13F-HR filed by MANAGED ACCOUNT ADVISORS LLC
MANAGED ACCOUNT ADVISORS LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 2,748 holding rows worth $101,058,126,000.
- Accession
- 0001140361-15-006346
- Filer
- CIK 1418660
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 4,487 entries on the cover page, a total value of $101,058,126,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $101,058,126,000 with VALUE read as thousands by filing date, 13F file number 028-12631. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| 2U INC | 90214J101 | COM | 1,609 | $32,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 4,068 | $32,000 | thousands by filing date | |
| TAYLOR MORRISON HOME CORP COM | 87724P106 | Stock | 1,649 | $31,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 658 | $31,000 | thousands by filing date | |
| DAVE & BUSTERS ENTMT INC | 238337109 | COM | 1,098 | $30,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A284 | NUVEEN ICE HIGH | 525 | $30,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,659 | $30,000 | thousands by filing date | |
| ZOES KITCHEN INC | 98979J109 | COM | 1,019 | $30,000 | thousands by filing date | |
| DICE HOLDINGS INC | 253017107 | COM | 3,025 | $30,000 | thousands by filing date | |
| PATRICK INDS INC | 703343103 | COM | 655 | $29,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 830 | $29,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 5,130 | $29,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 2,433 | $28,000 | thousands by filing date | |
| ISHARES MSCI | 464286335 | MSCI GLB GOLD | 3,724 | $28,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 971 | $27,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 8,243 | $27,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 1,974 | $27,000 | thousands by filing date | |
| CLIFTON BANCORP INC | 186873105 | COM | 2,021 | $27,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 974 | $26,000 | thousands by filing date | |
| ISHARES 10 Y INVE GRADE COR B | 464289511 | 10+ YR INVST GRD | 422 | $26,000 | thousands by filing date | |
| UNION BANKSHARES CORP | 90539J109 | COM | 1,089 | $26,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 2,906 | $26,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,465 | $25,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 3,653 | $25,000 | thousands by filing date | |
| GOLDMAN SACHS GROUP INC | 38141GMG6 | CNV | 20,000 | $25,000 | thousands by filing date | principal |
| VIRGIN AMER INC | 92765X208 | COM VTG | 584 | $25,000 | thousands by filing date | |
| ISHARES 1-5 YEAR INVESTMENT GRADE CORPORATE BOND ETF | 464288646 | ETF | 225 | $24,000 | thousands by filing date | |
| MEDLEY CAP CORP | 58503F106 | COM | 2,567 | $24,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,428 | $24,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 545 | $24,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 324 | $24,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 7,389 | $24,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 6,809 | $24,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,295 | $23,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 7,476 | $23,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 524 | $23,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 1,225 | $23,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQF1 | MTNF 6/0 | 18,000 | $23,000 | thousands by filing date | principal |
| NEFF CORP COM CL A | 640094207 | Stock | 2,017 | $23,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,721 | $22,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 597 | $22,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 880 | $22,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 435 | $22,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 466 | $22,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 2,380 | $22,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 347 | $21,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,635 | $21,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 5,216 | $21,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 412 | $21,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R403 | BROAD US TIPS | 361 | $21,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 4,725 | $21,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 2,279 | $21,000 | thousands by filing date | |
| APPLIED OPTOELECTRONICS INC | 03823U102 | COM | 1,791 | $20,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 280 | $20,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 589 | $20,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 285 | $20,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,740 | $20,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 939 | $20,000 | thousands by filing date | |
| UPLAND SOFTWARE INC | 91544A109 | COMMON STOCK | 2,076 | $20,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,197 | $20,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 864 | $20,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 472 | $20,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 515 | $19,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 693 | $19,000 | thousands by filing date | |
| PRGX GLOBAL INC | 69357C503 | COM NEW | 3,370 | $19,000 | thousands by filing date | |
| POWERSHARES FTSE | 73936T854 | ASIA PAC EX-JP | 378 | $19,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 365 | $18,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,364 | $18,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 672 | $18,000 | thousands by filing date | |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 1,026 | $18,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 669 | $18,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 1,104 | $18,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 428 | $17,000 | thousands by filing date | |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 264 | $17,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,069 | $17,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,223 | $17,000 | thousands by filing date | |
| GTT COMMUNICATIONS INC | 362393100 | COM | 1,314 | $17,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 845 | $17,000 | thousands by filing date | |
| WELLS FARGO & CO | 94986RQH7 | MTNF 6/1 | 17,000 | $17,000 | thousands by filing date | principal |
| MAVENIR SYS INC | 577675101 | COM | 1,247 | $17,000 | thousands by filing date | |
| VERMILION ENERGY INC COM | 923725105 | Stock | 320 | $16,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 908 | $16,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 2,407 | $16,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 968 | $16,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 734 | $16,000 | thousands by filing date | |
| RADIUS HEALTH INC | 750469207 | COM NEW | 400 | $16,000 | thousands by filing date | |
| DIPLOMAT PHARMACY INC | 25456K101 | COM | 588 | $16,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,060 | $16,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 481 | $16,000 | thousands by filing date | |
| KOFAX LTD | G5307C105 | COM USD | 2,249 | $16,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 5,576 | $15,000 | thousands by filing date | |
| FRESHPET INC COM | 358039105 | Stock | 879 | $15,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 379 | $15,000 | thousands by filing date | |
| FIRST TR EMERGING ETF MARKETS SMALL CAP ALPHADEX FUND | 33737J307 | ETF | 465 | $15,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 384 | $15,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 5,106 | $15,000 | thousands by filing date | |
| ETRACS CMCI TOTAL RETURN ETN | 902641778 | CMN | 939 | $15,000 | thousands by filing date | |
| FNFV GROUP | 31620R402 | COM | 925 | $15,000 | thousands by filing date | |
| PEAK RESORTS INC | 70469L100 | COM | 1,855 | $15,000 | thousands by filing date | |
| INNOSPEC INC | 45768S105 | COM | 339 | $14,000 | thousands by filing date | |
| BOOT BARN HLDGS INC | 099406100 | COM | 782 | $14,000 | thousands by filing date | |
| GOLDMAN SACHS MLP ENERGY REN | 38148G107 | COM | 1,000 | $14,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 606 | $14,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 2,774 | $14,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 5,336 | $14,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 1,024 | $14,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 449 | $13,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,803 | $13,000 | thousands by filing date | |
| CLEAN ENERGY FUELS CORP | 184499101 | COMMON STOCK | 2,645 | $13,000 | thousands by filing date | |
| EXTERRAN HLDGS INC | 30225X103 | COM | 404 | $13,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 243 | $13,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 759 | $12,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 679 | $12,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,362 | $12,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 325 | $12,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,508 | $12,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 1,950 | $12,000 | thousands by filing date | |
| ASCENT CAPITAL GROUP INC-A | 043632108 | COM | 227 | $12,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 429 | $12,000 | thousands by filing date | |
| GLORI ENERGY INC | 379606106 | Cmn | 2,729 | $12,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 405 | $11,000 | thousands by filing date | |
| KKR & CO LP | 48248M102 | COMMON STOCK | 476 | $11,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 1,185 | $11,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 9,548 | $11,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 2,070 | $11,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 6,618 | $11,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 511 | $11,000 | thousands by filing date | |
| BELLATRIX EXPLORATION LTD | 078314101 | COM | 2,910 | $11,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,015 | $10,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 294 | $10,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 2,577 | $10,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 488 | $9,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 810 | $9,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 453 | $9,000 | thousands by filing date | |
| AVID TECHNOLOGY INC | 05367P100 | COM | 617 | $9,000 | thousands by filing date | |
| TRIANGLE PETE CORP | 89600B201 | COM NEW | 1,823 | $9,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 1,797 | $9,000 | thousands by filing date | |
| POWERSHARES FTSE RAFI DEVELOPED MARKETS | 73936T771 | COMMON | 360 | $9,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 172 | $9,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 571 | $8,000 | thousands by filing date | |
| HIMAX TECHNOLOGIES INC SPONSORED ADR | 43289P106 | ADR | 999 | $8,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 337 | $8,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 280 | $8,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 1,322 | $8,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 1,358 | $8,000 | thousands by filing date | |
| iShares JP Morgan EM Local Ccy Bd ETF | 464286517 | SHS | 143 | $7,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 1,000 | $7,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 605 | $7,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 271 | $7,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 2,486 | $7,000 | thousands by filing date | |
| POWERSHARES GLOBAL | 73936T615 | GBL CLEAN ENER | 575 | $7,000 | thousands by filing date | |
| OTTER TAIL CORP | 689648103 | COM | 200 | $6,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 661 | $6,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,467 | $6,000 | thousands by filing date | |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 184 | $6,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 51 | $6,000 | thousands by filing date | |
| RIO ALTO MNG LTD NEW | 76689T104 | COM | 2,503 | $6,000 | thousands by filing date | |
| OCH ZIFF CAP MGMT GROUP CL A | 67551U105 | COM | 496 | $6,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 341 | $6,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 16,535 | $6,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 167 | $5,000 | thousands by filing date | |
| MOELIS & CO | 60786M105 | CL A | 140 | $5,000 | thousands by filing date | |
| GENERAL AMERICAN INVESTORS CO | 368802104 | COM | 154 | $5,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 2,419 | $5,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 45 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 200 | $4,000 | thousands by filing date | |
| A10 NETWORKS INC | 002121101 | COM | 853 | $4,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 208 | $4,000 | thousands by filing date | |
| ARROWHEAD RESEARCH CORP | 042797209 | COM | 492 | $4,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 258 | $4,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,377 | $4,000 | thousands by filing date | |
| REGULUS THERAPEUTICS INC | 75915K101 | COM | 234 | $4,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 254 | $4,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 1,000 | $4,000 | thousands by filing date | principal |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 142 | $4,000 | thousands by filing date | |
| COPT DEFENSE PROPERTIES | 22002T108 | SHS BEN INT | 94 | $3,000 | thousands by filing date | |
| ISHARES TR | 464287713 | US TELECOM ETF | 92 | $3,000 | thousands by filing date | |
| GASLOG LTD | G37585109 | SHS | 167 | $3,000 | thousands by filing date | |
| DBX ETF TR | 233051507 | XTRACK MSCI JAPN | 86 | $3,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X400 | CMN | 36 | $3,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 1,488 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST INTL DIV | 73935X716 | COM | 177 | $3,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 1,383 | $3,000 | thousands by filing date | |
| SECOND SIGHT MED PRODS INC | 81362J100 | COM | 300 | $3,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 237 | $3,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 47 | $2,000 | thousands by filing date | |
| ISHARES INC MSCI STH KOR ETF | 464286772 | MSCI STH KOR ETF | 32 | $2,000 | thousands by filing date | |
| MIX TELEMATICS LTD | 60688N102 | SPONSORED ADR | 343 | $2,000 | thousands by filing date | |
| MEREDITH CORP | 589433101 | COM | 28 | $2,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 63 | $2,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 219 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 243 | $2,000 | thousands by filing date | |
| VWR CORP | 91843L103 | COM | 69 | $2,000 | thousands by filing date | |
| MOMENTA PHARMACEUTICALS INC | 60877T100 | COM | 139 | $2,000 | thousands by filing date | |
| DYAX CORP | 26746E103 | COM | 124 | $2,000 | thousands by filing date | |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 190 | $2,000 | thousands by filing date | |
| KITE PHARMA INC | 49803L109 | COM | 42 | $2,000 | thousands by filing date | |
| WESTERN ASSET HIGH YIELD DEF | 95768B107 | COM | 46 | $1,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 28 | $1,000 | thousands by filing date | |
| Lineage, Inc. | 536020100 | COM | 61 | $1,000 | thousands by filing date | |
| ADVENT CLAYMORE ENH GRW & IN | 00765E104 | COM | 57 | $1,000 | thousands by filing date | |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 28 | $1,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 211 | $1,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 15 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 41 | $1,000 | thousands by filing date | |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 100 | $1,000 | thousands by filing date | |
| PETROLEUM & RES CORP | 716549100 | COM | 28 | $1,000 | thousands by filing date | |
| iShares MSCI Frontier 100 | 464286145 | cs | 44 | $1,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641828 | LIVESTK ETN 38 | 25 | $1,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 118 | $1,000 | thousands by filing date | |
| BADGER METER INC COM | 056525108 | Stock | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PROTHENA CORP PLC SHS | G72800108 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALLIANCEBERNSTEIN GLOBAL HIG | 01879R106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GABELLI DIVID & INCOME TR | 36242H104 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI SPAIN ETF | 464286764 | MSCI SPAIN ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W406 | US AI ENHANCED | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CALAMOS CONV & HIGH INCOME F | 12811P108 | COM SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMERCE BANCSHARES INC | 200525103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUNICIPAL BOND FUN | 27827X101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 48 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES | 464286731 | MSCI TAIWAN ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STATE STREET SPDR NYSE TECHNOLOGY ETF | 78464A102 | ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286780 | MSCI STH AFR ETF | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WSTRN AST GLBL CORP OPP FD I | 95790C107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 1,361 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEMPLETON GLOBAL INCOME FD | 880198106 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAFISA S A | 362607301 | SPONS ADR | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MARKET VECTORS ETF TR | 57060U506 | RUSSIA ETF | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VANGUARD | 92205F106 | Domestic Common | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEKMIRA PHARMACEUTICALS COR | 87911B209 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASHFORD INC | 044104107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006346 | this filing | 2015-02-13 | acceptance time not in the bulk data set |