13F-HR filed by Parallax Volatility Advisers, L.P.
Parallax Volatility Advisers, L.P. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-17, with 6,351 holding rows worth $34,276,122,000.
- Accession
- 0001140361-15-006957
- Filer
- CIK 1521001
- Filed
- 2015-02-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 34,513 entries on the cover page, a total value of $34,276,122,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $34,276,122,000 with VALUE read as thousands by filing date, 13F file number 028-14500. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TREDEGAR CORP | 894650100 | COM | 800 | $18,000 | thousands by filing date | call |
| COMPANIA DE MINAS BUENAVENTU | 204448104 | SPONSORED ADR | 1,920 | $18,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 2,000 | $18,000 | thousands by filing date | put |
| TITAN MACHY INC | 88830R101 | COM | 1,300 | $18,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 1,000 | $18,000 | thousands by filing date | put |
| FREIGHTCAR AMER INC | 357023100 | COM | 700 | $18,000 | thousands by filing date | call |
| INTREPID POTASH INC | 46121Y102 | COM | 1,300 | $18,000 | thousands by filing date | put |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 500 | $18,000 | thousands by filing date | call |
| HALYARD HEALTH INC | 40650V100 | COM | 402 | $18,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 1,100 | $18,000 | thousands by filing date | put |
| REALD INC | 75604L105 | COMMON STOCK | 1,500 | $18,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 1,500 | $18,000 | thousands by filing date | put |
| ULTRA PETROLEUM CORP | 903914109 | COM | 1,400 | $18,000 | thousands by filing date | put |
| EZCHIP SEMICONDUCTOR LIMITED | M4146Y108 | ORD | 951 | $18,000 | thousands by filing date | |
| CLOUD PEAK ENERGY INC | 18911Q102 | COM | 1,934 | $18,000 | thousands by filing date | |
| SOLAZYME INC | 83415T101 | COM | 7,000 | $18,000 | thousands by filing date | put |
| ANN INC | 035623107 | COM | 500 | $18,000 | thousands by filing date | |
| IPC THE HOSPITALIST CO | 44984A105 | COM | 400 | $18,000 | thousands by filing date | |
| FLY LEASING LTD | 34407D109 | SPONSORED ADR | 1,400 | $18,000 | thousands by filing date | call |
| ANTERO RESOURCES CORP COM | 03674X106 | Stock | 414 | $17,000 | thousands by filing date | |
| MAGNA INTL INC COM | 559222401 | Stock | 160 | $17,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 400 | $17,000 | thousands by filing date | put |
| FULLER H B CO COM | 359694106 | Stock | 371 | $17,000 | thousands by filing date | |
| LTC PPTYS INC COM | 502175102 | REIT | 400 | $17,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 600 | $17,000 | thousands by filing date | put |
| SPOK HLDGS INC COM | 84863T106 | Stock | 1,000 | $17,000 | thousands by filing date | call |
| ISHARES TR | 464287648 | RUS 2000 GRW ETF | 121 | $17,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 200 | $17,000 | thousands by filing date | put |
| ISHARES INC | 464286509 | MSCI CDA ETF | 600 | $17,000 | thousands by filing date | put |
| USA COMPRESSION PARTNERS LP | 90290N109 | COM UNIT LTDPAR | 1,000 | $17,000 | thousands by filing date | call |
| COGENT COMMUNICATIONS GROUP | 19239V302 | COM NEW | 482 | $17,000 | thousands by filing date | |
| SOCIEDAD QUIMICA Y MINERA DE C | 833635105 | SPON ADR SER B | 700 | $17,000 | thousands by filing date | call |
| II VI INC | 902104108 | COM | 1,221 | $17,000 | thousands by filing date | |
| PDC ENERGY INC | 69327R101 | COM | 400 | $17,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 200 | $17,000 | thousands by filing date | call |
| WABASH NATIONAL CORP | 929566107 | COMMON STOCK | 1,392 | $17,000 | thousands by filing date | |
| SHIP FINANCE INTL LTD | G81075106 | SHS | 1,200 | $17,000 | thousands by filing date | put |
| AIR LEASE CORP | 00912X302 | CL A | 500 | $17,000 | thousands by filing date | call |
| UBS AG | H89231338 | SHS | 1,000 | $17,000 | thousands by filing date | call |
| Spectra Energy Partners | 84756N109 | COM | 300 | $17,000 | thousands by filing date | call |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 500 | $17,000 | thousands by filing date | call |
| SPX CORP | 784635104 | COMMON STOCK | 200 | $17,000 | thousands by filing date | call |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 17,700 | $17,000 | thousands by filing date | put |
| AXIALL CORP | 05463D100 | COM | 400 | $17,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 4,000 | $17,000 | thousands by filing date | put |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 1,000 | $17,000 | thousands by filing date | put |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 2,000 | $17,000 | thousands by filing date | call |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 763 | $17,000 | thousands by filing date | |
| BRIGGS & STRATTON CORP | 109043109 | COM | 852 | $17,000 | thousands by filing date | |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 1,000 | $17,000 | thousands by filing date | call |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 2,000 | $17,000 | thousands by filing date | put |
| CENVEO INC | 15670S105 | COM | 8,000 | $17,000 | thousands by filing date | put |
| RICE ENERGY INC | 762760106 | COM | 800 | $17,000 | thousands by filing date | call |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 172 | $16,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 135 | $16,000 | thousands by filing date | |
| MATADOR RES CO COM | 576485205 | Stock | 800 | $16,000 | thousands by filing date | call |
| STMICROELECTRONICS N V NY REGISTRY | 861012102 | ADR | 2,100 | $16,000 | thousands by filing date | call |
| NBT BANCORP INC COM | 628778102 | Stock | 622 | $16,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 259 | $16,000 | thousands by filing date | |
| VICOR CORP | 925815102 | COM | 1,343 | $16,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 1,400 | $16,000 | thousands by filing date | call |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 1,000 | $16,000 | thousands by filing date | put |
| COMPASS DIVERSIFIED HOLDINGS | 20451Q104 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | call |
| RITCHIE BROS AUCTIONEERS | 767744105 | COM | 600 | $16,000 | thousands by filing date | call |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 838 | $16,000 | thousands by filing date | |
| BLACKHAWK NETWORK HOLDING INC | 09238E104 | COMMON STOCK | 400 | $16,000 | thousands by filing date | put |
| AIR METHODS CORP | 009128307 | COM PAR $.06 | 358 | $16,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,531 | $16,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 400 | $16,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 2,500 | $16,000 | thousands by filing date | call |
| SOLAZYME INC | 83415T101 | COM | 6,000 | $16,000 | thousands by filing date | call |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,500 | $16,000 | thousands by filing date | call |
| QUIKSILVER INC | 74838C106 | COM | 7,500 | $16,000 | thousands by filing date | call |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 1,000 | $16,000 | thousands by filing date | call |
| POWERSHS DB MULTI SECT COMM DB | 73936B705 | COM | 1,000 | $16,000 | thousands by filing date | call |
| ALON USA PARTNERS LP UNIT LTD PARTNERSHIP INT | 02052T109 | COM | 1,220 | $16,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 6,200 | $16,000 | thousands by filing date | call |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 8,500 | $16,000 | thousands by filing date | call |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 200 | $15,000 | thousands by filing date | call |
| WENDYS CO COM | 95058W100 | Stock | 1,700 | $15,000 | thousands by filing date | call |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 2,100 | $15,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 1,500 | $15,000 | thousands by filing date | call |
| INNOSPEC INC | 45768S105 | COM | 360 | $15,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 1,000 | $15,000 | thousands by filing date | put |
| GOGO INC | 38046C109 | COM | 900 | $15,000 | thousands by filing date | put |
| ISHARES TR | 464287713 | US TELECOM ETF | 514 | $15,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $15,000 | thousands by filing date | put |
| ENVESTNET INC | 29404K106 | COM | 300 | $15,000 | thousands by filing date | put |
| RUTHS HOSPITALITY GROUP INC | 783332109 | COM | 1,000 | $15,000 | thousands by filing date | call |
| CENTURY CASINOS INC | 156492100 | COM | 3,000 | $15,000 | thousands by filing date | call |
| NANOMETRICS | 630077105 | COM | 900 | $15,000 | thousands by filing date | call |
| TRAVELZOO | 89421Q205 | CMN | 1,200 | $15,000 | thousands by filing date | put |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,245 | $15,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 433 | $15,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 700 | $15,000 | thousands by filing date | put |
| PANTRY INC | 698657103 | COM | 411 | $15,000 | thousands by filing date | |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 2,000 | $15,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 1,680 | $15,000 | thousands by filing date | |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 3,595 | $15,000 | thousands by filing date | |
| Powershs Db Multi Sector | 73936B309 | DB SILVER FUND | 600 | $15,000 | thousands by filing date | call |
| SANDRIDGE PERMIAN TR | 80007A102 | COM UNIT BEN INT | 2,471 | $15,000 | thousands by filing date | |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 3,000 | $15,000 | thousands by filing date | call |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 2,728 | $15,000 | thousands by filing date | |
| HOMEINNS HOTEL GROUP | 43742E102 | SPONSORED ADR | 500 | $15,000 | thousands by filing date | call |
| CONTROL4 CORP | 21240D107 | COM | 1,000 | $15,000 | thousands by filing date | call |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 3,517 | $15,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 457 | $14,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 7,000 | $14,000 | thousands by filing date | put |
| SYNOPSYS INC COM | 871607107 | Stock | 313 | $14,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 200 | $14,000 | thousands by filing date | put |
| SABRE CORP COM | 78573M104 | Stock | 700 | $14,000 | thousands by filing date | call |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $14,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 1,000 | $14,000 | thousands by filing date | call |
| COGNEX CORP | 192422103 | COM | 331 | $14,000 | thousands by filing date | |
| OFG BANCORP | 67103X102 | COM | 847 | $14,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 2,000 | $14,000 | thousands by filing date | put |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 3,000 | $14,000 | thousands by filing date | put |
| VOC ENERGY TR | 91829B103 | TR UNIT | 2,700 | $14,000 | thousands by filing date | |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 2,000 | $14,000 | thousands by filing date | put |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 4,400 | $14,000 | thousands by filing date | call |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 4,300 | $14,000 | thousands by filing date | put |
| PIXELWORKS INC | 72581M305 | COM NEW | 3,000 | $14,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 4,168 | $14,000 | thousands by filing date | |
| BIOSCRIP INC | 09069N108 | COM | 2,000 | $14,000 | thousands by filing date | put |
| CAPITAL SENIOR LIVING CORP | 140475104 | COM | 579 | $14,000 | thousands by filing date | |
| COMSTOCK RESOURCES INC | 205768203 | COM | 2,000 | $14,000 | thousands by filing date | call |
| CRAY INC | 225223304 | COM NEW | 400 | $14,000 | thousands by filing date | call |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 1,000 | $14,000 | thousands by filing date | put |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 2,000 | $14,000 | thousands by filing date | put |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 2,000 | $14,000 | thousands by filing date | call |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,960 | $14,000 | thousands by filing date | put |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 1,000 | $14,000 | thousands by filing date | call |
| GAIAM INC-CLASS A | 36268Q103 | CL A | 2,000 | $14,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 200 | $13,000 | thousands by filing date | put |
| ENTEGRIS INC COM | 29362U104 | Stock | 1,000 | $13,000 | thousands by filing date | put |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,000 | $13,000 | thousands by filing date | call |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,443 | $13,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 4,400 | $13,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 3,259 | $13,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 200 | $13,000 | thousands by filing date | call |
| CALUMET SPECIALTY PRODS PART | 131476103 | COM | 600 | $13,000 | thousands by filing date | call |
| COMSTOCK RESOURCES INC | 205768203 | COM | 1,904 | $13,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 400 | $13,000 | thousands by filing date | call |
| SYNERGY RES CORP | 87164P103 | COM | 1,000 | $13,000 | thousands by filing date | put |
| CITY NATL CORP | 178566105 | COM | 155 | $13,000 | thousands by filing date | |
| SOUTHCROSS ENERGY PARTNERS L | 84130C100 | COM UNIT LTDPT | 800 | $13,000 | thousands by filing date | put |
| MCCLATCHY CO | 579489105 | CL A | 4,000 | $13,000 | thousands by filing date | put |
| Crestwood Equity Partners | 226344109 | COM | 1,600 | $13,000 | thousands by filing date | put |
| TERADYNE INC COM | 880770102 | Stock | 600 | $12,000 | thousands by filing date | put |
| HEALTHSTREAM INC | 42222N103 | COM | 400 | $12,000 | thousands by filing date | put |
| VICOR CORP | 925815102 | COM | 1,000 | $12,000 | thousands by filing date | call |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,000 | $12,000 | thousands by filing date | put |
| AMERICAN VANGUARD CORP | 030371108 | COM | 1,000 | $12,000 | thousands by filing date | call |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 1,000 | $12,000 | thousands by filing date | put |
| CDK GLOBAL INC | 12508E101 | COM | 297 | $12,000 | thousands by filing date | put |
| ENVIRI CORP | 415864107 | COM | 659 | $12,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 1,300 | $12,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 600 | $12,000 | thousands by filing date | call |
| ADTRAN INC | 00738A106 | COMMON STOCK | 546 | $12,000 | thousands by filing date | |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 1,000 | $12,000 | thousands by filing date | call |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 4,000 | $12,000 | thousands by filing date | put |
| DENBURY RES INC | 247916208 | COM NEW | 1,500 | $12,000 | thousands by filing date | put |
| ENERPLUS CORP | 292766102 | COM | 1,295 | $12,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 6,875 | $12,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 3,000 | $12,000 | thousands by filing date | call |
| APPROACH RESOURCES INC | 03834A103 | COM | 1,900 | $12,000 | thousands by filing date | call |
| KEMET CORP | 488360207 | COM NEW | 2,877 | $12,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 600 | $12,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 5,900 | $12,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 4,000 | $12,000 | thousands by filing date | put |
| RUBICON TECHNOLOGY INC | 78112T107 | COM | 2,500 | $12,000 | thousands by filing date | call |
| INTRALINKS HLDGS INC | 46118H104 | COM | 1,000 | $12,000 | thousands by filing date | put |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 3,287 | $12,000 | thousands by filing date | |
| BANK OF IRELAND-SPONS ADR | 46267Q202 | SPNS | 814 | $12,000 | thousands by filing date | |
| TIME INC NEW | 887228104 | COM | 500 | $12,000 | thousands by filing date | put |
| TIME INC NEW | 887228104 | COM | 500 | $12,000 | thousands by filing date | call |
| MAGNA INTL INC COM | 559222401 | Stock | 100 | $11,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 1,000 | $11,000 | thousands by filing date | put |
| FLEX LTD ORD | Y2573F102 | Stock | 1,000 | $11,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 501 | $11,000 | thousands by filing date | |
| WINNEBAGO INDS INC | 974637100 | COM | 500 | $11,000 | thousands by filing date | call |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 123 | $11,000 | thousands by filing date | |
| GOGO INC | 38046C109 | COM | 647 | $11,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 400 | $11,000 | thousands by filing date | put |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 4,323 | $11,000 | thousands by filing date | call |
| FUEL TECH INC | 359523107 | COM | 3,000 | $11,000 | thousands by filing date | call |
| PROS Holdings Inc | 74346Y103 | Common Stock | 400 | $11,000 | thousands by filing date | call |
| CHESAPEAKE GRANITE WASH TRUST | 165185109 | COMMON STOCK | 2,000 | $11,000 | thousands by filing date | call |
| EXCO RESOURCES INC | 269279402 | COMMON STOCK | 4,944 | $11,000 | thousands by filing date | |
| NORANDA ALUMINIUM HOLDING CORP | 65542W107 | COMMON STOCK | 3,000 | $11,000 | thousands by filing date | call |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 1,200 | $11,000 | thousands by filing date | put |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 588 | $11,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 6,100 | $11,000 | thousands by filing date | call |
| KEYW HLDG CORP | 493723100 | COM | 1,094 | $11,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,512 | $11,000 | thousands by filing date | |
| AIXTRON SE | 009606104 | SPONSORED ADR | 1,000 | $11,000 | thousands by filing date | put |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 1,000 | $11,000 | thousands by filing date | put |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 600 | $11,000 | thousands by filing date | put |
| WAUSAU PAPER CORP | 943315101 | COM | 1,000 | $11,000 | thousands by filing date | put |
| CTC MEDIA INC | 12642X106 | COM | 2,300 | $11,000 | thousands by filing date | call |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 1,000 | $11,000 | thousands by filing date | put |
| WEBMD HEALTH CORP | 94770V102 | COM | 279 | $11,000 | thousands by filing date | |
| HIGHPOWER INTL INC | 43113X101 | COM | 2,300 | $11,000 | thousands by filing date | call |
| NEWCASTLE INVT CORP NEW COM PAR $0.01 | 65105M603 | REIT | 2,500 | $11,000 | thousands by filing date | call |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 373 | $10,000 | thousands by filing date | |
| ECHOSTAR CORP | 278768106 | CL A | 193 | $10,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 164 | $10,000 | thousands by filing date | |
| MITEK SYS INC | 606710200 | COM NEW | 3,000 | $10,000 | thousands by filing date | call |
| EATON VANCE CORP | 278265103 | COM NON VTG | 252 | $10,000 | thousands by filing date | |
| Federal Agric Mtg Corp Cl C | 313148306 | COM | 322 | $10,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 507 | $10,000 | thousands by filing date | |
| NAM TAI PROPERTY INC | G63907102 | Com | 2,000 | $10,000 | thousands by filing date | call |
| BILL BARRETT CORP | 06846N104 | COMMON STOCK | 900 | $10,000 | thousands by filing date | call |
| EXAR CORP | 300645108 | COMMON STOCK | 1,000 | $10,000 | thousands by filing date | put |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 808 | $10,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,000 | $10,000 | thousands by filing date | call |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,041 | $10,000 | thousands by filing date | |
| HOVNANIAN ENTPR INC | 442487203 | COMMON STOCK | 2,500 | $10,000 | thousands by filing date | call |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 400 | $10,000 | thousands by filing date | call |
| E2OPEN INC | 29788A104 | COM | 1,000 | $10,000 | thousands by filing date | put |
| E2OPEN INC | 29788A104 | COM | 1,000 | $10,000 | thousands by filing date | call |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 2,100 | $10,000 | thousands by filing date | put |
| KEYW HLDG CORP | 493723100 | COM | 1,000 | $10,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 354 | $10,000 | thousands by filing date | |
| RENREN INC | 759892102 | SPONSORED ADR | 4,000 | $10,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 2,153 | $10,000 | thousands by filing date | |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 2,000 | $10,000 | thousands by filing date | put |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 5,500 | $10,000 | thousands by filing date | put |
| HIGHPOWER INTL INC | 43113X101 | COM | 2,000 | $10,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 950 | $10,000 | thousands by filing date | put |
| MURPHY USA INC COM | 626755102 | Stock | 150 | $9,000 | thousands by filing date | call |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 201 | $9,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 700 | $9,000 | thousands by filing date | call |
| MITEK SYS INC | 606710200 | COM NEW | 2,708 | $9,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 400 | $9,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 220 | $9,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 100 | $9,000 | thousands by filing date | put |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 3,366 | $9,000 | thousands by filing date | put |
| Flushing Financial Corp | 343873105 | Common Stock | 423 | $9,000 | thousands by filing date | |
| PINNACLE FOODS INC DEL | 72348P104 | COM | 243 | $9,000 | thousands by filing date | |
| LEAPFROG ENTERPRISES INC | 52186N106 | COMMON STOCK | 2,000 | $9,000 | thousands by filing date | put |
| DRYSHIPS INC | Y2109Q101 | COMMON STOCK-FO | 8,700 | $9,000 | thousands by filing date | call |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 600 | $9,000 | thousands by filing date | call |
| EMULEX CORP | 292475209 | COM NEW | 1,500 | $9,000 | thousands by filing date | call |
| LEGACY RESERVES LP | 524707304 | UNIT LP INT | 800 | $9,000 | thousands by filing date | call |
| RENREN INC | 759892102 | SPONSORED ADR | 3,500 | $9,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 4,000 | $9,000 | thousands by filing date | put |
| DEX MEDIA INC | 25213A107 | COM | 1,000 | $9,000 | thousands by filing date | call |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 1,000 | $9,000 | thousands by filing date | call |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 800 | $9,000 | thousands by filing date | call |
| Crestwood Mid Lp New | 226378107 | UNIT LTD PARTNER | 600 | $9,000 | thousands by filing date | put |
| CNH INDL N V SHS | N20944109 | Stock | 1,000 | $8,000 | thousands by filing date | put |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 600 | $8,000 | thousands by filing date | call |
| GEO GROUP INC NEW | 36162J106 | COM | 200 | $8,000 | thousands by filing date | put |
| TTM TECHNOLOGIES INC | 87305R109 | COM | 1,000 | $8,000 | thousands by filing date | call |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 1,100 | $8,000 | thousands by filing date | call |
| CENOVUS ENERGY INC | 15135U109 | COM | 401 | $8,000 | thousands by filing date | |
| BANNER CORP | 06652V208 | COM NEW | 183 | $8,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 203 | $8,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 339 | $8,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 1,000 | $8,000 | thousands by filing date | call |
| VAALCO ENERGY INC | 91851C201 | COMMON STOCK | 1,803 | $8,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459W847 | DAILY SMALL CAP | 101 | $8,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 300 | $8,000 | thousands by filing date | put |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 966 | $8,000 | thousands by filing date | |
| CALLON PETE CO DEL | 13123X102 | COM | 1,400 | $8,000 | thousands by filing date | call |
| VONAGE HLDGS CORP | 92886T201 | COM | 2,000 | $8,000 | thousands by filing date | call |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 4,358 | $8,000 | thousands by filing date | |
| SWIFT ENERGY CO | 870738101 | COM | 2,000 | $8,000 | thousands by filing date | call |
| CHINACACHE INTL HLDG LTD | 16950M107 | SPON ADR | 900 | $8,000 | thousands by filing date | put |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,000 | $8,000 | thousands by filing date | call |
| BRISTOW GROUP INC | 110394103 | COM | 117 | $8,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 2,200 | $8,000 | thousands by filing date | put |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 733 | $8,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 559 | $8,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 700 | $7,000 | thousands by filing date | put |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 300 | $7,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 316 | $7,000 | thousands by filing date | |
| COMPANHIA SIDERURGICA NACION | 20440W105 | SPONSORED ADR | 3,567 | $7,000 | thousands by filing date | |
| COSAN LTD | G25343107 | SHS A | 907 | $7,000 | thousands by filing date | |
| PHOTRONICS INC | 719405102 | COM | 836 | $7,000 | thousands by filing date | |
| ACACIA RESEARCH CORP | 003881307 | COMMON STOCK | 421 | $7,000 | thousands by filing date | |
| SOUTHSIDE BANCSHARES INC | 84470P109 | COMMON STOCK | 258 | $7,000 | thousands by filing date | |
| METALLUS INC | 887399103 | COMMON STOCK | 200 | $7,000 | thousands by filing date | call |
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,000 | $7,000 | thousands by filing date | put |
| CHINA AUTOMOTIVE SYS INC | 16936R105 | COM | 1,000 | $7,000 | thousands by filing date | call |
| COTT CORP QUE | 22163N106 | COM | 1,000 | $7,000 | thousands by filing date | call |
| BIOSCRIP INC | 09069N108 | COM | 1,048 | $7,000 | thousands by filing date | |
| SWS GROUP INC | 78503N107 | COM | 1,000 | $7,000 | thousands by filing date | put |
| G & K SVCS INC | 361268105 | CL A | 100 | $7,000 | thousands by filing date | put |
| PROVIDENCE SVC CORP | 743815102 | COM | 200 | $7,000 | thousands by filing date | call |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,131 | $7,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 1,000 | $7,000 | thousands by filing date | put |
| SOLAZYME INC | 83415T101 | COM | 2,894 | $7,000 | thousands by filing date | |
| ALERE INC | 01449J105 | COM | 177 | $7,000 | thousands by filing date | |
| ACCURIDE CORP NEW | 00439T206 | COM NEW | 1,700 | $7,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 362 | $7,000 | thousands by filing date | |
| PROCERA NETWORKS INC | 74269U203 | COM | 1,000 | $7,000 | thousands by filing date | put |
| QUIKSILVER INC | 74838C106 | COM | 3,000 | $7,000 | thousands by filing date | put |
| SIGMA DESIGNS INC | 826565103 | COM | 1,000 | $7,000 | thousands by filing date | put |
| STILLWATER MINING CO | 86074Q102 | COM | 500 | $7,000 | thousands by filing date | call |
| SILICON IMAGE INC | 82705T102 | COM | 1,277 | $7,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 2,600 | $7,000 | thousands by filing date | put |
| SORL Auto Parts Inc | 78461U101 | COM | 2,000 | $7,000 | thousands by filing date | put |
| CHINA BAK BATTERY INC | 16936Y209 | COM | 4,000 | $7,000 | thousands by filing date | put |
| SEVENTY SEVEN ENERGY INC | 818097107 | COM | 1,400 | $7,000 | thousands by filing date | put |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 129 | $6,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 300 | $6,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 484 | $6,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 300 | $6,000 | thousands by filing date | call |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100 | $6,000 | thousands by filing date | call |
| MERCER INTL INC | 588056101 | COM | 501 | $6,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 500 | $6,000 | thousands by filing date | put |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 1,000 | $6,000 | thousands by filing date | put |
| PDF SOLUTIONS INC | 693282105 | COMMON STOCK | 400 | $6,000 | thousands by filing date | put |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 63 | $6,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,807 | $6,000 | thousands by filing date | |
| PETROQUEST ENERGY INC | 716748108 | COMMON STOCK | 1,700 | $6,000 | thousands by filing date | call |
| SONUS NETWORKS INC | 835916107 | COM | 1,485 | $6,000 | thousands by filing date | |
| BAZAARVOICE INC | 073271108 | COM | 689 | $6,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 3,232 | $6,000 | thousands by filing date | |
| NEONODE INC | 64051M402 | COM NEW | 2,000 | $6,000 | thousands by filing date | put |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 449 | $6,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,000 | $6,000 | thousands by filing date | put |
| PROCERA NETWORKS INC | 74269U203 | COM | 800 | $6,000 | thousands by filing date | call |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 3,000 | $6,000 | thousands by filing date | call |
| ROSETTA STONE INC | 777780107 | COM | 565 | $6,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 6,000 | $6,000 | thousands by filing date | call |
| IAMGOLD CORP COM | 450913108 | Stock | 2,000 | $5,000 | thousands by filing date | call |
| GROUP 1 AUTOMOTIVE INC COM | 398905109 | Stock | 61 | $5,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 400 | $5,000 | thousands by filing date | put |
| SAN JUAN BASIN RTY TR | 798241105 | UNIT BEN INT | 385 | $5,000 | thousands by filing date | |
| TETRA TECHNOLOGIES INC DEL | 88162F105 | COM | 700 | $5,000 | thousands by filing date | |
| AMC ENTMT HLDGS INC | 00165C104 | CL A COM | 200 | $5,000 | thousands by filing date | put |
| CENTURY ALUM CO | 156431108 | COM | 200 | $5,000 | thousands by filing date | call |
| NAM TAI PROPERTY INC | G63907102 | Com | 1,000 | $5,000 | thousands by filing date | put |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 200 | $5,000 | thousands by filing date | call |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 1,500 | $5,000 | thousands by filing date | call |
| GLOBALSTAR INC | 378973408 | COM | 1,900 | $5,000 | thousands by filing date | call |
| ICONIX BRAND GROUP INC | 451055107 | COM | 160 | $5,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 883 | $5,000 | thousands by filing date | |
| REX ENERGY CORPORATION | 761565100 | COM | 1,000 | $5,000 | thousands by filing date | put |
| SILVER STD RES INC | 82823L106 | COM | 1,000 | $5,000 | thousands by filing date | put |
| AMYRIS INC | 03236M101 | COM | 2,484 | $5,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 100 | $5,000 | thousands by filing date | call |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 516 | $5,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 1,907 | $5,000 | thousands by filing date | |
| RENESOLA LTD | 75971T103 | SPONS ADS | 4,000 | $5,000 | thousands by filing date | call |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,000 | $5,000 | thousands by filing date | call |
| EMCORE CORP | 290846203 | COM | 1,000 | $5,000 | thousands by filing date | put |
| BSQUARE CORP | 11776U300 | COM | 1,200 | $5,000 | thousands by filing date | call |
| PACIFIC COAST OIL TR | 694103102 | UNIT BEN INT | 1,000 | $5,000 | thousands by filing date | put |
| KONGZHONG CORP | 50047P104 | CMN | 1,000 | $5,000 | thousands by filing date | put |
| WESTERN REFNG LOGISTICS LP | 95931Q205 | COM UNIT REP LTP | 163 | $5,000 | thousands by filing date | |
| BALLARD PWR SYS INC NEW COM | 058586108 | Stock | 2,138 | $4,000 | thousands by filing date | |
| IMPERIAL OIL LTD COM NEW | 453038408 | Stock | 88 | $4,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 331 | $4,000 | thousands by filing date | |
| NORDSON CORP | 655663102 | COM | 54 | $4,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 1,600 | $4,000 | thousands by filing date | put |
| SEABRIDGE GOLD INC | 811916105 | COM *D* | 500 | $4,000 | thousands by filing date | put |
| EXTREME NETWORKS INC | 30226D106 | COM | 1,000 | $4,000 | thousands by filing date | call |
| RAYONIER ADVANCED MATLS INC | 75508B104 | COM | 198 | $4,000 | thousands by filing date | put |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 1,000 | $4,000 | thousands by filing date | put |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 258 | $4,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 100 | $4,000 | thousands by filing date | call |
| NN INC | 629337106 | COM | 200 | $4,000 | thousands by filing date | call |
| CALAMP CORP | 128126109 | COMMON STOCK | 205 | $4,000 | thousands by filing date | |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 4,000 | $4,000 | thousands by filing date | call |
| MECHEL OAO | 583840103 | SPONSORED ADR | 5,542 | $4,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 7,000 | $4,000 | thousands by filing date | put |
| APPROACH RESOURCES INC | 03834A103 | COM | 660 | $4,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,000 | $4,000 | thousands by filing date | call |
| PANDORA MEDIA INC | 698354107 | COM | 217 | $4,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 2,000 | $4,000 | thousands by filing date | call |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 200 | $4,000 | thousands by filing date | call |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 1,000 | $4,000 | thousands by filing date | call |
| HALCON RES CORP | 40537Q209 | COM NEW | 2,200 | $4,000 | thousands by filing date | put |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 2,000 | $4,000 | thousands by filing date | put |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 1,000 | $4,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 4,000 | $4,000 | thousands by filing date | put |
| EMERALD OIL INC | 29101U209 | COM NEW | 2,985 | $4,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 3,000 | $4,000 | thousands by filing date | put |
| SHORETEL INC | 825211105 | COM | 610 | $4,000 | thousands by filing date | |
| CHINA INFORMATION TECHNOLOGY | G21174100 | CMN | 1,000 | $4,000 | thousands by filing date | call |
| KONGZHONG CORP | 50047P104 | CMN | 744 | $4,000 | thousands by filing date | |
| BLACKHAWK NET B | 09238E203 | Common Stock | 96 | $4,000 | thousands by filing date | put |
| SPDR S&P Homebuilders ETF | 78464A888 | SHS | 94 | $3,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 231 | $3,000 | thousands by filing date | |
| WIPRO LTD SPON ADR 1 SH | 97651M109 | ADR | 262 | $3,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 100 | $3,000 | thousands by filing date | put |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 100 | $3,000 | thousands by filing date | call |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 943 | $3,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 1,000 | $3,000 | thousands by filing date | put |
| DXP ENTERPRISES INC | 233377407 | COM NEW | 53 | $3,000 | thousands by filing date | |
| ABRAXAS PETROLEUM CORP | 003830106 | COM | 1,000 | $3,000 | thousands by filing date | call |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,297 | $3,000 | thousands by filing date | |
| AEROPOSTALE INC | 007865108 | COMMON STOCK | 1,300 | $3,000 | thousands by filing date | put |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 153 | $3,000 | thousands by filing date | |
| EDGIO INC | 53261M104 | COM | 1,000 | $3,000 | thousands by filing date | call |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 300 | $3,000 | thousands by filing date | call |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 184 | $3,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 1,000 | $3,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 3,973 | $3,000 | thousands by filing date | |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 3,044 | $3,000 | thousands by filing date | |
| FX ENERGY INC | 302695101 | COM | 1,727 | $3,000 | thousands by filing date | |
| TANZANIAN ROYALTY EXPLORATION CORP. | 87600U104 | COM | 4,000 | $3,000 | thousands by filing date | call |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 31 | $2,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 1,000 | $2,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 39 | $2,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 186 | $2,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 162 | $2,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 23 | $2,000 | thousands by filing date | |
| CROSS CTRY HEALTHCARE INC | 227483104 | COM | 178 | $2,000 | thousands by filing date | |
| ISHARES | 464286830 | EXCHANGE TRADED | 113 | $2,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 39 | $2,000 | thousands by filing date | call |
| QUANTUM FUEL SYS INC XXX | 74765E307 | COM | 918 | $2,000 | thousands by filing date | |
| SUPERIOR ENERGY SVCS INC | 868157108 | COM | 106 | $2,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 100 | $2,000 | thousands by filing date | call |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,000 | $2,000 | thousands by filing date | put |
| E2OPEN INC | 29788A104 | COM | 192 | $2,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 1,399 | $2,000 | thousands by filing date | |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 100 | $2,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 500 | $2,000 | thousands by filing date | call |
| FRONTLINE LTD | G3682E127 | COM | 900 | $2,000 | thousands by filing date | call |
| EMERALD OIL INC | 29101U209 | COM NEW | 1,600 | $2,000 | thousands by filing date | call |
| FX ENERGY INC | 302695101 | COM | 1,000 | $2,000 | thousands by filing date | put |
| FX ENERGY INC | 302695101 | COM | 1,000 | $2,000 | thousands by filing date | call |
| FNFV GROUP | 31620R402 | COM | 97 | $2,000 | thousands by filing date | |
| SPDR S&P Midcap 400 ETF Trust | 78467Y107 | SHS | 4 | $1,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 100 | $1,000 | thousands by filing date | call |
| RAMBUS INC DEL COM | 750917106 | Stock | 100 | $1,000 | thousands by filing date | call |
| GOLD FIELDS LTD SPONSORED ADR | 38059T106 | ADR | 300 | $1,000 | thousands by filing date | put |
| DIODES INC COM | 254543101 | Stock | 37 | $1,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 8 | $1,000 | thousands by filing date | |
| HILLTOP HLDGS INC | 432748101 | COM | 44 | $1,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 12 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 56 | $1,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | put |
| DNOW INC | 67011P100 | COMMON STOCK | 25 | $1,000 | thousands by filing date | call |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 30 | $1,000 | thousands by filing date | |
| RADIOSHACK CORP | 750438103 | COMMON STOCK | 2,106 | $1,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 100 | $1,000 | thousands by filing date | put |
| VERIS RESIDENTIAL INC | 554489104 | COM | 43 | $1,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 38 | $1,000 | thousands by filing date | put |
| HEIDELBERG MATLS AG FSPONSORED ADR 1 ADR REPS 0.2 ORD SHS | 427093109 | ADR | 1,100 | $1,000 | thousands by filing date | |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 590 | $1,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 600 | $1,000 | thousands by filing date | call |
| MCEWEN MNG INC | 58039P107 | COM | 1,000 | $1,000 | thousands by filing date | put |
| MCEWEN MNG INC | 58039P107 | COM | 1,000 | $1,000 | thousands by filing date | call |
| RAIT FINANCIAL TRUST | 749227609 | COM NEW | 100 | $1,000 | thousands by filing date | |
| MILLENNIAL MEDIA INC | 60040N105 | COM | 700 | $1,000 | thousands by filing date | put |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 75 | $1,000 | thousands by filing date | put |
| RENESOLA LTD | 75971T103 | SPONS ADS | 1,000 | $1,000 | thousands by filing date | |
| MEETME INC | 585141104 | COM | 938 | $1,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 391 | $1,000 | thousands by filing date | |
| BlackRock Ultra Short-Term Bond ETF | 46434V878 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDELITY COMWLTH TR | 315912808 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Energy Index ETF | 316092402 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Health Care Select Sector SPDR Fund | 81369Y209 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Dividend Growth ETF | 46434V621 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI EAFE ETF | 46432F842 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core MSCI Emerging Markets ETF | 46434G103 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core S&P U.S. Value ETF | 464287663 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core Total USD Bond Market ETF | 46434V613 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Emerging Markets Dividend ETF | 464286319 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Expanded Tech Sector ETF | 464287549 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Floating Rate Bond ETF | 46429B655 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global 100 ETF | 464287572 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Healthcare ETF | 464287325 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global REIT ETF | 46434V647 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Global Tech ETF | 464287291 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MBS ETF | 464288588 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Mid-Cap Value ETF | 464288406 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Morningstar Small-Cap Growth ETF | 464288604 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI ACWI ex U.S. ETF | 464288240 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI KLD 400 Social ETF | 464288570 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Equal Weighted ETF | 464286681 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares MSCI USA Momentum Factor ETF | 46432F396 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Global Clean Energy Index Fund | 464288224 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Mid-Cap 400 Value ETF | 464287705 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares S&P Small-Cap 600 Value ETF | 464287879 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Short Treasury Bond ETF | 464288679 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares TIPS Bond ETF | 464287176 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288620 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287523 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 46432F834 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464287457 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288372 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES TR | 464288687 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares Treasury Floating Rate Bond ETF | 46434V860 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| iShares U.S. Aerospace & Defense ETF | 464288760 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006957 | this filing | 2015-02-17 | acceptance time not in the bulk data set |