13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 4,016 holding rows worth $258,445,977,000.
- Accession
- 0001140361-15-019940
- Filer
- CIK 914208
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 13,090 entries on the cover page, a total value of $258,445,977,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,445,977,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco Trust Company
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A.
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management (Japan) Limited
- included managerInvesco Global Asset Management Ltd
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC028-11365
- included managerInvesco PowerShares Capital Management LLC028-11936
- included managerInvesco Asset Management Singapore, Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BLACKROCK MUN BD TR | 09249H104 | COM | 291,020 | $4,825,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 58,824 | $4,824,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,000,000 | $4,815,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,176,349 | $4,811,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 86,697 | $4,810,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 125,741 | $4,804,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 301,301 | $4,800,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 73,999 | $4,800,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 128,577 | $4,783,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 199,219 | $4,753,000 | thousands by filing date | |
| JARDEN CORP | 471109AM0 | NOTE 1.125% 3/1 | 4,000,000 | $4,750,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 137,764 | $4,749,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 340,604 | $4,734,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 100,000 | $4,690,000 | thousands by filing date | |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 394,506 | $4,687,000 | thousands by filing date | |
| OGE ENERGY CORP | 670837103 | COM | 148,172 | $4,684,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,525,000 | $4,683,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 280,763 | $4,681,000 | thousands by filing date | |
| PINNACLE FINANCIAL PARTNERS IN | 72346Q104 | COM | 105,181 | $4,676,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 137,711 | $4,674,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 205,667 | $4,673,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 99,916 | $4,672,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 131,088 | $4,668,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 719,308 | $4,661,000 | thousands by filing date | |
| WILSHIRE BANCORP INC | 97186T108 | COM | 467,436 | $4,660,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 128,732 | $4,656,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 173,556 | $4,648,000 | thousands by filing date | |
| BROADRIDGE FINL SOLUTIONS INC COM | 11133T103 | Stock | 84,366 | $4,641,000 | thousands by filing date | |
| GRUBHUB INC | 400110102 | COM | 102,036 | $4,631,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 152,331 | $4,630,000 | thousands by filing date | |
| MARKIT LTD | G58249106 | SHS | 172,078 | $4,629,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 80,984 | $4,625,000 | thousands by filing date | |
| XENOPORT INC | 98411C100 | COM | 649,434 | $4,624,000 | thousands by filing date | |
| PINNACLE ENTMT INC | 723456109 | COM | 127,673 | $4,608,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 231,534 | $4,605,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,532,683 | $4,595,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 71,539 | $4,592,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 198,453 | $4,578,000 | thousands by filing date | |
| GROUPON INC | 399473107 | COMMON STOCK | 634,250 | $4,573,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 114,974 | $4,572,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 388,988 | $4,559,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 55,446 | $4,558,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 182,898 | $4,554,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 101,172 | $4,553,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 507,829 | $4,545,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 74,697 | $4,542,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 400,431 | $4,541,000 | thousands by filing date | |
| POWERSECURE INTERNATIONAL IN | 73936N105 | COM | 344,487 | $4,534,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 590,007 | $4,527,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD INVT F | 09254R104 | COM | 292,174 | $4,520,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 196,550 | $4,511,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 90,028 | $4,499,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 470,116 | $4,494,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 151,182 | $4,494,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 220,024 | $4,489,000 | thousands by filing date | |
| K12 INC | 48273U102 | COM | 285,335 | $4,485,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 309,375 | $4,483,000 | thousands by filing date | principal |
| HANCOCK JOHN PFD INCOME FD | 41013W108 | SH BEN INT | 211,539 | $4,478,000 | thousands by filing date | |
| Spire Inc | 505597500 | CONVERTIBLE PREFERRED STOCK | 82,500 | $4,478,000 | thousands by filing date | |
| WORLD KINECT CORPORATION | 981475106 | COM | 77,886 | $4,477,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 192,103 | $4,474,000 | thousands by filing date | |
| NEWS CORP NWS DR | U9598Q116 | COMMON | 277,583 | $4,470,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 101,931 | $4,468,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 269,445 | $4,465,000 | thousands by filing date | |
| AUTOHOME INC SP ADS RP CL A | 05278C107 | ADR | 101,462 | $4,461,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 551,844 | $4,453,000 | thousands by filing date | |
| MTS SYSTEMS CORP | 553777103 | COM | 58,762 | $4,445,000 | thousands by filing date | |
| 1 800 FLOWERS COM INC | 68243Q106 | CL A | 375,654 | $4,444,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 198,338 | $4,444,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 61,321 | $4,438,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 152,194 | $4,422,000 | thousands by filing date | |
| MORGAN STANLEY EMER MKTS DEB | 61744H105 | COM | 476,658 | $4,418,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 415,983 | $4,417,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 140,752 | $4,415,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 1,233,000 | $4,402,000 | thousands by filing date | |
| HUNT J B TRANS SVCS INC COM | 445658107 | Stock | 51,233 | $4,376,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 157,262 | $4,376,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 318,198 | $4,362,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 80,120 | $4,352,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 86,921 | $4,324,000 | thousands by filing date | |
| FEDERATED NATIONAL HOLDING C | 31422T101 | COM | 141,208 | $4,321,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 672,726 | $4,319,000 | thousands by filing date | principal |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 87,673 | $4,319,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 2,421,941 | $4,311,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 264,645 | $4,304,000 | thousands by filing date | |
| VSH 2.25 11-40 144A CVT | 928298AG3 | CONVERT | 4,000,000 | $4,300,000 | thousands by filing date | |
| TCW CONV SECS FD INC | 872340104 | COM | 793,932 | $4,295,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 66,039 | $4,287,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 37,262 | $4,263,000 | thousands by filing date | |
| Nextera Energy, Inc. | 65339F887 | PFD | 65,000 | $4,263,000 | thousands by filing date | |
| INLAND REAL ESTATE CORP | 457461200 | COM | 398,192 | $4,257,000 | thousands by filing date | |
| KAMAN CORP-CLASS A | 483548103 | COM | 100,259 | $4,254,000 | thousands by filing date | |
| TARGA RES CORP COM | 87612G101 | Stock | 44,379 | $4,250,000 | thousands by filing date | |
| LENDINGTREE INC | 52603B107 | COM | 75,822 | $4,247,000 | thousands by filing date | |
| WEBSTER FINL CORP | 947890109 | COM | 114,537 | $4,244,000 | thousands by filing date | |
| SHAKE SHACK INC | 819047101 | CL A | 84,543 | $4,231,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 244,989 | $4,208,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 3,530,000 | $4,201,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 79,000 | $4,196,000 | thousands by filing date | |
| KADANT INC | 48282T104 | COM | 79,713 | $4,194,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 470,232 | $4,190,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 118,894 | $4,190,000 | thousands by filing date | |
| CYRUSONE INC | 23283R100 | COM | 134,451 | $4,184,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 167,126 | $4,176,000 | thousands by filing date | |
| CHUNGHWA TELECOM CO LTD SPON ADR NEW11 | 17133Q502 | ADR | 129,946 | $4,167,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 147,429 | $4,156,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464AA8 | CONV BND | 3,000,000 | $4,155,000 | thousands by filing date | |
| COVANTA HLDG CORP | 22282E102 | COM | 184,911 | $4,148,000 | thousands by filing date | |
| CHENIERE ENERGY INC | 16411RAG4 | NOTE 4.250% 3/1 | 5,000,000 | $4,147,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 319,272 | $4,138,000 | thousands by filing date | principal |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 618,409 | $4,119,000 | thousands by filing date | |
| VERIS RESIDENTIAL INC | 554489104 | COM | 213,225 | $4,111,000 | thousands by filing date | |
| ZUMIEZ INC | 989817101 | COMMON STOCK | 101,528 | $4,087,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B654 | PWRSH S&P500HI | 124,126 | $4,083,000 | thousands by filing date | |
| TERRAFORM POWER INC | 88104R100 | Common Stock | 111,826 | $4,083,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 88,189 | $4,080,000 | thousands by filing date | |
| ELLIE MAE INC | 28849P100 | COM | 73,517 | $4,066,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 45,378 | $4,064,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 213,106 | $4,063,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 183,232 | $4,062,000 | thousands by filing date | |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 195,480 | $4,062,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254M105 | COM | 255,948 | $4,054,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 83,232 | $4,049,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 108,644 | $4,047,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 803,099 | $4,047,000 | thousands by filing date | |
| PRIMERO MNG CORP | 74164W106 | COM | 1,200,118 | $4,046,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 96,397 | $4,041,000 | thousands by filing date | |
| WILLIAMS SONOMA INC COM | 969904101 | Stock | 50,631 | $4,036,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 210,266 | $4,031,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 34,237 | $4,030,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 647,724 | $4,028,000 | thousands by filing date | |
| QUAKER HOUGHTON | 747316107 | COM | 46,909 | $4,017,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 2,500,000 | $4,013,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 57,505 | $3,984,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 124,274 | $3,982,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 43,792 | $3,973,000 | thousands by filing date | |
| AAR CORP | 000361105 | COM | 129,422 | $3,973,000 | thousands by filing date | |
| CONMED CORP COM | 207410101 | Stock | 78,629 | $3,970,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 535,324 | $3,967,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 142,699 | $3,961,000 | thousands by filing date | |
| PORTOLA PHARMACEUTICALS INC COM | 737010108 | Stock | 104,223 | $3,957,000 | thousands by filing date | |
| FULLER H B CO COM | 359694106 | Stock | 92,187 | $3,952,000 | thousands by filing date | |
| CATO CORP NEW | 149205106 | CL A | 99,818 | $3,952,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 67,921 | $3,949,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 105,615 | $3,939,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 84,657 | $3,939,000 | thousands by filing date | |
| NEWLINK GENETICS CORP | 651511107 | COM | 71,985 | $3,938,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 1,939,302 | $3,937,000 | thousands by filing date | |
| Twitter Inc | 90184LAA0 | CONV | 4,000,000 | $3,928,000 | thousands by filing date | |
| MACOM TECH SOLUTIONS HLDGS INC COM | 55405Y100 | Stock | 105,287 | $3,923,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 68,223 | $3,916,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 275,750 | $3,912,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 108,152 | $3,908,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 74,812 | $3,905,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 341,968 | $3,899,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 162,450 | $3,887,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 73,479 | $3,886,000 | thousands by filing date | |
| WALTER INVESTMENT MANAGEMENT | 93317WAA0 | CNV | 5,000,000 | $3,881,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 417,381 | $3,873,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 727,160 | $3,869,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 155,550 | $3,865,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 216,665 | $3,861,000 | thousands by filing date | |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 787,836 | $3,861,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 1,668,493 | $3,854,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 800,747 | $3,851,000 | thousands by filing date | |
| ASTRONICS CORP COM | 046433108 | Stock | 52,223 | $3,849,000 | thousands by filing date | |
| AMERESCO INC | 02361E108 | CL A | 518,236 | $3,835,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 54,255 | $3,827,000 | thousands by filing date | |
| SILVER SPRING NETWORKS INC | 82817Q103 | COM | 427,440 | $3,821,000 | thousands by filing date | |
| ZILLOW GROUP INC CLASS A | 98954M101 | CL A | 38,060 | $3,818,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 108,031 | $3,806,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 583,943 | $3,801,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 275,652 | $3,793,000 | thousands by filing date | |
| KEMPER CORP COM | 488401100 | Stock | 97,304 | $3,791,000 | thousands by filing date | |
| SKY SOLAR HLDGS LTD | 83084J103 | SPONSORED ADR | 315,924 | $3,791,000 | thousands by filing date | |
| ONEOK PARTNERS LP LTD PARTN | 68268N103 | UNIT | 92,717 | $3,787,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 320,523 | $3,785,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 1,323,470 | $3,785,000 | thousands by filing date | |
| EP ENERGY CORP | 268785102 | CL A | 361,204 | $3,785,000 | thousands by filing date | |
| DREW INDS INC | 26168L205 | COM NEW | 61,233 | $3,768,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 144,610 | $3,756,000 | thousands by filing date | |
| Vanguard Intermediate-Term Corporate Bond ETF | 92206C870 | SHS | 42,605 | $3,736,000 | thousands by filing date | principal |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 41,228 | $3,736,000 | thousands by filing date | principal |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 1,500,000 | $3,706,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 123,501 | $3,699,000 | thousands by filing date | |
| USANA HEALTH SCIENCES INC | 90328M107 | COMMON STOCK | 33,256 | $3,695,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 208,939 | $3,692,000 | thousands by filing date | |
| BROOKFIELD RENEWABLE ENERGY | G16258108 | PARTNERSHIP UNIT | 116,858 | $3,691,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 184,526 | $3,688,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 52,923 | $3,669,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 333,982 | $3,660,000 | thousands by filing date | |
| QUALITY SYS INC | 747582104 | COM | 228,917 | $3,658,000 | thousands by filing date | |
| Bunge Limited | G16962204 | CONVERTIBLE PREFERRED STOCK | 35,000 | $3,658,000 | thousands by filing date | |
| AUTOLIV INC | 052800109 | COM | 31,003 | $3,652,000 | thousands by filing date | |
| HUB GROUP INC | 443320106 | CL A | 92,879 | $3,650,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 127,868 | $3,647,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 44,352 | $3,642,000 | thousands by filing date | |
| ALLIANCE CALIFORNIA MUNICIPAL | 018546101 | COM | 261,983 | $3,639,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 220,925 | $3,639,000 | thousands by filing date | |
| FIRST MERCHANTS CORP COM | 320817109 | Stock | 154,144 | $3,629,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 124,853 | $3,621,000 | thousands by filing date | |
| STEWART INFORMATION SVCS COR | 860372101 | COM | 89,089 | $3,621,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 210,192 | $3,621,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 140,149 | $3,620,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD CALIFORNIA | 09254N103 | COM | 231,340 | $3,618,000 | thousands by filing date | |
| ZIOPHARM ONCOLOGY INC | 98973P101 | COM | 335,624 | $3,615,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 150,162 | $3,613,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 171,575 | $3,608,000 | thousands by filing date | |
| PIMCO CALIF MUN INCOME FD | 72200N106 | COM | 232,942 | $3,608,000 | thousands by filing date | |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 63,899 | $3,606,000 | thousands by filing date | |
| G & K SVCS INC | 361268105 | CL A | 49,644 | $3,601,000 | thousands by filing date | |
| CVB FINL CORP COM | 126600105 | Stock | 225,715 | $3,598,000 | thousands by filing date | |
| PHH CORP | 693320202 | COM NEW | 147,853 | $3,574,000 | thousands by filing date | |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 258,729 | $3,573,000 | thousands by filing date | |
| SENSATA TECHNOLOGIES HOLDING | N7902X106 | COMMON STOCK-FO | 62,197 | $3,573,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 131,270 | $3,572,000 | thousands by filing date | |
| MB FINANCIAL INC | 55264U108 | COMMON STOCK | 113,881 | $3,566,000 | thousands by filing date | |
| DAQO NEW ENERGY CORP. (ADR) | 23703Q203 | SPNSRD ADS NEW | 134,459 | $3,565,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 171,029 | $3,564,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,926,281 | $3,564,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 144,285 | $3,553,000 | thousands by filing date | |
| NEUBERGER BERMAN CALIFORNIA IN | 64123C101 | COM | 223,610 | $3,549,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 73,632 | $3,549,000 | thousands by filing date | |
| 1ST FINL BANCORP | 320209109 | COM | 199,108 | $3,546,000 | thousands by filing date | |
| EATON VANCE CALIFORNIA MUNI BO | 27828A100 | COM | 294,868 | $3,544,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 188,086 | $3,540,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 57,916 | $3,537,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 296,648 | $3,534,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 277,583 | $3,531,000 | thousands by filing date | |
| MAXWELL TECHNOLOGIES INC | 577767106 | COMMON STOCK | 437,114 | $3,523,000 | thousands by filing date | |
| ICU MED INC | 44930G107 | COM | 37,757 | $3,517,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 134,185 | $3,517,000 | thousands by filing date | |
| TRINITY INDS INC | 896522AF6 | NOTE 3.875% 6/0 | 2,250,000 | $3,516,000 | thousands by filing date | |
| BLACKROCK MUNIHLDNGS CALI | 09254L107 | COM | 238,083 | $3,507,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 288,499 | $3,505,000 | thousands by filing date | |
| VOYA NAT RES EQUITY INCOME F | 92913C106 | COM | 392,732 | $3,500,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 339,680 | $3,489,000 | thousands by filing date | |
| C&J ENERGY SVCS LTD SHS | G3164Q101 | Stock | 313,434 | $3,489,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 213,520 | $3,484,000 | thousands by filing date | |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 203,744 | $3,484,000 | thousands by filing date | |
| CEDAR REALTY TRUST INC | 150602209 | COMMON STOCK | 464,947 | $3,482,000 | thousands by filing date | |
| BUCKLE INC COM | 118440106 | Stock | 68,131 | $3,481,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 1,657,546 | $3,480,000 | thousands by filing date | |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 195,134 | $3,479,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 78,822 | $3,478,000 | thousands by filing date | |
| InterDigital, Inc. | 458660AC1 | CONV | 3,500,000 | $3,476,000 | thousands by filing date | |
| DIODES INC COM | 254543101 | Stock | 121,410 | $3,467,000 | thousands by filing date | |
| ISHARES MSCI TURKEY ETF | 464286715 | ETF | 74,700 | $3,466,000 | thousands by filing date | |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 310,661 | $3,430,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 170,422 | $3,429,000 | thousands by filing date | principal |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 274,233 | $3,428,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 1,321,435 | $3,423,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 101,003 | $3,418,000 | thousands by filing date | |
| FIRST MIDWEST BANCORP INC/IL | 320867104 | COM | 196,403 | $3,411,000 | thousands by filing date | |
| II VI INC | 902104108 | COM | 184,151 | $3,399,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 62,281 | $3,398,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 961,956 | $3,396,000 | thousands by filing date | |
| STANDARD MOTOR PRODS | 853666105 | COMMON STOCK | 80,187 | $3,389,000 | thousands by filing date | |
| FRANKLIN STR PPTYS CORP | 35471R106 | COM | 263,099 | $3,373,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 103,262 | $3,370,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,688,421 | $3,360,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 110,308 | $3,350,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 99,010 | $3,350,000 | thousands by filing date | |
| ABAXIS INC | 002567105 | COM | 52,240 | $3,349,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 53,031 | $3,334,000 | thousands by filing date | |
| NUVEEN CA DIV ADV MUNI FD 3 | 67070Y109 | COM SH BEN INT | 243,192 | $3,332,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 29,075 | $3,313,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 52,484 | $3,313,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 255,459 | $3,309,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 72,746 | $3,308,000 | thousands by filing date | |
| SANCHEZ ENERGY CORP | 79970Y105 | COMMON STOCK | 253,858 | $3,303,000 | thousands by filing date | |
| BIO RAD LABS INC | 090572207 | CL A | 24,406 | $3,300,000 | thousands by filing date | |
| INCYTE CORP | 45337CAN2 | NOTE 1.250%11/1 | 1,775,000 | $3,294,000 | thousands by filing date | |
| BRIGHT HORIZONS FAM SOL IN DEL COM | 109194100 | Stock | 63,799 | $3,271,000 | thousands by filing date | |
| TEEKAY TANKERS LTD | Y8565N102 | CL A | 569,088 | $3,267,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 61,830 | $3,266,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 51,656 | $3,261,000 | thousands by filing date | |
| RADNET INC | 750491102 | COM | 387,947 | $3,259,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 92,635 | $3,251,000 | thousands by filing date | |
| GLATFELTER | 377316104 | COM | 118,076 | $3,251,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 69,364 | $3,250,000 | thousands by filing date | |
| PIONEER FLOATING RATE FUND I | 72369J102 | COM | 278,995 | $3,245,000 | thousands by filing date | |
| PROVIDENT FINL SVCS INC COM | 74386T105 | Stock | 173,739 | $3,241,000 | thousands by filing date | |
| CHINA UNICOM HONG KONG | 16945R104 | SPONSORED ADR | 212,343 | $3,240,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 117,149 | $3,238,000 | thousands by filing date | |
| INCYTE CORP | 45337CAM4 | NOTE 0.375%11/1 | 1,775,000 | $3,231,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS | 67020YAF7 | CORPORATE OBLIG | 3,250,000 | $3,226,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 44,128 | $3,215,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 427,578 | $3,215,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 70,480 | $3,204,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 3,295,000 | $3,200,000 | thousands by filing date | |
| COLUMBIA BKG SYS INC | 197236102 | COM | 110,430 | $3,199,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 100,328 | $3,197,000 | thousands by filing date | |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 266,848 | $3,197,000 | thousands by filing date | |
| BARNES GROUP INC | 067806109 | COM | 78,897 | $3,195,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X749 | ST DOW GLOBA ETF | 64,276 | $3,194,000 | thousands by filing date | |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 238,507 | $3,189,000 | thousands by filing date | principal |
| iShares S&P 500 Value ETF | 464287408 | SHS | 34,411 | $3,185,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 65,579 | $3,175,000 | thousands by filing date | |
| MERCER INTL INC | 588056101 | COM | 206,646 | $3,174,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 313,128 | $3,172,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 271,511 | $3,169,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 61,338 | $3,159,000 | thousands by filing date | |
| TELEFLEX INCORPORATED | 879369106 | COM | 26,141 | $3,158,000 | thousands by filing date | |
| HUANENG PWR INTL INC | 443304100 | SPON ADR H SHS | 65,666 | $3,158,000 | thousands by filing date | |
| TEXTURA CORP | 883211104 | COM | 115,990 | $3,153,000 | thousands by filing date | |
| ANALOGIC CORP | 032657207 | COM | 34,663 | $3,151,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 272,699 | $3,145,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 80,634 | $3,143,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 93,533 | $3,143,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 151,167 | $3,135,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 343,073 | $3,132,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAJ2 | NOTE 4.750prct 1/1 | 3,000,000 | $3,131,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 126,755 | $3,128,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 35,317 | $3,127,000 | thousands by filing date | |
| NUVEEN CALIFORNIA MUNI VLU F | 67062C107 | COM STK | 292,945 | $3,123,000 | thousands by filing date | |
| ENLINK MIDSTREAM LLC | 29336T100 | COM UNIT REP LTD | 95,965 | $3,123,000 | thousands by filing date | |
| InContact Inc. 2.5% due 4/2/20 | 45336EAA7 | CVBOND | 3,000,000 | $3,118,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 164,693 | $3,103,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 49,826 | $3,096,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 333,360 | $3,094,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 191,621 | $3,093,000 | thousands by filing date | |
| REGIS CORP | 758932107 | COM | 188,253 | $3,080,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 203,381 | $3,079,000 | thousands by filing date | |
| SEACOR HOLDINGS INC | 811904AM3 | NOTE 2.500%12/1 | 3,000,000 | $3,077,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 115,641 | $3,075,000 | thousands by filing date | |
| CONNECTICUT WTR SVC INC | 207797101 | COM | 84,505 | $3,070,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 92,216 | $3,058,000 | thousands by filing date | |
| CLARCOR INC | 179895107 | COM | 46,245 | $3,055,000 | thousands by filing date | |
| ST JOE CO | 790148100 | COM | 164,502 | $3,054,000 | thousands by filing date | |
| TXNM ENERGY INC COM | 69349H107 | Stock | 104,232 | $3,043,000 | thousands by filing date | |
| SAGENT PHARMACEUTICALS INC | 786692103 | COM | 130,485 | $3,034,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 81,949 | $3,032,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 86,143 | $3,027,000 | thousands by filing date | |
| M/I HOMES INC | 55305B101 | COM | 126,799 | $3,023,000 | thousands by filing date | |
| WESTERN ASSET MUN PARTNERS F | 95766P108 | COM | 193,802 | $3,016,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 29,089 | $3,009,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 3,000,000 | $3,008,000 | thousands by filing date | |
| FIRST INDL RLTY TR INC COM | 32054K103 | REIT | 139,871 | $2,997,000 | thousands by filing date | |
| TPG SPECIALTY LENDING INC | 87265K102 | COM | 174,162 | $2,997,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 117,756 | $2,997,000 | thousands by filing date | |
| GENESCO INC | 371532102 | COM | 42,066 | $2,996,000 | thousands by filing date | |
| ENVIRI CORP | 415864107 | COM | 173,552 | $2,995,000 | thousands by filing date | |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 172,842 | $2,987,000 | thousands by filing date | |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 163,244 | $2,986,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 63,667 | $2,969,000 | thousands by filing date | |
| CALAMOS CONVERTIBLE OPPORTUNIT | 128117108 | SH BEN INT | 227,996 | $2,959,000 | thousands by filing date | |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 454,470 | $2,954,000 | thousands by filing date | |
| S & T BANCORP INC COM | 783859101 | Stock | 104,002 | $2,952,000 | thousands by filing date | |
| UNIFI INC | 904677200 | COM NEW | 81,792 | $2,952,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 52,347 | $2,950,000 | thousands by filing date | |
| NEW MTN FIN CORP | 647551100 | COM | 201,964 | $2,948,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 73,433 | $2,940,000 | thousands by filing date | |
| GLOBAL HIGH INCOME FUND INC | 37933G108 | COM | 335,930 | $2,940,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 156,224 | $2,939,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 43,785 | $2,938,000 | thousands by filing date | |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 128,841 | $2,938,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 332,410 | $2,937,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 48,673 | $2,936,000 | thousands by filing date | |
| CROWN HLDGS INC COM | 228368106 | Stock | 54,213 | $2,928,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 81,495 | $2,924,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 57,187 | $2,910,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 144,380 | $2,902,000 | thousands by filing date | |
| PROOFPOINT INC | 743424103 | COM | 48,927 | $2,897,000 | thousands by filing date | |
| MARINEMAX INC | 567908108 | COM | 109,057 | $2,891,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 313,252 | $2,891,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 80,785 | $2,890,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 318,477 | $2,886,000 | thousands by filing date | |
| INFINITY PROPERTY & CASUALTY | 45665Q103 | COMMON STOCK | 35,029 | $2,874,000 | thousands by filing date | |
| PTC INC COM | 69370C100 | Stock | 79,338 | $2,870,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 58,475 | $2,869,000 | thousands by filing date | |
| BANCORPSOUTH INC | 059692103 | COM | 123,449 | $2,866,000 | thousands by filing date | |
| PEDIATRIX MEDICAL GROUP INC | 58502B106 | COM | 39,469 | $2,861,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 103,472 | $2,860,000 | thousands by filing date | |
| GRIFFON CORP | 398433102 | COM | 163,971 | $2,858,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 68,930 | $2,852,000 | thousands by filing date | |
| CAPITAL SOUTHWEST CORP | 140501107 | COM | 61,252 | $2,843,000 | thousands by filing date | |
| ACTUA CORPORATION | 005094107 | COM | 183,385 | $2,840,000 | thousands by filing date | |
| EDUCATION RLTY TR INC | 28140H203 | COM NEW | 80,205 | $2,837,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 24,882 | $2,826,000 | thousands by filing date | principal |
| CASH AMER INTL INC | 14754D100 | COM | 121,179 | $2,824,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 32,213 | $2,824,000 | thousands by filing date | |
| BLACKROCK MUN INCOME TR | 09248F109 | SH BEN INT | 192,491 | $2,822,000 | thousands by filing date | |
| DEVRY INC DEL | 251893103 | COM | 84,522 | $2,820,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 74,691 | $2,819,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 130,201 | $2,817,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 85,791 | $2,814,000 | thousands by filing date | |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 701,504 | $2,812,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X302 | HI YLD EQ DVDN | 209,683 | $2,810,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 66,461 | $2,809,000 | thousands by filing date | |
| ABENGOA YIELD PLC | G00349103 | ORD SHS | 83,138 | $2,809,000 | thousands by filing date | |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 156,471 | $2,804,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 218,628 | $2,801,000 | thousands by filing date | |
| NUTRI SYS INC NEW | 67069D108 | COM | 140,128 | $2,800,000 | thousands by filing date | |
| COPART INC COM | 217204106 | Stock | 74,406 | $2,795,000 | thousands by filing date | |
| BROOKFIELD GLOBL LISTED INFR | 11273Q109 | COM SHS | 136,968 | $2,793,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 22,782 | $2,791,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 183,410 | $2,789,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 93,686 | $2,786,000 | thousands by filing date | |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 180,240 | $2,776,000 | thousands by filing date | |
| NBT BANCORP INC COM | 628778102 | Stock | 110,576 | $2,771,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 27,584 | $2,766,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 275,183 | $2,765,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 710,590 | $2,764,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 40,117 | $2,755,000 | thousands by filing date | |
| LYDALL INC | 550819106 | COMMON STOCK | 86,776 | $2,753,000 | thousands by filing date | |
| OCTAVE SPECIALTY GROUP INC | 023139884 | COM NEW | 113,647 | $2,750,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 172,112 | $2,746,000 | thousands by filing date | |
| CANON INC-ADR | 138006309 | SPONSORED ADR | 77,430 | $2,739,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 74,453 | $2,738,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 47,633 | $2,737,000 | thousands by filing date | |
| HAWAIIAN ELEC INDS INC MTN B | 419870100 | COM | 85,119 | $2,734,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 455,200 | $2,731,000 | thousands by filing date | |
| ROWAN COMPANIES PLC | G7665A101 | SHS CL A | 153,828 | $2,725,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 186,157 | $2,720,000 | thousands by filing date | |
| EMPLOYERS HOLDINGS INC | 292218104 | COMMON STOCK | 100,630 | $2,716,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 32,200 | $2,715,000 | thousands by filing date | |
| Empire District Electric Co/Th | 291641108 | COM | 109,315 | $2,713,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 39,036 | $2,702,000 | thousands by filing date | |
| STEPAN CO | 858586100 | COM | 64,743 | $2,697,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 109,480 | $2,684,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 1,027,761 | $2,662,000 | thousands by filing date | |
| CIMPRESS N V | N20146101 | SHS EURO | 31,543 | $2,662,000 | thousands by filing date | |
| MANULIFE FINANCIAL CORP 4.1 | 56501R304 | CONVERT | 133,252 | $2,658,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 179,321 | $2,654,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 750,000 | $2,653,000 | thousands by filing date | |
| INTERPARFUMS INC COM | 458334109 | Stock | 80,955 | $2,641,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 73,934 | $2,641,000 | thousands by filing date | |
| ROFIN-SINAR TECHNOLOGIES INC | 775043102 | COMMON STOCK | 108,855 | $2,638,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 34,916 | $2,635,000 | thousands by filing date | |
| NUVEEN REAL ASSET INCOME AND G | 67074Y105 | COM | 134,712 | $2,634,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 200,036 | $2,624,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 60,033 | $2,622,000 | thousands by filing date | |
| ONEMAIN HOLDINGS | 85172J101 | COM | 50,590 | $2,619,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 45,711 | $2,618,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 132,919 | $2,612,000 | thousands by filing date | |
| KONINKLIJKE PHILIPS N V NY REGIS SHS NEW | 500472303 | ADR | 92,143 | $2,611,000 | thousands by filing date | |
| SPDR SER TR | 78464A359 | BBG CONV SEC ETF | 54,568 | $2,606,000 | thousands by filing date | |
| UNITED ONLINE INC | 911268209 | COM NEW | 163,494 | $2,604,000 | thousands by filing date | |
| LSB INDS INC | 502160104 | COM | 62,947 | $2,602,000 | thousands by filing date | |
| LAKELAND FINL CORP | 511656100 | COM | 63,725 | $2,586,000 | thousands by filing date | |
| VERIFONE SYS INC | 92342Y109 | COM | 73,791 | $2,575,000 | thousands by filing date | |
| FIRST AMERN FINL CORP | 31847R102 | COM | 72,089 | $2,572,000 | thousands by filing date | |
| FIRST TRUST NEW OPPORTUNITIES | 33739M100 | COM | 150,103 | $2,565,000 | thousands by filing date | |
| APTARGROUP INC COM | 038336103 | Stock | 40,165 | $2,552,000 | thousands by filing date | |
| PERFICIENT INC | 71375U101 | COM | 123,143 | $2,548,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 134,445 | $2,538,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 421,505 | $2,533,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 363,470 | $2,526,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 407,664 | $2,519,000 | thousands by filing date | |
| WORTHINGTON ENTERPRISES INC | 981811102 | COM | 94,669 | $2,519,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES | 345550AP2 | NOTE | 2,000,000 | $2,515,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 130,394 | $2,510,000 | thousands by filing date | |
| NUVEEN DIVERSIFIED DIVID & I | 6706EP105 | COM | 205,509 | $2,507,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 137,588 | $2,504,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 31,929 | $2,497,000 | thousands by filing date | |
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 141,877 | $2,497,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 71,761 | $2,492,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 114,696 | $2,491,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 108,995 | $2,486,000 | thousands by filing date | |
| NUVEEN GBL VL OPPORTUNITIES | 6706EH103 | COM | 192,324 | $2,479,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 127,542 | $2,476,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 129,713 | $2,472,000 | thousands by filing date | |
| LIBERTY TRIPADVISOR HLDGS IN | 531465102 | COM SER A | 77,593 | $2,467,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 129,201 | $2,465,000 | thousands by filing date | |
| COHEN & STEERS REIT AND PREFER | 19247X100 | COM | 126,335 | $2,457,000 | thousands by filing date | |
| WESTERN ASSET GLB PTNRS INCO | 95766G108 | COM | 254,945 | $2,440,000 | thousands by filing date | |
| UNITED MICROELECTRONICS CORP SPON ADR NEW | 910873405 | ADR | 997,828 | $2,434,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 63,293 | $2,432,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 57,635 | $2,430,000 | thousands by filing date | |
| FORESTAR GROUP INC CVP 6.0 12- | 346232309 | CONVERT | 115,359 | $2,426,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 42,245 | $2,425,000 | thousands by filing date | |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 71,183 | $2,422,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 80,703 | $2,419,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 76,931 | $2,418,000 | thousands by filing date | |
| DUCOMMUN INC DEL | 264147109 | COM | 93,222 | $2,415,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 104,240 | $2,413,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 58,725 | $2,407,000 | thousands by filing date | |
| CRA INTL INC | 12618T105 | COM | 77,271 | $2,405,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 45,827 | $2,405,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 102,886 | $2,402,000 | thousands by filing date | |
| M.D.C. HOLDINGS INC | 552676108 | COM | 84,216 | $2,400,000 | thousands by filing date | |
| RESTORATION HARDWARE HLDGS I | 761283100 | COM | 24,171 | $2,398,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 321,736 | $2,397,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 54,654 | $2,397,000 | thousands by filing date | |
| ALLSPRING GLOBAL DIVIDEND OPPO | 94987C103 | COM | 317,471 | $2,391,000 | thousands by filing date | |
| CAMECO CORP COM | 13321L108 | Stock | 170,999 | $2,383,000 | thousands by filing date | |
| KOREA ELEC PWR CORP SPONSORED ADR | 500631106 | ADR | 116,174 | $2,381,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 47,829 | $2,374,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R783 | 0-5 HIGH YIELD | 23,385 | $2,374,000 | thousands by filing date | |
| STAGE STORES INC | 85254C305 | COMMON STOCK | 103,589 | $2,374,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 195,551 | $2,372,000 | thousands by filing date | |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 99,757 | $2,369,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 103,029 | $2,366,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 381,435 | $2,365,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 149,588 | $2,362,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 75,778 | $2,361,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 261,381 | $2,355,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 78,627 | $2,354,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 221,598 | $2,351,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-019940 | this filing | 2015-05-15 | acceptance time not in the bulk data set |