | thousands by filing date | |
| NANOTECH ENTMT IN COM NEW | 63009Y104 | Stock | 389,500 | $4,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 100 | $3,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 30 | $3,000 | thousands by filing date | |
| MTG CORP | 313400301 | COM | 1,500 | $3,000 | thousands by filing date | |
| FEDERAL NATL MTG ASSN | 313586109 | COM | 1,500 | $3,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 400 | $3,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 200 | $3,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 75 | $3,000 | thousands by filing date | |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 60 | $3,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 150 | $3,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 75 | $3,000 | thousands by filing date | |
| PEOPLES BANCORP INC | 709789101 | COM | 120 | $3,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 50 | $3,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 184 | $3,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 100 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 100 | $3,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 300 | $3,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 125 | $3,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 140 | $3,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 200 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 300 | $3,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 50 | $3,000 | thousands by filing date | |
| HENNES AND MAURITZ AB UNSP ADR | 425883105 | COM | 400 | $3,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 100 | $3,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 500 | $3,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 100 | $3,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 400 | $3,000 | thousands by filing date | |
| COMCAST CORP NEW NT 61 | 20030N606 | PREFERR | 100 | $3,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 100 | $3,000 | thousands by filing date | |
| KCAP FINL INC | 48668E105 | COM | 500 | $3,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL A | 781846209 | Stock | 75 | $2,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 154 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 35 | $2,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $2,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 70 | $2,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 20 | $2,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 105 | $2,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 40 | $2,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 151 | $2,000 | thousands by filing date | |
| HERITAGE FINANCIAL CORP | 42722X106 | COMMON STOCK | 100 | $2,000 | thousands by filing date | |
| U.S. BANCORP | 902973866 | Preferred Share | 3 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 53 | $2,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 350 | $2,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 204 | $2,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 175 | $2,000 | thousands by filing date | |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 175 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 200 | $2,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 40 | $2,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 30 | $2,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 60 | $2,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 157 | $2,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 225 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG VELCITYSHRES 2X VIX SH-TRM ETN | 22539T423 | ETF | 190 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 400 | $1,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 40 | $1,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 46 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 12 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 25 | $1,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 30 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 350 | $1,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 50 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 60 | $1,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 37 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 70 | $1,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 100 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A200 | COM NEW | 184 | $1,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 36 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 19 | $1,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 7 | $1,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 500 | $1,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 85 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 475 | $1,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 1,200 | $1,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 2,500 | $1,000 | thousands by filing date | |
| LIBERTY STAR URANIUM & METAL | 53123T206 | COM | 616,600 | $1,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 15 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 212 | $1,000 | thousands by filing date | |
| NAVISTAR INTL CORP NEW COM | 63934E112 | US SMALL-CAP EQUITIES | 50 | $1,000 | thousands by filing date | |
| NORTHSTAR ASSET | 66705Y104 | Common Stock | 78 | $1,000 | thousands by filing date | |
| Sandridge Energy Inc | 80007P877 | CONV PFD | 45 | $1,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN EDGE PPTYS | 91704F104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SOUTH32 LTD ADR SPONSORED | 84473L105 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTALLEX INTL CORP COM NPV | 22942F101 | Equities | 1,590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANCELLOR GROUP INC | 15883D101 | COM | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adelphia Commun Cp Clxxx | 006ESC917 | Common | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPE HLDGS INC XXX | 91912N105 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global Energy Networks Corp | 379382104 | Common / Ordinary Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE ENTMT INC | 723456109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAIRMAX INTERNTNL IN XXX | 169382108 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 85 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 34 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUIKSILVER INC | 74838C106 | COM | 440 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 250 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fairpoint Communications Inc/O | 305560104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERWAVE TECHNOLOGIES INC | 739363307 | CMN | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA URANIUM CORP XXX | 91154T109 | cs | 400,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CGAME INC | 16946P107 | cs | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCE ENERGY GROUP | 20061Q106 | cs | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER LASER SYS A NXXX | 740522107 | cs | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGIC RESOURCES LTD | 862773108 | cs | 5,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T H Q INC NEW | 872443601 | cs | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREAM MARKETING INC | 261990352 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BROADBAND INC NXXX | 269437208 | cs | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDNA INC XXX | 45169P106 | cs | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISC8 INC | 450098108 | cs | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTHOUSE INTL INC | 709640106 | cs | 125,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERLINX INC NEW | 73933F204 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| True Gold Mining | 89783t102 | COM | 793 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NII HLDGS INC COM PAR $0.001 | 62913F508 | CS | 181 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Safeway PDC, LLC Contingent Va | 786CVR308 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENRON CAPITAL LLC PFD MIPS 8percent | P37307108 | Preferred | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Solaris Power Cells Inc (NV) | 83416X101 | COM | 20,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SAFEWAY RTS CASA LEY CVR | 786CVR209 | COM | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC WARRANT | Y2187A135 | WARRANT | 105 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEESTON ENTERPRISES | 07712Q304 | COM | 9,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITEM EXPLORATION F | 254920101 | cs | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTEM INC F | 36729R104 | cs | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANBORN RESOURCE LTD | 799689104 | cs | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RESOURCES CORP | 55973B110 | COMMON STOCK | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SERITAGE GROWTH P 15 RTS | 81752R118 | wt | 125 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-032036 | this filing | 2015-08-14 | acceptance time not in the bulk data set |