13F-HR filed by FIRST MANHATTAN CO. LLC.
FIRST MANHATTAN CO. LLC. filed this 13F-HR for the quarter ended 2015-06-30, filed 2015-07-17, with 1,510 holding rows worth $16,936,217,000.
- Accession
- 0001140361-15-027915
- Filer
- CIK 728083
- Filed
- 2015-07-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2015
A holdings report, 1,510 entries on the cover page, a total value of $16,936,217,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $16,936,217,000 with VALUE read as thousands by filing date, 13F file number 028-01260. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PLANTRONICS INC NEW | 727493108 | COM | 758 | $42,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 3,000 | $42,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 7,500 | $42,000 | thousands by filing date | |
| Vanguard Value ETF | 922908744 | SHS | 500 | $41,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 1,000 | $41,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 627 | $41,000 | thousands by filing date | |
| SUNCOR ENERGY INC NEW COM | 867224107 | Stock | 1,500 | $41,000 | thousands by filing date | |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 1,800 | $41,000 | thousands by filing date | |
| REGAL ENTMT GROUP | 758766109 | CL A | 2,000 | $41,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 600 | $41,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 600 | $40,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 964 | $40,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 543 | $40,000 | thousands by filing date | |
| UNUM GROUP COM | 91529Y106 | Stock | 1,100 | $39,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 400 | $39,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 1,494 | $39,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 1,000 | $39,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD N J FD I | 09254Y109 | COM | 2,770 | $39,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 2,309 | $39,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 6,250 | $39,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 1,950 | $39,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 443 | $38,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 3,300 | $38,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 2,051 | $37,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 6,000 | $37,000 | thousands by filing date | |
| COGENTIX MED INC COM | 19243A104 | Stock | 23,070 | $37,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 440 | $36,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 1,000 | $36,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 745 | $36,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 550 | $35,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 870 | $35,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 400 | $35,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 800 | $35,000 | thousands by filing date | |
| MANHATTAN ASSOCIATES INC COM | 562750109 | Stock | 599 | $35,000 | thousands by filing date | |
| AIRGAS INC | 009363102 | COM | 333 | $35,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 580 | $35,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 875 | $34,000 | thousands by filing date | |
| AXALTA COATING SYS LTD COM | G0750C108 | Stock | 1,000 | $33,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 979 | $33,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,900 | $33,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 940 | $33,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 15,220 | $33,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 8,000 | $33,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 775 | $32,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 600 | $31,000 | thousands by filing date | |
| ESSEX PPTY TR INC COM | 297178105 | REIT | 148 | $31,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 443 | $31,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 2,000 | $31,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 33,000 | $31,000 | thousands by filing date | |
| Nuverra Environmental Solutions Inc | 67091K203 | common | 5,000 | $31,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 1,450 | $30,000 | thousands by filing date | |
| INFORMATICA CORP | 45666Q102 | COM | 625 | $30,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 900 | $29,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 412 | $29,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,735 | $29,000 | thousands by filing date | |
| ALLOT LTD | M0854Q105 | SHS | 4,121 | $29,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 1,260 | $29,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 600 | $28,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 500 | $28,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y488 | DLY SC BEAR3XNEW | 3,000 | $28,000 | thousands by filing date | |
| MAGAL SECURITY SYS LTD | M6786D104 | ORD | 6,506 | $28,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,115 | $27,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 250 | $27,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 3,350 | $27,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 356 | $27,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 566 | $26,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 500 | $26,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,289 | $26,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,000 | $26,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 632 | $26,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 2,398 | $26,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 5,000 | $26,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 620 | $25,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 750 | $25,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,001 | $25,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,041 | $25,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 1,039 | $25,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 1,160 | $25,000 | thousands by filing date | |
| TALEN ENERGY CORP | 87422J105 | COM | 1,459 | $25,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 350 | $24,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,270 | $24,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 700 | $24,000 | thousands by filing date | |
| Hugoton Royalty Trust | 444717102 | COM | 7,000 | $24,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 297 | $24,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $24,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC COM NEW | 38489R605 | REIT | 1,053 | $24,000 | thousands by filing date | |
| NETWORK-1 TECHNOLOGIES INC | 64121N109 | COM | 13,600 | $23,000 | thousands by filing date | |
| Progressive Corporation | 743315103 | COM | 815 | $22,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 1,185 | $22,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 160 | $22,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 2,165 | $22,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 500 | $22,000 | thousands by filing date | |
| PACCAR INC COM | 693718108 | Stock | 350 | $22,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,000 | $22,000 | thousands by filing date | |
| TRIPADVISOR INC | 896945201 | COM | 260 | $22,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,250 | $22,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 813 | $22,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 507 | $22,000 | thousands by filing date | |
| TIDEWATER INC | 886423102 | COM | 1,000 | $22,000 | thousands by filing date | |
| NORTHEAST BANCORP | 663904209 | COM | 2,300 | $22,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,164 | $21,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 460 | $21,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,666 | $21,000 | thousands by filing date | |
| CONNECTONE BANCORP INC | 20786W107 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 3,173 | $21,000 | thousands by filing date | |
| KATE SPADE & COMPANY | 485865109 | COMMON STOCK | 1,000 | $21,000 | thousands by filing date | |
| Invesco Global Listed Private Equity ETF | 73935X195 | ETF | 1,821 | $21,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 270 | $20,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,000 | $20,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 600 | $20,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 530 | $20,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 759 | $20,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 175 | $19,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 273 | $19,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 1,235 | $19,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,200 | $19,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,000 | $19,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1,500 | $19,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,000 | $19,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 175 | $19,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,000 | $19,000 | thousands by filing date | |
| WP GLIMCHER IN | 92939N102 | COM | 1,478 | $19,000 | thousands by filing date | |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 1,190 | $18,000 | thousands by filing date | |
| EVEREST GROUP LTD COM | G3223R108 | Stock | 100 | $18,000 | thousands by filing date | |
| GENESIS ENERGY L.P. | 371927104 | UNIT LTD PARTN | 417 | $18,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,764 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,350 | $18,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 7,215 | $18,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 288 | $18,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 151 | $17,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 200 | $17,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 789 | $17,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 304 | $17,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,230 | $16,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 600 | $16,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 989 | $16,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,800 | $16,000 | thousands by filing date | |
| CROSS TIMBERS RTY TR | 22757R109 | TR UNIT | 1,000 | $16,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,291 | $16,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549AG9 | CORPORATE OBLIG | 100,000 | $16,000 | thousands by filing date | principal |
| PENNEY J C INC | 708160106 | COM | 2,000 | $16,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 384 | $15,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 251 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 146 | $15,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 150 | $15,000 | thousands by filing date | |
| KIRBY CORP | 497266106 | COM | 207 | $15,000 | thousands by filing date | |
| FIRST TRUST ENHANCED EQUITY IN | 337318109 | COM | 1,099 | $15,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $15,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 888 | $15,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 15,000 | $15,000 | thousands by filing date | principal |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 124 | $14,000 | thousands by filing date | |
| BORGWARNER INC COM | 099724106 | Stock | 254 | $14,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,028 | $14,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 533 | $14,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 295 | $14,000 | thousands by filing date | |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 600 | $14,000 | thousands by filing date | |
| NIDEC CORP | 654090109 | COMMON STOCK-FO | 800 | $14,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 1,033 | $14,000 | thousands by filing date | |
| RESPONSE GENETICS INC | 76123U105 | COM | 45,496 | $14,000 | thousands by filing date | |
| Vanguard Utilities ETF | 92204A876 | SHS | 150 | $13,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,200 | $13,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 409 | $13,000 | thousands by filing date | |
| ECOPETROL S A SPONSORED ADS | 279158109 | ADR | 1,000 | $13,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,000 | $13,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 350 | $13,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 500 | $13,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,300 | $13,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 507 | $13,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 3,100 | $13,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,527 | $12,000 | thousands by filing date | |
| FACTSET RESH SYS INC COM | 303075105 | Stock | 78 | $12,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 2,000 | $12,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 367 | $12,000 | thousands by filing date | |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 500 | $12,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 487 | $12,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 236 | $12,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 188 | $12,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 5,000 | $12,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 186 | $12,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 223 | $12,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,000 | $12,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 5,000 | $12,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 150 | $11,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 144 | $11,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 66 | $11,000 | thousands by filing date | |
| DOMINOS PIZZA INC COM | 25754A201 | Stock | 100 | $11,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 703 | $11,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $11,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 917 | $11,000 | thousands by filing date | |
| TOTALENERGIES SE | 89151E109 | SPONSORED ADS | 234 | $11,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,553 | $11,000 | thousands by filing date | |
| KINDRED HEALTHCARE INC | 494580103 | COM | 582 | $11,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,679 | $11,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 820 | $11,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 279 | $11,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 330 | $11,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 300 | $11,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,205 | $11,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,150 | $11,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 318 | $10,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 77 | $10,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 129 | $10,000 | thousands by filing date | |
| WESTAMERICA BANCORPORATION COM | 957090103 | Stock | 200 | $10,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,750 | $10,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 322 | $10,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 4,000 | $10,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,000 | $10,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,000 | $10,000 | thousands by filing date | |
| ISHARES TR | 464288778 | US REGNL BKS ETF | 300 | $10,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 609 | $10,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 804 | $10,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 418 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 438 | $10,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 3,000 | $10,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 325 | $10,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 700 | $10,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 700 | $10,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 10,000 | $10,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 800 | $10,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 11,000 | $10,000 | thousands by filing date | principal |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 386 | $9,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 20 | $9,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 166 | $9,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 1,364 | $9,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 85 | $9,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 258 | $9,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 336 | $9,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 1,000 | $9,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 1,724 | $9,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,057 | $9,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 682 | $9,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W825 | GUG S&P500EQWTMA | 109 | $9,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 10,000 | $9,000 | thousands by filing date | principal |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 600 | $9,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 96 | $8,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 78 | $8,000 | thousands by filing date | |
| VGT | 92204A702 | SHS | 75 | $8,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 229 | $8,000 | thousands by filing date | |
| PRINCIPAL FINANCIAL GROUP INC COM | 74251V102 | Stock | 175 | $8,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 203 | $8,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 214 | $8,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 100 | $8,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 71 | $8,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 800 | $8,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,000 | $8,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 350 | $8,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 666 | $8,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 184 | $7,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 86 | $7,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 152 | $7,000 | thousands by filing date | |
| ARTISAN PARTNERS ASSET MGMT I CL A | 04316A108 | Stock | 153 | $7,000 | thousands by filing date | |
| ORIX CORP SPONSORED ADR | 686330101 | ADR | 95 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 750 | $7,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 200 | $7,000 | thousands by filing date | |
| AMERICAN CAMPUS COMMUNITIES | 024835100 | COM | 200 | $7,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 300 | $7,000 | thousands by filing date | |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 500 | $7,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 300 | $7,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,241 | $7,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 478 | $7,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 4,000 | $7,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 4,550 | $7,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 182 | $6,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 150 | $6,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 85 | $6,000 | thousands by filing date | |
| GENERAC HLDGS INC | 368736104 | COM | 161 | $6,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 240 | $6,000 | thousands by filing date | |
| CALIFORNIA WTR SVC GROUP | 130788102 | COM | 293 | $6,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 75 | $6,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 544 | $6,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 300 | $6,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 207 | $6,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 525 | $6,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 562 | $6,000 | thousands by filing date | |
| LINEAR TECHNOLOGY CORP | 535678106 | COM | 143 | $6,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 3,630 | $6,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,542 | $6,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 300 | $6,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 1,000 | $6,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,300 | $6,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 2,000 | $6,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 254 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 63 | $5,000 | thousands by filing date | |
| Vanguard Energy ETF | 92204A306 | SHS | 50 | $5,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 100 | $5,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 200 | $5,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 71 | $5,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 1,050 | $5,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 94 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 50 | $5,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 171 | $5,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 100 | $5,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 511 | $5,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 425 | $5,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 395 | $5,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 200 | $5,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $5,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 147 | $5,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 24,154 | $5,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 348 | $5,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 323 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 206 | $5,000 | thousands by filing date | |
| EV ENERGY PARTNERS LP | 26926V107 | COM UNITS | 500 | $5,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,633 | $5,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 200 | $5,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 425 | $5,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 1,166 | $5,000 | thousands by filing date | |
| JOURNAL MEDIA GROUP INC | 48114A109 | COM | 648 | $5,000 | thousands by filing date | |
| VTI | 922908769 | COM | 39 | $4,000 | thousands by filing date | |
| QORVO INC COM | 74736K101 | Stock | 50 | $4,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 75 | $4,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 60 | $4,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 542 | $4,000 | thousands by filing date | |
| V2X INC | 92242T101 | COM | 166 | $4,000 | thousands by filing date | |
| KEARNY FINL CORP MD | 48716P108 | COM | 404 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 204 | $4,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 243 | $4,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 142 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 107 | $4,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $4,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,667 | $4,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 200 | $4,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 100 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 110 | $4,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 350 | $4,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 111 | $4,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 202 | $4,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| TTOO | 89853L104 | Stock | 250 | $4,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 7,000 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 10,000 | $4,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 333 | $4,000 | thousands by filing date | |
| BENEFICIAL BANCORP INC | 08171T102 | COM | 329 | $4,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 129 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 87 | $3,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 183 | $3,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 91 | $3,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 23 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 75 | $3,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 62 | $3,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 200 | $3,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 80 | $3,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 250 | $3,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 161 | $3,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 557 | $3,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 397 | $3,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 4,000 | $3,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 500 | $3,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 800 | $3,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 2,000 | $3,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 102 | $3,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 215 | $3,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $3,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,000 | $3,000 | thousands by filing date | |
| ITT EDUCATIONAL SERVICES INC | 45068B109 | COM | 1,000 | $3,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 210 | $3,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 87 | $3,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 444 | $3,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 2,000 | $3,000 | thousands by filing date | |
| OCERA THERAPEUTICS INC COM | 67552A108 | COM | 1,000 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 33 | $2,000 | thousands by filing date | |
| UNIQURE NV | N90064101 | SHS | 100 | $2,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 23 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 51 | $2,000 | thousands by filing date | |
| RAMBUS INC DEL COM | 750917106 | Stock | 150 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 350 | $2,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 52 | $2,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 41 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 56 | $2,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 50 | $2,000 | thousands by filing date | |
| TASEKO MINES LTD COM | 876511106 | Stock | 4,000 | $2,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 38 | $2,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 51 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 72 | $2,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $2,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 47 | $2,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $2,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 450 | $2,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 144 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 60 | $2,000 | thousands by filing date | |
| G III APPAREL GROUP LTD | 36237H101 | COM | 36 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 500 | $2,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 100 | $2,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 247 | $2,000 | thousands by filing date | |
| INVESTMENT TECHNOLOGY GROUP | 46145F105 | COMMON STOCK | 85 | $2,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 85 | $2,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 100 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 50 | $2,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 995 | $2,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 500 | $2,000 | thousands by filing date | |
| Taser Intl Inc | 87651B104 | COM | 80 | $2,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 300 | $2,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 314 | $2,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R308 | COM NEW | 1,800 | $2,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 43 | $1,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 30 | $1,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 55 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 200 | $1,000 | thousands by filing date | |
| FIRST SOLAR INC COM | 336433107 | Stock | 30 | $1,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 37 | $1,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 32 | $1,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 122 | $1,000 | thousands by filing date | |
| RYDER SYS INC COM | 783549108 | Stock | 20 | $1,000 | thousands by filing date | |
| TREEHOUSE FOODS INC COM | 89469A104 | Stock | 23 | $1,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 81 | $1,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 119 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 140 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 20 | $1,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 92 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 110 | $1,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 28 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 20 | $1,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 47 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 77 | $1,000 | thousands by filing date | |
| SEARS CDA INC | 81234D109 | COM | 278 | $1,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 30 | $1,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 411 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 115 | $1,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 600 | $1,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 51 | $1,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 40 | $1,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 45 | $1,000 | thousands by filing date | |
| CAMERON INTERNATIONAL CORP | 13342B105 | COM | 28 | $1,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 100 | $1,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 118 | $1,000 | thousands by filing date | |
| ACETO CORP | 004446100 | COM | 46 | $1,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 100 | $1,000 | thousands by filing date | |
| FRONTLINE LTD | G3682E127 | COM | 441 | $1,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 25 | $1,000 | thousands by filing date | |
| FAMOUS DAVE'S OF AMERICA | 307068106 | COM | 56 | $1,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 482 | $1,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 529 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X405 | CL C | 50 | $1,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 37 | $1,000 | thousands by filing date | |
| NRG YIELD INC | 62942X306 | COM | 50 | $1,000 | thousands by filing date | |
| NOVA LIFESTYLE INC | 66979P102 | COM | 1,000 | $1,000 | thousands by filing date | |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 333 | $1,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| APPLE HOSPITALITY REIT INC COM NEW | 03784Y200 | REIT | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NETAPP INC COM | 64110D104 | Stock | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLUMINA INC | 452327109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAILY JOURNAL CORP | 233912104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 74 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070501 | CL A | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SHAKE SHACK INC | 819047101 | CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITRIX SYSTEMS INC | 177376100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESCO INC | 371532102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCANADA CORP | 89353D107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SENECA FOODS CORP NEW | 817070105 | CL B | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECIVIC INC | 22025Y407 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMTURA CORP | 163893209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARM HLDGS PLC | 042068106 | SPONSORED ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489105 | CL A | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONCOLYTICS BIOTECH INC | 682310107 | COM | 1,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHELON CORP | 27874N105 | COM | 865 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ROCK CREEK PHARMA XXXREGISTRATION REVOKED BY THE SEC EFF: 02/14/23 | 772081204 | COMMON STOCK | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 171 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZAZA ENERGY CORP - NEW | 98919T407 | COM | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-027915 | this filing | 2015-07-17 | acceptance time not in the bulk data set |