13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 5,658 holding rows worth $42,277,243,000.
- Accession
- 0001140361-15-020007
- Filer
- CIK 1521001
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 23,789 entries on the cover page, a total value of $42,277,243,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $42,277,243,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| OXFORD INDS INC | 691497309 | COM | 100 | $8,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 321 | $8,000 | thousands by filing date | |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 312 | $8,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 600 | $8,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 322 | $8,000 | thousands by filing date | |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 600 | $8,000 | thousands by filing date | put |
| CHORD ENERGY CORPORATION | 674215108 | COMMON STOCK | 600 | $8,000 | thousands by filing date | put |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 600 | $8,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 4,000 | $8,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 363 | $8,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,500 | $8,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 1,000 | $8,000 | thousands by filing date | call |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 713 | $8,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 3,224 | $8,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,700 | $8,000 | thousands by filing date | |
| ROSETTA STONE INC | 777780107 | COM | 1,000 | $8,000 | thousands by filing date | put |
| UNITED STS SHORT OIL FD LP | 912613205 | UNITS | 136 | $8,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 2,000 | $8,000 | thousands by filing date | call |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 300 | $8,000 | thousands by filing date | put |
| ProShares Tr II Ultra Short Futures (uvxy) | 74347W346 | ETF | 501 | $8,000 | thousands by filing date | |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 200 | $7,000 | thousands by filing date | call |
| WABTEC COM | 929740108 | Stock | 74 | $7,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 695 | $7,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 576 | $7,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 120 | $7,000 | thousands by filing date | |
| BLOOMIN BRANDS INC | 094235108 | COM | 300 | $7,000 | thousands by filing date | put |
| PBF ENERGY INC | 69318G106 | CL A | 203 | $7,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 200 | $7,000 | thousands by filing date | put |
| COVANTA HLDG CORP | 22282E102 | COM | 300 | $7,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 500 | $7,000 | thousands by filing date | put |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 200 | $7,000 | thousands by filing date | put |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 600 | $7,000 | thousands by filing date | put |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 2,000 | $7,000 | thousands by filing date | put |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 159 | $7,000 | thousands by filing date | |
| OCEAN RIG UDW INC | Y64354205 | COMMON STOCK-FO | 1,000 | $7,000 | thousands by filing date | put |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 300 | $7,000 | thousands by filing date | call |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 375 | $7,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 337 | $7,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 1,000 | $7,000 | thousands by filing date | put |
| O-I GLASS, INC. | 690768403 | COM | 300 | $7,000 | thousands by filing date | put |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,624 | $7,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 458 | $7,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,026 | $7,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 285 | $7,000 | thousands by filing date | |
| BON-TON STORES INC | 09776J101 | COM | 1,000 | $7,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 1,000 | $7,000 | thousands by filing date | call |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 400 | $7,000 | thousands by filing date | put |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 400 | $7,000 | thousands by filing date | call |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 300 | $7,000 | thousands by filing date | call |
| HSN INC | 404303109 | COM | 100 | $7,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,424 | $7,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 441 | $7,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 1,000 | $7,000 | thousands by filing date | call |
| HORSEHEAD HLDG CORP | 440694305 | COM | 600 | $7,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 1,000 | $7,000 | thousands by filing date | put |
| UQM TECHNOLOGIES INC | 903213106 | COM | 6,642 | $7,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 1,000 | $7,000 | thousands by filing date | call |
| BRIDGEPOINT EDUCATION INC | 10807M105 | COM | 700 | $7,000 | thousands by filing date | put |
| BALTIC TRADING LTD | Y0553W103 | COM | 5,000 | $7,000 | thousands by filing date | call |
| SORL Auto Parts Inc | 78461U101 | COM | 2,000 | $7,000 | thousands by filing date | put |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 400 | $7,000 | thousands by filing date | call |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 200 | $7,000 | thousands by filing date | put |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 1,000 | $6,000 | thousands by filing date | call |
| EPR PPTYS COM SH BEN INT | 26884U109 | REIT | 100 | $6,000 | thousands by filing date | call |
| RITHM CAPITAL CORP COM NEW | 64828T201 | REIT | 430 | $6,000 | thousands by filing date | |
| EQUINIX INC COM | 29444U700 | REIT | 27 | $6,000 | thousands by filing date | |
| BURLINGTON STORES INC COM | 122017106 | Stock | 100 | $6,000 | thousands by filing date | call |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 100 | $6,000 | thousands by filing date | put |
| BRINKS CO | 109696104 | COM | 208 | $6,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 94 | $6,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 213 | $6,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 108 | $6,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100 | $6,000 | thousands by filing date | call |
| CA INC COM | 12673P105 | COM | 200 | $6,000 | thousands by filing date | put |
| BIOMED REALTY TRUST COM | 09063h107 | COM | 281 | $6,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 200 | $6,000 | thousands by filing date | put |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 863 | $6,000 | thousands by filing date | |
| TEEKAY OFFSHORE PARTNERS LP | Y8565J101 | COMMON STOCK | 296 | $6,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 500 | $6,000 | thousands by filing date | put |
| POTBELLY CORP | 73754Y100 | COM | 465 | $6,000 | thousands by filing date | |
| FIESTA RESTAURANT GROUP INC | 31660B101 | COM | 100 | $6,000 | thousands by filing date | put |
| BON-TON STORES INC | 09776J101 | COM | 924 | $6,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 88 | $6,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 437 | $6,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 509 | $6,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 500 | $6,000 | thousands by filing date | call |
| K12 INC | 48273U102 | COM | 400 | $6,000 | thousands by filing date | put |
| WALTER INVT MGMT CORP | 93317W102 | COM | 400 | $6,000 | thousands by filing date | put |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 296 | $6,000 | thousands by filing date | |
| ALTISOURCE RESIDENTIAL CORP | 02153W100 | CL B | 300 | $6,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 1,927 | $6,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 2,000 | $6,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 1,653 | $6,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,078 | $6,000 | thousands by filing date | call |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 683 | $6,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 3,000 | $6,000 | thousands by filing date | put |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 885 | $6,000 | thousands by filing date | |
| SHORETEL INC | 825211105 | COM | 878 | $6,000 | thousands by filing date | |
| BSQUARE CORP | 11776U300 | COM | 1,200 | $6,000 | thousands by filing date | call |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 156 | $5,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 100 | $5,000 | thousands by filing date | call |
| PENSKE AUTOMOTIVE GRP INC COM | 70959W103 | Stock | 99 | $5,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 200 | $5,000 | thousands by filing date | call |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 100 | $5,000 | thousands by filing date | call |
| GRAND CANYON ED INC COM | 38526M106 | Stock | 109 | $5,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 690370101 | COM | 202 | $5,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 240 | $5,000 | thousands by filing date | put |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 205 | $5,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 200 | $5,000 | thousands by filing date | put |
| GRUBHUB INC | 400110102 | COM | 114 | $5,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 301 | $5,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,000 | $5,000 | thousands by filing date | call |
| GENESEE & WYOMING INC | 371559105 | CL A | 51 | $5,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,443 | $5,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 330 | $5,000 | thousands by filing date | |
| CALAMP CORP | 128126109 | COMMON STOCK | 300 | $5,000 | thousands by filing date | call |
| ENERNOC INC | 292764107 | COMMON STOCK | 400 | $5,000 | thousands by filing date | call |
| VITAL ENERGY INC | 516806106 | COMMON STOCK | 412 | $5,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 100 | $5,000 | thousands by filing date | put |
| BRIGHTCOVE INC | 10921T101 | COM | 622 | $5,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 200 | $5,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 2,000 | $5,000 | thousands by filing date | put |
| INFOBLOX INC | 45672H104 | COM | 200 | $5,000 | thousands by filing date | call |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 400 | $5,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 404 | $5,000 | thousands by filing date | |
| OMNIVISION TECHNOLOGIES INC | 682128103 | COM | 200 | $5,000 | thousands by filing date | call |
| TEXTURA CORP | 883211104 | COM | 200 | $5,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 100 | $5,000 | thousands by filing date | put |
| STANDARD PAC CORP NEW | 85375C101 | COM | 500 | $5,000 | thousands by filing date | put |
| FIRSTMERIT CORP | 337915102 | COM | 269 | $5,000 | thousands by filing date | |
| SILVER STD RES INC | 82823L106 | COM | 1,000 | $5,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 2,977 | $5,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 200 | $5,000 | thousands by filing date | call |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 500 | $5,000 | thousands by filing date | call |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 1,000 | $5,000 | thousands by filing date | call |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 400 | $5,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,000 | $5,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 1,000 | $5,000 | thousands by filing date | call |
| PROSHARES TR II | 74347W122 | COM | 400 | $5,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916503 | COM NEW | 600 | $5,000 | thousands by filing date | put |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,000 | $4,000 | thousands by filing date | put |
| VEEVA SYS INC CL A COM | 922475108 | Stock | 138 | $4,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 400 | $4,000 | thousands by filing date | call |
| TRINET GROUP INC COM | 896288107 | Stock | 100 | $4,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 122 | $4,000 | thousands by filing date | |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 101 | $4,000 | thousands by filing date | |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 392 | $4,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 100 | $4,000 | thousands by filing date | put |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 157 | $4,000 | thousands by filing date | |
| VNET GROUP INC | 90138A103 | SPONSORED ADS A | 200 | $4,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 76 | $4,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 535 | $4,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 277 | $4,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 200 | $4,000 | thousands by filing date | call |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 100 | $4,000 | thousands by filing date | call |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 500 | $4,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 200 | $4,000 | thousands by filing date | call |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 200 | $4,000 | thousands by filing date | put |
| GIGAMON INC | 37518B102 | COM | 200 | $4,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 1,000 | $4,000 | thousands by filing date | put |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 155 | $4,000 | thousands by filing date | |
| ROSETTA RESOURCES INC | 777779307 | COM | 234 | $4,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | call |
| NEWPORT CORP | 651824104 | COM | 200 | $4,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 542 | $4,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 6,000 | $4,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 2,044 | $4,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 3,000 | $4,000 | thousands by filing date | call |
| BALTIC TRADING LTD | Y0553W103 | COM | 2,600 | $4,000 | thousands by filing date | put |
| BEBE STORES INC | 075571109 | COM | 1,000 | $4,000 | thousands by filing date | call |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 1,000 | $4,000 | thousands by filing date | put |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 800 | $4,000 | thousands by filing date | put |
| ATLAS ENERGY GROUP LL LP | 04929Q102 | MLP | 700 | $4,000 | thousands by filing date | call |
| Crestwood Equity Partners | 226344109 | COM | 600 | $4,000 | thousands by filing date | put |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 26 | $3,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,491 | $3,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 321 | $3,000 | thousands by filing date | |
| LAMAR ADVERTISING CO CL A | 512816109 | REIT | 47 | $3,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 72 | $3,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 78 | $3,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 154 | $3,000 | thousands by filing date | |
| JINKOSOLAR HOLDING COMPANY,LIM | 47759T100 | SPONSORED ADR | 101 | $3,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 18 | $3,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $3,000 | thousands by filing date | call |
| COLUMBUS MCKINNON CORP NY | 199333105 | COMMON STOCK | 100 | $3,000 | thousands by filing date | put |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 498 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,000 | $3,000 | thousands by filing date | call |
| UBIQUITI NETWORKS INC | 90347A100 | COM | 100 | $3,000 | thousands by filing date | call |
| SILICON GRAPHICS INTL CORP COM | 82706L108 | COM | 350 | $3,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 75 | $3,000 | thousands by filing date | |
| CAVIUM INC | 14964U108 | COM | 44 | $3,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 200 | $3,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $3,000 | thousands by filing date | put |
| Anglogold Ashanti Plc | 035128206 | Common | 300 | $3,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 180 | $3,000 | thousands by filing date | put |
| ELIZABETH ARDEN INC | 28660G106 | COM | 200 | $3,000 | thousands by filing date | call |
| QUESTAR CORP | 748356102 | COM | 121 | $3,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 66 | $3,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 195 | $3,000 | thousands by filing date | |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 34 | $3,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 802 | $3,000 | thousands by filing date | |
| SORL Auto Parts Inc | 78461U101 | COM | 875 | $3,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 480 | $3,000 | thousands by filing date | put |
| MEMORIAL RESOURCE DEVELOPMENT | 58605Q109 | COM | 172 | $3,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 96 | $3,000 | thousands by filing date | put |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 164 | $2,000 | thousands by filing date | |
| RBC BEARINGS INC COM | 75524B104 | Stock | 26 | $2,000 | thousands by filing date | |
| PRICESMART INC COM | 741511109 | Stock | 24 | $2,000 | thousands by filing date | |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 39 | $2,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 200 | $2,000 | thousands by filing date | call |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 14 | $2,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 100 | $2,000 | thousands by filing date | call |
| ROYAL GOLD INC | 780287108 | COM | 29 | $2,000 | thousands by filing date | |
| ASTEC INDS INC | 046224101 | COM | 53 | $2,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 113 | $2,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 35 | $2,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 1,200 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 802 | $2,000 | thousands by filing date | |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,000 | $2,000 | thousands by filing date | put |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 54 | $2,000 | thousands by filing date | |
| NAVIOS MARITIME PART LP | Y62267102 | COM UT LTD PTN | 218 | $2,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 400 | $2,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 3,000 | $2,000 | thousands by filing date | put |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 107 | $2,000 | thousands by filing date | |
| PEP BOYS-MANNY MOE & JACK | 713278109 | COMMON STOCK | 217 | $2,000 | thousands by filing date | |
| ETFS Gold Trust | 26922Y105 | ETF | 13 | $2,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 2,872 | $2,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 1,000 | $2,000 | thousands by filing date | put |
| ATMEL CORP | 049513104 | COM | 200 | $2,000 | thousands by filing date | put |
| SWIFT ENERGY CO | 870738101 | COM | 1,000 | $2,000 | thousands by filing date | call |
| CHINA FIN ONLINE CO LTD | 169379104 | SPONSORED ADR | 378 | $2,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 300 | $2,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 507 | $2,000 | thousands by filing date | |
| VASCO DATA SEC INTL INC | 92230Y104 | COM | 100 | $2,000 | thousands by filing date | call |
| LUMOS NETWORKS CORP | 550283105 | COM | 100 | $2,000 | thousands by filing date | call |
| MCCLATCHY CO | 579489105 | CL A | 1,000 | $2,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 500 | $2,000 | thousands by filing date | call |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 1,000 | $2,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 4,500 | $2,000 | thousands by filing date | call |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 36 | $2,000 | thousands by filing date | |
| SKY-MOBI LTD | 83084G109 | SPONSORED ADS | 499 | $2,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 214 | $2,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 17 | $1,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 7 | $1,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 18 | $1,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 124 | $1,000 | thousands by filing date | |
| LIVEPERSON, INC. | 538146101 | COM | 139 | $1,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 122 | $1,000 | thousands by filing date | |
| TWIN DISC INC | 901476101 | COMMON STOCK | 38 | $1,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 21 | $1,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 289 | $1,000 | thousands by filing date | |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 406 | $1,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| DENNYS CORP | 24869P104 | COM | 92 | $1,000 | thousands by filing date | |
| CURRENCYSHARES SWISS FRANC TRU | 23129V109 | ETF | 5 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 200 | $1,000 | thousands by filing date | put |
| FLEETMATICS GROUP PLC | G35569105 | COM | 25 | $1,000 | thousands by filing date | |
| Walter Energy Inc | 93317Q105 | COM | 1,000 | $1,000 | thousands by filing date | put |
| E HOUSE CHINA HLDGS LTD | 26852W103 | ADR | 200 | $1,000 | thousands by filing date | call |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 210 | $1,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 74 | $1,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 100 | $1,000 | thousands by filing date | call |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 43 | $1,000 | thousands by filing date | |
| ELIZABETH ARDEN INC | 28660G106 | COM | 58 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 701 | $1,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 1,000 | $1,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 1,000 | $1,000 | thousands by filing date | call |
| RACKSPACE HOSTING INC | 750086100 | COM | 15 | $1,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 1,000 | $1,000 | thousands by filing date | call |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 81 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 583 | $1,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 900 | $1,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 500 | $1,000 | thousands by filing date | call |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 1,000 | $1,000 | thousands by filing date | put |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 292 | $1,000 | thousands by filing date | |
| BEBE STORES INC | 075571109 | COM | 179 | $1,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 200 | $1,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,400 | $1,000 | thousands by filing date | put |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 800 | $1,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 147 | $1,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 46 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COMWLTH TR | 315912808 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IJH | 464287507 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global 100 ETF | 464287572 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global REIT ETF | 46434V647 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell 2000 ETF | 464287655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Russell Midcap ETF | 464287499 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F834 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288372 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288687 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR CORE S&P 500 ETF | 464287200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Financials ETF | 464287788 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Technology ETF | 464287721 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Treasury Bond ETF | 46429B267 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MGC | 921910873 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SCHD | 808524797 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Fundamental Emerging Markets Equity ETF | 808524730 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap ETF | 808524201 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US REIT ETF | 808524847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US TIPS ETF | 808524870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR MSCI ACWI EX-US ETF | 78463X848 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Bloomberg Investment Grade Floating Rate ETF | 78468R200 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Corporate Bond ETF | 78464A144 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Emerging Markets ETF | 78463X509 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio High Yield Bond ETF | 78468R606 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Corporate Bond ETF | 78464A367 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio Mortgage Backed Bond ETF | 78464A383 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 1500 Composite Stock Market ETF | 78464A805 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 500 Growth ETF | 78464A409 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Aerospace & Defense ETF | 78464A631 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SER TR STATE STR SPDR PORT S&P 500 ETF | 78464A854 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SSgA Multi-Asset Real Return ETF | 78467V103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDW | 78463X889 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Communication Services ETF | 92204A884 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Discretionary ETF | 92204A108 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Consumer Staples ETF | 92204A207 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Energy ETF | 92204A306 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Extended Market ETF | 922908652 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US ETF | 922042775 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE All-World ex-US Small-Cap ETF | 922042718 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Growth | 922908736 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INTL EQUITY INDEX F | 922042676 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MALVERN FDS | 922020805 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Materials ETF | 92204A801 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mega Cap Growth ETF | 921910816 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap ETF | 922908629 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Growth ETF | 922908538 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Mid-Cap Value ETF | 922908512 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 ETF | 922908363 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P 500 Growth ETF | 921932505 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Mid-Cap 400 ETF | 921932885 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard S&P Small-Cap 600 Value ETF | 921932778 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C680 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C730 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C714 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap ETF | 922908751 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Growth ETF | 922908595 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Small-Cap Value ETF | 922908611 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD STAR FDS | 921909768 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total Bond Market ETF | 921937835 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total International Bond Index Fund ETF | 92203J407 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Total World Stock ETF | 922042742 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Utilities ETF | 92204A876 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD WHITEHALL FDS | 921946885 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VGT | 92204A702 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Currency Hedged MSCI EAFE ETF | 46434V803 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Value ETF | 464287408 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARDRUSSELL2000ETF | 92206C664 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARESAGENCYBONDETF | 464288166 | STOK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIREXION SHARES ETF TRUST | 25459W862 | DA 500 BU 3X ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288281 | JPMORGAN USD EMG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288612 | INTRM GOV CR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MICRO-CAP ETF | 464288869 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IAMGOLD CORP COM | 450913108 | Stock | 117 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI EAFE GROWTH ETF | 464288885 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 GROWTH ETF | 92206C623 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD RUSSELL 2000 VALUE ETF | 92206C649 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL MID-CAP GROWTH ETF | 464287481 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SMITH A O CORP COM | 831865209 | Stock | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD MORNINGSTAR MEGA CAP VALUE ETF | 921910840 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES RUSSELL 1000 VALUE ETF | 464287598 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR GROWTH ETF | 464287119 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MORNINGSTAR MID-CAP GROWTH ETF | 464288307 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI USA QUALITY FACTOR ETF | 46432F339 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES CORE S&P U.S. GROWTH ETF | 464287671 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD HEALTH CARE ETF | 92204A504 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 337345102 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74348A467 | S&P 500 DV ARIST | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DBX ETF TR | 233051200 | XTRACK MSCI EAFE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288653 | 10-20 YR TRS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288661 | 3 7 YR TREAS BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287440 | 7-10 YR TRSY BD | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46434V738 | CORE MSCI EURO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287341 | GLOBAL ENERG ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46429B598 | MSCI INDIA ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F388 | MSCI USA VALUE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288414 | NATIONAL MUN ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288562 | RESIDENTIAL MULT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289438 | RUS TP200 GR ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464289420 | RUS TP200 VL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287887 | S&P SML 600 GWT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287770 | U.S. FIN SVC ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287812 | US CONSM STAPLES | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287754 | US INDUSTRIALS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEW YORK LIFE INVESTMENTS ET | 45409B800 | NYLI MERGER ARBI | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC | 06738C778 | DJUBS CMDT ETN36 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRADED FD III | 33739P103 | LNG/SHT EQUITY | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R866 | INTER MUN BD ACT | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347B607 | INVT INT RT HG | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R248 | LARGE CAP CRE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347R842 | PSHS ULTRUSS2000 | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSHARES TR | 74347X633 | ULTRA FNCLS NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCH TRD ALPHDX FD | 33737J174 | DEV MRK EX US | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R308 | BUYWRIT INCM ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X192 | CLOUD COMPUTING | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R605 | DORSEY WRT 5 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X135 | FINLS ALPHADEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X143 | HLTH CARE ALPH | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R407 | NASDAQ BUYWRITE | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R704 | RBA INDL ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE TRADED FD | 33734X176 | TECH ALPHADEX | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR EXCHANGE-TRADED FD | 33733E104 | CAP STRENGTH ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-020007 | this filing | 2015-05-15 | acceptance time not in the bulk data set |