13F-HR/A filed by SCHRODER INVESTMENT MANAGEMENT GROUP
SCHRODER INVESTMENT MANAGEMENT GROUP filed this 13F-HR/A for the quarter ended 2014-12-31, filed 2015-02-18, with 1,335 holding rows worth $50,995,185,000.
- Accession
- 0001140361-15-007803
- Filer
- CIK 1086619
- Filed
- 2015-02-18
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, amendment of type restatement, 2,689 entries on the cover page, a total value of $50,995,185,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $50,995,193,000 with VALUE read as thousands by filing date, 13F file number 028-04731. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSCHRODER INVESTMENT MANAGEMENT NORTH AMERICA INC/ DE 028-04731-01
- included managerSchroder Investment Management North America Ltd
- included managerSchroder Investment Management Ltd.
- included managerSCHRODER INVESTMENT MANAGEMENT HONG KONG LTD
- included managerSCHRODER INVESTMENT MANAGEMENT JAPAN LTD
- included managerSCHRODER INVESTMENT MANAGEMENT SINGAPORE LTD
- included managerSchroder & Co Limited
- included managerSchroder Investment Management Switzerland AG (Swiss Funds)
- included managerSchroder Channel Islands
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| UDR INC COM | 902653104 | REIT | 32,511 | $1,002,000 | thousands by filing date | |
| CROWN CASTLE INC COM | 22822V101 | REIT | 12,395 | $975,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 20,799 | $974,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 12,250 | $970,000 | thousands by filing date | |
| ISHARES TR | 464287127 | MORNINGSTR US EQ | 7,750 | $958,000 | thousands by filing date | |
| MIDSTATES PETROLEUM CO INC | 59804T100 | COM | 629,403 | $950,000 | thousands by filing date | |
| SK TELECOM LTD | 78440P108 | SPONSORED ADR | 35,100 | $948,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 4,254 | $946,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 40,308 | $944,000 | thousands by filing date | |
| GERDAU SA SPON ADR REP PFD | 373737105 | ADR | 262,500 | $932,000 | thousands by filing date | |
| ARES MGMT LP COM SHS REG INT | 04014Y101 | Stock | 54,214 | $929,000 | thousands by filing date | |
| iShares Core S&P Small-Cap ETF | 464287804 | SHS | 8,050 | $918,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 330,489 | $915,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 12,923 | $914,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 13,700 | $909,000 | thousands by filing date | |
| ADAMS RESOURCES & ENERGY INC | 006351308 | COMMON STOCK | 18,021 | $900,000 | thousands by filing date | |
| NEW ORIENTAL EDUCATION & TECHN | 647581107 | SPON ADR | 44,000 | $898,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 11,316 | $896,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 19,100 | $891,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 66,100 | $890,000 | thousands by filing date | |
| iShares 0-5 Year High Yield Corporate Bond ETF | 46434V407 | COM | 18,260 | $887,000 | thousands by filing date | |
| SPOK HLDGS INC COM | 84863T106 | Stock | 51,062 | $886,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 17,837 | $875,000 | thousands by filing date | |
| COMPANIA CERVECERIAS UNIDAS | 204429104 | SPONSORED ADR | 46,700 | $866,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 11,800 | $858,000 | thousands by filing date | |
| NUTRACEUTICAL INTERNATIONAL | 67060Y101 | COMMON STOCK | 39,488 | $851,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 9,610 | $845,000 | thousands by filing date | |
| SILICONWARE PRECISION INDS L | 827084864 | SPONSD ADR SPL | 111,000 | $838,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 33,900 | $834,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 22,499 | $829,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 10,300 | $819,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 1,193 | $817,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 11,700 | $814,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 72,305 | $813,000 | thousands by filing date | |
| MSCI INC COM | 55354G100 | Stock | 17,000 | $806,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 41,500 | $789,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 6,500 | $782,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 31,200 | $777,000 | thousands by filing date | |
| IJH | 464287507 | COM | 5,300 | $767,000 | thousands by filing date | |
| MOODYS CORP COM | 615369105 | Stock | 8,000 | $766,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 20,132 | $759,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 20,967 | $723,000 | thousands by filing date | |
| Etfs Phys Platinum Etf | 26922V101 | SH BEN INT | 6,167 | $722,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 57,626 | $712,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 451,181 | $699,000 | thousands by filing date | |
| FIRST MAJESTIC SILVER CORP | 32076V103 | COM | 133,210 | $669,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 16,000 | $662,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 4,554 | $657,000 | thousands by filing date | |
| PRA Group Inc | 69354N106 | COM | 11,300 | $654,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 44,378 | $654,000 | thousands by filing date | |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 12,910 | $652,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 20,780 | $646,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 18,900 | $638,000 | thousands by filing date | |
| REX AMERICAN RESOURCES CORP | 761624105 | COMMON STOCK | 10,300 | $638,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 17,200 | $621,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 10,900 | $617,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 11,100 | $614,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 8,300 | $609,000 | thousands by filing date | |
| HIBBETT INC | 428567101 | COM | 12,441 | $603,000 | thousands by filing date | |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 37,900 | $598,000 | thousands by filing date | |
| ISHARES TR | 464288372 | COM | 13,950 | $588,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 15,226 | $565,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 7,300 | $561,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,995 | $559,000 | thousands by filing date | |
| DOMTAR CORP | 257559203 | COM NEW | 13,500 | $543,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,894 | $541,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 11,362 | $510,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 6,380 | $507,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 7,000 | $502,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 8,300 | $498,000 | thousands by filing date | |
| FIRST INTERSTATE BANCSYSTEM IN | 32055Y201 | COM CL A | 17,500 | $487,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 22,269 | $487,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 14,056 | $479,000 | thousands by filing date | |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 14,300 | $466,000 | thousands by filing date | |
| NATIONAL BANKSHARES INC VA | 634865109 | COMMON STOCK | 15,000 | $456,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 10,200 | $451,000 | thousands by filing date | |
| NATIONAL RESEARCH CORP CL B | 637372301 | COMMON | 12,600 | $451,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 9,570 | $449,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 9,100 | $448,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 10,090 | $444,000 | thousands by filing date | |
| UNISYS CORP | 909214306 | COMMON STOCK | 14,983 | $441,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 28,000 | $441,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 12,850 | $434,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 12,800 | $431,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 17,300 | $429,000 | thousands by filing date | |
| ISHARES TR | 46434V886 | CMN | 15,802 | $428,000 | thousands by filing date | |
| HILL ROM HLDGS INC | 431475102 | COM | 9,300 | $424,000 | thousands by filing date | |
| GRUPO AEROPORTUARIO DEL SURE | 40051E202 | SPON ADR SER B | 3,100 | $409,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 8,440 | $406,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 3,124 | $383,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 6,192 | $379,000 | thousands by filing date | |
| PALL CORP | 696429307 | COM | 3,744 | $379,000 | thousands by filing date | |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,255 | $377,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 4,800 | $369,000 | thousands by filing date | |
| GETTY RLTY CORP NEW COM | 374297109 | REIT | 19,615 | $357,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 23,400 | $354,000 | thousands by filing date | |
| MONMOUTH REAL ESTATE INVT CO | 609720107 | CL A | 31,800 | $352,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 5,600 | $347,000 | thousands by filing date | |
| FIRST BANCORP CORPORATION | 318672706 | COM NEW | 58,600 | $344,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 9,800 | $342,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 5,009 | $335,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 13,000 | $329,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 21,500 | $325,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 179,600 | $322,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 7,832 | $319,000 | thousands by filing date | |
| FIRST CASH FINL SVCS INC | 31942D107 | COM | 5,700 | $317,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 25,200 | $314,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 2,100 | $313,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 42,869 | $312,000 | thousands by filing date | |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 7,443 | $310,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 7,700 | $306,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 15,200 | $298,000 | thousands by filing date | |
| ROPER TECHNOLOGIES INC COM | 776696106 | Stock | 1,800 | $281,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 10,296 | $277,000 | thousands by filing date | |
| DORMAN PRODS INC | 258278100 | COM | 5,700 | $275,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 15,500 | $254,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 3,900 | $249,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 1,789 | $246,000 | thousands by filing date | |
| FUTUREFUEL CORP | 36116M106 | COMMON STOCK | 17,900 | $233,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 19,200 | $231,000 | thousands by filing date | |
| TERRITORAL BANCORP INC | 88145X108 | COMMON STOCK | 10,500 | $226,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 27,200 | $221,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 3,500 | $213,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 6,278 | $211,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 1,834 | $204,000 | thousands by filing date | |
| PROVIDENT FINL HLDGS INC | 743868101 | COM | 13,300 | $201,000 | thousands by filing date | |
| CONTINENTAL RES INC | 212015101 | COM | 5,100 | $195,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 9,300 | $194,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 2,000 | $190,000 | thousands by filing date | |
| JUST ENERGY GROUP INC | 48213W101 | COM | 31,000 | $188,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 4,000 | $182,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 3,832 | $179,000 | thousands by filing date | |
| ISHARES TR | 46429B663 | CORE HIGH DV ETF | 2,280 | $175,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 2,461 | $167,000 | thousands by filing date | |
| EATON VANCE CORP | 278265103 | COM NON VTG | 4,100 | $167,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 4,273 | $165,000 | thousands by filing date | |
| EMC INS GROUP INC | 268664109 | COM | 4,600 | $163,000 | thousands by filing date | |
| FIDELITY & GTY LIFE COM | 315785105 | Stock | 6,700 | $163,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 4,864 | $159,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 1,994 | $157,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 6,600 | $155,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 3,600 | $154,000 | thousands by filing date | |
| PATTERSON COS INC | 703395103 | COM | 3,200 | $154,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 7,650 | $150,000 | thousands by filing date | |
| ZEBRA TECHNOLOGIES CORPORATION CL A | 989207105 | Stock | 1,854 | $144,000 | thousands by filing date | |
| ENCANA CORP | 292505104 | COM | 8,692 | $141,000 | thousands by filing date | |
| CPFL ENERGIA SA SPONS ADR | 126153105 | SPONS ADR | 10,400 | $141,000 | thousands by filing date | |
| MEAD JOHNSON NUTRITION CO | 582839106 | COM | 1,382 | $139,000 | thousands by filing date | |
| REPUBLIC BANCORP INC CLASS A | 760281204 | COMMON STOCK | 5,600 | $138,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 1,053 | $135,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 3,450 | $131,000 | thousands by filing date | |
| NVR INC COM | 62944T105 | Stock | 100 | $128,000 | thousands by filing date | |
| iShares Global 100 ETF | 464287572 | SHS | 1,660 | $127,000 | thousands by filing date | |
| WESTERN COPPER & GOLD CORP | 95805V108 | COM | 183,510 | $125,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 2,926 | $123,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 6,800 | $122,000 | thousands by filing date | |
| DISCOVERY INC | 25470F302 | COM SER C | 3,400 | $114,000 | thousands by filing date | |
| NEKTAR THERAPEUTICS | 640268108 | COM | 7,341 | $114,000 | thousands by filing date | |
| AMERICAN NATL INS | 028591105 | COMMON STOCK | 1,000 | $114,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 9,600 | $113,000 | thousands by filing date | |
| VSE CORP COM | 918284100 | Stock | 1,700 | $112,000 | thousands by filing date | |
| BAKER HUGHES INC | 057224107 | COM | 2,000 | $112,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 1,700 | $110,000 | thousands by filing date | |
| NOVO-NORDISK A S ADR | 670100205 | ADR | 2,580 | $109,000 | thousands by filing date | |
| L BRANDS INC | 501797104 | COM | 1,200 | $104,000 | thousands by filing date | |
| BALDWIN + LYONS INC -CL B | 057755209 | CL B | 4,000 | $103,000 | thousands by filing date | |
| HAWKINS INC | 420261109 | COM | 2,300 | $100,000 | thousands by filing date | |
| LIBERTY BB-C RGH2014 | 530307115 | COM | 10,550 | $100,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 3,800 | $97,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 6,000 | $97,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 3,700 | $96,000 | thousands by filing date | |
| STANDEX INTL CORP | 854231107 | COM | 1,200 | $93,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 3,700 | $93,000 | thousands by filing date | |
| HHGREGG INC | 42833L108 | COM | 12,319 | $93,000 | thousands by filing date | |
| LEUCADIA NATL CORP | 527288104 | COM | 4,000 | $90,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 1,600 | $89,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 4,200 | $85,000 | thousands by filing date | |
| iShares U.S. Technology ETF | 464287721 | SHS | 800 | $84,000 | thousands by filing date | |
| RESTAURANT BRANDS INTL INC COM | 76131D103 | Stock | 2,147 | $84,000 | thousands by filing date | |
| UNITS-GRANITE REIT-STAPL | 387437114 | UNIT 99/99/9999 | 2,000 | $83,000 | thousands by filing date | |
| IMPERIAL HOLDINGS INC | 452834104 | COM | 12,571 | $82,000 | thousands by filing date | |
| FORUM ENERGY TECHNOLOGIES | 34984V100 | COMMON STOCK | 3,900 | $81,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 2,600 | $79,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 4,980 | $75,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 904 | $71,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 3,200 | $69,000 | thousands by filing date | |
| FUEL TECH INC | 359523107 | COM | 17,978 | $69,000 | thousands by filing date | |
| ATRION CORPORATION | 049904105 | COMMON STOCK | 200 | $68,000 | thousands by filing date | |
| MEDIFAST INC | 58470H101 | COM | 2,000 | $67,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 1,900 | $66,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259107 | SPON ADR B | 930 | $65,000 | thousands by filing date | |
| ENDO INTL PLC | G30401106 | SHS | 900 | $65,000 | thousands by filing date | |
| ISHARES INC | 464286624 | MSCI THAILND ETF | 825 | $64,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 1,300 | $64,000 | thousands by filing date | |
| ISHARES INC | 464286392 | MSCI WORLD ETF | 880 | $63,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 1,400 | $62,000 | thousands by filing date | |
| TOMPKINS FINL CORP COM | 890110109 | Stock | 1,100 | $61,000 | thousands by filing date | |
| iShares Global Healthcare ETF | 464287325 | SHS | 590 | $59,000 | thousands by filing date | |
| STANCORP FINL GROUP INC | 852891100 | COM | 800 | $56,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 800 | $55,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 1,300 | $52,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 500 | $52,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 800 | $51,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 1,460 | $51,000 | thousands by filing date | |
| CYTEC INDS INC | 232820100 | COM | 1,096 | $51,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 6,695 | $50,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 700 | $48,000 | thousands by filing date | |
| STOCK YDS BANCORP INC | 861025104 | COM | 1,400 | $47,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 1,800 | $47,000 | thousands by filing date | |
| NATIONAL PRESTO INDS INC | 637215104 | COMMON STOCK | 800 | $46,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 953 | $45,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 3,888 | $45,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 950 | $45,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 1,000 | $42,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 2,434 | $42,000 | thousands by filing date | |
| NOVARTIS AG SPONSORED ADR | 66987V109 | ADR | 420 | $39,000 | thousands by filing date | |
| RPX CORP | 74972G103 | COM | 2,800 | $39,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 1,936 | $38,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 2,300 | $38,000 | thousands by filing date | |
| UTAH MEDICAL PRODUCTS INC | 917488108 | COMMON STOCK | 600 | $36,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 1,000 | $34,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 900 | $34,000 | thousands by filing date | |
| GOLD RESOURCE CORP | 38068T105 | COMMON STOCK | 10,000 | $34,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 969 | $33,000 | thousands by filing date | |
| HOMETRUST BANCSHARES INC | 437872104 | COMMON STOCK | 2,000 | $33,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 4,031 | $32,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 1,200 | $32,000 | thousands by filing date | |
| CHASE CORP | 16150R104 | COM | 900 | $32,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,755 | $32,000 | thousands by filing date | |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 675 | $29,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 127 | $29,000 | thousands by filing date | |
| BANCORP INC DEL | 05969A105 | COM | 2,600 | $28,000 | thousands by filing date | |
| CREDIT SUISSE GROUP-ADR | 225401108 | SPONSORED ADR | 1,114 | $28,000 | thousands by filing date | |
| ARROW FINANCIAL CORP | 042744102 | COMMON STOCK | 1,020 | $28,000 | thousands by filing date | |
| SPARK ENERGY INC | 846511103 | CL A COM | 1,900 | $27,000 | thousands by filing date | |
| PRUDENTIAL PLC ADR | 74435K204 | ADR | 564 | $26,000 | thousands by filing date | |
| MARKET VECTORS VIETNAM ETF | 57060U761 | CMN | 1,300 | $25,000 | thousands by filing date | |
| GENOCEA BIOSCIENCES INC | 372427104 | COM | 3,500 | $25,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 4,326 | $24,000 | thousands by filing date | |
| SAP SE SPON ADR | 803054204 | ADR | 341 | $24,000 | thousands by filing date | |
| WPP PLC NEW ADR | 92937A102 | ADR | 219 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287275 | GBL COMM SVC ETF | 390 | $23,000 | thousands by filing date | |
| SANOFI SA SPONSORED ADR | 80105N105 | ADR | 482 | $22,000 | thousands by filing date | |
| CENTRAL PAC FINL CORP | 154760409 | COM NEW | 1,000 | $22,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 357 | $22,000 | thousands by filing date | |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 1,030 | $21,000 | thousands by filing date | |
| BANK OF MARIN BANCORP CA | 063425102 | COMMON STOCK | 400 | $21,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 3,000 | $21,000 | thousands by filing date | |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 172 | $20,000 | thousands by filing date | |
| FLAGSTAR BANCORP INC | 337930705 | COM PAR .001 | 1,300 | $20,000 | thousands by filing date | |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 300 | $19,000 | thousands by filing date | |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 800 | $19,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 880 | $19,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 375 | $18,000 | thousands by filing date | |
| SPDR CITI INTL GOVT INFLATION- | 78464A490 | FTSE INT GVT ETF | 320 | $18,000 | thousands by filing date | |
| BT GROUP-ADR | 05577E101 | ADR | 286 | $18,000 | thousands by filing date | |
| OHA INVT CORP | 67091U102 | COM | 3,800 | $18,000 | thousands by filing date | |
| TRANS WORLD ENTERTAINMENT CP | 89336Q100 | COM | 5,200 | $17,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 3,368 | $16,000 | thousands by filing date | |
| EXCHANGE TRADED CONCEPTS TRU | 301505707 | ROBO GLB ETF | 635 | $16,000 | thousands by filing date | |
| TRAVELZOO | 89421Q205 | CMN | 1,300 | $16,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 700 | $16,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 397 | $15,000 | thousands by filing date | |
| FIRST COMMUNITY BANKSHARES | 31983A103 | COMMON STOCK | 900 | $15,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,100 | $14,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 1,900 | $14,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 340 | $14,000 | thousands by filing date | |
| BARCLAYS PLC ADR | 06738E204 | ADR | 888 | $13,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 115 | $12,000 | thousands by filing date | |
| DEPT TECHNOLOGY INC | 006854202 | COM NEW | 1,385 | $12,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 500 | $11,000 | thousands by filing date | |
| CARNIVAL PLC ADS | 14365C103 | ADR | 248 | $11,000 | thousands by filing date | |
| CSS INDS INC | 125906107 | COMMON STOCK | 400 | $11,000 | thousands by filing date | |
| EGALET CORP | 28226B104 | COM | 2,000 | $11,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 409 | $10,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 300 | $8,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 282 | $8,000 | thousands by filing date | |
| AVALON RARE METALS INC | 053470100 | COM | 30,000 | $7,000 | thousands by filing date | |
| Cogo Group, Inc. | G9363W104 | COM | 4,908 | $7,000 | thousands by filing date | |
| ICON PUB LTD CO SHS | G4705A100 | Stock | 123 | $6,000 | thousands by filing date | |
| SMUCKER J M CO | 832696405 | COM NEW | 64 | $6,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 10,825 | $5,000 | thousands by filing date | |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 342 | $5,000 | thousands by filing date | |
| WESTERN ALLIANCE BANCORP COM | 957638109 | Stock | 164 | $5,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 308 | $5,000 | thousands by filing date | |
| AMTRUST FINL SVCS INC | 032359309 | COM | 93 | $5,000 | thousands by filing date | |
| VCA ANTECH INC | 918194101 | COM | 101 | $5,000 | thousands by filing date | |
| CHESAPEAKE LODGING TR | 165240102 | SH BEN INT | 125 | $5,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 78 | $5,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 37 | $4,000 | thousands by filing date | |
| CINEMARK HLDGS INC COM | 17243V102 | Stock | 99 | $4,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 63 | $4,000 | thousands by filing date | |
| CNO FINL GROUP INC | 12621E103 | COM | 211 | $4,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 182 | $4,000 | thousands by filing date | |
| MAXIMUS INC | 577933104 | COM | 80 | $4,000 | thousands by filing date | |
| HANESBRANDS INC | 410345102 | COM | 40 | $4,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 69 | $4,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 61 | $4,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 58 | $4,000 | thousands by filing date | |
| SWIFT TRANSPORTATION CO | 87074U101 | COM | 128 | $4,000 | thousands by filing date | |
| MEDASSETS INC | 584045108 | COM | 186 | $4,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 133 | $4,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 1,025 | $4,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 154 | $4,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 108 | $3,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 44 | $3,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 113 | $3,000 | thousands by filing date | |
| LITHIA MTRS INC COM | 536797103 | Stock | 35 | $3,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 54 | $3,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 186 | $3,000 | thousands by filing date | |
| DAUCH CORP | 024061103 | COM | 152 | $3,000 | thousands by filing date | |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 212 | $3,000 | thousands by filing date | |
| MICROSEMI CORP | 595137100 | COM | 105 | $3,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 88 | $3,000 | thousands by filing date | |
| CARMIKE CINEMAS INC | 143436400 | COMMON STOCK | 106 | $3,000 | thousands by filing date | |
| CYBERONICS | 23251P102 | COMMON STOCK | 47 | $3,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 18 | $3,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 66 | $3,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 78 | $3,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 80 | $3,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 59 | $3,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 71 | $2,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 109 | $2,000 | thousands by filing date | |
| AZZ INC COM | 002474104 | Stock | 38 | $2,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 89 | $2,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 22 | $2,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 682 | $2,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 107 | $2,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 56 | $2,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 62 | $2,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 573 | $2,000 | thousands by filing date | |
| ASHFORD HOSPITALITY | 044103109 | COMMON STOCK | 213 | $2,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 700 | $2,000 | thousands by filing date | |
| CIVEO CORP | 178787107 | COM | 600 | $2,000 | thousands by filing date | |
| OCLARO INC | 67555N206 | COM | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006746 | superseded | 2015-02-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-007803 | this filing | 2015-02-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-008752 | base | 2015-02-25 | acceptance time not in the bulk data set |