13F-HR filed by MANAGED ACCOUNT ADVISORS LLC
MANAGED ACCOUNT ADVISORS LLC filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-15, with 3,038 holding rows worth $113,767,677,000.
- Accession
- 0001140361-15-019866
- Filer
- CIK 1418660
- Filed
- 2015-05-15
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 4,726 entries on the cover page, a total value of $113,767,677,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $113,767,677,000 with VALUE read as thousands by filing date, 13F file number 028-12631. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TUESDAY MORNING CORP | 899035505 | COM NEW | 8,351 | $135,000 | thousands by filing date | |
| GAIN CAPITAL HOLDINGS INC | 36268W100 | COM | 13,802 | $135,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 14,023 | $134,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 3,178 | $133,000 | thousands by filing date | |
| POWERSHARES S&P | 73936T805 | DEV INTL OPP | 6,585 | $132,000 | thousands by filing date | |
| EXLSERVICE HLDGS INC COM | 302081104 | Stock | 3,531 | $131,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 3,018 | $130,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 12,190 | $129,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W505 | US MIDCAP DIVID | 1,478 | $127,000 | thousands by filing date | |
| MDC PARTNERS INC | 552697104 | CL A SUB VTG | 4,471 | $127,000 | thousands by filing date | |
| CARDINAL FINANCIAL CORP | 14149F109 | COMMON STOCK | 6,292 | $126,000 | thousands by filing date | |
| RUBY TUESDAY INC | 781182100 | COMMON STOCK | 21,040 | $126,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 2,932 | $125,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 7,627 | $124,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 8,124 | $123,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 1,779 | $123,000 | thousands by filing date | |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 961 | $122,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 30,985 | $122,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 1,971 | $121,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 1,999 | $121,000 | thousands by filing date | |
| UMH PPTYS INC | 903002103 | COM | 11,551 | $116,000 | thousands by filing date | |
| ISHARES TR | 464289867 | CORE 60 BALA ETF | 2,843 | $116,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R100 | MULTI ASSET DI | 5,482 | $115,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 49,818 | $115,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 11,037 | $114,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 4,407 | $112,000 | thousands by filing date | |
| SPDR S&P 600 Small Cap Value ETF | 78464A300 | SHS | 1,033 | $111,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 5,760 | $109,000 | thousands by filing date | |
| CENTRAL GARDEN & PET CO | 153527205 | CL A NON-VTG | 10,058 | $107,000 | thousands by filing date | |
| RYDEX ETF TRUST HEALTH CARE | 78355W841 | COM | 688 | $107,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 12,201 | $107,000 | thousands by filing date | |
| TUBEMOGUL INC COM | 898570106 | Stock | 7,779 | $107,000 | thousands by filing date | |
| ISHARES TR | 464288828 | US HLTHCR PR ETF | 787 | $105,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X784 | WSDM EMKTBD FD | 1,436 | $103,000 | thousands by filing date | |
| MASONITE INTERNATIONAL CORP | 575385109 | COMMON STOCK-FO | 1,543 | $103,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN LSR | 73935X757 | COM | 2,690 | $103,000 | thousands by filing date | |
| iShares U.S. Financials ETF | 464287788 | SHS | 1,140 | $102,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 6,401 | $101,000 | thousands by filing date | |
| ETFS PRECIOUS METALSBASKET TR ETFS PHYSICAL PM BASKET SHS | 26922W109 | ETF | 1,654 | $101,000 | thousands by filing date | |
| ISHARES TR | 46434V571 | ISHARES TR | 3,968 | $101,000 | thousands by filing date | |
| ISHARES TR | 46429B564 | IBONDS SEP19 ETF | 3,946 | $101,000 | thousands by filing date | |
| OPOWER INC | 68375Y109 | COM | 9,894 | $100,000 | thousands by filing date | |
| AMICUS THERAPEUTICS INC | 03152W109 | COM | 9,103 | $99,000 | thousands by filing date | |
| PROVIDENCE SVC CORP | 743815102 | COM | 1,836 | $98,000 | thousands by filing date | |
| RIGNET INC | 766582100 | COM | 3,416 | $98,000 | thousands by filing date | |
| EASTGROUP PPTYS INC | 277276101 | COM | 1,605 | $97,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 2,807 | $95,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 4,755 | $95,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 11,961 | $95,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 1,246 | $94,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 3,894 | $93,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 6,732 | $93,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 17,951 | $92,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092303 | CONSMR STAPLES | 3,067 | $91,000 | thousands by filing date | |
| TETRA TECH INC NEW | 88162G103 | COM | 3,768 | $91,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A839 | ST STR SP400VAL | 1,023 | $89,000 | thousands by filing date | |
| CENTURY CASINOS INC | 156492100 | COM | 16,327 | $89,000 | thousands by filing date | |
| ISHARES TR | 464287796 | U.S. ENERGY ETF | 2,012 | $88,000 | thousands by filing date | |
| SPDR Portfolio Long Term Treasury ETF | 78464A664 | SHS | 1,163 | $87,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 28,187 | $87,000 | thousands by filing date | |
| Guggenheim ETF Trust 2 Timber | 18383Q879 | GUGG TIMBER ETF | 3,394 | $87,000 | thousands by filing date | |
| MERIT MED SYS INC COM | 589889104 | Stock | 4,460 | $86,000 | thousands by filing date | |
| ARROW ETF TR | 04273H104 | ARROW DJ GLB YLD | 3,548 | $86,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 1,586 | $85,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W601 | GUG S&P MC400 PG | 637 | $84,000 | thousands by filing date | |
| INTRA-CELLULAR THERAPIES INC | 46116X101 | COMMON STOCK | 3,476 | $83,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 8,854 | $82,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 1,925 | $82,000 | thousands by filing date | |
| CONSTANT CONTACT INC | 210313102 | COM | 2,110 | $81,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 12,774 | $78,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 3,340 | $77,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 8,381 | $75,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 676 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287580 | US CONSUM DISCRE | 507 | $73,000 | thousands by filing date | |
| ISHARES TR | 464287754 | US INDUSTRIALS | 677 | $73,000 | thousands by filing date | |
| BRYN MAWR BANK CORPORATION | 117665109 | Domestic Common | 2,377 | $73,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W208 | US HIGH DIVIDEND | 1,192 | $72,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 1,900 | $71,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTGB | 73936T623 | COM | 3,020 | $70,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W869 | EUROPE SMCP DV | 1,246 | $69,000 | thousands by filing date | |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 2,686 | $69,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 392 | $68,000 | thousands by filing date | |
| SONIC CORP | 835451105 | COM | 2,136 | $68,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 5,580 | $67,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 3,420 | $66,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 588 | $65,000 | thousands by filing date | |
| POWERSHS EXCH TRAD FD TR INSURED NEW YORK MUNI | 73936T458 | ETF | 2,607 | $64,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 1,655 | $63,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 2,678 | $62,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W331 | NEW ECON REAL ES | 2,056 | $61,000 | thousands by filing date | |
| SPDR SER TR | 78464A862 | S&P SEMICNDCTR | 667 | $58,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 43,791 | $57,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W778 | INTL MIDCAP DV | 970 | $57,000 | thousands by filing date | |
| EVERBANK FINANCIAL CORPORATION | 29977G102 | COMMON STOCK | 3,060 | $55,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 549 | $55,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 551 | $55,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 1,906 | $54,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 544 | $54,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 3,300 | $53,000 | thousands by filing date | |
| GOLDCORP INC NEW | 380956409 | COM | 2,901 | $53,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 1,469 | $53,000 | thousands by filing date | |
| FTSE RAFI Internat'l Dev Mkts | 73936T789 | COM | 1,290 | $53,000 | thousands by filing date | |
| ISHARES TR MSCI CHINA ETF | 46429B671 | MSCI CHINA ETF | 946 | $52,000 | thousands by filing date | |
| PATTERN ENERGY GROUP INC | 70338P100 | CL A | 1,839 | $52,000 | thousands by filing date | |
| Guggenheim Exch Trd Fd | 18383M506 | ZACKS YLD HOG | 2,368 | $52,000 | thousands by filing date | |
| ISHARES TR | 464287192 | US TRSPRTION | 324 | $51,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 14,269 | $51,000 | thousands by filing date | |
| ISHARES TR | 464288737 | GLB CNSM STP ETF | 543 | $50,000 | thousands by filing date | |
| NORD ANGLIA EDUCATION INC | G6583A102 | SHS | 2,181 | $50,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738110 | MAN COV SEC 16 | 36,049 | $50,000 | thousands by filing date | principal |
| ISHARES TR | 464288539 | MRTG PLS CAP IDX | 4,153 | $49,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 1,207 | $48,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 3,103 | $48,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q718 | INTL SEC DV DOG | 1,771 | $48,000 | thousands by filing date | |
| RYDEX ETF TRUST GUG | 78355W502 | S\&P.* PV | 886 | $48,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 13,467 | $47,000 | thousands by filing date | |
| VANGUARD S&P MID-CAP 400 VALUE ETF | 921932844 | ETF | 461 | $46,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 ETF | 921932828 | ETF | 428 | $46,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932869 | MIDCP 400 GRTH | 435 | $46,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X533 | ST MAR DIVID ETF | 1,393 | $46,000 | thousands by filing date | |
| RESOLUTE ENERGY CORP | 76116A108 | COMMON STOCK | 81,722 | $46,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 706 | $46,000 | thousands by filing date | |
| ISHARES SHORT-TERM NATIONAL MUNI BOND ETF | 464288158 | ETF | 427 | $45,000 | thousands by filing date | |
| NEXSTAR MEDIA GROUP INC COMMON STOCK | 65336K103 | Stock | 779 | $45,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33735K108 | COM SHS | 915 | $45,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 126 | $44,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 2,771 | $44,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 4,024 | $44,000 | thousands by filing date | |
| SONIC AUTOMOTIVE INC | 83545G102 | CL A | 1,708 | $43,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 1,037 | $43,000 | thousands by filing date | |
| MARKET VECTORS | 57061R791 | ETF TR PFD SEC EXFINL | 2,082 | $43,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 451 | $42,000 | thousands by filing date | |
| FIRST TR NAS100 EQ WEIGHTED | 337344105 | SHS | 968 | $42,000 | thousands by filing date | |
| SIERRA BANCORP | 82620P102 | COM | 2,514 | $42,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 1,756 | $42,000 | thousands by filing date | |
| SOUTHWEST BANCORP INC/OKLA | 844767103 | COM | 2,365 | $42,000 | thousands by filing date | |
| SSGA ACTIVE ETF TR | 78467V400 | STATE STREET GLO | 1,165 | $41,000 | thousands by filing date | |
| STAAR SURGICAL CO COM PAR $0.01 | 852312305 | Stock | 5,332 | $40,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,743 | $40,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 847 | $40,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 2,061 | $40,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M266 | CLAYMORE EXCHANGE TRD FD TR | 1,858 | $40,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 840 | $39,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M548 | GUGG CRP BD 2017 | 1,723 | $39,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M522 | GUG BULL2019 E | 1,854 | $39,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M530 | GUG BULL2018 E | 1,847 | $39,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W794 | TRUE DEV INTL FD | 785 | $38,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 595 | $38,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DIV ACHV | 73935X732 | ETF - EQUITY | 1,780 | $38,000 | thousands by filing date | |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 1,017 | $37,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 4,522 | $37,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X855 | ST STR INFRA ETF | 758 | $37,000 | thousands by filing date | |
| COBIZ FINANCIAL INC | 190897108 | COM | 2,997 | $37,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 1,884 | $37,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 6,573 | $37,000 | thousands by filing date | |
| PIMCO DIVERSIFIED INCOME ACTIVE EXCHANGE-TRADED FUND | 72201R726 | ETF | 738 | $37,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33738D309 | SENIOR LN FD | 734 | $36,000 | thousands by filing date | |
| ISHARES TR | 464288596 | GOV/CRED BD ETF | 310 | $36,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 691 | $36,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 1,336 | $36,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 461 | $35,000 | thousands by filing date | |
| TRANSALTA CORP | 89346D107 | COM | 3,750 | $35,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 3,159 | $35,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q819 | KBW YIELD REIT | 983 | $35,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,647 | $34,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 3,250 | $34,000 | thousands by filing date | |
| FIRST TR EXCH TRADED FD III | 33739E108 | PFD SECS INC ETF | 1,775 | $34,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,540 | $34,000 | thousands by filing date | |
| ORION S.A. | L72967109 | COM | 1,866 | $34,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 897 | $34,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 4,305 | $34,000 | thousands by filing date | |
| INVESCO FINANCIAL PREFERRED ETF | 73935X229 | COM | 1,829 | $34,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 2,890 | $34,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 2,141 | $33,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 654 | $33,000 | thousands by filing date | |
| FIDELITY COVINGTON TRUST | 316092600 | MSCI HLTH CARE I | 945 | $33,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 736 | $33,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 1,956 | $33,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W809 | GUG S&P SC600 PG | 369 | $33,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 1,377 | $33,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W786 | INTERNTNL AI ENH | 734 | $32,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,804 | $32,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 4,120 | $32,000 | thousands by filing date | |
| RYDEX ETF TRUST | 78355W700 | GUG S&P SC600 PV | 507 | $32,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 7,010 | $31,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 980 | $31,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 644 | $31,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 1,257 | $30,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 1,570 | $30,000 | thousands by filing date | |
| MARCUS MILLICHAP INC | 566324109 | COMMON STOCK | 785 | $29,000 | thousands by filing date | |
| PAYLOCITY HLDG CORP COM | 70438V106 | Stock | 974 | $28,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 1,052 | $28,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 430 | $28,000 | thousands by filing date | |
| PERNIX THERAPEUTICS HOLDINGS | 71426V108 | COM | 2,640 | $28,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 2,345 | $27,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 618 | $27,000 | thousands by filing date | |
| CONTAINER STORE GROUP INC | 210751103 | COMMON STOCK | 1,412 | $27,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 919 | $27,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 20,000 | $27,000 | thousands by filing date | principal |
| FIRST TR EXCHANGE TRADED FD | 33738R118 | NASD TECH DIV | 948 | $26,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,135 | $26,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 1,126 | $26,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 1,050 | $26,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 608 | $26,000 | thousands by filing date | |
| XYLEM INC COM | 98419M100 | Stock | 711 | $25,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,632 | $25,000 | thousands by filing date | |
| CUSTOMERS BANCORP INC | 23204G100 | COM | 1,017 | $25,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,025 | $25,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,146 | $25,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 7,625 | $25,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 2,030 | $24,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 778 | $24,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,252 | $24,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q205 | EQUAL SEC ETF | 430 | $24,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,246 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287374 | NORTH AMERN NAT | 630 | $24,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 6,888 | $24,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R833 | ENHAN SHRT MA AC | 227 | $23,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,765 | $23,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 748 | $23,000 | thousands by filing date | |
| Morningstar Wide Moat | 57060U134 | Common | 775 | $23,000 | thousands by filing date | |
| DYNEGY INC NEW DEL | 26817R108 | COM | 723 | $23,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,226 | $23,000 | thousands by filing date | |
| INTERSECT ENT INC | 46071F103 | COM | 889 | $23,000 | thousands by filing date | |
| ENTEROMEDICS INC | 29365M208 | COM NEW | 25,134 | $23,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 5,646 | $23,000 | thousands by filing date | |
| DBX ETF TR | 233051309 | XTRAK MSCI BRAZL | 1,823 | $23,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 2,145 | $23,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 28,978 | $23,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 615 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M300 | SML CP GRW ALP | 699 | $22,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED ALP | 33737M102 | MID CP GR ALPH | 704 | $22,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,145 | $22,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,497 | $22,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 255 | $22,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 765 | $22,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,497 | $21,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 453 | $21,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 400 | $21,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 650 | $21,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 880 | $21,000 | thousands by filing date | |
| HORTONWORKS INC | 440894103 | COM | 899 | $21,000 | thousands by filing date | |
| MARKET VECTORS ETF TR MTG | 57060U324 | ETF | 864 | $21,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 2,265 | $21,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 396 | $20,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33735T109 | COMMON SHS | 1,485 | $20,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,235 | $20,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 18,000 | $20,000 | thousands by filing date | principal |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,598 | $19,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 1,013 | $19,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 391 | $19,000 | thousands by filing date | |
| ISHARES INC | 464286285 | JP MRGN EM HI BD | 367 | $18,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 1,131 | $18,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 565 | $18,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 219 | $18,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 5,042 | $18,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 974 | $18,000 | thousands by filing date | |
| ISHARES INC | 464286251 | JP MRG EM CRP BD | 359 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287846 | DOW JONES US ETF | 168 | $18,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 485 | $18,000 | thousands by filing date | |
| DESTINATION MATERNITY CORP | 25065D100 | COM | 1,218 | $18,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 495 | $18,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 383 | $17,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 854 | $17,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 394 | $17,000 | thousands by filing date | |
| NANOMETRICS | 630077105 | COM | 1,020 | $17,000 | thousands by filing date | |
| ISHARES TR | 464288174 | GL TIMB FORE ETF | 304 | $17,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,645 | $17,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 668 | $17,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 3,084 | $17,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 639 | $17,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 3,641 | $17,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,072 | $17,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 716 | $17,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 228 | $17,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 17,000 | $17,000 | thousands by filing date | principal |
| Schwab US REIT ETF | 808524847 | SHS | 383 | $16,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 400 | $16,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,056 | $16,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 3,892 | $16,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 4,872 | $16,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 354 | $15,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,629 | $15,000 | thousands by filing date | |
| ISHARES TR | 464288711 | GLOB UTILITS ETF | 323 | $15,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 354 | $15,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,984 | $15,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 1,144 | $15,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 137 | $14,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 619 | $14,000 | thousands by filing date | |
| ISHARES TR | 46432F859 | CORE 1 5 YR USD | 143 | $14,000 | thousands by filing date | |
| ISHARES TR | 464289875 | CORE 40 MODE ETF | 401 | $14,000 | thousands by filing date | |
| ISHARES TR | 46429B499 | MSCI NORWAY ETF | 598 | $14,000 | thousands by filing date | |
| HALYARD HEALTH INC | 40650V100 | COM | 284 | $14,000 | thousands by filing date | |
| THERAPEUTICSMD INC | 88338N107 | COM | 2,323 | $14,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 485 | $14,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 3,128 | $14,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 1,139 | $14,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 573 | $14,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 398 | $14,000 | thousands by filing date | |
| ISHARES TR | 464288497 | DEVSMCP EXNA ETF | 290 | $13,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 716 | $13,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 413 | $13,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 2,249 | $13,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 974 | $13,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 169 | $12,000 | thousands by filing date | |
| VANGUARD S&P SMALL-CAP 600 GROWTH ETF | 921932794 | ETF | 108 | $12,000 | thousands by filing date | |
| VANGUARD ADMIRAL FDS INC | 921932703 | 500 VAL IDX FD | 135 | $12,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 416 | $12,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 445 | $12,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 2,991 | $12,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 4,439 | $12,000 | thousands by filing date | |
| SPARK THERAPEUTICS INC | 84652J103 | COM | 151 | $12,000 | thousands by filing date | |
| FLEX PHARMA INC | 33938A105 | COM | 639 | $12,000 | thousands by filing date | |
| SPDW | 78463X889 | COM | 384 | $11,000 | thousands by filing date | |
| VERITEX HLDGS INC | 923451108 | COM | 772 | $11,000 | thousands by filing date | |
| POWERSHARES | 73935X708 | EXCHANGE TRADED | 363 | $11,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 4,749 | $11,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916503 | COM NEW | 1,409 | $11,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 1,866 | $11,000 | thousands by filing date | |
| EVERYDAY HEALTH INC COM | 300415106 | Stock | 858 | $11,000 | thousands by filing date | |
| NEW YORK LIFE INVESTMENTS ET | 45409B107 | NYLI HEDGE MULTI | 330 | $10,000 | thousands by filing date | |
| ISHARES TR | 46429B291 | A RATE CP BD ETF | 182 | $10,000 | thousands by filing date | |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 626 | $10,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,643 | $10,000 | thousands by filing date | |
| ETF | 26923A106 | EXCHANGE TRADED | 140 | $10,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 404 | $10,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,700 | $10,000 | thousands by filing date | |
| NORTHERN TIER ENERGY LP | 665826103 | COM UN REPR PART | 400 | $10,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHA FD I | 33737J133 | BRAZIL ALPHA | 794 | $10,000 | thousands by filing date | |
| PFENEX INC | 717071104 | COM | 615 | $10,000 | thousands by filing date | |
| AVALANCHE BIOT | 05337G107 | Common Stock | 236 | $10,000 | thousands by filing date | |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 63 | $9,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 191 | $9,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 1,777 | $9,000 | thousands by filing date | |
| ISHARES MORNINGSTAR ETF SMALL CAP VALUE | 464288703 | ETF | 69 | $9,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 8,338 | $9,000 | thousands by filing date | |
| Wilshire US REIT ETF | 18383M472 | ETF | 190 | $9,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 419 | $8,000 | thousands by filing date | |
| ISHARES TR | 464287762 | US HLTHCARE ETF | 49 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRAD FD VI | 33739H101 | FST TR GLB FD | 350 | $8,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336920103 | US EQTY OPPT ETF | 157 | $8,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 2,962 | $8,000 | thousands by filing date | |
| SEADRILL ORD | G7945E105 | COM | 859 | $8,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 3,368 | $8,000 | thousands by filing date | |
| ISHARES TR | 46432FAT4 | 2016 CP TM ETF | 83 | $8,000 | thousands by filing date | |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 618 | $7,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,548 | $7,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 204 | $7,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 274 | $7,000 | thousands by filing date | |
| ISHARES INC | 464286343 | US PWR INFRA ETF | 349 | $7,000 | thousands by filing date | |
| DIGIMARC CORP NEW COM | 25381B101 | COM | 312 | $7,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 598 | $7,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 400 | $7,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 256 | $7,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,354 | $7,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 285 | $7,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 1,981 | $7,000 | thousands by filing date | |
| OPUS BK IRVINE CALIF | 684000102 | COM | 227 | $7,000 | thousands by filing date | |
| Neothetics Inc | 64066G101 | COM | 830 | $7,000 | thousands by filing date | |
| HEALTHEQUITY INC COM | 42226A107 | Stock | 241 | $6,000 | thousands by filing date | |
| MUELLER WTR PRODS INC COM SER A | 624758108 | Stock | 611 | $6,000 | thousands by filing date | |
| ISHARES TR | 464288109 | MORNINGSTAR VALU | 76 | $6,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W760 | INTL SMCAP DIV | 109 | $6,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 378 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 51 | $6,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 725 | $6,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33734G108 | CMN | 259 | $6,000 | thousands by filing date | |
| STATE STREET | 78464A813 | EXCHANGE TRADED | 57 | $6,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 721 | $6,000 | thousands by filing date | |
| SMITH & WESSON BRANDS, INC. | 831756101 | COM | 491 | $6,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 589 | $6,000 | thousands by filing date | |
| GUGGENHEIM FRONTIER MARKETS ETF | 18383Q838 | COM | 406 | $6,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,585 | $6,000 | thousands by filing date | |
| REVENUESHARES ETF TR | 761396209 | MID CAP FD | 119 | $6,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E747 | GLOB X NOR ETF | 494 | $6,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 63 | $6,000 | thousands by filing date | |
| BUILDERS FIRSTSOURCE INC COM | 12008R107 | Stock | 809 | $5,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 176 | $5,000 | thousands by filing date | |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 121 | $5,000 | thousands by filing date | |
| IVY HIGH INCOME OPPORTUNITIE | 465893105 | COM | 329 | $5,000 | thousands by filing date | |
| SALIX PHARMACEUTICALS INC | 795435106 | COM | 28 | $5,000 | thousands by filing date | |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 2,000 | $5,000 | thousands by filing date | principal |
| ISHARES B-CA | 46432F404 | COM | 95 | $5,000 | thousands by filing date | |
| FTI CONSULTING INC | 302941109 | COM | 113 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 190 | $4,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 219 | $4,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 422 | $4,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 244 | $4,000 | thousands by filing date | |
| WILLBROS GROUP INC | 969203108 | COMMON STOCK | 1,266 | $4,000 | thousands by filing date | |
| LUMOS NETWORKS CORP | 550283105 | COM | 236 | $4,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 214 | $4,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 2,730 | $4,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W356 | JAPAN CP GOODS | 141 | $4,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 1,000 | $4,000 | thousands by filing date | principal |
| iShares U.S. Oil & Gas Exploration & Production ETF | 464288851 | SHS | 46 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 235 | $3,000 | thousands by filing date | |
| TELUS CORPORATION COM | 87971M103 | Stock | 76 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733B100 | WTR ETF | 89 | $3,000 | thousands by filing date | |
| ISHARES TR | 464288844 | US OIL EQ&SV ETF | 70 | $3,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 368 | $3,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 61 | $3,000 | thousands by filing date | |
| INSYS THERAPEUTICS INC | 45824V209 | COMMON STOCK | 56 | $3,000 | thousands by filing date | |
| POWERSHARES | 73935S105 | EXCHANGE TRADED | 150 | $3,000 | thousands by filing date | |
| COOPER TIRE & RUBR CO | 216831107 | COM | 63 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 130 | $3,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 129 | $3,000 | thousands by filing date | |
| POSTROCK ENERGY CORPORATION COM NEW | 737525204 | Common Stock | 1,589 | $3,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 115 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 29 | $2,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 91 | $2,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 110 | $2,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 366 | $2,000 | thousands by filing date | |
| JP MORGAN CHASE & CO | 46625H365 | EXCHANGE TRADED | 50 | $2,000 | thousands by filing date | |
| FREESCALE SEMICONDUCTOR LTD | G3727Q101 | SHS | 58 | $2,000 | thousands by filing date | |
| CURIS INC | 231269101 | COM | 867 | $2,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 145 | $2,000 | thousands by filing date | |
| PowerShares CEF Income Composite | 73936Q843 | Com | 93 | $2,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 454 | $2,000 | thousands by filing date | |
| MFC INDUSTRIAL LTD | 55278T105 | COMMON | 571 | $2,000 | thousands by filing date | |
| INDEXIQ ETF TR HDG MACTRK | 45409B206 | ETF | 98 | $2,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 176 | $2,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 19 | $1,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 56 | $1,000 | thousands by filing date | |
| BLACKROCK ENHANCED LARGE CAP | 09256A109 | COM | 36 | $1,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 39 | $1,000 | thousands by filing date | |
| PIMCO DYNAMIC INCOME FD | 72201Y101 | SHS | 26 | $1,000 | thousands by filing date | |
| LEGGETT & PLATT INC | 524660107 | COM | 20 | $1,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 20 | $1,000 | thousands by filing date | |
| ORANGE SPONSORED ADR | 684060106 | SPONSORED ADR | 80 | $1,000 | thousands by filing date | |
| GOLDMAN SACHS MLP INC OPP FD | 38147W103 | COM SHS | 38 | $1,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 46 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 65 | $1,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 58 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 28 | $1,000 | thousands by filing date | |
| INTERNATIONAL SPEEDWAY CORP | 460335201 | COMMON STOCK | 20 | $1,000 | thousands by filing date | |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 47 | $1,000 | thousands by filing date | |
| DBV TECHNOLOGIES S A | 23306J101 | ADR | 25 | $1,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 12 | $1,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 33 | $1,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 95 | $1,000 | thousands by filing date | |
| ASSOCIATED ESTATES RLTY CORP | 045604105 | COM | 32 | $1,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 141 | $1,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 58 | $1,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 59 | $1,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 32 | $1,000 | thousands by filing date | |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 47 | $1,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641828 | LIVESTK ETN 38 | 25 | $1,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 118 | $1,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 63 | $1,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 23 | $1,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CREDIT SUISSE ASSET MGMT INC | 224916106 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KEMPER CORP COM | 488401100 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INGLES MKTS INC CL A | 457030104 | Stock | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO SR INCOME TR | 46131H107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78468R408 | ST TERM HIGH ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADAMS DIVERSIFIED EQUITY FD | 006212104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHU INC | 192576106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TRUST ENERGY INFRASTRUCT | 33738C103 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PETMED EXPRESS INC | 716382106 | COM | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ADVENT CONVERTIBLE AND INCOME | 00764C109 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROSPECT CAPITAL CORPORATION | 74348T102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SALIENT MIDSTREAM & MLP FD | 79471V105 | SH BEN INT | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-019866 | this filing | 2015-05-15 | acceptance time not in the bulk data set |