13F-HR filed by Invesco Ltd.
Invesco Ltd. filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 4,069 holding rows worth $258,849,499,000.
- Accession
- 0001140361-15-006369
- Filer
- CIK 914208
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 12,873 entries on the cover page, a total value of $258,849,499,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $258,849,499,000 with VALUE read as thousands by filing date, 13F file number 028-11246. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerInvesco Advisers, Inc.028-00255
- included managerINVESCO CANADA LTD.028-06137
- included managerInvesco National Trust Company
- included managerInvesco Hong Kong Limited
- included managerInvesco Asset Management Deutschland GmbH
- included managerInvesco Asset Management LTD028-05683
- included managerInvesco Asset Management, S.A
- included managerInvesco Asset Management Osterreich GmbH
- included managerInvesco Management S.A
- included managerInvesco Taiwan Limited
- included managerInvesco Asset Management (Japan) Limited
- included managerInvesco Global Asset Management Ltd.
- included managerInvesco Australia Ltd.
- included managerInvesco Investment Advisers, LLC028-11365
- included managerInvesco PowerShares Capital Management LLC028-11936
- included managerInvesco Asset Management Singapore, Ltd
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 11,250,000 | $10,927,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 205,003 | $10,901,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 503,407 | $10,894,000 | thousands by filing date | |
| ALLIANT ENERGY CORP COM | 018802108 | Stock | 163,900 | $10,886,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 177,439 | $10,859,000 | thousands by filing date | |
| SUNEDISON INC(SUNE) CVT 2.0 14 | 86732YAA7 | CONVERT | 7,350,000 | $10,786,000 | thousands by filing date | |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 9,133,000 | $10,743,000 | thousands by filing date | |
| WESTERN AST INFL LKD OPP & I | 95766R104 | COM | 948,129 | $10,714,000 | thousands by filing date | |
| TRIBUNE COMPANY | 896047503 | COMMON | 178,641 | $10,677,000 | thousands by filing date | |
| ALBEMARLE CORP | 012653101 | COM | 177,540 | $10,676,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 93,400 | $10,608,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 11,760,000 | $10,606,000 | thousands by filing date | |
| SCIQUEST INC NEW | 80908T101 | COM | 730,144 | $10,550,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 863,386 | $10,525,000 | thousands by filing date | |
| MELLANOX TECHNOLOGIES LTD | M51363113 | COMMON STOCK | 245,012 | $10,469,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 639,510 | $10,418,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 128,790 | $10,415,000 | thousands by filing date | |
| RADIAN GROUP INC | 750236AN1 | NOTE 2.250% 3/0 | 6,470,000 | $10,405,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 288,388 | $10,336,000 | thousands by filing date | |
| NOVELLUS SYS INC | 670008AD3 | NOTE 2.625% 5/1 | 4,500,000 | $10,316,000 | thousands by filing date | |
| CENTURY ALUM CO | 156431108 | COM | 422,506 | $10,309,000 | thousands by filing date | |
| ARENA PHARMECEUTICALS INC | 040047102 | COMMON STOCK | 2,966,665 | $10,294,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 1,233,867 | $10,266,000 | thousands by filing date | |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 9,650,000 | $10,253,000 | thousands by filing date | |
| NORTHWESTERN ENERGY GROUP INC COM NEW | 668074305 | Stock | 179,849 | $10,176,000 | thousands by filing date | |
| BLACKROCK RESOURCES & COMMODIT | 09257A108 | SHS | 1,046,508 | $10,161,000 | thousands by filing date | |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 555,676 | $10,141,000 | thousands by filing date | |
| DOMINION DIAMOND CORP | 257287102 | COM | 563,964 | $10,127,000 | thousands by filing date | |
| ENTERPRISE PRODS PARTNERS L | 293792107 | COM | 279,435 | $10,094,000 | thousands by filing date | |
| ZIFF DAVIS INC | 48123V102 | COM | 162,581 | $10,080,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278277108 | COM | 722,724 | $9,995,000 | thousands by filing date | |
| iStar Financial Inc | 45031UBV2 | Note 1.5000% 15-Nov-2016 | 9,770,000 | $9,910,000 | thousands by filing date | |
| VANTIV INC | 92210H105 | CL A | 291,811 | $9,898,000 | thousands by filing date | |
| ALLETE INC | 018522300 | COM NEW | 179,411 | $9,893,000 | thousands by filing date | |
| SUN CMNTYS INC COM | 866674104 | REIT | 162,381 | $9,818,000 | thousands by filing date | |
| WEX INC | 96208T104 | COM | 99,104 | $9,804,000 | thousands by filing date | |
| VIASAT INC | 92552V100 | COM | 155,470 | $9,799,000 | thousands by filing date | |
| NUVEEN PREFERRED & INCOME | 67075A106 | EXCHANGE TRADED | 436,396 | $9,798,000 | thousands by filing date | |
| MARRIOTT VACATIONS WORLDWIDE C COM | 57164Y107 | Stock | 130,921 | $9,758,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,094,166 | $9,739,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 146,738 | $9,728,000 | thousands by filing date | |
| MCGRATH RENTCORP | 580589109 | COM | 269,988 | $9,682,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 677,651 | $9,677,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 329,864 | $9,668,000 | thousands by filing date | |
| BLACKSTONE GROUP LP | 09253U108 | COM UNIT LTD | 285,309 | $9,652,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 93,730 | $9,641,000 | thousands by filing date | |
| HEARTLAND PMT SYS INC | 42235N108 | COM | 178,712 | $9,641,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 9,140,000 | $9,626,000 | thousands by filing date | |
| Alamos Gold, Inc. | 011527108 | COM | 1,345,698 | $9,612,000 | thousands by filing date | |
| HURN CONSLTING GRP(HURN)CVT144 | 447462AA0 | CONVERT | 9,150,000 | $9,522,000 | thousands by filing date | |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 135,196 | $9,515,000 | thousands by filing date | |
| CORPORATE EXECUTIVE BRD CO | 21988R102 | COM | 130,983 | $9,501,000 | thousands by filing date | |
| Sunedison Inc | 86732YAE9 | CONV | 9,772,000 | $9,467,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 168,631 | $9,443,000 | thousands by filing date | |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 407,002 | $9,424,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 480,221 | $9,369,000 | thousands by filing date | |
| HOLOGIC INC | 436440AC5 | CORPORATE OBLIG | 8,400,000 | $9,356,000 | thousands by filing date | |
| FORTINET INC COM | 34959E109 | Stock | 304,783 | $9,345,000 | thousands by filing date | |
| CIRRUS LOGIC INC COM | 172755100 | Stock | 396,266 | $9,340,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 311,909 | $9,263,000 | thousands by filing date | |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 519,936 | $9,244,000 | thousands by filing date | |
| NEUBERGER BERMAN MLP AND ENERG | 64129H104 | COM | 525,048 | $9,241,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 428,079 | $9,225,000 | thousands by filing date | |
| EATON VANCE TAX ADVANTAGED GLO | 27828S101 | COM | 569,562 | $9,210,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 7,720,000 | $9,177,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 303,236 | $9,165,000 | thousands by filing date | |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 447,803 | $9,157,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 172,907 | $9,146,000 | thousands by filing date | |
| SYNAPTICS INC COM | 87157D109 | Stock | 132,717 | $9,136,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 528,440 | $9,116,000 | thousands by filing date | |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 419,716 | $9,091,000 | thousands by filing date | |
| SPX CORP | 784635104 | COMMON STOCK | 105,707 | $9,082,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 590,186 | $9,072,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED BUY- | 27828Y108 | COM | 644,059 | $9,056,000 | thousands by filing date | |
| TESSERA TECHNOLOGIES INC | 88164L100 | COM | 252,442 | $9,028,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 247,597 | $9,019,000 | thousands by filing date | |
| PANTRY INC | 698657103 | COM | 243,391 | $9,019,000 | thousands by filing date | |
| HSBC HLDGS PLC SPON ADR NEW | 404280406 | ADR | 189,742 | $8,961,000 | thousands by filing date | |
| PS BUSINESS PKS INC CALIF | 69360J107 | COM | 112,586 | $8,954,000 | thousands by filing date | |
| COHEN & STEERS MLP INC & ENR | 19249B106 | COM SHS | 455,763 | $8,942,000 | thousands by filing date | |
| MEDICAL PROPERTIES TRUST INC COM | 58463J304 | REIT | 648,685 | $8,939,000 | thousands by filing date | |
| WIX COM LTD SHS | M98068105 | Stock | 425,258 | $8,930,000 | thousands by filing date | |
| OCEANEERING INTL INC | 675232102 | COM | 151,593 | $8,915,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 204,404 | $8,895,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 272,656 | $8,883,000 | thousands by filing date | |
| INTELIQUENT INC | 45825N107 | COM | 452,538 | $8,883,000 | thousands by filing date | |
| ORBITAL SCIENCES CORP | 685564106 | COM | 330,116 | $8,877,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 573,192 | $8,827,000 | thousands by filing date | |
| WESTERN ASSET GLOBAL HIGH INCO | 95766B109 | COM | 794,279 | $8,817,000 | thousands by filing date | |
| VIRTUS STONE HBR EMRG MKTS I | 86164T107 | COM | 564,546 | $8,762,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 230,181 | $8,611,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 302,313 | $8,600,000 | thousands by filing date | |
| B2GOLD CORP COM | 11777Q209 | Stock | 5,258,346 | $8,596,000 | thousands by filing date | |
| VOYA INFRASTRUCTURE INDLS & | 92912X101 | COM | 548,035 | $8,583,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 345,831 | $8,570,000 | thousands by filing date | |
| JARDEN CORP | 471109AL2 | NOTE 1.500 6/1 | 6,500,000 | $8,564,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 131,674 | $8,559,000 | thousands by filing date | |
| BOSTON BEER INC CL A | 100557107 | Stock | 29,408 | $8,515,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 184692101 | COM | 307,513 | $8,487,000 | thousands by filing date | |
| DELUXE CORP MEDIUM TERM NTS COM | 248019101 | Stock | 136,086 | $8,471,000 | thousands by filing date | |
| CURTISS WRIGHT CORP COM | 231561101 | Stock | 119,748 | $8,453,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD II | 72201J104 | COM | 857,448 | $8,411,000 | thousands by filing date | principal |
| TELEDYNE TECHNOLOGIES INC COM | 879360105 | Stock | 81,275 | $8,350,000 | thousands by filing date | |
| OUTERWALL INC | 690070107 | COM | 110,920 | $8,343,000 | thousands by filing date | |
| HEARTWARE INTERNATIONAL | 422368AA8 | NOTE | 7,804,000 | $8,336,000 | thousands by filing date | |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 551,176 | $8,262,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 810,719 | $8,261,000 | thousands by filing date | |
| EATON VANCE ENHANCED EQUITY | 278274105 | COM | 595,800 | $8,216,000 | thousands by filing date | |
| BERKLEY W R CORP COM | 084423102 | Stock | 160,045 | $8,203,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 339,013 | $8,201,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 139,608 | $8,196,000 | thousands by filing date | |
| LEGG MASON BW GLB INC OPP FD | 52469B100 | COM | 487,172 | $8,141,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 59,162 | $8,070,000 | thousands by filing date | |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 92,894 | $8,066,000 | thousands by filing date | |
| COMPANHIA BRASILEIRA DE DIST | 20440T201 | SPN ADR PFD CL A | 218,792 | $8,058,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 289,347 | $8,058,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 731,824 | $8,036,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 147,154 | $8,026,000 | thousands by filing date | |
| LITTELFUSE INC COM | 537008104 | Stock | 82,869 | $8,011,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 565,036 | $8,001,000 | thousands by filing date | principal |
| JOHN HANCOCK TAX-ADVANTAGED DI | 41013V100 | COM | 358,639 | $7,987,000 | thousands by filing date | |
| PENNYMAC CORP | 70932AAB9 | NOTE 5.375% 5/0 | 8,354,000 | $7,978,000 | thousands by filing date | |
| PROGRESS SOFTWARE CORP COM | 743312100 | Stock | 295,179 | $7,976,000 | thousands by filing date | |
| iShares Gold Trust | 464285105 | ISHARES | 696,300 | $7,966,000 | thousands by filing date | |
| SILGAN HLDGS INC | 827048109 | COM | 148,464 | $7,957,000 | thousands by filing date | |
| BLACKROCK MUNIENHANCED FD IN | 09253Y100 | COM | 697,349 | $7,950,000 | thousands by filing date | |
| PANERA BREAD CO | 69840W108 | CL A | 45,457 | $7,946,000 | thousands by filing date | |
| AMSURG CORP | 03232P405 | COM | 145,035 | $7,938,000 | thousands by filing date | |
| SABRA HEALTH CARE REIT INC COM | 78573L106 | REIT | 260,987 | $7,926,000 | thousands by filing date | |
| FIRST TRUST ENERGY INCOME AND | 33738G104 | COM | 216,834 | $7,914,000 | thousands by filing date | |
| RACKSPACE HOSTING INC | 750086100 | COM | 168,765 | $7,900,000 | thousands by filing date | |
| AMERICAN ASSETS TR INC COM | 024013104 | REIT | 197,905 | $7,879,000 | thousands by filing date | |
| F N B CORP | 302520101 | COM | 590,996 | $7,872,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 219,881 | $7,869,000 | thousands by filing date | |
| NUVEEN PERFORMANCE PLUS MUN | 67062P108 | COM | 533,182 | $7,864,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 118,353 | $7,851,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 303,910 | $7,850,000 | thousands by filing date | |
| PLAINS ALL AMERN PIPELINE L | 726503105 | UNIT LTD PARTN | 152,911 | $7,848,000 | thousands by filing date | |
| JUNO THERAPEUTICS INC | 48205A109 | COM | 150,000 | $7,833,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 688,420 | $7,807,000 | thousands by filing date | |
| COMSCORE INC | 20564W105 | COM | 168,022 | $7,801,000 | thousands by filing date | |
| NUVEEN TAX-ADVANTAGED DIVID | 67073G105 | COM | 482,649 | $7,795,000 | thousands by filing date | |
| DECKERS OUTDOOR CORP | 243537107 | COM | 85,451 | $7,779,000 | thousands by filing date | |
| FS KKR CAPITAL CORP | 302635107 | COM | 781,896 | $7,765,000 | thousands by filing date | |
| DNOW INC | 67011P100 | COMMON STOCK | 300,360 | $7,729,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 128,553 | $7,718,000 | thousands by filing date | |
| BLACKROCK MUNIYIELD QUALITY FU | 09254F100 | COM | 502,543 | $7,709,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 37,454 | $7,698,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 3,169,000 | $7,690,000 | thousands by filing date | |
| LOGMEIN INC | 54142L109 | COMMON STOCK | 155,321 | $7,664,000 | thousands by filing date | |
| SOUTHWEST GAS HLDGS INC COM | 844895102 | Stock | 123,392 | $7,626,000 | thousands by filing date | |
| SIX FLAGS ENTERTAINMENT CORP | 83001A102 | COM | 176,690 | $7,624,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 277,390 | $7,621,000 | thousands by filing date | |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 7,500,000 | $7,613,000 | thousands by filing date | |
| MCDERMOTT INTL CVT PREF | 580037141 | PFD CONV | 597,936 | $7,594,000 | thousands by filing date | |
| Spire Inc | 505597500 | CONVERTIBLE PREFERRED STOCK | 136,800 | $7,592,000 | thousands by filing date | |
| INTERXION HOLDING N.V | N47279109 | SHS | 277,392 | $7,584,000 | thousands by filing date | |
| MARKETAXESS HLDGS INC | 57060D108 | COM | 105,746 | $7,583,000 | thousands by filing date | |
| Pimco Income Oppty Fund | 72202B100 | COM | 302,108 | $7,568,000 | thousands by filing date | |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 188,854 | $7,565,000 | thousands by filing date | |
| TRINA SOLAR LIMITED | 89628E104 | SPON ADR | 816,103 | $7,558,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855R100 | COM | 140,824 | $7,538,000 | thousands by filing date | |
| NUVEEN DOW 30 DYNMC OVERWRT | 67075F105 | SHS | 488,814 | $7,537,000 | thousands by filing date | |
| CORESITE RLTY CORP | 21870Q105 | COM | 192,784 | $7,528,000 | thousands by filing date | |
| BROWN SHOE COMPANY INC | 115736100 | COM | 233,269 | $7,499,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 359,834 | $7,485,000 | thousands by filing date | |
| YY INC. ADR | 98426T106 | SPONSORED ADS A | 119,703 | $7,462,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 742,733 | $7,442,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 113,009 | $7,434,000 | thousands by filing date | |
| MORGAN STANLEY EMERGING MKTS | 617477104 | COM | 702,800 | $7,422,000 | thousands by filing date | principal |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 591,597 | $7,413,000 | thousands by filing date | |
| EATON VANCE NATIONAL MUNICIPAL | 27829L105 | COM SHS | 352,743 | $7,408,000 | thousands by filing date | |
| MOOG INC CL A | 615394202 | Stock | 100,030 | $7,406,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 272,102 | $7,396,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 712,816 | $7,349,000 | thousands by filing date | |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 571,409 | $7,331,000 | thousands by filing date | |
| NUVEEN GLOBAL HIGH INCOME FD | 67075G103 | SHS | 424,795 | $7,328,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 164,567 | $7,322,000 | thousands by filing date | |
| PLATINUM GROUP METALS LTD | 72765Q205 | COMM STK | 15,447,105 | $7,310,000 | thousands by filing date | |
| NUVEEN PREM INCOME MUN FD 4 | 6706K4105 | COM | 550,451 | $7,299,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS INVESTM | 09254P108 | COM | 509,849 | $7,281,000 | thousands by filing date | |
| PRUDENTIAL SHT DURATION HG Y | 74442F107 | COM | 436,492 | $7,280,000 | thousands by filing date | |
| SAIA INC | 78709Y105 | COM | 131,254 | $7,266,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 224,781 | $7,242,000 | thousands by filing date | |
| Alexandria Real Estate E. | 015271505 | CONVERTIBLE PREFERRED STOCK | 258,100 | $7,176,000 | thousands by filing date | |
| DARLING INGREDIENTS INC COM | 237266101 | Stock | 395,016 | $7,173,000 | thousands by filing date | |
| ASSOCIATED BANC-CORP | 045487105 | COM | 384,503 | $7,163,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 452,487 | $7,136,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 14,250,000 | $7,116,000 | thousands by filing date | |
| PIMCO MUN INCOME FD II | 72200W106 | COM | 598,928 | $7,115,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 298,155 | $7,102,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 446,542 | $7,100,000 | thousands by filing date | |
| DUPONT FABROS TECHNOLOGY INC | 26613Q106 | COM | 213,225 | $7,088,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 236,947 | $7,087,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 616,217 | $7,086,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 501,522 | $7,076,000 | thousands by filing date | |
| GOLUB CAP BDC INC | 38173M102 | COM | 394,341 | $7,071,000 | thousands by filing date | |
| BENCHMARK ELECTRS INC COM | 08160H101 | Stock | 277,820 | $7,067,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 416,268 | $7,031,000 | thousands by filing date | |
| SILICON MOTION TECHNOLOGY CORP SPONSORED ADR | 82706C108 | ADR | 295,861 | $6,998,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,124,407 | $6,994,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 185,356 | $6,987,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 762,774 | $6,979,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 523,472 | $6,973,000 | thousands by filing date | |
| KOSMOS ENERGY LTD | G5315B107 | SHS | 828,704 | $6,953,000 | thousands by filing date | |
| GREAT PLAINS ENERGY INC | 391164100 | COM | 244,729 | $6,952,000 | thousands by filing date | |
| ANIXTER INTL INC | 035290105 | COM | 78,583 | $6,952,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 788,587 | $6,940,000 | thousands by filing date | |
| EATON VANCE TAX-ADVANTAGED G | 27828U106 | COM | 285,205 | $6,933,000 | thousands by filing date | |
| POWERSHARES ETF TRUST II | 73936Q702 | GLOBL AGRI ETF | 236,722 | $6,922,000 | thousands by filing date | |
| CHURCH & DWIGHT CO INC COM | 171340102 | Stock | 87,809 | $6,920,000 | thousands by filing date | |
| BUCKEYE PARTNERS LP (BPL) | 118230101 | UNIT LTD PARTN | 91,298 | $6,908,000 | thousands by filing date | |
| CLOUGH GLOBAL OPPORTUNITIES | 18914E106 | SH BEN INT | 538,395 | $6,902,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 812,240 | $6,896,000 | thousands by filing date | |
| DELEK US HOLDINGS INC | 246647101 | COMMON STOCK | 252,340 | $6,884,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 122,249 | $6,879,000 | thousands by filing date | |
| COMTECH TELECOMMUNICATIONS C | 205826209 | COM NEW | 218,127 | $6,876,000 | thousands by filing date | |
| SYNERGY RES CORP | 87164P103 | COM | 546,959 | $6,859,000 | thousands by filing date | |
| TORTOISE ENERGY INDEPENDENC | 89148K101 | COM | 361,120 | $6,843,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 83,656 | $6,843,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 115,804 | $6,805,000 | thousands by filing date | |
| BLACKROCK MULTI-SECTOR INCOME | 09258A107 | COM | 405,391 | $6,798,000 | thousands by filing date | principal |
| SCOTTS MIRACLE-GRO CO | 810186106 | CL A | 109,046 | $6,796,000 | thousands by filing date | |
| LENNAR CORP | 526057BG8 | CONV BND | 3,500,000 | $6,790,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 751,308 | $6,769,000 | thousands by filing date | |
| BLACKBAUD INC COM | 09227Q100 | Stock | 155,669 | $6,734,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 358,979 | $6,727,000 | thousands by filing date | |
| JOHN HANCOCK HDG EQ & INC FD | 47804L102 | COM | 409,864 | $6,689,000 | thousands by filing date | |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 483,308 | $6,684,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 779,253 | $6,682,000 | thousands by filing date | |
| VAIL RESORTS INC COM | 91879Q109 | Stock | 73,265 | $6,677,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 147,008 | $6,646,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 797,590 | $6,628,000 | thousands by filing date | |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 138,188 | $6,598,000 | thousands by filing date | |
| FORESTAR GROUP INC CVP 6.0 12- | 346232309 | CONVERT | 326,159 | $6,595,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 6,840,787 | $6,593,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 153,897 | $6,591,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 151,519 | $6,590,000 | thousands by filing date | |
| WI-LAN INC | 928972108 | COM | 2,189,700 | $6,557,000 | thousands by filing date | |
| SAFETY INS GROUP INC | 78648T100 | COM | 102,304 | $6,549,000 | thousands by filing date | |
| PBF ENERGY INC | 69318G106 | CL A | 244,355 | $6,510,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882403 | CONV PRF | 109,269 | $6,508,000 | thousands by filing date | |
| RADIAN GROUP INC COM | 750236101 | Stock | 388,819 | $6,501,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 472,753 | $6,501,000 | thousands by filing date | |
| WEB COM GROUP INC | 94733AAA2 | NOTE 1.000% 8/1 | 7,095,000 | $6,487,000 | thousands by filing date | |
| ADTRAN INC | 00738A106 | COMMON STOCK | 297,439 | $6,484,000 | thousands by filing date | |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 465,702 | $6,468,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 93,797 | $6,429,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 217,920 | $6,396,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,160,327 | $6,393,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 156,822 | $6,392,000 | thousands by filing date | |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 468,871 | $6,391,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 356,080 | $6,363,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 1,210,207 | $6,353,000 | thousands by filing date | |
| Sandstorm Gold Ltd | 80013R206 | Common Stock | 1,873,591 | $6,352,000 | thousands by filing date | |
| PENNSYLVANIA RL ESTATE INVT | 709102107 | SH BEN INT | 270,566 | $6,347,000 | thousands by filing date | |
| MOLINA HEALTHCARE INC | 60855RAD2 | DBCV 1.625% 8/1 | 5,700,000 | $6,341,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 143,172 | $6,321,000 | thousands by filing date | |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 451,896 | $6,308,000 | thousands by filing date | |
| BIOMED REALTY LP CVT 3.75 01-1 | 09064AAB7 | CONVERT | 5,000,000 | $6,306,000 | thousands by filing date | |
| GENESEE & WYOMING INC | 371559105 | CL A | 70,026 | $6,297,000 | thousands by filing date | |
| EATON VANCE SENIOR FLOATING-RA | 27828Q105 | COM | 459,319 | $6,288,000 | thousands by filing date | |
| COHEN & STEERS SELECT PFD & | 19248Y107 | COM | 244,465 | $6,283,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 87,946 | $6,282,000 | thousands by filing date | |
| ALLIANZGI EQUITY & CONV INCO | 018829101 | COM | 303,598 | $6,278,000 | thousands by filing date | |
| INVN 1.75 11/18 | 46123DAB2 | Bond 30/360P2 U | 6,295,000 | $6,260,000 | thousands by filing date | |
| WESTERN ASST INFLTN LKD INM | 95766Q106 | COM SH BEN INT | 538,341 | $6,245,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 202,871 | $6,236,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 125,813 | $6,203,000 | thousands by filing date | |
| VOYA GLOBAL ADVANTAGE AND PREM | 92912R104 | COM | 538,630 | $6,184,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 177,247 | $6,182,000 | thousands by filing date | |
| LMP CAPITAL AND INCOME FUND | 50208A102 | COM | 368,577 | $6,177,000 | thousands by filing date | |
| ENDURANCE SPECIALTY HLDGS LT | G30397106 | SHS | 103,175 | $6,174,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 271,687 | $6,173,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 468,041 | $6,173,000 | thousands by filing date | |
| NUVEEN TAXABLE MUNICPAL INM FD COM | 67074C103 | CEF | 291,443 | $6,173,000 | thousands by filing date | |
| CANTEL MEDICAL CORP | 138098108 | COM | 142,541 | $6,166,000 | thousands by filing date | |
| OSI SYSTEMS INC | 671044105 | COM | 86,908 | $6,151,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 465,192 | $6,150,000 | thousands by filing date | |
| MACQUARIE GLOBAL INFRASTRUCTUR | 55608D101 | COM | 248,695 | $6,148,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 341,095 | $6,143,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41013X106 | COM | 299,939 | $6,100,000 | thousands by filing date | |
| TAHOE RES INC | 873868103 | COM | 438,839 | $6,098,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 131,560 | $6,095,000 | thousands by filing date | |
| TUPPERWARE BRANDS CORP | 899896104 | COM | 96,721 | $6,094,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 423,674 | $6,071,000 | thousands by filing date | |
| BLACKROCK LONG-TERM MUNCIPAL A | 09250B103 | COM | 536,136 | $6,058,000 | thousands by filing date | |
| ZILLOW INC | 98954A107 | COMMON STOCK | 57,183 | $6,055,000 | thousands by filing date | |
| ALLSPRING INCOME OPPORTUNITIES | 94987B105 | INC OPPTY FD | 680,694 | $6,052,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD QUALITY | 09254E103 | COM | 429,650 | $6,045,000 | thousands by filing date | principal |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 655,422 | $6,023,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAM5 | NOTE 4.375% 1/1 | 6,000,000 | $6,015,000 | thousands by filing date | |
| YOUKU.COM INC | 98742U100 | COMMON STOCK-FO | 337,552 | $6,012,000 | thousands by filing date | |
| AGREE RLTY CORP COM | 008492100 | REIT | 192,844 | $5,996,000 | thousands by filing date | |
| KITE REALTY GROUP TRUST COM NEW | 49803T300 | REIT | 208,306 | $5,986,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 143,707 | $5,977,000 | thousands by filing date | |
| FINISAR CORP | 31787AAM3 | NOTE 0.500%12/1 | 6,300,000 | $5,969,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 664,629 | $5,942,000 | thousands by filing date | principal |
| WESTERN ASSET EMRG MKT INCM | 95766E103 | COM | 542,585 | $5,941,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 402,917 | $5,939,000 | thousands by filing date | |
| EXELIS INC | 30162A108 | COM | 338,316 | $5,930,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP 4.000 | 587200AK2 | SDCV 4.000% 4/0 | 4,950,000 | $5,928,000 | thousands by filing date | |
| BANK OF THE OZARKS | 063904106 | COM | 156,135 | $5,921,000 | thousands by filing date | |
| ARMSTRONG WORLD INDS INC NEW | 04247X102 | COM | 115,641 | $5,911,000 | thousands by filing date | |
| FIFTH STREET FIN CORP COM | 31678A103 | COM | 737,722 | $5,909,000 | thousands by filing date | |
| UIL HOLDINGS CORPORATION | 902748102 | COMMON STOCK | 135,705 | $5,908,000 | thousands by filing date | |
| EW SCRIPPS CO THE A | 811054402 | COMMON STOCK | 263,145 | $5,881,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 32,519 | $5,865,000 | thousands by filing date | |
| BAYTEX ENERGY CORP COM | 07317Q105 | Stock | 352,040 | $5,852,000 | thousands by filing date | |
| NUVEEN PREMIER MUN INCOME FD | 670988104 | COM | 417,928 | $5,838,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 86,750 | $5,828,000 | thousands by filing date | |
| ALLEGHANY CORP DEL | 017175100 | COM | 12,509 | $5,798,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 159,948 | $5,765,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 126,705 | $5,756,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 345,267 | $5,742,000 | thousands by filing date | |
| ARROW ELECTRS INC | 042735100 | COM | 99,179 | $5,741,000 | thousands by filing date | |
| NUVEEN CA DIVI ADV MUN | 67066Y105 | COM | 381,343 | $5,739,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 86,021 | $5,732,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 209,579 | $5,721,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 1,149,365 | $5,713,000 | thousands by filing date | |
| UNIVERSAL HEALTH RLTY INCOME | 91359E105 | REIT | 118,583 | $5,707,000 | thousands by filing date | |
| ONE LIBERTY PROPERTIES INC | 682406103 | REIT | 241,033 | $5,705,000 | thousands by filing date | |
| PRUDENTIAL GLB SHT DUR HG YL | 74433A109 | COM | 358,296 | $5,705,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 463,119 | $5,696,000 | thousands by filing date | |
| MFS INTERMEDIATE INCOME TRUST | 55273C107 | SH BEN INT | 1,189,387 | $5,685,000 | thousands by filing date | |
| GORMAN RUPP CO COM | 383082104 | Stock | 176,801 | $5,679,000 | thousands by filing date | |
| APOLLO INVT CORP | 03761UAE6 | NOTE 5.750% 1/1 | 5,525,000 | $5,660,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 91,378 | $5,659,000 | thousands by filing date | |
| TRUSTMARK CORP | 898402102 | COM | 230,531 | $5,658,000 | thousands by filing date | |
| CONVERGYS CORP | 212485106 | COM | 277,360 | $5,649,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 338,605 | $5,638,000 | thousands by filing date | |
| NWPX INFRASTRUCTURE INC | 667746101 | COM | 186,998 | $5,632,000 | thousands by filing date | |
| MWI VETERINARY SUPPLY INC | 55402X105 | COM | 33,021 | $5,611,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892507 | CV 8% CUM PFD-D | 213,100 | $5,592,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909AH1 | NOTE 2.750% 4/0 | 4,500,000 | $5,591,000 | thousands by filing date | |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 3,000,000 | $5,573,000 | thousands by filing date | |
| POTLATCHDELTIC CORPORATION | 737630103 | COM | 133,084 | $5,571,000 | thousands by filing date | |
| PIMCO INCOME STRATEGY FD | 72201H108 | COM | 472,817 | $5,556,000 | thousands by filing date | |
| TCP CAP CORP | 87238Q103 | COM | 330,593 | $5,548,000 | thousands by filing date | |
| CBL & ASSOCIATES PROPERTIES IN | 124830100 | COM | 285,496 | $5,545,000 | thousands by filing date | |
| MDU RES GROUP INC | 552690109 | COM | 235,436 | $5,532,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 345,475 | $5,528,000 | thousands by filing date | |
| SKECHERS U S A INC | 830566105 | CL A | 99,906 | $5,520,000 | thousands by filing date | |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 4,250,000 | $5,512,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 683,437 | $5,509,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 289,027 | $5,506,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 220,703 | $5,504,000 | thousands by filing date | |
| LOUISIANA PAC CORP COM | 546347105 | Stock | 332,134 | $5,500,000 | thousands by filing date | |
| IMPERVA INC | 45321L100 | COM | 111,222 | $5,497,000 | thousands by filing date | |
| TELEKOMUNIKASI IND SPONSORED ADR | 715684106 | ADR | 121,451 | $5,493,000 | thousands by filing date | |
| CLEARBRIDGE MLP AND MIDSTRM | 18469Q108 | COM | 256,051 | $5,477,000 | thousands by filing date | |
| HILLENBRAND INC | 431571108 | COM | 158,159 | $5,456,000 | thousands by filing date | |
| MADISON COVERED CALL & EQUITY | 557437100 | COM | 667,968 | $5,437,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 76,060 | $5,424,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q866 | ALERIAN MLP | 309,561 | $5,424,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 84,960 | $5,421,000 | thousands by filing date | |
| WAGEWORKS INC | 930427109 | COM | 83,911 | $5,418,000 | thousands by filing date | |
| WESTPAC BANKING CORP | 961214301 | SPONSORED ADR | 201,056 | $5,408,000 | thousands by filing date | |
| CBRE GBL REAL ESTATE INC FD COM | 12504G100 | CEF | 600,325 | $5,397,000 | thousands by filing date | |
| PARK NATL CORP COM | 700658107 | Stock | 60,855 | $5,384,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 477,302 | $5,360,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 129,605 | $5,341,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 821,263 | $5,338,000 | thousands by filing date | |
| NAUTILUS INC | 63910B102 | COMMON STOCK | 350,717 | $5,324,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 76,401 | $5,321,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 403,041 | $5,320,000 | thousands by filing date | principal |
| MercadoLibre, Inc. | 58733RAA0 | CONV | 4,475,000 | $5,314,000 | thousands by filing date | |
| MURPHY USA INC COM | 626755102 | Stock | 77,048 | $5,306,000 | thousands by filing date | |
| CARRIZO OIL & GAS INC | 144577103 | COM | 127,330 | $5,297,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 374,077 | $5,293,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 387,507 | $5,293,000 | thousands by filing date | |
| ARGO GROUP INTERNATIONAL | G0464B107 | COMMON STOCK | 94,785 | $5,258,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 1,660,423 | $5,258,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,500,000 | $5,255,000 | thousands by filing date | |
| EPR PPTYS | 26884U307 | CONV PFD 9% SR E | 166,700 | $5,250,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 322,137 | $5,244,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 763,221 | $5,243,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 477,719 | $5,240,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 314,686 | $5,221,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 97,633 | $5,221,000 | thousands by filing date | |
| TORTOISE MIDSTRM ENERGY FD I | 89148B101 | COM | 186,746 | $5,216,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 364,938 | $5,215,000 | thousands by filing date | |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 362,560 | $5,210,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157B103 | COM | 124,276 | $5,202,000 | thousands by filing date | |
| KORN FERRY COM NEW | 500643200 | Stock | 180,696 | $5,196,000 | thousands by filing date | |
| PTC THERAPEUTICS INC | 69366J200 | COM | 100,123 | $5,184,000 | thousands by filing date | |
| STRAYER ED INC | 863236105 | COM | 69,484 | $5,162,000 | thousands by filing date | |
| FBL FINL GROUP INC | 30239F106 | CL A | 88,803 | $5,153,000 | thousands by filing date | |
| ARES CAP CORP | 04010LAG8 | NOTE 4.875% 3/1 | 5,000,000 | $5,144,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 279,434 | $5,138,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 193,498 | $5,135,000 | thousands by filing date | |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 196,568 | $5,134,000 | thousands by filing date | |
| URSTADT BIDDLE PROPERTIES | 917286205 | COMMON STOCK | 234,556 | $5,132,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 338,620 | $5,130,000 | thousands by filing date | |
| PRIVATEBANCORP INC | 742962103 | COM | 153,427 | $5,124,000 | thousands by filing date | |
| FIRST POTOMAC RLTY TR | 33610F109 | COM | 413,913 | $5,116,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 139,970 | $5,110,000 | thousands by filing date | |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 397,258 | $5,105,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 187,710 | $5,100,000 | thousands by filing date | |
| VIRTUSA CORP | 92827P102 | COM | 122,122 | $5,089,000 | thousands by filing date | |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 39,745 | $5,081,000 | thousands by filing date | |
| ASBURY AUTOMOTIVE GROUP INC COM | 043436104 | Stock | 66,877 | $5,077,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 145,430 | $5,073,000 | thousands by filing date | |
| CITY HOLDING CO | 177835105 | COMMON STOCK | 108,534 | $5,050,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 181,395 | $5,048,000 | thousands by filing date | |
| BLACKROCK MUNIHOLDINGS QUALITY | 09254C107 | COM | 374,291 | $5,045,000 | thousands by filing date | |
| WEBMD HEALTH CORP | 94770V102 | COM | 127,411 | $5,040,000 | thousands by filing date | |
| BROOKFIELD TOTAL RETURN FD I | 11283U108 | COM | 207,218 | $5,039,000 | thousands by filing date | principal |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 151,100 | $5,014,000 | thousands by filing date | |
| WILLIAMS PARTNERS L P | 96950F104 | COM UNIT L P | 111,861 | $5,006,000 | thousands by filing date | |
| EATON VANCE SENIOR INCOME FUND | 27826S103 | SH BEN INT | 799,735 | $4,990,000 | thousands by filing date | |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 42,816 | $4,977,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 370,919 | $4,967,000 | thousands by filing date | |
| ORBITZ WORLDWIDE INC | 68557K109 | COM | 603,308 | $4,965,000 | thousands by filing date | |
| ADVANCED SEMICONDUCTOR ENGR | 00756M404 | SPONSORED ADR | 808,565 | $4,957,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 70,370 | $4,955,000 | thousands by filing date | |
| SOUTH JERSEY INDUSTRIES INC | 838518108 | COM | 84,047 | $4,952,000 | thousands by filing date | |
| NUVEEN SENIOR INCOME FUND | 67067Y104 | COM | 753,202 | $4,934,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 262,914 | $4,924,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 135,438 | $4,919,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 453,876 | $4,912,000 | thousands by filing date | |
| BOISE CASCADE CO DEL | 09739D100 | COM | 132,180 | $4,910,000 | thousands by filing date | |
| BANK HAWAII CORP | 062540109 | COM | 82,528 | $4,894,000 | thousands by filing date | |
| INGRAM MICRO INC | 457153104 | CL A | 176,928 | $4,889,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 137,376 | $4,888,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 83,166 | $4,883,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 80,051 | $4,882,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 487,670 | $4,882,000 | thousands by filing date | |
| ENANTA PHARMACEUTICALS INC | 29251M106 | COM | 95,810 | $4,872,000 | thousands by filing date | |
| UBS AG | H89231338 | SHS | 294,062 | $4,865,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 759,731 | $4,862,000 | thousands by filing date | principal |
| BOB EVANS FARMS | 096761101 | COM | 94,947 | $4,859,000 | thousands by filing date | |
| EATON VANCE SHORT DURATION D | 27828V104 | COM | 343,343 | $4,858,000 | thousands by filing date | principal |
| FIRST CTZNS BANCSHARES INC DEL CL A | 31946M103 | Stock | 19,157 | $4,843,000 | thousands by filing date | |
| NAVIGATORS GROUP INC | 638904102 | COM | 65,737 | $4,821,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 359,467 | $4,813,000 | thousands by filing date | |
| COMCAST HOLDINGS CORP | 200300507 | ZONES CV2% PCS | 100,000 | $4,810,000 | thousands by filing date | |
| NUVEEN CALIFORNIA AMT-FREE MUN | 670651108 | COM | 325,089 | $4,792,000 | thousands by filing date | |
| DR REDDYS LABS LTD ADR | 256135203 | ADR | 94,797 | $4,783,000 | thousands by filing date | |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 828,091 | $4,780,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 447,825 | $4,774,000 | thousands by filing date | |
| SUNPOWER CORP(SPWR) 144A 0.875 | 867652AH2 | CONVERT | 5,300,000 | $4,770,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 119,437 | $4,766,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 58,068 | $4,761,000 | thousands by filing date | |
| FLAHERTY & CRUMRINE TOTAL RE | 338479108 | COM | 240,712 | $4,761,000 | thousands by filing date | |
| MDSO 1 8/01/18 | 58471AAB1 | Bond 30/360P2 U | 4,337,000 | $4,754,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 328,718 | $4,753,000 | thousands by filing date | |
| CHILDRENS PL INC NEW | 168905107 | COM | 83,341 | $4,750,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 118,071 | $4,742,000 | thousands by filing date | |
| NUVEEN MORTGAGE AND INCOME F | 670735109 | COM | 204,079 | $4,724,000 | thousands by filing date | |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 250,120 | $4,712,000 | thousands by filing date | |
| APOLLO GROUP INC | 037604105 | CL A | 138,080 | $4,710,000 | thousands by filing date | |
| ENERGY RECOVERY INC | 29270J100 | COM | 888,281 | $4,681,000 | thousands by filing date | |
| PHOTRONICS INC | 719405AH5 | NOTE 3.250% 4/0 | 4,525,000 | $4,681,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLD | 457985AK5 | NOTE | 4,400,000 | $4,678,000 | thousands by filing date | |
| SASOL LTD | 803866300 | SPONSORED ADR | 123,166 | $4,677,000 | thousands by filing date | |
| AVENUE INCOME CR STRATEGIES | 05358E106 | COM | 309,198 | $4,672,000 | thousands by filing date | |
| HNI CORP COM | 404251100 | Stock | 91,121 | $4,652,000 | thousands by filing date | |
| SUNSTONE HOTEL INVS INC NEW | 867892101 | COM | 281,400 | $4,645,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 1,055,721 | $4,635,000 | thousands by filing date | |
| ALLEGIANT TRAVEL CO | 01748X102 | COM | 30,762 | $4,624,000 | thousands by filing date | |
| STONE ENERGY CORP | 861642106 | COMMON STOCK | 273,349 | $4,614,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 382,878 | $4,610,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 287,732 | $4,598,000 | thousands by filing date | |
| UNIFIRST CORP MASS | 904708104 | COM | 37,838 | $4,595,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 165,327 | $4,588,000 | thousands by filing date | |
| CARDTRONICS INC | 14161H108 | COMMON STOCK | 118,068 | $4,555,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 152,325 | $4,552,000 | thousands by filing date | |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 204,928 | $4,545,000 | thousands by filing date | |
| TOWER INTL INC | 891826109 | COM | 177,764 | $4,542,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,931,387 | $4,539,000 | thousands by filing date | |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 258,404 | $4,525,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 206,694 | $4,520,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 67,198 | $4,518,000 | thousands by filing date | |
| TRIUMPH GROUP INC NEW | 896818101 | COM | 67,097 | $4,510,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 55,322 | $4,506,000 | thousands by filing date | |
| Jarden Corp | 471109AK4 | CONV | 4,000,000 | $4,483,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 58,174 | $4,478,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 397,908 | $4,472,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 180,663 | $4,468,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 545,811 | $4,467,000 | thousands by filing date | |
| DIAMOND FOODS INC | 252603105 | COM | 157,507 | $4,446,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 209,921 | $4,444,000 | thousands by filing date | principal |
| CATO CORP NEW | 149205106 | CL A | 105,350 | $4,443,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 103,205 | $4,440,000 | thousands by filing date | |
| GLIMCHER RLTY TR | 379302102 | SH BEN INT | 322,730 | $4,435,000 | thousands by filing date | |
| VSH 2.25 11-40 144A CVT | 928298AG3 | CONVERT | 4,000,000 | $4,433,000 | thousands by filing date | |
| SPECTRANETICS CORP | 84760C107 | COM | 128,125 | $4,431,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 129,434 | $4,429,000 | thousands by filing date | |
| STEEL DYNAMICS INC COM | 858119100 | Stock | 224,131 | $4,424,000 | thousands by filing date | |
| ENERGY TRANSFER L P | 29273V100 | COM UT LTD PTN | 77,042 | $4,421,000 | thousands by filing date | |
| SHINHAN FINANCIAL GROUP CO LTD SPN ADR RESTRD | 824596100 | ADR | 109,308 | $4,415,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 328,624 | $4,413,000 | thousands by filing date | |
| PENN ENTERTAINMENT INC COM | 707569109 | Stock | 321,076 | $4,409,000 | thousands by filing date | |
| PACIRA PHARMACEUTICALS INC | 695127AB6 | NOTE 3.250 2/0 | 1,233,000 | $4,407,000 | thousands by filing date | |
| MAN TECH INTERNATIONAL CORP | 564563104 | CL A | 145,585 | $4,401,000 | thousands by filing date | |
| RPC INC | 749660106 | COMMON STOCK | 337,425 | $4,400,000 | thousands by filing date | |
| QUESTAR CORP | 748356102 | COM | 173,518 | $4,387,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 96,098 | $4,382,000 | thousands by filing date | |
| TELETECH HOLDINGS INC | 879939106 | COM | 184,678 | $4,373,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006369 | this filing | 2015-02-13 | acceptance time not in the bulk data set |