13F-HR filed by SCHRODER INVESTMENT MANAGEMENT GROUP
SCHRODER INVESTMENT MANAGEMENT GROUP filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-12, with 1,224 holding rows worth $51,150,798,000.
- Accession
- 0001140361-15-019011
- Filer
- CIK 1086619
- Filed
- 2015-05-12
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 2,547 entries on the cover page, a total value of $51,150,798,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $51,150,794,000 with VALUE read as thousands by filing date, 13F file number 028-04731. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerSCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE 028-04731-01
- included managerSchroder Investment Management North America Ltd
- included managerSchroder Investment Management Ltd.
- included managerSCHRODER INVESTMENT MANAGEMENT HONG KONG LTD
- included managerSCHRODER INVESTMENT MANAGEMENT JAPAN LTD
- included managerSCHRODER INVESTMENT MANAGEMENT SINGAPORE LTD
- included managerSchroder & Co Limited
- included managerSchroder Investment Management Switzerland AG (Swiss Funds)
- included managerSchroder Channel Islands
- included managerSchroder Property Investment Management, Ltd.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| MEDALLION FINANCIAL CORP | 583928106 | COMMON STOCK | 55,100 | $528,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 12,400 | $511,000 | thousands by filing date | |
| ENERGEN CORP | 29265N108 | COM | 7,800 | $507,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 14,300 | $496,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,380 | $494,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 9,900 | $483,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 10,800 | $478,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 11,800 | $474,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 73,100 | $460,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 8,921 | $451,000 | thousands by filing date | |
| PIONEER NATURAL RESOURCES CO | 723787107 | COM | 2,700 | $442,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 16,300 | $440,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 2,991 | $438,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 13,778 | $432,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 9,040 | $416,000 | thousands by filing date | |
| ARCHER DANIELS MIDLAND CO COM | 039483102 | Stock | 8,573 | $398,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 12,600 | $394,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 17,300 | $390,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 14,400 | $386,000 | thousands by filing date | |
| INGREDION INC COM | 457187102 | Stock | 5,000 | $385,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 8,525 | $384,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 9,750 | $383,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 6,421 | $381,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 5,400 | $380,000 | thousands by filing date | |
| MOHAWK INDS INC | 608190104 | COM | 2,082 | $377,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 8,633 | $362,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 18,800 | $362,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 5,600 | $362,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 6,583 | $360,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 16,900 | $360,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 13,000 | $357,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 43,794 | $347,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,900 | $343,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,063 | $342,000 | thousands by filing date | |
| VOYA FINANCIAL INC COM | 929089100 | Stock | 7,798 | $338,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 12,400 | $337,000 | thousands by filing date | |
| LESAKA TECHNOLOGIES INC | 64107N206 | CMN | 24,300 | $333,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 7,300 | $325,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 4,800 | $321,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 12,728 | $308,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 21,900 | $307,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 19,300 | $304,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 23,400 | $301,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 10,000 | $301,000 | thousands by filing date | |
| COMCAST CORP NEW | 20030N200 | CL A SPL | 5,250 | $292,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 8,400 | $291,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 700 | $290,000 | thousands by filing date | |
| GEO GROUP INC NEW | 36162J106 | COM | 6,600 | $289,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 48,040 | $282,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 15,200 | $278,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 3,300 | $277,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 15,100 | $274,000 | thousands by filing date | |
| URBAN EDGE PPTYS | 91704F104 | COM | 11,382 | $270,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 36,600 | $265,000 | thousands by filing date | |
| Intuitive Surgical,Inc. | 46120E602 | COM | 532 | $264,000 | thousands by filing date | |
| WESCO INTL INC COM | 95082P105 | Stock | 3,700 | $254,000 | thousands by filing date | |
| WATERSTONE FINL INC MD | 94188P101 | COM | 19,500 | $250,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,789 | $247,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 11,054 | $246,000 | thousands by filing date | |
| PILGRIMS PRIDE CORP COM | 72147K108 | Stock | 10,200 | $242,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 8,816 | $239,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,500 | $239,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 6,900 | $225,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 4,900 | $217,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U605 | AGRIBUS ETF | 4,000 | $214,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 11,900 | $203,000 | thousands by filing date | |
| BROCADE COMMUNICATIONS SYS I | 111621306 | COM NEW | 17,667 | $202,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 6,278 | $201,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,461 | $196,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 3,200 | $194,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 17,900 | $194,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 3,000 | $192,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 27,200 | $189,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 1,640 | $186,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,678 | $182,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 4,429 | $180,000 | thousands by filing date | |
| IRON MTN INC DEL COM | 46284V101 | REIT | 4,902 | $179,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 1,400 | $172,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,280 | $170,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 3,600 | $169,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 4,700 | $168,000 | thousands by filing date | |
| SANDERSON FARMS | 800013104 | COM | 2,100 | $167,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 17,400 | $161,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 2,700 | $161,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 2,493 | $161,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 10,000 | $160,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,053 | $159,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,000 | $153,000 | thousands by filing date | |
| FINISH LINE/THE CL A | 317923100 | COM | 6,400 | $151,000 | thousands by filing date | |
| VISTA OUTDOOR INC | 928377100 | COM | 3,420 | $146,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 3,832 | $144,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 10,100 | $144,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,926 | $142,000 | thousands by filing date | |
| REALTY INCOME CORP COM | 756109104 | REIT | 2,754 | $141,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,580 | $139,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 1,500 | $138,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,600 | $137,000 | thousands by filing date | |
| ORBITAL ATK INC | 68557N103 | COM | 1,770 | $136,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,679 | $130,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 9,249 | $130,000 | thousands by filing date | |
| MOSAIC CO COM | 61945C103 | Stock | 2,800 | $129,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,660 | $128,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 2,000 | $126,000 | thousands by filing date | |
| GROUPE CGI INC | 39945C109 | CL A SUB VTG | 2,300 | $125,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 500 | $124,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 3,400 | $113,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 2,600 | $112,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 3,700 | $111,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 11,700 | $111,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 183,510 | $110,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,800 | $106,000 | thousands by filing date | |
| CIT GROUP INC COM NEW | 125581801 | Stock | 2,400 | $106,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,147 | $105,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 8,260 | $105,000 | thousands by filing date | |
| ISHARES TR | 464287101 | S&P 100 ETF | 1,160 | $104,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 3,700 | $104,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,200 | $97,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,000 | $97,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 4,864 | $97,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 2,033 | $94,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 4,000 | $89,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 800 | $84,000 | thousands by filing date | |
| ALTRA HOLDINGS INC | 02208R106 | COMMON STOCK | 3,200 | $84,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,341 | $81,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 900 | $81,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,980 | $80,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,600 | $72,000 | thousands by filing date | |
| GLACIER BANCORP INC NEW | 37637Q105 | COM | 2,800 | $69,000 | thousands by filing date | |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1,300 | $65,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 880 | $65,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 825 | $65,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 418 | $62,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 4,692 | $62,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 905 | $61,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,900 | $61,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 2,100 | $57,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 17,978 | $55,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 1,700 | $55,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 800 | $54,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 500 | $53,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 6,695 | $51,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 4,200 | $50,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 450 | $49,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 800 | $49,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 800 | $49,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 1,700 | $49,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 928 | $49,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 1,375 | $47,000 | thousands by filing date | |
| COMMUNITY TRUST BANCORP INC | 204149108 | COMMON STOCK | 1,400 | $46,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,000 | $44,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 149 | $44,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,434 | $44,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 420 | $42,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 953 | $41,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 2,165 | $41,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 3,500 | $41,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 700 | $39,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 382 | $38,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,300 | $38,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 2,379 | $36,000 | thousands by filing date | |
| PPG INDS INC COM | 693506107 | Stock | 150 | $33,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 404 | $33,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,000 | $33,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 1,700 | $33,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 600 | $32,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 969 | $32,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 950 | $32,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,031 | $31,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 357 | $31,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 2,200 | $31,000 | thousands by filing date | |
| SUN LIFE FINANCIAL INC. COM | 866796105 | Stock | 950 | $29,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 900 | $29,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,900 | $29,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 4,326 | $28,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 392 | $28,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 564 | $28,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,020 | $28,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 449 | $27,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,441 | $27,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 2,000 | $27,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 555 | $26,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 219 | $25,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 3,000 | $25,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 482 | $24,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 390 | $24,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 2,600 | $23,000 | thousands by filing date | |
| TSAKOS ENERGY NAVIGATION LTD | G9108L108 | SHS | 2,770 | $23,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 4,650 | $22,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 1,300 | $22,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 900 | $21,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 400 | $21,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 172 | $19,000 | thousands by filing date | |
| BANCO BILBAO VIZCAYA ARGENTARI SPONSORED ADR | 05946K101 | ADR | 1,848 | $19,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 286 | $19,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 5,200 | $19,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,900 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 320 | $18,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 300 | $18,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 880 | $18,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 1,178 | $17,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 635 | $17,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 397 | $16,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 337 | $15,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 340 | $15,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 569 | $15,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 115 | $13,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 2,019 | $13,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 282 | $12,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 248 | $12,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 272 | $11,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 675 | $10,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 123 | $9,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 30,000 | $9,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 300 | $8,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 152 | $8,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,385 | $8,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 221 | $7,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 308 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,825 | $5,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 160 | $5,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 750 | $4,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 682 | $3,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 700 | $2,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-019011 | this filing | 2015-05-12 | acceptance time not in the bulk data set |