13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-14, with 1,653 holding rows worth $714,466,000.
- Accession
- 0001140361-15-031846
- Filer
- CIK 1387508
- Filed
- 2015-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,653 entries on the cover page, a total value of $714,466,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $714,467,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVERTEC INC | 30040P103 | COM | 700 | $15,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,500 | $15,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 800 | $15,000 | thousands by filing date | |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 600 | $15,000 | thousands by filing date | |
| ABEONA THERAPEUTICS INC | 00289Y107 | COM | 3,000 | $15,000 | thousands by filing date | |
| LAKEFRONT BIOTHERAPEUTICS NV | 36315X101 | SPON ADR | 300 | $15,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 400 | $15,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 800 | $15,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 4,750 | $15,000 | thousands by filing date | |
| FERRO CORP | 315405100 | COM | 900 | $15,000 | thousands by filing date | |
| MERUS LABS INTL INC NEW | 59047R101 | COM | 6,510 | $15,000 | thousands by filing date | |
| LENDINGCLUB CORP | 52603A109 | COM | 1,000 | $15,000 | thousands by filing date | call |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 200 | $14,000 | thousands by filing date | |
| OPEN TEXT CORP COM | 683715106 | Stock | 350 | $14,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 400 | $14,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 275 | $14,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 300 | $14,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 438 | $14,000 | thousands by filing date | |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 300 | $14,000 | thousands by filing date | |
| HORIZON TECHNOLOGY FIN CORP | 44045A102 | COM | 1,100 | $14,000 | thousands by filing date | |
| TARO PHARMACEUTICAL INDS LTD | M8737E108 | SHS | 100 | $14,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 200 | $14,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 2,298 | $14,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 800 | $14,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 750 | $14,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 3,700 | $14,000 | thousands by filing date | |
| BREEZE-EASTERN CORP | 106764103 | COMM STK | 1,220 | $14,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 300 | $13,000 | thousands by filing date | |
| COLUMBIA SPORTSWEAR CO | 198516106 | COM | 210 | $13,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,400 | $13,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 225 | $13,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 300 | $13,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 350 | $13,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 150 | $13,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 1,100 | $13,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 300 | $13,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 650 | $13,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 500 | $13,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 13,460 | $13,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 4,450 | $13,000 | thousands by filing date | |
| DIPEXIUM PHARMACEUTICALS INC | 25456J104 | COM | 1,000 | $13,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 150 | $12,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 1,600 | $12,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 200 | $12,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 1,200 | $12,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 1,600 | $12,000 | thousands by filing date | call |
| INFOBLOX INC | 45672H104 | COM | 449 | $12,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 1,000 | $12,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 200 | $11,000 | thousands by filing date | |
| CF INDUSTRIES HOLD COM | 125269100 | Stock | 170 | $11,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 150 | $11,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 180 | $11,000 | thousands by filing date | |
| ENDEAVOUR SILVER CORP | 29258Y103 | COM | 5,410 | $11,000 | thousands by filing date | |
| WILEY JOHN & SONS INC | 968223206 | CL A | 200 | $11,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 1,000 | $11,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,169 | $11,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 110 | $11,000 | thousands by filing date | |
| KIMBALL INTL INC | 494274103 | CL B | 900 | $11,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 800 | $11,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 400 | $11,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 700 | $11,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 1,300 | $10,000 | thousands by filing date | |
| CORVEL CORP COM | 221006109 | Stock | 300 | $10,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 340 | $10,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 600 | $10,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 600 | $10,000 | thousands by filing date | |
| FONAR CORP | 344437405 | COM NEW | 900 | $10,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 910 | $10,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 2,250 | $10,000 | thousands by filing date | |
| ALLIANCE HOLDINGS GP LP | 01861G100 | COM UNITS LP | 250 | $10,000 | thousands by filing date | |
| INTL SHIPHOLDING CORP | 460321201 | COM | 1,600 | $10,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 1,500 | $10,000 | thousands by filing date | |
| BROOKFIELD INFRASTRUCTURE PA | G16252101 | LP INT UNIT | 200 | $9,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 230 | $9,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 600 | $9,000 | thousands by filing date | |
| LANTHEUS HLDGS INC | 516544103 | COM | 1,500 | $9,000 | thousands by filing date | |
| COHU INC | 192576106 | COM | 700 | $9,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 370 | $9,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 150 | $9,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 573 | $9,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 1,357 | $9,000 | thousands by filing date | |
| RICHMONT MINES INC | 76547T106 | COM | 2,950 | $9,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 1,556 | $9,000 | thousands by filing date | |
| CREDIT SUISSE NASSAU BRH | 22542D829 | INVRS VIX MDTERM | 200 | $9,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 1,586 | $9,000 | thousands by filing date | |
| ANTHERA PHARMACEUTCLS INC | 03674U201 | Common equity shares | 1,100 | $9,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 199 | $8,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 400 | $8,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 960 | $8,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 300 | $8,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 428 | $8,000 | thousands by filing date | |
| CRAWFORD & CO | 224633107 | COM | 1,000 | $8,000 | thousands by filing date | |
| RESOLUTE FOREST PRODUCTS | 76117W109 | COMMON STOCK | 700 | $8,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 1,300 | $8,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 425 | $8,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 120 | $7,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 390 | $7,000 | thousands by filing date | |
| MAGNETEK INC | 559424403 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 200 | $7,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 300 | $7,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 13,100 | $7,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 2,000 | $7,000 | thousands by filing date | call |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 500 | $7,000 | thousands by filing date | call |
| MACROCURE LTD | M67872107 | SHS | 500 | $7,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 309 | $6,000 | thousands by filing date | |
| STATE STR CORP COM | 857477103 | Stock | 76 | $6,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 300 | $6,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 200 | $6,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 340 | $6,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 400 | $6,000 | thousands by filing date | |
| ARLINGTON ASSET INVST CORP | 041356205 | CL A NEW | 300 | $6,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 50 | $6,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 1,220 | $6,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 200 | $6,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 140 | $6,000 | thousands by filing date | |
| FINANCIAL ENGINES INC | 317485100 | COM | 150 | $6,000 | thousands by filing date | |
| HALLMARK FINL SERVICES INC | 40624Q203 | COM | 500 | $6,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 768 | $6,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 400 | $6,000 | thousands by filing date | call |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 116 | $5,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 100 | $5,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 100 | $5,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 100 | $5,000 | thousands by filing date | |
| DORIAN LPG LTD | Y2106R110 | SHS USD | 300 | $5,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 400 | $5,000 | thousands by filing date | |
| Surmodics Inc | 868873100 | Common Stock | 200 | $5,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 500 | $5,000 | thousands by filing date | |
| ASPEN INSURANCE HOLDINGS LTD | G05384105 | SHS | 100 | $5,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 108 | $5,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 100 | $4,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 50 | $4,000 | thousands by filing date | |
| WILLDAN GROUP INC | 96924N100 | COM | 400 | $4,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 215 | $4,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 100 | $4,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 100 | $3,000 | thousands by filing date | |
| LA Z BOY INC | 505336107 | COM | 100 | $3,000 | thousands by filing date | |
| KIMBALL ELECTRONICS INC | 49428J109 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 100 | $3,000 | thousands by filing date | |
| XPLORE TECHNOLOGIES CORP | 983950700 | COM PAR $0.001 | 500 | $3,000 | thousands by filing date | |
| APPLIED GENETIC TECHNOL CORP | 03820J100 | COM | 215 | $3,000 | thousands by filing date | |
| JUNIPER PHARMACEUTICALS INC COM | 48203L107 | Stock | 300 | $3,000 | thousands by filing date | |
| INVIVO THERAPEUTICS HLDGS CO | 46186M209 | COM NEW | 200 | $3,000 | thousands by filing date | |
| HUDBAY MINERALS INC COM | 443628102 | Stock | 270 | $2,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 40 | $2,000 | thousands by filing date | |
| ALLIENT INC | 019330109 | COM | 100 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 200 | $2,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 455 | $1,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 25 | $1,000 | thousands by filing date | |
| MITEL NETWORKS CORP | 60671Q104 | COM | 100 | $1,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 37,649 | $1,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WP GLIMCHER IN | 92939N102 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-031846 | this filing | 2015-08-14 | acceptance time not in the bulk data set |