13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 1,691 holding rows worth $30,586,807,000.
- Accession
- 0001140361-15-020056
- Filer
- CIK 1163653
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 2,856 entries on the cover page, a total value of $30,586,807,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $30,586,807,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNOMURA SECURITIES CO LTD028-04979
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 32,419 | $207,000 | thousands by filing date | |
| SANGAMO THERAPEUTICS INC | 800677106 | COM | 12,998 | $206,000 | thousands by filing date | |
| VERADIGM INC | 01988P108 | COMMON STOCK | 17,136 | $205,000 | thousands by filing date | |
| MODUSLINK GLOBAL SOLUTIONS INC COM NEW | 60786L206 | Stock | 53,089 | $205,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 3,746 | $204,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 50,000 | $204,000 | thousands by filing date | call |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 15,165 | $204,000 | thousands by filing date | |
| KMG CHEMICALS INC | 482564101 | COM | 8,180 | $204,000 | thousands by filing date | |
| GARTNERINC | 366651107 | STOK | 2,456 | $203,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 21,652 | $203,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 5,514 | $203,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 27,857 | $203,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 963 | $202,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 2,638 | $202,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 5,936 | $201,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 4,984 | $201,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 8,343 | $201,000 | thousands by filing date | |
| DTE ENERGY CO COM | 233331107 | Stock | 2,492 | $200,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 12,521 | $200,000 | thousands by filing date | |
| QIAGEN NV | N72482107 | COMMON STOCK-FO | 8,000 | $200,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 5,200 | $196,000 | thousands by filing date | put |
| PARAMOUNT GROUP INC | 69924R108 | COM | 10,105 | $195,000 | thousands by filing date | |
| NUVASIVE INC | 670704AC9 | CORPORATE OBLIG | 156,000 | $195,000 | thousands by filing date | principal |
| SONUS NETWORKS INC | 835916503 | COM NEW | 24,705 | $195,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 12,700 | $194,000 | thousands by filing date | call |
| CORCEPT THERAPEUTICS INC | 218352102 | COM | 36,298 | $191,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 7,745 | $188,000 | thousands by filing date | |
| ANWORTH MORTGAGE ASSET CP | 037347101 | COM | 36,627 | $187,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 4,112 | $185,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 10,929 | $183,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 10,600 | $183,000 | thousands by filing date | |
| NEW YORK COMMUNITY BANCORP | 649445103 | COM | 10,595 | $177,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 17,520 | $174,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 14,223 | $173,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 44,157 | $172,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 2,692 | $169,000 | thousands by filing date | |
| AMERICAN HOMES 4 RENT | 02665T306 | CL A | 10,100 | $168,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 17,711 | $168,000 | thousands by filing date | |
| DYNAMIC MATLS CORP | 267888105 | COM | 12,357 | $167,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 14,106 | $166,000 | thousands by filing date | |
| RTI BIOLOGICS INC | 74975N105 | COM | 33,454 | $165,000 | thousands by filing date | |
| APPROACH RESOURCES INC | 03834A103 | COM | 24,751 | $164,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 11,547 | $163,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 43,614 | $163,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 10,380 | $160,000 | thousands by filing date | |
| ULTRA PETROLEUM CORP | 903914109 | COM | 10,281 | $160,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 3,950 | $159,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 38,191 | $158,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 11,000 | $156,000 | thousands by filing date | |
| DRDGOLD LIMITED SPON ADR REPSTG | 26152H301 | ADR | 75,401 | $155,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 10,615 | $154,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 3,913 | $152,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 13,895 | $152,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 5,483 | $152,000 | thousands by filing date | |
| WEST MARINE INC | 954235107 | COM | 16,007 | $150,000 | thousands by filing date | |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 17,643 | $149,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 20,255 | $145,000 | thousands by filing date | |
| CAPSTEAD MTG CORP | 14067E506 | COM NO PAR | 12,000 | $143,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 1,944 | $141,000 | thousands by filing date | |
| CORENERGY INFRASTRUCTURE TR | 21870U205 | COM | 20,000 | $139,000 | thousands by filing date | |
| SUNPOWER CORP | 867652AG4 | DBCV 0.750% 6/0 | 100,000 | $139,000 | thousands by filing date | principal |
| REDWOOD TRUST INC | 758075402 | COM | 7,728 | $138,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 1,675 | $138,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 12,326 | $138,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 10,467 | $137,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 21,248 | $137,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 14,340 | $135,000 | thousands by filing date | |
| FIRST BUSEY CORP | 319383105 | COM | 20,313 | $134,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 11,604 | $133,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 2,296 | $130,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 4,800 | $130,000 | thousands by filing date | put |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 16,800 | $129,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 30,119 | $128,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 100,000 | $127,000 | thousands by filing date | principal |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 14,362 | $125,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 3,500 | $124,000 | thousands by filing date | put |
| CITIZENS INC | 174740100 | COMMON STOCK | 20,053 | $124,000 | thousands by filing date | |
| ENDOCYTE INC | 29269A102 | COM | 19,703 | $124,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 10,200 | $124,000 | thousands by filing date | |
| RITEAID CORP | 767754104 | COM | 14,282 | $123,000 | thousands by filing date | |
| RYLAND GROUP INC | 783764103 | COM | 2,573 | $123,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 12,228 | $122,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 52,095 | $122,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 1,258 | $121,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 1,944 | $119,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 207,200 | $119,000 | thousands by filing date | call |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 100,000 | $119,000 | thousands by filing date | principal |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 20,188 | $118,000 | thousands by filing date | |
| LAM RESEARCH CORP 0.500 | 512807AJ7 | NOTE 0.500% 5/1 | 94,000 | $113,000 | thousands by filing date | principal |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 15,000 | $112,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 11,948 | $110,000 | thousands by filing date | |
| NEW YORK MORTGAGE TRUST INC | 649604501 | COM PAR $.02 | 14,000 | $109,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAF8 | NOTE 1.500%10/1 | 72,000 | $109,000 | thousands by filing date | principal |
| MARATHON OIL CORP | 565849106 | COM | 4,000 | $108,000 | thousands by filing date | call |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 5,483 | $108,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 18,759 | $108,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 3,434 | $107,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 3,000 | $106,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 4,913 | $106,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 6,651 | $104,000 | thousands by filing date | |
| PETROBRAS ARGENTINA SA-B | 71646J109 | CMN | 15,300 | $103,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 4,540 | $102,000 | thousands by filing date | |
| VOXELJET AG | 92912L107 | ADS | 12,000 | $101,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 10,600 | $99,000 | thousands by filing date | |
| PDL BIOPHARMA INC | 69329Y104 | COM | 13,701 | $99,000 | thousands by filing date | |
| ALPHA & OMEGA SEMICONDUCTOR | G6331P104 | SHS | 11,077 | $98,000 | thousands by filing date | |
| BOINGO WIRELESS INC | 09739C102 | COM | 13,000 | $98,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 11,020 | $97,000 | thousands by filing date | |
| GUIDANCE SOFTWARE INC | 401692108 | COM | 17,765 | $96,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 14,200 | $94,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 1,810 | $93,000 | thousands by filing date | |
| WELLS FARGO & CO NEW | 949746119 | *W EXP 10/28/201 | 4,800 | $92,000 | thousands by filing date | |
| INVESTORS REAL ESTATE TRUST | 461730103 | COMMON STOCK | 12,000 | $91,000 | thousands by filing date | |
| CALIX INC | 13100M509 | COM | 10,755 | $90,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 27,528 | $89,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 1,335 | $84,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 83,000 | $84,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 76,200 | $83,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 14,173 | $81,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 25,000 | $80,000 | thousands by filing date | |
| PACIFIC DRILLING SA LUXEMBOU | L7257P106 | REG SHS | 18,200 | $80,000 | thousands by filing date | |
| CHINA XD PLASTICS CO LTD | 16948F107 | COM | 14,665 | $79,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 13,000 | $78,000 | thousands by filing date | |
| DENISON MINES CORP | 91688T104 | COM | 70,700 | $78,000 | thousands by filing date | |
| LIONS GATE ENTMNT CORP | 535919203 | COM NEW | 2,300 | $76,000 | thousands by filing date | put |
| RTI INTL METALS INC | 74973W107 | COM | 2,152 | $76,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 11,131 | $76,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 611 | $73,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 52,443 | $73,000 | thousands by filing date | principal |
| GREIF INC | 397624206 | CL B | 1,536 | $72,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 19,200 | $71,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 900 | $69,000 | thousands by filing date | put |
| IMATION CORP | 45245A107 | COM | 17,289 | $68,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 17,189 | $68,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 16,000 | $67,000 | thousands by filing date | |
| CARMAX INC COM | 143130102 | Stock | 972 | $65,000 | thousands by filing date | |
| MAST THERAPEUTICS INC | 576314108 | COM | 129,000 | $64,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 6,300 | $60,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 106,000 | $60,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 23,900 | $59,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 655 | $58,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 21,000 | $57,000 | thousands by filing date | |
| NAVIOS MARITIME ACQUISITION | Y62159101 | COMMON | 15,000 | $53,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 51,000 | $52,000 | thousands by filing date | principal |
| FRONTLINE LTD | G3682E127 | COM | 21,932 | $49,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 40,500 | $49,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 1,300 | $47,000 | thousands by filing date | |
| GASTAR EXPLORATION LTD | 36729W202 | COMMON STOCK | 18,100 | $47,000 | thousands by filing date | |
| MERITOR INC | 59001KAC4 | NOTE 7.875% 3/0 | 31,000 | $46,000 | thousands by filing date | principal |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 34,845 | $45,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 25,900 | $44,000 | thousands by filing date | |
| MILLER ENERGY RES INC | 600527105 | COM | 42,000 | $42,000 | thousands by filing date | |
| PEREGRINE PHARMACEUTICALS IN | 713661304 | COM NEW | 26,000 | $37,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 1,000 | $36,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 34,500 | $36,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 11,000 | $35,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 27,000 | $34,000 | thousands by filing date | principal |
| NEW YORK & CO INC | 649295102 | COM | 12,056 | $32,000 | thousands by filing date | |
| RXI PHARMACEUTICALS CORP NEW | 74979C303 | COM NEW | 41,900 | $30,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287AA6 | NOTE | 28,000 | $29,000 | thousands by filing date | principal |
| URANIUM RESOURCES INC | 916901606 | COM | 18,800 | $27,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 10,066 | $27,000 | thousands by filing date | |
| COMBIMATRIX CORPORATION | 20009T303 | COM NEW | 13,500 | $26,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 32,300 | $26,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 205 | $24,000 | thousands by filing date | |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 834 | $23,000 | thousands by filing date | |
| CARDICA INC | 14141R101 | COM | 36,700 | $23,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 33,800 | $23,000 | thousands by filing date | |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 29,000 | $22,000 | thousands by filing date | |
| BROADSOFT INC | 11133BAB8 | NOTE 1.500% 7/0 | 21,000 | $22,000 | thousands by filing date | principal |
| WEBMD HEALTH CORP | 94770VAF9 | NOTE 2.500% 1/3 | 20,000 | $20,000 | thousands by filing date | principal |
| U S ENERGY CORP - WYOMING | 911805109 | COM | 14,000 | $20,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 295 | $19,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 339 | $19,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 580 | $16,000 | thousands by filing date | |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 18,180 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 363 | $11,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 200 | $11,000 | thousands by filing date | |
| FOX CORP CLASS B | 90130A200 | COM | 331 | $11,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 231 | $10,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,191 | $9,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 373 | $8,000 | thousands by filing date | |
| COLONY FINL INC | 19624RAA4 | NOTE 5.000% 4/1 | 7,000 | $8,000 | thousands by filing date | principal |
| RACKSPACE HOSTING INC | 750086100 | COM | 125 | $6,000 | thousands by filing date | |
| GOLDEN MINERALS COMPANY | 381119106 | COM | 14,900 | $6,000 | thousands by filing date | |
| LULULEMON ATHLETICA INC | 550021109 | COM | 84 | $5,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 100 | $4,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 900 | $4,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 3,000 | $4,000 | thousands by filing date | principal |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 100 | $1,000 | thousands by filing date | |
| LIBERTY MEDIA CORP | 530715AN1 | DEB 3.500% 1/1 | 930 | $1,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020056 | this filing | 2015-05-15 | acceptance time not in the bulk data set |