13F-HR filed by CREDIT SUISSE AG/
CREDIT SUISSE AG/ filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-08-13, with 4,510 holding rows worth $102,695,310,000.
- Accession
- 0001140361-15-031747
- Filer
- CIK 824468
- Filed
- 2015-08-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 18,056 entries on the cover page, a total value of $102,695,310,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $102,695,310,000 with VALUE read as thousands by filing date, 13F file number 028-11379. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerCREDIT SUISSE ASSET MANAGEMENT LLC/NY028-03702
- included managerCREDIT SUISSE INTERNATIONAL028-11516
- included managerMultiConcept Fund Management S.A.028-14772
- included managerCredit Suisse Fund Management S.A.028-14783
- included managerCredit Suisse Management LLC028-13525
- included managerCREDIT SUISSE HEDGING-GRIFFO SERVICOS INTERNACIONAIS S.A.028-13460
- included managerCredit Suisse Securities (Canada), Inc.028-13203
- included managerCredit Suisse Life (Bermuda) Ltd.028-14488
- included managerCREDIT SUISSE SECURITIES (EUROPE) LTD028-11518
- included managerCredit Suisse Funds AG028-14785
- included managerCREDIT SUISSE SECURITIES (USA) LLC028-11380
- included managerCREDIT SUISSE CAPITAL LLC/028-11477
- included managerCredit Suisse (Italy) S.p.a.028-13035
- included managerCredit Suisse (France)028-15142
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| WESTLAKE CHEMICAL PARTNERS LP | 960417103 | COM | 683,771 | $14,873,000 | thousands by filing date | |
| XILINX INC 2.625 | 983919AF8 | NOTE 2.625% 6/1 | 9,614,000 | $14,860,000 | thousands by filing date | principal |
| HOLOGIC INC | 436440101 | COM | 390,230 | $14,853,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 175,000 | $14,844,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 503,733 | $14,804,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 1,316,682 | $14,706,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 515,606 | $14,694,000 | thousands by filing date | |
| COMERICAINC | 200340107 | COM | 286,278 | $14,692,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 307,885 | $14,682,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 389,259 | $14,668,000 | thousands by filing date | |
| RUDOLPH TECHNOLOGIES INC | 781270103 | COM | 1,221,329 | $14,668,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 648,848 | $14,650,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 220,000 | $14,639,000 | thousands by filing date | put |
| CONTINENTAL RES INC | 212015101 | COM | 344,841 | $14,617,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 609,629 | $14,594,000 | thousands by filing date | |
| CITIZENS FINL GROUP INC COM | 174610105 | Stock | 533,030 | $14,557,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 427,132 | $14,534,000 | thousands by filing date | |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 1,295,896 | $14,513,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 308,358 | $14,366,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 286,983 | $14,361,000 | thousands by filing date | |
| ANACOR PHARMACEUTICALS INC | 032420101 | COM | 184,683 | $14,300,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 483,521 | $14,221,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 460,292 | $14,187,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A207 | PFD CONV SER-A | 141,668 | $14,153,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 264,976 | $14,141,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 407,398 | $14,136,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 194,084 | $14,092,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 167,412 | $14,051,000 | thousands by filing date | |
| DIAMONDBACK ENERGY INC COM | 25278X109 | Stock | 186,175 | $14,034,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 366,321 | $13,990,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 900,000 | $13,986,000 | thousands by filing date | put |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 962,500 | $13,985,000 | thousands by filing date | call |
| ALLIANCE RESOURCE PARTNERS L | 01877R108 | UT LTD PART | 559,768 | $13,972,000 | thousands by filing date | |
| CENTENE CORP DEL COM | 15135B101 | Stock | 173,656 | $13,960,000 | thousands by filing date | |
| RESMED INC COM | 761152107 | Stock | 247,586 | $13,956,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 151,457 | $13,948,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 468,392 | $13,888,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 665,711 | $13,819,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,121,067 | $13,789,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 318,639 | $13,772,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 334,744 | $13,760,000 | thousands by filing date | |
| LIVE NATION ENTERTAINMENT INC COM | 538034109 | Stock | 500,000 | $13,745,000 | thousands by filing date | call |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 108,768 | $13,721,000 | thousands by filing date | |
| LIGAND PHARMACEUTICALS INC | 53220K504 | COM NEW | 135,538 | $13,675,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 194,826 | $13,660,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 672,568 | $13,620,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 349,821 | $13,580,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 151,917 | $13,580,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 255,974 | $13,569,000 | thousands by filing date | |
| ILLUMINA INC | 452327AD1 | NOTE 0.250% 3/1 | 5,200,000 | $13,559,000 | thousands by filing date | principal |
| VIVUS INC | 928551100 | COM | 5,742,693 | $13,553,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 316,513 | $13,512,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 567,520 | $13,490,000 | thousands by filing date | |
| DICKS SPORTING GOODS INC COM | 253393102 | Stock | 258,011 | $13,357,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 945,948 | $13,356,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 169,291 | $13,303,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 1,286,006 | $13,299,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 705,500 | $13,292,000 | thousands by filing date | call |
| PENNTEX MIDSTREAM PARTNERS L | 709311104 | COM UNIT LTD | 685,489 | $13,292,000 | thousands by filing date | |
| CEPHEID | 15670RAC1 | DBCV 1.250% 2/0 | 11,484,000 | $13,286,000 | thousands by filing date | principal |
| PROOFPOINT INC | 743424103 | COM | 208,579 | $13,281,000 | thousands by filing date | |
| HURON CONSULTING GROUP INC | 447462102 | COM | 189,241 | $13,264,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 297,177 | $13,262,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 190,358 | $13,234,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 190,024 | $13,230,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 117,427 | $13,157,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 295,376 | $13,139,000 | thousands by filing date | |
| GENTEX CORP COM | 371901109 | Stock | 796,409 | $13,076,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 283,946 | $13,065,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 436,167 | $13,063,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 152,261 | $13,055,000 | thousands by filing date | |
| GOLAR LNG LTD | G9456A100 | SHS | 278,784 | $13,047,000 | thousands by filing date | |
| SIGNET JEWELERS LTD SHS | G81276100 | Stock | 101,654 | $13,037,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 685,077 | $12,995,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943FAD2 | NOTE 1.250%10/1 | 11,381,000 | $12,989,000 | thousands by filing date | principal |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 193,889 | $12,984,000 | thousands by filing date | |
| LIBERTY PROPERTY TRUST | 531172104 | SH BEN INT | 402,747 | $12,976,000 | thousands by filing date | |
| RYDEX ETF TRUST TOP 50 ETF | 78355W205 | COM | 91,669 | $12,971,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 1,911,049 | $12,957,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 1,099,790 | $12,933,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 205,323 | $12,929,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 449,360 | $12,866,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 251,995 | $12,862,000 | thousands by filing date | |
| O-I GLASS, INC. | 690768403 | COM | 558,455 | $12,811,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 1,000,000 | $12,810,000 | thousands by filing date | put |
| AKORN INC | 009728106 | COM | 292,939 | $12,790,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 13,706,000 | $12,789,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 9,121,000 | $12,747,000 | thousands by filing date | principal |
| SIRONA DENTAL SYSTEMS INC | 82966C103 | COM | 126,935 | $12,746,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 132,999 | $12,732,000 | thousands by filing date | |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 186,356 | $12,696,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 650,000 | $12,688,000 | thousands by filing date | put |
| CMB.TECH NV SHS | B38564108 | Stock | 853,775 | $12,644,000 | thousands by filing date | |
| TOTAL SYS SVCS INC | 891906109 | COM | 302,301 | $12,627,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 765,900 | $12,607,000 | thousands by filing date | |
| IJH | 464287507 | COM | 83,714 | $12,555,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 365,734 | $12,555,000 | thousands by filing date | |
| HELMERICH & PAYNE INC | 423452101 | COM | 177,890 | $12,528,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 182,478 | $12,518,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 143,259 | $12,515,000 | thousands by filing date | |
| NGL ENERGY PARTNERS LP | 62913M107 | COM UNIT REPST | 411,102 | $12,469,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 109,876 | $12,459,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 254,238 | $12,450,000 | thousands by filing date | |
| DBX ETF TR XTRACK HRVST CSI | 233051879 | XTRACK HRVST CSI | 270,200 | $12,432,000 | thousands by filing date | put |
| BRIXMOR PPTY GROUP INC | 11120U105 | COM | 537,236 | $12,426,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 189,991 | $12,406,000 | thousands by filing date | |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 138,600 | $12,388,000 | thousands by filing date | put |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 204,410 | $12,372,000 | thousands by filing date | |
| NUVEEN LG/SHT COMMODITY TOTR | 670731108 | COM UT BEN INT | 752,304 | $12,360,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 244,385 | $12,352,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 850,000 | $12,351,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 150,000 | $12,341,000 | thousands by filing date | put |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 140,427 | $12,341,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 495,075 | $12,309,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 9,240,000 | $12,300,000 | thousands by filing date | principal |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 1,512,244 | $12,280,000 | thousands by filing date | |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 265,740 | $12,240,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,097,154 | $12,222,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 75,000 | $12,200,000 | thousands by filing date | call |
| NNN REIT INC COM | 637417106 | REIT | 347,629 | $12,170,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 917,760 | $12,168,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 662,800 | $12,116,000 | thousands by filing date | put |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 689,841 | $12,106,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 200,000 | $12,048,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 223,989 | $12,038,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 160,000 | $12,026,000 | thousands by filing date | put |
| NABORS INDUSTRIES LTD | G6359F103 | SHS | 831,772 | $12,002,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 205,541 | $11,983,000 | thousands by filing date | |
| VERISIGN INC COM | 92343E102 | Stock | 194,045 | $11,978,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 9,028,000 | $11,973,000 | thousands by filing date | principal |
| RACKSPACE HOSTING INC | 750086100 | COM | 320,741 | $11,928,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 348,777 | $11,915,000 | thousands by filing date | |
| KANSAS CITY SOUTHERN | 485170302 | COM NEW | 130,510 | $11,903,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 426,721 | $11,897,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 11,580,000 | $11,877,000 | thousands by filing date | principal |
| ROSETTA RESOURCES INC | 777779307 | COM | 512,232 | $11,853,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 200,503 | $11,836,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 649,714 | $11,832,000 | thousands by filing date | |
| AMAYA INC | 02314M108 | COM | 431,956 | $11,832,000 | thousands by filing date | |
| ASSURED GUARANTY LTD COM | G0585R106 | Stock | 492,905 | $11,824,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 162,223 | $11,811,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 634,352 | $11,741,000 | thousands by filing date | |
| COMPANHIA DE SANEAMENTO BASICO SPONSORED ADR | 20441A102 | ADR | 2,264,091 | $11,728,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 601,964 | $11,725,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 222,400 | $11,725,000 | thousands by filing date | put |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 133,927 | $11,713,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 361,506 | $11,713,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 142,100 | $11,691,000 | thousands by filing date | call |
| KILROY REALTY CORP COM | 49427F108 | REIT | 173,968 | $11,682,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 3,880,576 | $11,641,000 | thousands by filing date | |
| BRASKEM S A SP ADR PFD A | 105532105 | ADR | 1,343,588 | $11,636,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 269,400 | $11,603,000 | thousands by filing date | put |
| DOMINION RES INC VA NEW | 25746U703 | UNIT 04/01/2013 | 216,300 | $11,591,000 | thousands by filing date | |
| SANDISK CORP | 80004CAF8 | NOTE 0.500%10/1 | 11,931,000 | $11,565,000 | thousands by filing date | principal |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 347,699 | $11,557,000 | thousands by filing date | |
| ALLIANCEBERNSTEIN HLDG L P | 01881G106 | UNIT LTD PARTN | 390,122 | $11,521,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 98,680 | $11,521,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 175,080 | $11,508,000 | thousands by filing date | |
| SHELL MIDSTREAM PARTNERS L P | 822634101 | UNIT LTD INT | 251,784 | $11,494,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 154,558 | $11,485,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 279,329 | $11,483,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 149,815 | $11,446,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 200,000 | $11,440,000 | thousands by filing date | call |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 207,358 | $11,427,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 334,672 | $11,376,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 80,329 | $11,368,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 205,541 | $11,361,000 | thousands by filing date | |
| RAYMOND JAMES FINL INC COM | 754730109 | Stock | 190,447 | $11,347,000 | thousands by filing date | |
| PAPA JOHNS INTL INC | 698813102 | COM | 150,000 | $11,342,000 | thousands by filing date | put |
| RR DONNELLEY + SONS CO | 257867101 | COM | 650,616 | $11,341,000 | thousands by filing date | |
| SYNCHRONYFINL | 87165B103 | STOK | 343,140 | $11,299,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 11,074,000 | $11,295,000 | thousands by filing date | principal |
| UNITED STATES STL CORP NEW | 912909108 | COM | 547,283 | $11,285,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 6,838,926 | $11,285,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 410,800 | $11,281,000 | thousands by filing date | put |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 118,533 | $11,239,000 | thousands by filing date | |
| THE COOPER COMPANIES | 216648402 | COM NEW | 63,051 | $11,221,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 134,560 | $11,217,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 94,980 | $11,196,000 | thousands by filing date | |
| RICE MIDSTREAM PARTNERS LP | 762819100 | UNIT LTD PARTN | 644,549 | $11,189,000 | thousands by filing date | |
| HOSPITALITY PROPERTIES TRUST | 44106M102 | COM SH BEN INT | 385,652 | $11,115,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 100,000 | $11,113,000 | thousands by filing date | call |
| CONSOL ENERGY INC | 20854P109 | COM | 510,636 | $11,101,000 | thousands by filing date | |
| SERVICENOW INC | 81762PAB8 | NOTE 11/0 | 9,435,000 | $11,098,000 | thousands by filing date | principal |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 194,215 | $11,071,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 665,118 | $11,028,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 1,139,706 | $11,021,000 | thousands by filing date | |
| PARTNERRE LTD | G6852T105 | COM | 85,603 | $11,001,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 188,945 | $11,000,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 256,041 | $10,999,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 766,205 | $10,941,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 829,411 | $10,936,000 | thousands by filing date | |
| WP CAREY INC COM | 92936U109 | REIT | 185,327 | $10,923,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 114,800 | $10,914,000 | thousands by filing date | call |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 44,869 | $10,835,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 948,269 | $10,828,000 | thousands by filing date | |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 84,846 | $10,812,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 159,081 | $10,808,000 | thousands by filing date | |
| GUIDEWIRE SOFTWARE INC COM | 40171V100 | Stock | 203,573 | $10,776,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 743,246 | $10,770,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 52,000 | $10,745,000 | thousands by filing date | put |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 272,071 | $10,742,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 96,758 | $10,721,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 308,521 | $10,718,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 4,619,013 | $10,715,000 | thousands by filing date | |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 86,369 | $10,708,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 9,590,000 | $10,704,000 | thousands by filing date | principal |
| POLYPORE INTL INC | 73179V103 | COM | 178,504 | $10,690,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,668,322 | $10,678,000 | thousands by filing date | |
| BIO-TECHNE CORP | 09073M104 | COM | 108,403 | $10,673,000 | thousands by filing date | |
| GENESEE & WYO INC | 371559204 | UNIT 10/01/2015 | 105,222 | $10,654,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 146,860 | $10,631,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 170,000 | $10,606,000 | thousands by filing date | put |
| ALLEGHANY CORP DEL | 017175100 | COM | 22,592 | $10,591,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 122,800 | $10,584,000 | thousands by filing date | put |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 166,314 | $10,576,000 | thousands by filing date | |
| ACADIA HEALTHCARE COMPANY INC COM | 00404A109 | Stock | 134,621 | $10,545,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 488,842 | $10,544,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 60,000 | $10,486,000 | thousands by filing date | put |
| LEUCADIA NATL CORP | 527288104 | COM | 428,004 | $10,392,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 249,600 | $10,376,000 | thousands by filing date | put |
| OPEN TEXT CORP COM | 683715106 | Stock | 255,819 | $10,367,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 196,047 | $10,336,000 | thousands by filing date | |
| TERADYNE INC COM | 880770102 | Stock | 534,994 | $10,319,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 151,486 | $10,313,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 869,880 | $10,273,000 | thousands by filing date | |
| DDR CORP | 23317H102 | COM | 664,549 | $10,273,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 110,000 | $10,267,000 | thousands by filing date | put |
| TOLL BROTHERS INC COM | 889478103 | Stock | 268,800 | $10,264,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 569,781 | $10,251,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 89,917 | $10,247,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 153,631 | $10,245,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 165,900 | $10,236,000 | thousands by filing date | put |
| NAVISTAR INTL CORP NEW | 63934EAS7 | NOTE 4.750 4/1 | 11,959,000 | $10,232,000 | thousands by filing date | principal |
| MOMO INC | 60879B107 | ADR | 635,110 | $10,225,000 | thousands by filing date | |
| RENAISSANCERE HLDGS LTD COM | G7496G103 | Stock | 100,471 | $10,199,000 | thousands by filing date | |
| SCANA CORP NEW | 80589M102 | COM | 201,370 | $10,199,000 | thousands by filing date | |
| SEI INVTS CO COM | 784117103 | Stock | 207,257 | $10,163,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 177,394 | $10,149,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 220,000 | $10,143,000 | thousands by filing date | put |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 101,160 | $10,135,000 | thousands by filing date | |
| STRATEGIC HOTEL & RESORTS | 86272T106 | COM | 835,021 | $10,121,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 90,828 | $10,086,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 324,046 | $10,045,000 | thousands by filing date | |
| ALLERGAN PLC | G0177J116 | PFD CONV SER A | 9,600 | $10,038,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 195,640 | $10,033,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y470 | DLY EMKT 3X NEW | 310,000 | $10,022,000 | thousands by filing date | |
| NU SKIN ENTERPRISES INC | 67018T105 | CL A | 212,257 | $10,003,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 135,596 | $10,001,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 10,088,000 | $9,987,000 | thousands by filing date | principal |
| Amazon.com, Inc | 023135106 | COM | 23,000 | $9,984,000 | thousands by filing date | put |
| ARROW ELECTRS INC | 042735100 | COM | 178,631 | $9,968,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 147,182 | $9,964,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 376,136 | $9,943,000 | thousands by filing date | |
| STILLWATER MINING COMPAN | 86074QAL6 | NOTE | 9,269,000 | $9,912,000 | thousands by filing date | principal |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 60,883 | $9,896,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 191,946 | $9,895,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 104,235 | $9,889,000 | thousands by filing date | |
| ROCKWELL MED INC | 774374102 | COM | 612,970 | $9,881,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 206,922 | $9,844,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 290,230 | $9,838,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 10,528,000 | $9,838,000 | thousands by filing date | principal |
| STANDARD CHARTERED PLC | G84228CE6 | DEBT 6.500%12/3 | 9,750,000 | $9,837,000 | thousands by filing date | principal |
| UNISYS CORP | 909214306 | COMMON STOCK | 490,631 | $9,808,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 186,201 | $9,805,000 | thousands by filing date | |
| HRG GROUP INC COM | 40434J100 | Stock | 753,504 | $9,795,000 | thousands by filing date | |
| AGIOS PHARMACEUTICALS INC | 00847X104 | COM | 88,093 | $9,791,000 | thousands by filing date | |
| HIGHWOODS PPTYS INC COM | 431284108 | REIT | 244,712 | $9,776,000 | thousands by filing date | |
| COSTAR GROUP INC COM | 22160N109 | Stock | 48,468 | $9,754,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 92,255 | $9,718,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 186,829 | $9,703,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635AE9 | NOTE 4.250% 2/1 | 9,880,000 | $9,677,000 | thousands by filing date | principal |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 167,190 | $9,649,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 436,224 | $9,641,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 222,992 | $9,631,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 4,400,000 | $9,581,000 | thousands by filing date | principal |
| VANGUARD SCOTTSDALE FDS | 92206C599 | VNG RUS3000IDX | 100,000 | $9,574,000 | thousands by filing date | |
| GRUPO FINANCIERO SANTANDER | 40053C105 | COMMON STOCK-FO | 1,045,451 | $9,565,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 415,374 | $9,541,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 727,646 | $9,539,000 | thousands by filing date | |
| GENERAL GROWTH PPTYS INC NEW | 370023103 | COM | 370,914 | $9,517,000 | thousands by filing date | |
| THE ULTIMATE SOFTWARE GROUP IN | 90385D107 | COM | 57,814 | $9,501,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 398,258 | $9,475,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 162,000 | $9,431,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 676,500 | $9,423,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 45,100 | $9,416,000 | thousands by filing date | call |
| BP PLC SPONSORED ADR | 055622104 | ADR | 235,609 | $9,415,000 | thousands by filing date | |
| ING GROEP N V | 456837AE3 | DBCV 6.000%12/2 | 9,540,000 | $9,415,000 | thousands by filing date | principal |
| Qualcomm Incorporated | 747525103 | COM | 150,000 | $9,395,000 | thousands by filing date | call |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 145,574 | $9,379,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 268,308 | $9,379,000 | thousands by filing date | |
| TAUBMAN CTRS INC | 876664103 | COM | 134,847 | $9,372,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 217,308 | $9,349,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 1,413,764 | $9,330,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 249,024 | $9,313,000 | thousands by filing date | |
| ING GROEP N V | 456837AF0 | DBCV 6.500%12/2 | 9,650,000 | $9,306,000 | thousands by filing date | principal |
| NW Biotherapeutics | 66737P600 | USD | 936,905 | $9,303,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 87,485 | $9,253,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 493,071 | $9,250,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 136,500 | $9,242,000 | thousands by filing date | call |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 365,408 | $9,215,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 167,467 | $9,210,000 | thousands by filing date | |
| iShares Russell Midcap ETF | 464287499 | SHS | 54,068 | $9,208,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 125,118 | $9,179,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 146,243 | $9,170,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 782,644 | $9,149,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 171,169 | $9,138,000 | thousands by filing date | |
| 38259p508 | COM | 16,900 | $9,127,000 | thousands by filing date | call | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 288,754 | $9,119,000 | thousands by filing date | |
| BLACKSTONE MORTGAGE TRUST INC COM CL A | 09257W100 | REIT | 327,711 | $9,116,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,036,824 | $9,114,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 195,642 | $9,096,000 | thousands by filing date | |
| METHANEX CORP COM | 59151K108 | Stock | 163,216 | $9,085,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 93,661 | $9,071,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 78,114 | $9,064,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 406,734 | $9,060,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 205,000 | $9,051,000 | thousands by filing date | call |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 130,441 | $9,047,000 | thousands by filing date | |
| FEDEX CORP COM | 31428X106 | Stock | 53,000 | $9,031,000 | thousands by filing date | put |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 110,000 | $9,030,000 | thousands by filing date | put |
| NW Biotherapeutics | 66737P600 | USD | 908,200 | $9,018,000 | thousands by filing date | call |
| HOLLY ENERGY PARTNERS L P | 435763107 | COM UT LTD PTN | 256,506 | $9,014,000 | thousands by filing date | |
| POWERSHARES | 73936T565 | EXCHANGE TRADED | 619,305 | $8,998,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 59,707 | $8,993,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 93,200 | $8,991,000 | thousands by filing date | call |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 137,530 | $8,990,000 | thousands by filing date | |
| WEIBO CORP SPONSORED ADR | 948596101 | ADR | 524,410 | $8,988,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E203 | NY ARCA BIOTECH | 72,464 | $8,987,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 184,723 | $8,987,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 12,162,000 | $8,977,000 | thousands by filing date | principal |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 108,886 | $8,958,000 | thousands by filing date | |
| FORTUNE BRANDS INNOVATIONS INC COM | 34964C106 | Stock | 195,074 | $8,938,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 1,151,684 | $8,924,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 100,792 | $8,886,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 250,000 | $8,880,000 | thousands by filing date | call |
| BEAZER HOMES USA INC | 07556Q881 | COMMON STOCK | 444,861 | $8,875,000 | thousands by filing date | |
| ASSURANT INC COM | 04621X108 | Stock | 131,715 | $8,826,000 | thousands by filing date | |
| LASALLE HOTEL PROPERTIES | 517942108 | COM | 248,551 | $8,814,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 62,092 | $8,812,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 312,918 | $8,809,000 | thousands by filing date | |
| LAYNE CHRISTENSEN CO | 521050104 | COM | 983,335 | $8,801,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 237,595 | $8,789,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 300,571 | $8,780,000 | thousands by filing date | |
| ICL GROUP LTD ILS1 | M5920A109 | Common Stock | 1,257,246 | $8,776,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 358,255 | $8,774,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 5,683,000 | $8,759,000 | thousands by filing date | principal |
| RYDER SYS INC COM | 783549108 | Stock | 100,000 | $8,737,000 | thousands by filing date | put |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 899,360 | $8,688,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 327,517 | $8,679,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 287,703 | $8,659,000 | thousands by filing date | |
| EQUITY ONE | 294752100 | COM | 370,162 | $8,640,000 | thousands by filing date | |
| RLJ LODGING TR COM | 74965L101 | REIT | 290,013 | $8,637,000 | thousands by filing date | |
| CYAN INC | 23247W104 | COM | 1,648,055 | $8,635,000 | thousands by filing date | |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 338,936 | $8,628,000 | thousands by filing date | |
| WILLIS GROUP HOLDINGS PLC | G96666105 | COM | 183,710 | $8,616,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 149,900 | $8,603,000 | thousands by filing date | call |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 2,077,330 | $8,600,000 | thousands by filing date | |
| GRAHAM HLDGS CO COM CL B | 384637104 | Stock | 7,987 | $8,586,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 318,478 | $8,580,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 268,334 | $8,565,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 193,778 | $8,541,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 254,065 | $8,537,000 | thousands by filing date | |
| EXTERRAN PARTNERS LP | 30225N105 | COM UNITS | 379,316 | $8,534,000 | thousands by filing date | |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 439,887 | $8,508,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 284,502 | $8,490,000 | thousands by filing date | |
| TENARIS S A SPONSORED ADS | 88031M109 | ADR | 314,131 | $8,488,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 224,929 | $8,477,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 154,993 | $8,433,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 274,306 | $8,421,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 175,758 | $8,403,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 107,680 | $8,387,000 | thousands by filing date | |
| KYTHERA BIOPHARMACEUTICALS I | 501570105 | COM | 111,327 | $8,384,000 | thousands by filing date | |
| REGAL REXNORD CORPORATION | 758750103 | COM | 115,391 | $8,376,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 40,500 | $8,369,000 | thousands by filing date | call |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 213,857 | $8,362,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 376,989 | $8,350,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 6,569,000 | $8,343,000 | thousands by filing date | principal |
| QUALYS INC COM | 74758T303 | Stock | 206,550 | $8,335,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 100,000 | $8,320,000 | thousands by filing date | put |
| XYLEM INC COM | 98419M100 | Stock | 223,831 | $8,298,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 176,987 | $8,293,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 606,865 | $8,284,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 661,580 | $8,276,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 712,291 | $8,270,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 157,007 | $8,255,000 | thousands by filing date | |
| UBS AG LONDON BRH | 90267B682 | ETRAC ALER MLP | 329,135 | $8,235,000 | thousands by filing date | |
| PORTFOLIO RECOVERY ASSOCS IN | 73640QAB1 | NOTE 3.000% 8/0 | 7,191,000 | $8,220,000 | thousands by filing date | principal |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 158,194 | $8,211,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 918,430 | $8,182,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 722,747 | $8,174,000 | thousands by filing date | |
| ARISTA NETWORKS INC | 040413106 | COM | 100,000 | $8,174,000 | thousands by filing date | put |
| TARGET CORP COM | 87612E106 | Stock | 100,000 | $8,163,000 | thousands by filing date | put |
| CRITEO S A SPONS ADS | 226718104 | ADR | 170,922 | $8,148,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 144,771 | $8,148,000 | thousands by filing date | |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 154,628 | $8,144,000 | thousands by filing date | |
| BLACK STONE MINERALS L P | 09225M101 | COM UNIT | 472,473 | $8,136,000 | thousands by filing date | |
| STIFEL FINL CORP | 860630102 | COM | 139,936 | $8,078,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 95,038 | $8,065,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 133,896 | $8,052,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 194,135 | $8,051,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 237,200 | $8,046,000 | thousands by filing date | |
| ENVESTNET INC | 29404KAA4 | NOTE 1.75012/1 | 8,286,000 | $8,043,000 | thousands by filing date | principal |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 273,886 | $8,014,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 160,176 | $8,011,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 510,167 | $8,010,000 | thousands by filing date | |
| ENVIVA PARTNERS LP | 29414J107 | COM UNIT | 440,934 | $7,976,000 | thousands by filing date | |
| BROOKDALE SENIOR LIVING | 112463AA2 | NOTE | 6,110,000 | $7,970,000 | thousands by filing date | principal |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 40,000 | $7,963,000 | thousands by filing date | put |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 150,930 | $7,960,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 2,196,300 | $7,951,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 278,025 | $7,943,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 349,205 | $7,909,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 500,000 | $7,890,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 137,600 | $7,884,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 250,953 | $7,855,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 109,105 | $7,853,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 8,350,000 | $7,839,000 | thousands by filing date | principal |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 170,733 | $7,832,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 100,100 | $7,814,000 | thousands by filing date | call |
| MDU RES GROUP INC | 552690109 | COM | 399,170 | $7,796,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 7,000,000 | $7,791,000 | thousands by filing date | principal |
| EATON VANCE CORP | 278265103 | COM NON VTG | 198,675 | $7,774,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 209,641 | $7,769,000 | thousands by filing date | |
| CUBESMART COM | 229663109 | REIT | 335,071 | $7,759,000 | thousands by filing date | |
| UBS Alerian MLP/ MLPI | 902641646 | TR UNIT | 220,820 | $7,753,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 159,204 | $7,735,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 130,000 | $7,734,000 | thousands by filing date | put |
| THL CREDIT INC | 872438106 | COM | 667,002 | $7,704,000 | thousands by filing date | |
| RESTORATION HARDWARE HOLDINGS INC. | 761283AB6 | Note 0.00 7/15 | 7,745,000 | $7,692,000 | thousands by filing date | principal |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 212,862 | $7,671,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 80,045 | $7,632,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 164,079 | $7,609,000 | thousands by filing date | |
| CARLISLE COS INC COM | 142339100 | Stock | 75,996 | $7,608,000 | thousands by filing date | |
| WEATHERFORD INTL INC ORD SHS | G48833100 | Stock | 616,280 | $7,562,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 163,911 | $7,556,000 | thousands by filing date | |
| FIFTH STR SR FLOATNG RATE CORP COM | 31679F101 | CEF | 818,628 | $7,548,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E302 | DJ INTERNT IDX | 112,231 | $7,542,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 6,392,000 | $7,535,000 | thousands by filing date | principal |
| AMAG PHARMACEUTICALS INC | 00163U106 | COM | 108,970 | $7,526,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 113,898 | $7,516,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 233,379 | $7,514,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 488,144 | $7,513,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 65,837 | $7,509,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 60,630 | $7,502,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 119,056 | $7,497,000 | thousands by filing date | |
| RANDGOLD RES LTD | 752344309 | ADR | 111,763 | $7,483,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 527,203 | $7,481,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 163,474 | $7,445,000 | thousands by filing date | |
| MSC INDL DIRECT INC CL A | 553530106 | Stock | 106,580 | $7,435,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 226,315 | $7,398,000 | thousands by filing date | |
| WENDYS CO COM | 95058W100 | Stock | 655,279 | $7,391,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 862,764 | $7,385,000 | thousands by filing date | |
| LENNOX INTL INC COM | 526107107 | Stock | 68,194 | $7,343,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 232,248 | $7,328,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 111,503 | $7,305,000 | thousands by filing date | |
| AMERICAN FINANCIAL GROUP INC COM | 025932104 | Stock | 112,156 | $7,294,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 129,942 | $7,283,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 1,221,134 | $7,278,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 7,078,000 | $7,238,000 | thousands by filing date | principal |
| KBHOME | 48666K109 | COM | 435,587 | $7,231,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 200,217 | $7,231,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 6,939,000 | $7,231,000 | thousands by filing date | principal |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 7,166,000 | $7,211,000 | thousands by filing date | principal |
| SUN CMNTYS INC COM | 866674104 | REIT | 116,177 | $7,184,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 396,752 | $7,137,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 471,533 | $7,121,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 56,521 | $7,120,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 407,593 | $7,104,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 248,138 | $7,102,000 | thousands by filing date | |
| FIBRIA CELULOSE | 31573A109 | COMMON STOCK-FO | 519,942 | $7,077,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 168,892 | $7,073,000 | thousands by filing date | |
| J2 GLOBAL INC | 48123VAC6 | NOTE 3.250% 6/1 | 6,093,000 | $7,064,000 | thousands by filing date | principal |
| ATWOOD OCEANICS INC | 050095108 | COM | 265,914 | $7,030,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 130,335 | $7,029,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 113,885 | $7,009,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 437,340 | $7,005,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,407,027 | $6,992,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 67,000 | $6,975,000 | thousands by filing date | put |
| PROSHARES TR | 74347X849 | INDX FD | 265,765 | $6,971,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 121,534 | $6,969,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 3,385,548 | $6,940,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 55,591 | $6,932,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 122,040 | $6,930,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 274,060 | $6,917,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 1,822,357 | $6,907,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 6,740,000 | $6,900,000 | thousands by filing date | principal |
| VELOCITYSHARES | 22542D571 | EXCHANGE TRADED | 3,238,400 | $6,897,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 107,413 | $6,887,000 | thousands by filing date | |
| HEXCEL CORP NEW | 428291108 | COM | 138,353 | $6,882,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 205,000 | $6,874,000 | thousands by filing date | put |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 242,184 | $6,872,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 392,266 | $6,869,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 80,334 | $6,852,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973WAB3 | NOTE 1.625%10/1 | 6,309,000 | $6,841,000 | thousands by filing date | principal |
| AMBARELLA INC | G037AX101 | SHS | 66,577 | $6,837,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 99,051 | $6,820,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A607 | ST STR DOW REIT | 80,680 | $6,808,000 | thousands by filing date | |
| TECO ENERGY INC | 872375100 | COM | 385,409 | $6,806,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 110,000 | $6,800,000 | thousands by filing date | call |
| HEALTHCARE RLTY TR | 421946104 | COM | 291,900 | $6,790,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-031747 | this filing | 2015-08-13 | acceptance time not in the bulk data set |