13F-HR filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 323 holding rows worth $6,979,072,000.
- Accession
- 0001140361-15-006322
- Filer
- CIK 1426196
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 323 entries on the cover page, a total value of $6,979,072,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $6,979,072,000 with VALUE read as thousands by filing date, 13F file number 028-13005. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 7,464,200 | $823,898,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 3,022,514 | $621,247,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 13,989,600 | $549,651,000 | thousands by filing date | call |
| Apple Inc | 037833100 | COM | 4,403,400 | $486,047,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 1,219,200 | $250,594,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 1,992,160 | $219,894,000 | thousands by filing date | |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 4,675,000 | $183,680,000 | thousands by filing date | put |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,322,000 | $179,881,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 25,245,000 | $90,129,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 583,300 | $88,696,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 412,700 | $87,715,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 755,500 | $85,809,000 | thousands by filing date | put |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 30,734,000 | $82,630,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,536,970 | $77,632,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 460,000 | $69,947,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,659,900 | $69,085,000 | thousands by filing date | call |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 649,627 | $66,814,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 43,402,000 | $64,289,000 | thousands by filing date | |
| ACTAVIS PLC | G0083B108 | SHS | 237,000 | $61,006,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 515,505 | $58,551,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 47,016,000 | $57,259,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 260,000 | $55,273,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 46,000,000 | $53,447,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 800,000 | $47,472,000 | thousands by filing date | |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 40,000,000 | $47,145,000 | thousands by filing date | |
| ROCKWOOD HLDGS INC | 774415103 | COM | 578,596 | $45,593,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 500,000 | $44,800,000 | thousands by filing date | put |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 20,000,000 | $38,404,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 110,300 | $37,679,000 | thousands by filing date | call |
| DIRECTV | 25490A309 | COM | 425,400 | $36,882,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 160,700 | $36,634,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 116,000 | $36,000,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 173,900 | $35,743,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 565,700 | $34,417,000 | thousands by filing date | put |
| ALLERGAN INC | 018490102 | COM | 160,000 | $34,014,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 35,500,000 | $32,882,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 12,750,000 | $32,377,000 | thousands by filing date | |
| HEALTH CARE REIT INC | 42217KAR7 | NOTE | 21,529,000 | $32,311,000 | thousands by filing date | |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 32,500,000 | $32,213,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 550,000 | $31,905,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 400,500 | $31,247,000 | thousands by filing date | call |
| COVANCE INC | 222816100 | COM | 300,000 | $31,151,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 260,000 | $31,101,000 | thousands by filing date | put |
| MONSANTO CO NEW | 61166W101 | COM | 254,192 | $30,368,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 97,400 | $30,228,000 | thousands by filing date | put |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 2,607,254 | $30,192,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AF4 | NOTE 1.125% 9/0 | 22,750,000 | $30,180,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 581,900 | $29,391,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 736,964 | $27,783,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 200,000 | $27,454,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 541,300 | $27,341,000 | thousands by filing date | call |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 2,311,435 | $26,812,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 300,000 | $26,010,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 766,200 | $24,142,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 122,900 | $23,821,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 100,500 | $22,910,000 | thousands by filing date | put |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 17,000,000 | $22,570,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 12,500,000 | $22,319,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,264,183 | $21,807,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 783,500 | $21,793,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 454,200 | $21,738,000 | thousands by filing date | call |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 679,000 | $21,395,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 106,000 | $20,545,000 | thousands by filing date | call |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 11,000,000 | $20,079,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 344,795 | $19,311,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 12,500,000 | $18,932,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 300,000 | $18,882,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 555,300 | $18,652,000 | thousands by filing date | put |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 19,000,000 | $18,584,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 537,100 | $18,041,000 | thousands by filing date | call |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 175,100 | $17,623,000 | thousands by filing date | put |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 7,000,000 | $17,623,000 | thousands by filing date | |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 1,726,000 | $17,605,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 273,800 | $17,232,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 219,682 | $17,139,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 213,500 | $16,900,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 113,000 | $16,809,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 214,500 | $16,735,000 | thousands by filing date | put |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 12,500,000 | $16,716,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 239,868 | $16,596,000 | thousands by filing date | |
| CLECO CORP NEW | 12561W105 | COM | 299,010 | $16,308,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 339,900 | $16,267,000 | thousands by filing date | put |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 1,623,036 | $16,246,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AB8 | NOTE 5.000% 5/1 | 15,915,000 | $16,064,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678AH0 | NOTE 1.875% 9/0 | 11,691,000 | $15,908,000 | thousands by filing date | |
| 38259p508 | COM | 29,400 | $15,601,000 | thousands by filing date | call | |
| Johnson & Johnson | 478160104 | COM | 149,000 | $15,580,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 170,000 | $15,485,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 269,878 | $14,935,000 | thousands by filing date | |
| SAPIENT CORPORATION | 803062108 | COMMON STOCK | 600,000 | $14,927,000 | thousands by filing date | |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 175,000 | $13,853,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 89,800 | $13,358,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 79,800 | $13,339,000 | thousands by filing date | call |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 8,550,000 | $13,189,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 118,400 | $13,162,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 340,000 | $12,433,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 246,400 | $11,445,000 | thousands by filing date | put |
| GOPRO INC | 38268T103 | CL A | 179,600 | $11,354,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 12,500,000 | $11,304,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 9,000,000 | $11,217,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 10,000,000 | $10,982,000 | thousands by filing date | |
| SUSQUEHANNA BANCSHARES INC P | 869099101 | COM | 800,162 | $10,746,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 175,600 | $10,683,000 | thousands by filing date | call |
| DRESSER-RAND GROUP INC | 261608103 | COM | 127,200 | $10,404,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 110,758 | $10,088,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 98,273 | $10,051,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 10,700,000 | $9,914,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,000,000 | $9,774,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 174,500 | $9,656,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 268,900 | $9,645,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 80,200 | $9,581,000 | thousands by filing date | call |
| OUTERWALL INC | 690070107 | COM | 127,100 | $9,560,000 | thousands by filing date | call |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 8,000,000 | $9,542,000 | thousands by filing date | |
| ELECTRONIC ARTS INC | 285512AA7 | NOTE 0.750% 7/1 | 6,300,000 | $9,485,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 30,461 | $9,453,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 62,133 | $9,242,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 150,281 | $9,143,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 232,300 | $8,757,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 33,100 | $8,678,000 | thousands by filing date | call |
| SAFEWAY INC | 786514208 | COM NEW | 240,540 | $8,447,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 250,000 | $8,370,000 | thousands by filing date | put |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 8,500,000 | $8,268,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 133,124 | $8,219,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 100,000 | $8,180,000 | thousands by filing date | |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 8,500,000 | $8,167,000 | thousands by filing date | |
| Gilead Sciences,Inc. | 375558103 | COM | 85,000 | $8,012,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 431,000 | $7,921,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 100,003 | $7,921,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 105,800 | $7,864,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 163,210 | $7,811,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 7,500,000 | $7,732,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 120,700 | $7,630,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 67,300 | $7,549,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 3,000,000 | $7,460,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 200,100 | $7,317,000 | thousands by filing date | put |
| RITE AID CORP | 767754BU7 | CNV | 2,500,000 | $7,310,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 72,000 | $7,246,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 7,500,000 | $7,241,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 62,900 | $7,144,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 154,207 | $6,934,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6,081 | $6,933,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 679,200 | $6,873,000 | thousands by filing date | put |
| McDonalds Corporation | 580135101 | COM | 73,300 | $6,868,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,637,600 | $6,796,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 366,278 | $6,732,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 105,100 | $6,577,000 | thousands by filing date | call |
| Walt Disney Co | 254687106 | COM | 67,756 | $6,381,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 67,000 | $6,194,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 109,000 | $6,032,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 80,299 | $6,030,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 400,000 | $6,024,000 | thousands by filing date | call |
| Caterpillar Inc. | 149123101 | COM | 64,800 | $5,931,000 | thousands by filing date | call |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 4,500,000 | $5,859,000 | thousands by filing date | |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 72,900 | $5,787,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 5,500,000 | $5,526,000 | thousands by filing date | |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 5,000,000 | $5,432,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 200,000 | $5,386,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 71,763 | $5,306,000 | thousands by filing date | |
| ROI ACQUISITION CORP II | 74966G200 | COM | 525,000 | $5,276,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 54,900 | $5,171,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 279,200 | $5,131,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 90,800 | $5,085,000 | thousands by filing date | call |
| STWD 3.75 10/17 | 85571BAC9 | Bond 30/360P2 U | 5,000,000 | $5,074,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 50,000 | $5,032,000 | thousands by filing date | call |
| HENNESSY CAPITAL ACQUIS | 425886108 | COM | 500,000 | $4,925,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 60,400 | $4,910,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 334,835 | $4,855,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 52,800 | $4,832,000 | thousands by filing date | put |
| Procter & Gamble Co | 742718109 | COM | 50,500 | $4,600,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 7,500,000 | $4,555,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 450,000 | $4,554,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 97,884 | $4,546,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 111,500 | $4,448,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 59,500 | $4,422,000 | thousands by filing date | put |
| Cisco Systems,Inc. | 17275R102 | COM | 155,200 | $4,316,000 | thousands by filing date | put |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 108,000 | $4,309,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 86,626 | $4,268,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 125,000 | $4,122,000 | thousands by filing date | put |
| PETSMART INC | 716768106 | COM | 50,000 | $4,064,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 43,277 | $4,055,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 18,100 | $4,025,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 57,700 | $3,992,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E103 | COM | 502,500 | $3,934,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 140,900 | $3,794,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 45,919 | $3,767,000 | thousands by filing date | |
| INVESCO MORTGAGE CAPITAL INC | 46131B100 | COM | 241,300 | $3,732,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 19,800 | $3,654,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 41,808 | $3,602,000 | thousands by filing date | |
| MONSANTO CO NEW | 61166W101 | COM | 30,100 | $3,596,000 | thousands by filing date | put |
| INTELSAT S A | L5140P101 | COM | 200,000 | $3,472,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 21,500 | $3,449,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 95,900 | $3,439,000 | thousands by filing date | put |
| Lowes Companies,Inc. | 548661107 | COM | 49,785 | $3,425,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 44,500 | $3,419,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 61,000 | $3,416,000 | thousands by filing date | put |
| United Parcel Service,Inc. Class B | 911312106 | COM | 28,830 | $3,205,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 19,911 | $3,194,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 33,500 | $3,155,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 40,947 | $3,118,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 9,000 | $3,074,000 | thousands by filing date | put |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 148,800 | $3,037,000 | thousands by filing date | |
| RAYONIER INC COM | 754907103 | REIT | 106,550 | $2,974,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 36,100 | $2,773,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 83,397 | $2,750,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 65,300 | $2,722,000 | thousands by filing date | call |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 190,100 | $2,714,000 | thousands by filing date | put |
| CINCINNATI BELL INC NEW | 171871106 | COM | 850,000 | $2,711,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 20,300 | $2,687,000 | thousands by filing date | call |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 264,240 | $2,676,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 41,900 | $2,673,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 2,500,000 | $2,649,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 44,500 | $2,617,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 37,300 | $2,580,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 10,700 | $2,457,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 61,600 | $2,422,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 25,961 | $2,400,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 56,100 | $2,368,000 | thousands by filing date | call |
| GENERAL MTRS CO COM | 37045V100 | Stock | 66,900 | $2,335,000 | thousands by filing date | call |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 51,000 | $2,255,000 | thousands by filing date | call |
| CEPHEID | 15670R107 | COM | 39,100 | $2,116,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 54,500 | $2,054,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 54,700 | $2,046,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 54,500 | $2,038,000 | thousands by filing date | put |
| Coca-Cola Company | 191216100 | COM | 47,900 | $2,022,000 | thousands by filing date | put |
| OFFICE DEPOT INC | 676220106 | COM | 233,500 | $2,002,000 | thousands by filing date | call |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 133,100 | $1,929,000 | thousands by filing date | call |
| McDonalds Corporation | 580135101 | COM | 20,000 | $1,874,000 | thousands by filing date | put |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 71,300 | $1,780,000 | thousands by filing date | |
| 38259p508 | COM | 3,300 | $1,751,000 | thousands by filing date | put | |
| 38259p508 | COM | 3,238 | $1,718,000 | thousands by filing date | ||
| SHUTTERFLY INC | 82568P304 | COM | 40,989 | $1,708,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 20,000 | $1,641,000 | thousands by filing date | put |
| VOLCANO CORPORATION | 928645100 | COM | 84,200 | $1,505,000 | thousands by filing date | call |
| JPMorgan Chase & Co | 46625H100 | COM | 24,000 | $1,501,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 27,668 | $1,497,000 | thousands by filing date | |
| Citigroup Inc. | 172967424 | COM | 27,500 | $1,488,000 | thousands by filing date | put |
| TOKYO ELECTRON LTD ADR | 889110102 | COM | 76,600 | $1,461,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 159,300 | $1,441,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 75,000 | $1,417,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 75,000 | $1,417,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 38,951 | $1,397,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,000,000 | $1,346,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,400 | $1,328,000 | thousands by filing date | put |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 91,300 | $1,323,000 | thousands by filing date | put |
| HCA Healthcare Inc | 40412C101 | COM | 18,000 | $1,321,000 | thousands by filing date | call |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 75,400 | $1,300,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 9,000 | $1,298,000 | thousands by filing date | call |
| Medtronic Plc | G5960L103 | COM | 17,800 | $1,285,000 | thousands by filing date | put |
| T-Mobile US,Inc. | 872590104 | COM | 46,700 | $1,258,000 | thousands by filing date | call |
| WRIGHT MED GROUP INC | 98235T107 | COM | 46,010 | $1,236,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 64,672 | $1,222,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 670,700 | $1,213,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 183,300 | $1,187,000 | thousands by filing date | put |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 100,000 | $1,143,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 15,000 | $1,126,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 25,000 | $1,124,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 10,000 | $1,121,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 300,000 | $1,050,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 10,000 | $1,045,000 | thousands by filing date | put |
| LEAP WIRELESS INTERNATIONAL IN | 521CNT998 | COM | 400,000 | $1,010,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 27,200 | $985,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 21,200 | $984,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 151,384 | $980,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 4,600 | $977,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 15,400 | $969,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 52,400 | $960,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 9,900 | $936,000 | thousands by filing date | call |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 20,323 | $924,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 12,500 | $917,000 | thousands by filing date | put |
| VIRNETX HLDG CORP | 92823T108 | COM | 155,500 | $853,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 155,500 | $853,000 | thousands by filing date | put |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 50,200 | $850,000 | thousands by filing date | call |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 10,800 | $808,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 5,000 | $802,000 | thousands by filing date | put |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 1,000,000 | $775,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 6,151 | $735,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 28,900 | $677,000 | thousands by filing date | call |
| Oracle Corporation | 68389X105 | COM | 14,900 | $670,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 16,900 | $612,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 7,500 | $610,000 | thousands by filing date | call |
| Starbucks Corporation | 855244109 | COM | 7,400 | $607,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E103 | COM | 76,000 | $595,000 | thousands by filing date | call |
| GOOGLE INC | 38259P706 | CL C | 1,096 | $576,000 | thousands by filing date | |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 5,400 | $561,000 | thousands by filing date | call |
| AMERICAN RLTY CAP PPTYS INC | 02917T104 | COM | 60,000 | $543,000 | thousands by filing date | call |
| KEURIG GREEN MTN INC | 49271M100 | COM | 4,069 | $538,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 13,773 | $515,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 4,900 | $503,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 25,000 | $499,000 | thousands by filing date | put |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 7,500 | $472,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 5,000 | $442,000 | thousands by filing date | call |
| Verizon Communications Inc | 92343V104 | COM | 8,900 | $416,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 21,150 | $413,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 3,100 | $410,000 | thousands by filing date | put |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 20,000 | $390,000 | thousands by filing date | put |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 3,700 | $384,000 | thousands by filing date | put |
| ISHARES TR | 464287556 | ISHARES BIOTECH | 1,201 | $364,000 | thousands by filing date | |
| VERISIGN INC | 92343E902 | COM | 6,272 | $357,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100,000 | $350,000 | thousands by filing date | call |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 17,500 | $349,000 | thousands by filing date | call |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 50,000 | $334,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 5,800 | $308,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 2,957 | $279,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 46,000 | $278,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 2,400 | $245,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,000 | $235,000 | thousands by filing date | call |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,400 | $222,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 1,764 | $161,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 8,200 | $150,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 3,600 | $150,000 | thousands by filing date | put |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 45,390 | $147,000 | thousands by filing date | |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 7,100 | $141,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 7,000 | $136,000 | thousands by filing date | call |
| Comcast Corp | 20030N101 | COM | 1,991 | $115,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 14,152 | $92,000 | thousands by filing date | |
| Qualcomm Incorporated | 747525103 | COM | 1,021 | $75,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,000,000 | $50,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 22,025 | $46,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,600 | $10,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 114 | $6,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 300 | $5,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 81 | $4,000 | thousands by filing date | |
| MF GLOBAL HOLDINGS LTD | 55277J108 | COMMON | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006322 | this filing | 2015-02-13 | acceptance time not in the bulk data set |