13F-HR filed by Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-28, with 893 holding rows worth $1,395,931,000.
- Accession
- 0001140361-15-028794
- Filer
- CIK 1502149
- Filed
- 2015-07-28
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 893 entries on the cover page, a total value of $1,395,931,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,395,931,000 with VALUE read as thousands by filing date, 13F file number 028-14018. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRANSAMERICA CORP028-00136
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ROYAL BK CDA COM | 780087102 | Stock | 529 | $33,000 | thousands by filing date | |
| CHESAPEAKE UTILS CORP | 165303108 | COM | 600 | $33,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 570 | $33,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 522 | $33,000 | thousands by filing date | |
| IJH | 464287507 | COM | 210 | $32,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 1,294 | $32,000 | thousands by filing date | |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 440 | $32,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 792 | $32,000 | thousands by filing date | |
| IPATH S&P GSCI CRUDE OIL TOTAL | 06738C786 | EXCHANGE TRADED | 2,600 | $32,000 | thousands by filing date | |
| Texas Instruments Incorporated | 882508104 | COM | 587 | $31,000 | thousands by filing date | |
| TOYOTA MOTOR CORP ADS | 892331307 | ADR | 227 | $31,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 4,100 | $31,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 500 | $31,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 592 | $30,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 138 | $30,000 | thousands by filing date | |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 220 | $30,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 1,180 | $30,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,000 | $30,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,646 | $30,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,228 | $29,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 314 | $28,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 300 | $28,000 | thousands by filing date | |
| VTI | 922908769 | COM | 252 | $27,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 1,180 | $27,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 1,973 | $27,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 660 | $27,000 | thousands by filing date | |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 3,790 | $27,000 | thousands by filing date | |
| NUVEEN MD PREM INC MUNI FUND | 67061Q107 | mf | 2,197 | $27,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 95 | $26,000 | thousands by filing date | |
| PIMCO MUN INCOME FD | 72200R107 | COM | 1,858 | $26,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 185 | $26,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 503 | $26,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 1,536 | $26,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 605 | $25,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 500 | $25,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 1,406 | $25,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097770 | ADR PREF SER N | 1,000 | $25,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 304 | $24,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 340 | $24,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 152 | $24,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 622 | $24,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 1,200 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 366 | $23,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 1,449 | $23,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W109 | US TOTAL DIVIDND | 307 | $23,000 | thousands by filing date | |
| U.S. GLOBAL JETS ETF | 26922A842 | ETF | 1,000 | $23,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 33 | $22,000 | thousands by filing date | |
| XENIA HOTELS & RESORTS INC COM | 984017103 | REIT | 1,003 | $22,000 | thousands by filing date | |
| ISHARES TR | 464288208 | MRGSTR MD CP ETF | 145 | $22,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 1,000 | $22,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U845 | MKTVEC INTMUETF | 916 | $22,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 320 | $21,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 428 | $21,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 141 | $21,000 | thousands by filing date | |
| EATON VANCE PA MUNI INCOME T | 27826T101 | SH BEN INT | 1,805 | $21,000 | thousands by filing date | |
| Eaton Corp. Plc | G29183103 | COM | 285 | $20,000 | thousands by filing date | |
| CORNING INC | 219350105 | COM | 1,000 | $20,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 500 | $20,000 | thousands by filing date | |
| AMEREN CORP COM | 023608102 | Stock | 521 | $20,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W323 | CMN | 800 | $20,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF FD | 73936G308 | S&P 500 BUYWRT | 914 | $20,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 302 | $20,000 | thousands by filing date | |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 472 | $19,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 269 | $19,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC COM | 63633D104 | REIT | 300 | $19,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 2,800 | $19,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 207 | $19,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A276 | BRC BLD AMER BD | 314 | $19,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 424 | $18,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 200 | $18,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 300 | $18,000 | thousands by filing date | |
| Spectra Energy Partners | 84756N109 | COM | 390 | $18,000 | thousands by filing date | |
| 38259p508 | COM | 33 | $18,000 | thousands by filing date | ||
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 980 | $18,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 750 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X856 | DYN BIOT & GEN | 300 | $18,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 211 | $17,000 | thousands by filing date | |
| NUVEEN MUN VALUE FD INC | 670928100 | COM | 1,700 | $17,000 | thousands by filing date | |
| EMERSON ELEC CO COM | 291011104 | Stock | 284 | $16,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 750 | $16,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 300 | $16,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 474 | $16,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 600 | $16,000 | thousands by filing date | |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 250 | $15,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 164 | $15,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 1,000 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 233 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288745 | GLB CNS DISC ETF | 164 | $15,000 | thousands by filing date | |
| REAVES UTIL INCOME FD | 756158101 | COM SH BEN INT | 500 | $15,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,575 | $15,000 | thousands by filing date | |
| POWERSHARES | 73935X286 | COMMON STOCK | 300 | $15,000 | thousands by filing date | |
| KRAFT FOODS GROUP INC | 50076Q106 | COM | 171 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R106 | 1-3YR USTREIDX | 295 | $15,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 174 | $14,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 142 | $14,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 600 | $14,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 311 | $14,000 | thousands by filing date | |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 100 | $13,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 139 | $13,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 125 | $13,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 475 | $13,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 600 | $13,000 | thousands by filing date | |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 450 | $13,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 192 | $13,000 | thousands by filing date | |
| SPECTRA ENERGY CORP | 847560109 | COM | 378 | $13,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 105 | $12,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 368 | $12,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 237 | $12,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 273 | $12,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 900 | $12,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 1,327 | $12,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 195 | $12,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 500 | $12,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 990 | $12,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 1,000 | $12,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 1,000 | $12,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 1,290 | $12,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 500 | $12,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 172 | $11,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 200 | $11,000 | thousands by filing date | |
| NUVEEN PFD & INCOME OPPORTUN | 67073B106 | COM | 1,200 | $11,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 600 | $11,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 200 | $11,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,200 | $11,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P NEW | 96949L105 | COM UNIT LTD PAR | 216 | $11,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 558 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 430 | $11,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U225 | RETAIL ETF | 147 | $11,000 | thousands by filing date | |
| Charles Schwab Corp | 808513105 | COM | 300 | $10,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 144 | $10,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 75 | $10,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 90 | $10,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 779 | $10,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 350 | $10,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 1,364 | $10,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 1,068 | $10,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 69 | $10,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 200 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 500 | $10,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 227 | $10,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 240 | $10,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,200 | $10,000 | thousands by filing date | |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 283 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 260 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 199 | $9,000 | thousands by filing date | |
| SENIOR HSG PPTYS TR | 81721M109 | SH BEN INT | 500 | $9,000 | thousands by filing date | |
| RETAIL PPTYS AMER INC | 76131V202 | CL A | 639 | $9,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 295 | $9,000 | thousands by filing date | |
| POWERSHARES | 73936T573 | EXCHANGE TRADED | 306 | $9,000 | thousands by filing date | |
| PROSHARES ULTRA | 74347R719 | PSHS ULTRA O&G | 175 | $9,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 91 | $8,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 200 | $8,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 193 | $8,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 104 | $8,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 393 | $8,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,500 | $8,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,000 | $8,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 194 | $8,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 500 | $8,000 | thousands by filing date | |
| CUSHING MLP TOTAL RETURN FD | 231631102 | COM SHS | 2,000 | $8,000 | thousands by filing date | |
| PROSHARES TR | 74348A426 | ULTSHRT QQQ | 200 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V746 | MIN VOL ASIA JAP | 145 | $8,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $7,000 | thousands by filing date | |
| OLD DOMINION FREIGHT LINE INC COM | 679580100 | Stock | 100 | $7,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 235 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 300 | $7,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 200 | $7,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 58 | $7,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 500 | $7,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 629 | $7,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 80 | $7,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 135 | $7,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,390 | $7,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 450 | $7,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U209 | MV ENVIR SVCS | 100 | $7,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 83 | $6,000 | thousands by filing date | |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 300 | $6,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 125 | $6,000 | thousands by filing date | |
| LOEWS CORP COM | 540424108 | Stock | 137 | $6,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 56 | $6,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 300 | $6,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 117 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 61 | $6,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 100 | $6,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 100 | $6,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 485 | $6,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 700 | $6,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 150 | $6,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X393 | CON STAPLE SEC | 102 | $6,000 | thousands by filing date | |
| CAPITAL ONE FINL CORP | 14040H105 | COM | 56 | $5,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 32 | $5,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 95 | $5,000 | thousands by filing date | |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 49 | $5,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 69 | $5,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 101 | $5,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 46 | $5,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 136 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 88 | $5,000 | thousands by filing date | |
| GREENBRIER COS INC | 393657101 | COM | 100 | $5,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 78 | $5,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 63 | $5,000 | thousands by filing date | |
| ISHARES TR | 464288257 | MSCI ACWI ETF | 77 | $5,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 75 | $5,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 119 | $5,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734X200 | DJ GLBL DIVID | 200 | $5,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 4 | $5,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 86 | $5,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 304 | $5,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 145 | $5,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 453 | $5,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 92 | $5,000 | thousands by filing date | |
| BIG 5 SPORTING GOODS CORP | 08915P101 | COM | 325 | $5,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,728 | $5,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 258 | $5,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 89 | $4,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 184 | $4,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 70 | $4,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 29 | $4,000 | thousands by filing date | |
| EMERGENT BIOSOLUTIONS INC | 29089Q105 | COM | 100 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 30 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 55 | $4,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 100 | $4,000 | thousands by filing date | |
| GUGGENHEIM | 18383M605 | EXCHANGE TRADED | 82 | $4,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 200 | $4,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 155 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN OIL | 73935X625 | COM | 200 | $4,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 49 | $4,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 500 | $4,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 190 | $4,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 41 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 58 | $3,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 324 | $3,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 5 | $3,000 | thousands by filing date | |
| ECOLAB INC COM | 278865100 | Stock | 20 | $3,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $3,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 667 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 41 | $3,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 37 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 67 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $3,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 204 | $3,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 146 | $3,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 150 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 40 | $3,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $3,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 333 | $3,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 75 | $3,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 18 | $2,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 81 | $2,000 | thousands by filing date | |
| GARMIN LTD SHS | H2906T109 | Stock | 39 | $2,000 | thousands by filing date | |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 8 | $2,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 62 | $2,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 100 | $2,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 139 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 29 | $2,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 30 | $2,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 70 | $2,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 14 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 10 | $2,000 | thousands by filing date | |
| ISHARES TR | 464288117 | INTL TREA BD ETF | 13 | $2,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 50 | $2,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 19 | $2,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 15 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 19 | $2,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 8 | $2,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 39 | $2,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 35 | $2,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 108 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 375 | $2,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 31 | $2,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 107 | $2,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383Q861 | GUGG CHN RL EST | 54 | $2,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 80 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 100 | $2,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 8 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 7 | $1,000 | thousands by filing date | |
| Elevance Health, Inc. | 036752103 | COM | 4 | $1,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 2 | $1,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287523 | COM | 2 | $1,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 3 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10 | $1,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $1,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1 | $1,000 | thousands by filing date | |
| Vanguard Small-Cap ETF | 922908751 | SHS | 2 | $1,000 | thousands by filing date | |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5 | $1,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 3 | $1,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1 | $1,000 | thousands by filing date | |
| NEWELL BRANDS INC COM | 651229106 | Stock | 2 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 2 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 1 | $1,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6 | $1,000 | thousands by filing date | |
| MARTIN MARIETTA MATLS INC COM | 573284106 | Stock | 6 | $1,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2 | $1,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1 | $1,000 | thousands by filing date | |
| AES CORP COM | 00130H105 | Stock | 2 | $1,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 500 | $1,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 2 | $1,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 11 | $1,000 | thousands by filing date | |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 2 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 2 | $1,000 | thousands by filing date | |
| EVERSOURCE ENERGY COM | 30040W108 | Stock | 10 | $1,000 | thousands by filing date | |
| MARATHON PETE CORP COM | 56585A102 | Stock | 8 | $1,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 6 | $1,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 6 | $1,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3 | $1,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 18 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 11 | $1,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 5 | $1,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 10 | $1,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 8 | $1,000 | thousands by filing date | |
| VULCAN MATLS CO COM | 929160109 | Stock | 10 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 8 | $1,000 | thousands by filing date | |
| PITNEY BOWES INC COM | 724479100 | Stock | 2 | $1,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1 | $1,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 3 | $1,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 4 | $1,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 8 | $1,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 2 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 1 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 2 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 2 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1 | $1,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 1 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 2 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 2 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 3 | $1,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 18 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 5 | $1,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 5 | $1,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 26 | $1,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A516 | ST INTL BBG ETF | 2 | $1,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 6 | $1,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 3 | $1,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 2 | $1,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3 | $1,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 7 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1 | $1,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1 | $1,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 12 | $1,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 3 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 2 | $1,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 7 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B309 | MSCI INDONIA ETF | 6 | $1,000 | thousands by filing date | |
| ISHARES MSCI BIC ETF | 464286657 | ETF | 14 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 2 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347X849 | INDX FD | 25 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 20 | $1,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 6 | $1,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 184 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 17 | $1,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 4 | $1,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 3 | $1,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 161 | $1,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 2 | $1,000 | thousands by filing date | |
| COMPUTER SCIENCES CORP | 205363104 | COM | 13 | $1,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 51 | $1,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 1 | $1,000 | thousands by filing date | |
| JOY GLOBAL INC | 481165108 | COM | 22 | $1,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 23 | $1,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 44 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 4 | $1,000 | thousands by filing date | |
| POWERSHS DB US DOLLAR INDEX DO | 73936D107 | COM | 6 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 2 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 3 | $1,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 3 | $1,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 100 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 34 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 100 | $1,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M654 | GUGG ENH SHT DUR | 2 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M563 | GUGG CRP BD 2015 | 5 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06741L609 | IPATH DYNM VIX | 1 | $1,000 | thousands by filing date | |
| MKT V. SHORT MUNI INDEX | 57060U803 | ETF | 5 | $1,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 28 | $1,000 | thousands by filing date | |
| INDEXIQ ETF TR | 45409B602 | IQ REAL RTN ETF | 2 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-028794 | this filing | 2015-07-28 | acceptance time not in the bulk data set |