13F-HR filed by Apriem Advisors
Apriem Advisors filed this 13F-HR for the quarter ended 2015-03-31, filed 2015-05-07, with 608 holding rows worth $288,571,000.
- Accession
- 0001140361-15-018118
- Filer
- CIK 1425165
- Filed
- 2015-05-07
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q1 2015
A holdings report, 608 entries on the cover page, a total value of $288,571,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $288,566,000 with VALUE read as thousands by filing date, 13F file number 028-12756. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| CIRRUS LOGIC INC COM | 172755100 | Stock | 100 | $3,000 | thousands by filing date | |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 40 | $3,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 234 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 35 | $3,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 75 | $3,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 500 | $3,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 151 | $3,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 38 | $3,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 100 | $3,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33736G106 | GBL WND ENRG ETF | 300 | $3,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 50 | $3,000 | thousands by filing date | |
| HENNES AND MAURITZ AB UNSP ADR | 425883105 | COM | 400 | $3,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 33 | $3,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 100 | $3,000 | thousands by filing date | |
| LIBERTY STAR URANIUM & METAL | 53123T206 | COM | 616,600 | $3,000 | thousands by filing date | |
| ML PFD CAPITAL TRUST V PFD | 59021K205 | PFD | 100 | $3,000 | thousands by filing date | |
| NIMBLE STORAGE INC | 65440R101 | COM | 150 | $3,000 | thousands by filing date | |
| VIRGIN AMER INC | 92765X208 | COM VTG | 100 | $3,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 100 | $2,000 | thousands by filing date | |
| BLACKROCK INTERNATIONAL GROWTH | 092524107 | COM BENE INTER | 300 | $2,000 | thousands by filing date | |
| KLX INC | 482539103 | COM | 53 | $2,000 | thousands by filing date | |
| WHITEWAVE FOODS COMPANY | 966244105 | COMMON STOCK | 50 | $2,000 | thousands by filing date | |
| ARCELORMITTAL FUNSPONSORED ADR 1 ADR REPS 1 ORD SHS | 03938L104 | COM | 204 | $2,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 500 | $2,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 200 | $2,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 30 | $2,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 2,500 | $2,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 15 | $2,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 38 | $2,000 | thousands by filing date | |
| Solaris Power Cells Inc (NV) | 83416X101 | COM | 20,000 | $2,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 400 | $1,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 40 | $1,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 23 | $1,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 46 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 8 | $1,000 | thousands by filing date | |
| FASTENAL CO COM | 311900104 | Stock | 25 | $1,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 83 | $1,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 30 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 9 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287697 | U.S. UTILITS ETF | 9 | $1,000 | thousands by filing date | |
| PLUG PWR INC | 72919P202 | COM NEW | 350 | $1,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 50 | $1,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 400 | $1,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 60 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 4 | $1,000 | thousands by filing date | |
| FIAT CHRYSLER AUTOMOBILES N | N31738102 | SHS | 70 | $1,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 15 | $1,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 100 | $1,000 | thousands by filing date | |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 36 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 19 | $1,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 7 | $1,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 85 | $1,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 440 | $1,000 | thousands by filing date | |
| iShares Msci Singapore | 464286673 | MSCI SINGAPORE | 83 | $1,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 250 | $1,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 475 | $1,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 172 | $1,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Schwab US Mid-Cap ETF | 808524508 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287689 | RUSSELL 3000 ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| URBAN EDGE PPTYS | 91704F104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WPX ENERGY INC | 98212B103 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNISYS CORP | 909214306 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| RED HAT INC | 756577102 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTALLEX INTL CORP COM NPV | 22942F101 | Equities | 1,590 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER BAY REALTY TRUST CORP | 82735Q102 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHANCELLOR GROUP INC | 15883D101 | COM | 70,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VERITIV CORP | 923454102 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMARIN CORP PLC | 023111206 | SPONS ADR NEW | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Adelphia Commun Cp Clxxx | 006ESC917 | Common | 4,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VAPE HLDGS INC XXX | 91912N105 | COMMON STOCK | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Global Energy Networks Corp | 379382104 | Common / Ordinary Stock | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISAR CORP | 31787A507 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PINNACLE ENTMT INC | 723456109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HAIRMAX INTERNTNL IN XXX | 169382108 | COM | 275 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 45 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIVUS INC | 928551100 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMSTOCK MNG INC | 205750102 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERWAVE TECHNOLOGIES INC | 739363307 | CMN | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USA URANIUM CORP XXX | 91154T109 | cs | 400,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CGAME INC | 16946P107 | cs | 334 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCE ENERGY GROUP | 20061Q106 | cs | 8,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER LASER SYS A NXXX | 740522107 | cs | 500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRATEGIC RESOURCES LTD | 862773108 | cs | 5,500 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| T H Q INC NEW | 872443601 | cs | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DREAM MARKETING INC | 261990352 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BROADBAND INC NXXX | 269437208 | cs | 22 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENVEC INC NEW | 37246C307 | cs | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDNA INC XXX | 45169P106 | cs | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISC8 INC | 450098108 | cs | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MELTRONIX INC | 585730104 | cs | 12,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MOTORS LIQ CO GUC TRUST | 62010U101 | cs | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENTHOUSE INTL INC | 709640106 | cs | 125,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERLINX INC NEW | 73933F204 | cs | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| True Gold Mining | 89783t102 | COM | 793 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BIOTIME INC | 09066L162 | W EXP 10/01/201 | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTERIAS BIOTHERAPEUTICS INC | 04624N107 | COM SER A | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENRON CAPITAL LLC PFD MIPS 8percent | P37307108 | Preferred | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEESTON ENTERPRISES | 07712Q304 | COM | 9,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DITEM EXPLORATION F | 254920101 | cs | 80 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GASTEM INC F | 36729R104 | cs | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANBORN RESOURCE LTD | 799689104 | cs | 5,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGNUM HUNTER RESOURCES CORP | 55973B110 | COMMON STOCK | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-018118 | this filing | 2015-05-07 | acceptance time not in the bulk data set |