13F-HR filed by BOOTHBAY FUND MANAGEMENT, LLC
BOOTHBAY FUND MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 332 holding rows worth $115,703,000.
- Accession
- 0001140361-15-007570
- Filer
- CIK 1549230
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 332 entries on the cover page, a total value of $115,703,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $115,703,000 with VALUE read as thousands by filing date, 13F file number 028-16782. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 32,574 | $6,694,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 25,677 | $3,073,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740C337 | S&P 500 VEQTOR | 11,161 | $1,716,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 10,423 | $904,000 | thousands by filing date | |
| NRG YIELD INC | 62942X108 | CL C | 18,435 | $869,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 67,884 | $864,000 | thousands by filing date | |
| SPORTSMANS WHSE HLDGS INC | 84920Y106 | COM | 11,550 | $855,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 25,586 | $797,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 17,074 | $770,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W851 | JAPN HEDGE EQT | 15,300 | $753,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 9,349 | $741,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 81,897 | $741,000 | thousands by filing date | |
| GAMESTOP CORP | 36467W109 | CL A | 21,797 | $737,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 9,653 | $731,000 | thousands by filing date | |
| PIMCO DYNAMIC CR INCOME FD | 72202D106 | COM SHS | 35,400 | $731,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 10,983 | $730,000 | thousands by filing date | |
| CONSOLIDATED TOMOKA LAND CO | 210226106 | COMMON STOCK | 13,025 | $727,000 | thousands by filing date | |
| EXTREME NETWORKS INC | 30226D106 | COM | 204,638 | $722,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 8,955 | $709,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 4,395 | $705,000 | thousands by filing date | |
| LEAR CORP COM NEW | 521865204 | Stock | 7,106 | $697,000 | thousands by filing date | |
| GNC HLDGS INC | 36191G107 | COM CL A | 14,783 | $694,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 11,889 | $688,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 11,800 | $688,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 15,847 | $667,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 28,633 | $663,000 | thousands by filing date | |
| ISHARES TR | 464289446 | RUS TOP 200 ETF | 5,500 | $658,000 | thousands by filing date | put |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 64,615 | $655,000 | thousands by filing date | |
| TERADATA CORP DEL | 88076W103 | COM | 14,963 | $654,000 | thousands by filing date | |
| AFFILIATED MANAGERS GROUP COM | 008252108 | Stock | 3,095 | $640,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 6,256 | $638,000 | thousands by filing date | |
| AMDOCS LTD | G02602103 | SHS | 13,485 | $629,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 18,682 | $628,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 30,281 | $628,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 4,972 | $628,000 | thousands by filing date | |
| BED BATH & BEYOND INC | 075896100 | COM | 8,234 | $627,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 5,847 | $625,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 16,603 | $624,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 21,019 | $624,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 4,539 | $623,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 6,172 | $621,000 | thousands by filing date | |
| CIMAREX ENERGY CO COM | 171798101 | Stock | 5,810 | $616,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 22,485 | $614,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 8,789 | $612,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 8,054 | $606,000 | thousands by filing date | |
| DOUBLELINE INCOME SOLUTIONS | 258622109 | COM | 30,300 | $603,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 7,052 | $602,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 5,400 | $598,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 3,576 | $596,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 10,018 | $594,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 19,966 | $594,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 32,685 | $585,000 | thousands by filing date | |
| ISHARES TR | 464287432 | 20 YR TR BD ETF | 4,497 | $566,000 | thousands by filing date | |
| ITC HLDGS CORP | 465685105 | COM | 13,632 | $551,000 | thousands by filing date | |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 32,861 | $540,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 40,524 | $532,000 | thousands by filing date | |
| NATIONAL INTERSTATE CORP | 63654U100 | COM | 17,655 | $526,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 34,344 | $521,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 5,039 | $518,000 | thousands by filing date | |
| CHANNELADVISOR CORP | 159179100 | COM | 22,759 | $491,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 13,182 | $484,000 | thousands by filing date | |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 33,600 | $474,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 34,500 | $474,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 1,650 | $472,000 | thousands by filing date | |
| VECTOR GROUP LTD | 92240M108 | COM | 21,942 | $468,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 4,850 | $466,000 | thousands by filing date | |
| CARBONITE INC | 141337105 | COM | 32,305 | $461,000 | thousands by filing date | |
| COTT CORP QUE | 22163N106 | COM | 66,404 | $457,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 4,420 | $452,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 18,000 | $451,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 22,106 | $450,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 37,445 | $446,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 9,582 | $445,000 | thousands by filing date | |
| DSW INC-CLASS A | 23334L102 | CL A | 11,857 | $442,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 38,790 | $436,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 44,100 | $434,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 8,601 | $434,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 5,510 | $434,000 | thousands by filing date | |
| GLOBAL SHIP LEASE INC NEW | Y27183105 | SHS A | 93,684 | $422,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 23,204 | $412,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 36,120 | $407,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 3,904 | $405,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 10,410 | $404,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,887 | $401,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 7,119 | $400,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 25,408 | $399,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 16,288 | $392,000 | thousands by filing date | |
| MYRIAD GENETICS INC | 62855J104 | COM | 11,448 | $390,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 7,900 | $390,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 30,491 | $388,000 | thousands by filing date | |
| EPLUS INC | 294268107 | COM | 5,084 | $385,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 10,068 | $369,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 19,364 | $368,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 9,469 | $367,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 6,026 | $366,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 5,496 | $360,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 41,680 | $357,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 2,347 | $357,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 7,100 | $356,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,420 | $355,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 6,839 | $354,000 | thousands by filing date | |
| CELADON GROUP INC | 150838100 | COM | 15,470 | $351,000 | thousands by filing date | |
| KELLY SVCS INC | 488152208 | CL A | 20,570 | $350,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 10,100 | $350,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,700 | $349,000 | thousands by filing date | put |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 10,112 | $349,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 1,520 | $347,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 108,288 | $340,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 3,034 | $337,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 11,510 | $334,000 | thousands by filing date | |
| Micron Technology,Inc. | 595112103 | COM | 9,517 | $333,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 6,891 | $333,000 | thousands by filing date | |
| QTS RLTY TR INC | 74736A103 | COM CL A | 9,809 | $332,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 18,893 | $332,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 19,180 | $331,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 14,700 | $330,000 | thousands by filing date | |
| AUDIOCODES LTD | M15342104 | ORD | 71,482 | $325,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 2,913 | $324,000 | thousands by filing date | |
| HELEN OF TROY CORP LTD | G4388N106 | COM | 4,978 | $324,000 | thousands by filing date | |
| LIMONEIRA CO | 532746104 | COM | 12,917 | $323,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 6,616 | $321,000 | thousands by filing date | |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 22,691 | $320,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 3,752 | $320,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 9,500 | $319,000 | thousands by filing date | call |
| NEWPORT CORP | 651824104 | COM | 16,675 | $319,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 4,130 | $318,000 | thousands by filing date | |
| EXPRESS SCRIPTS HLDG CO | 30219G108 | COM | 3,721 | $315,000 | thousands by filing date | |
| FIRST TR STRATEGIC HIGH INC | 337353304 | COM SHS NEW | 21,634 | $314,000 | thousands by filing date | |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 4,100 | $313,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 10,931 | $312,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 27,750 | $311,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 11,994 | $311,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 18,732 | $310,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 21,639 | $306,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 25,700 | $304,000 | thousands by filing date | call |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 12,200 | $302,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 11,895 | $302,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 30,147 | $301,000 | thousands by filing date | |
| BLOUNT INTL INC NEW | 095180105 | COM | 17,118 | $301,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,718 | $300,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 38,267 | $300,000 | thousands by filing date | |
| MOTOROLA SOLUTIONS INC COM NEW | 620076307 | Stock | 4,452 | $299,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 4,500 | $298,000 | thousands by filing date | call |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 10,443 | $297,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 7,543 | $296,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 3,672 | $292,000 | thousands by filing date | |
| ALLISON TRANSMISSION HLDGS I | 01973R101 | COM | 8,565 | $290,000 | thousands by filing date | |
| VIRTUS GLOBAL MULTI-SECTOR I | 92829B101 | COM | 18,153 | $288,000 | thousands by filing date | |
| WESTERN ASSET WORLDWIDE INCO | 957668106 | COM | 25,049 | $286,000 | thousands by filing date | |
| U HAUL HOLDING COMPANY | 023586100 | COM | 1,002 | $285,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 6,591 | $284,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 31,920 | $284,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 6,620 | $283,000 | thousands by filing date | |
| CHIPMOS TECH BERMUDA LTD | G2110R114 | SHS | 12,125 | $283,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 3,760 | $282,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 12,180 | $282,000 | thousands by filing date | |
| FTD COS INC | 30281V108 | COM | 8,092 | $282,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 10,540 | $280,000 | thousands by filing date | |
| EXAR CORP | 300645108 | COMMON STOCK | 27,395 | $279,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 2,636 | $279,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 6,460 | $278,000 | thousands by filing date | |
| CBRE GROUP INC CL A | 12504L109 | Stock | 8,020 | $275,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 8,076 | $274,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 2,996 | $273,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 2,130 | $273,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 5,400 | $273,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 3,333 | $273,000 | thousands by filing date | |
| PREFERRED APT CMNTYS INC | 74039L103 | COM | 29,701 | $270,000 | thousands by filing date | |
| RR DONNELLEY + SONS CO | 257867101 | COM | 16,056 | $270,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 17,892 | $270,000 | thousands by filing date | |
| TOLL BROTHERS INC COM | 889478103 | Stock | 7,820 | $268,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 5,300 | $268,000 | thousands by filing date | |
| FORRESTER RESH INC | 346563109 | COM | 6,782 | $267,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 1,847 | $266,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 7,345 | $266,000 | thousands by filing date | |
| INTELSAT S A | L5140P101 | COM | 13,012 | $266,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 3,246 | $264,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 4,434 | $263,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 21,840 | $263,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 9,121 | $262,000 | thousands by filing date | |
| UTI WORLDWIDE INC | G87210103 | ORD | 21,708 | $262,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 59,779 | $261,000 | thousands by filing date | |
| AGRIUM INC | 008916108 | COM | 2,751 | $261,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 8,730 | $260,000 | thousands by filing date | |
| ALLSTATE CORP COM | 020002101 | Stock | 3,690 | $259,000 | thousands by filing date | |
| SCHEIN HENRY INC | 806407102 | COM | 1,901 | $259,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 490 | $258,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 15,156 | $258,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 28,200 | $258,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 2,722 | $257,000 | thousands by filing date | |
| Thermo Fisher Scientific Inc. | 883556102 | COM | 2,034 | $255,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 15,960 | $255,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 2,678 | $255,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 7,270 | $254,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 4,779 | $254,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 3,748 | $252,000 | thousands by filing date | |
| HIVE | 007786106 | Stock | 52,420 | $252,000 | thousands by filing date | |
| GFI GROUP INC | 361652209 | COM | 46,148 | $252,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 7,298 | $250,000 | thousands by filing date | |
| SPROUTS FMRS MKT INC COM | 85208M102 | Stock | 7,288 | $248,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 6,418 | $248,000 | thousands by filing date | |
| ARRIS GROUP INC | 04270V106 | COM | 8,200 | $248,000 | thousands by filing date | |
| EXFO INC | 302046107 | SUB VTG SHS | 71,482 | $247,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 2,711 | $241,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 17,981 | $241,000 | thousands by filing date | |
| THOR INDS INC | 885160101 | COM | 4,293 | $240,000 | thousands by filing date | |
| CIENA CORP COM NEW | 171779309 | Stock | 12,333 | $239,000 | thousands by filing date | |
| NUVEEN S&P 500 BUY-WRITE INCOM COM | 6706ER101 | CEF | 19,735 | $239,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 241,000 | $239,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 2,700 | $239,000 | thousands by filing date | call |
| LENNAR CORP CL A | 526057104 | Stock | 5,300 | $237,000 | thousands by filing date | |
| DOVER CORP COM | 260003108 | Stock | 3,300 | $237,000 | thousands by filing date | call |
| XOOM CORP | 98419Q101 | COM | 13,557 | $237,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 23,306 | $236,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 2,206 | $234,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 9,900 | $234,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 6,630 | $233,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 374 | $232,000 | thousands by filing date | |
| OPENLANE INC | 48238T109 | COM | 6,687 | $232,000 | thousands by filing date | |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 12,161 | $230,000 | thousands by filing date | |
| EXELON CORP COM | 30161N101 | Stock | 6,182 | $229,000 | thousands by filing date | |
| ORBOTECH LTD | M75253100 | ORD | 15,487 | $229,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 12,000 | $228,000 | thousands by filing date | call |
| UNIVERSAL TRUCKLOAD SVCS INC | 93188P105 | COM | 7,990 | $228,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 3,446 | $227,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 5,639 | $225,000 | thousands by filing date | |
| PERFORMANCE SPORTS GROUP LTD | 71377G100 | COM | 12,469 | $224,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 8,027 | $224,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 5,075 | $223,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 7,130 | $222,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 13,946 | $222,000 | thousands by filing date | |
| RYANAIR HLDGS PLC | 783513104 | SPONSORED ADR | 3,113 | $222,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 19,550 | $222,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 13,860 | $219,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 5,218 | $219,000 | thousands by filing date | |
| NIELSEN HOLDINGS N V | N63218106 | COM | 4,876 | $218,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 3,329 | $216,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 2,748 | $216,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 11,000 | $215,000 | thousands by filing date | |
| WCI CMNTYS INC | 92923C807 | COM PAR $0.01 | 10,895 | $213,000 | thousands by filing date | |
| BROOKFIELD HIGH INCOME FD INC COM | 11272P102 | CEF | 26,040 | $212,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 5,088 | $211,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 3,834 | $210,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 2,869 | $209,000 | thousands by filing date | |
| PPL CORP COM | 69351T106 | Stock | 5,728 | $208,000 | thousands by filing date | |
| AH RLTY TR INC | 04208T108 | COM | 21,772 | $207,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 5,148 | $206,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,624 | $205,000 | thousands by filing date | |
| SINCLAIR BROADCAST GROUP INC | 829226109 | CL A | 7,510 | $205,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 2,600 | $203,000 | thousands by filing date | put |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 2,772 | $202,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 14,399 | $201,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 13,644 | $199,000 | thousands by filing date | |
| RED LION HOTELS CORP | 756764106 | COM | 30,998 | $197,000 | thousands by filing date | |
| OWENS RLTY MTG INC | 690828108 | COM | 13,351 | $196,000 | thousands by filing date | |
| CENTERSTATE BK CORP | 15201P109 | COM | 16,421 | $196,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 13,376 | $194,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 11,089 | $185,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 15,990 | $177,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375106 | COMMON STOCK | 15,527 | $174,000 | thousands by filing date | |
| PACIFIC PREMIER BANCORP INC | 69478X105 | COM | 10,000 | $173,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 11,730 | $171,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 11,777 | $170,000 | thousands by filing date | |
| SRH TOTAL RETURN FUND INC | 101507101 | COM | 18,480 | $167,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 11,038 | $162,000 | thousands by filing date | |
| NEOPHOTONICS CORP | 64051T100 | COM | 47,653 | $161,000 | thousands by filing date | |
| AVANTAX INC | 095229100 | COMMON STOCK | 11,558 | $160,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 17,640 | $157,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 20,228 | $157,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 3,100 | $157,000 | thousands by filing date | put |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 18,119 | $155,000 | thousands by filing date | |
| TANGOE INC/CT | 87582Y108 | COM | 11,900 | $155,000 | thousands by filing date | |
| TRECORA RES | 894648104 | COM | 10,563 | $155,000 | thousands by filing date | |
| MBIA INC | 55262C100 | COMMON STOCK | 16,170 | $154,000 | thousands by filing date | |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 10,200 | $153,000 | thousands by filing date | |
| ASPEN TECHNOLOGY INC | 045327103 | COM | 4,300 | $151,000 | thousands by filing date | call |
| VERSO PAPER CORP | 92531L108 | COM | 44,034 | $151,000 | thousands by filing date | |
| ALLOT LTD | M0854Q905 | SHS | 16,320 | $150,000 | thousands by filing date | |
| REALD INC | 75604L105 | COMMON STOCK | 12,550 | $148,000 | thousands by filing date | |
| Attunity Ltd | M15332121 | SHS NEW | 13,638 | $147,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 41,123 | $146,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 2,500 | $145,000 | thousands by filing date | put |
| GLOBAL CASH ACCESS HLDGS INC | 378967103 | COM | 20,156 | $144,000 | thousands by filing date | |
| NEFF CORP COM CL A | 640094207 | Stock | 12,750 | $144,000 | thousands by filing date | |
| MADISON STRTG SECTOR PREM FD | 558268108 | COM | 11,760 | $140,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 13,565 | $138,000 | thousands by filing date | |
| ADVENT CLAY CONV SEC INC FD | 007639107 | COM | 21,840 | $138,000 | thousands by filing date | |
| GSV CAPITAL CORP | 36191J101 | COM | 15,486 | $134,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 10,752 | $132,000 | thousands by filing date | |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 10,920 | $129,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 500 | $129,000 | thousands by filing date | call |
| SUPERCOM LTD NEW | M87095119 | SHS NEW | 12,466 | $127,000 | thousands by filing date | |
| ZOETIS INC CL A | 98978V103 | Stock | 2,900 | $125,000 | thousands by filing date | put |
| NUVEEN CR STRATEGIES INCOME | 67073D102 | COM SHS | 14,280 | $125,000 | thousands by filing date | |
| MAGICJACK VOCALTEC LTD | M6787E101 | SHS | 14,350 | $117,000 | thousands by filing date | |
| ACCURAY INC DEL | 004397105 | COM | 15,300 | $116,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 13,440 | $109,000 | thousands by filing date | |
| STERLING INFRASTRUCTURE INC COM | 859241101 | Stock | 16,630 | $106,000 | thousands by filing date | |
| COMMERCIAL VEH GROUP INC | 202608105 | COM | 15,810 | $105,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 11,458 | $99,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 13,400 | $92,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 10,000 | $91,000 | thousands by filing date | |
| HUDSON TECHNOLOGIES INC | 444144109 | COMMON STOCK | 23,640 | $89,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 41,934 | $89,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 10,080 | $86,000 | thousands by filing date | |
| EVINE LIVE INC | 300487105 | CL A | 13,054 | $86,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 13,600 | $85,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 64,535 | $84,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 19,890 | $83,000 | thousands by filing date | |
| NOKIA CORP | 654902204 | SPONSORED ADR | 10,064 | $79,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 11,675 | $76,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 15,889 | $70,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 11,535 | $69,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 25,000 | $69,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 25,000 | $69,000 | thousands by filing date | put |
| ADCARE HEALTH SYSTEMS INC | 00650W300 | COM NEW | 14,718 | $59,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 11,913 | $56,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 25,216 | $53,000 | thousands by filing date | |
| Tremor Video | 89484Q100 | Common Stock | 18,037 | $52,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 19,364 | $51,000 | thousands by filing date | |
| EQUUS TOTAL RETURN INC | 294766100 | COM | 21,756 | $46,000 | thousands by filing date | |
| ALASKA COMMUNICATIONS SYS GR | 01167P101 | COM | 25,548 | $46,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 10,605 | $45,000 | thousands by filing date | |
| SOLITARIO RESOURCES CORP | 8342EP107 | COM | 48,068 | $44,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 15,300 | $41,000 | thousands by filing date | |
| BROADSOFT INC | 11133B409 | COM | 1,400 | $41,000 | thousands by filing date | call |
| REX ENERGY CORPORATION | 761565100 | COM | 7,110 | $36,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 1,800 | $33,000 | thousands by filing date | call |
| Advanced Micro Devices,Inc. | 007903107 | COM | 11,224 | $30,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 13,810 | $28,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 3,300 | $24,000 | thousands by filing date | call |
| MOLYCORP INC DEL | 608753109 | COM | 19,551 | $17,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-007570 | this filing | 2015-02-17 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-16-010666 | superseded | 2016-06-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-16-010668 | superseded | 2016-06-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-17-007904 | base | 2017-07-18 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001493152-17-007906 | added | 2017-07-18 | acceptance time not in the bulk data set |