13F-HR filed by BANK OF AMERICA CORP /DE/
BANK OF AMERICA CORP /DE/ filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-13, with 7,761 holding rows worth $280,098,700,000.
- Accession
- 0001140361-15-006197
- Filer
- CIK 70858
- Filed
- 2015-02-13
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A combination report, 15,750 entries on the cover page, a total value of $280,098,700,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $280,098,700,000 with VALUE read as thousands by filing date, 13F file number 028-00158. The quarter's positions are built on this report. The resolved quarter.
Other managers
- reports for this filerMANAGED ACCOUNT ADVISORS LLC028-12631
- included managerBANK OF AMERICA NA028-10264
- included managerMERRILL LYNCH, PIERCE, FENNER & SMITH INC.028-00962
- included managerMERRILL LYNCH CANADA INC028-14408
- included managerMERRILL LYNCH INTERNATIONAL028-07178
- included managerMERRILL LYNCH PROFESSIONAL CLEARING CORP028-11545
- included managerMERRILL LYNCH GROUP, INC.028-12505
- included managerBlue Ridge Investments, L.L.C.028-16009
- included managerEQUITY FINANCE DELAWARE, LLC028-16012
- included managerU.S. TRUST Co OF DELAWARE028-10270
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| ARES DYNAMIC CR ALLOCATION F | 04014F102 | COM | 66,376 | $1,050,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 128,061 | $1,050,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 64,682 | $1,049,000 | thousands by filing date | |
| ARES COML REAL ESTATE CORP | 04013V108 | COM | 91,163 | $1,047,000 | thousands by filing date | |
| UNIVERSAL FST PRODS INC | 913543104 | COM | 19,630 | $1,045,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 70,800 | $1,044,000 | thousands by filing date | call |
| GATX CORP COM | 361448103 | Stock | 18,141 | $1,043,000 | thousands by filing date | |
| SCHWEITZER-MAUDUIT INTL INC | 808541106 | COM | 24,647 | $1,043,000 | thousands by filing date | |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 130,000 | $1,043,000 | thousands by filing date | call |
| GARRISON CAP INC | 366554103 | COM | 72,083 | $1,041,000 | thousands by filing date | |
| NUVEEN REAL ESTATE INCOME FD | 67071B108 | COM | 90,493 | $1,040,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 132,500 | $1,037,000 | thousands by filing date | call |
| ALPS ETF TR | 00162Q668 | EM SECT DIV DG | 42,865 | $1,036,000 | thousands by filing date | |
| PROSHARES TR | 74347R107 | PSHS ULT S&P 500 | 8,039 | $1,031,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X651 | US S CAP QTY DIV | 35,234 | $1,031,000 | thousands by filing date | |
| CAESARS ACQUISITION CO | 12768T103 | CL A | 100,000 | $1,031,000 | thousands by filing date | call |
| SPDR SERIES TRUST | 78464A441 | NUVN CALI MUNI | 43,148 | $1,029,000 | thousands by filing date | |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 36,463 | $1,024,000 | thousands by filing date | |
| AVG TECHNOLOGIES | N07831105 | SHS | 51,838 | $1,024,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 41,937 | $1,023,000 | thousands by filing date | |
| U S SILICA HLDGS INC | 90346E103 | COM | 39,800 | $1,022,000 | thousands by filing date | put |
| WORKDAY INC CL A | 98138H101 | Stock | 12,500 | $1,020,000 | thousands by filing date | call |
| AECOM COM | 00766T100 | Stock | 33,600 | $1,020,000 | thousands by filing date | call |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 258,070 | $1,019,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 41,687 | $1,018,000 | thousands by filing date | |
| SABRE CORP COM | 78573M104 | Stock | 50,160 | $1,017,000 | thousands by filing date | |
| FIRST TR ABERDEEN GLBL OPP F | 337319107 | COM SHS | 84,348 | $1,016,000 | thousands by filing date | |
| TENNANT CO | 880345103 | COM | 14,064 | $1,016,000 | thousands by filing date | |
| EXPEDITORS INTL WASH INC COM | 302130109 | Stock | 22,700 | $1,013,000 | thousands by filing date | call |
| CORELOGIC INC | 21871D103 | COM | 32,034 | $1,012,000 | thousands by filing date | |
| PDLI 4 2/1/18 | 69329YAF1 | Bond 30/360P2 U | 1,058,000 | $1,012,000 | thousands by filing date | principal |
| BLACKROCK MUNIYIELD N Y QUAL | 09255E102 | COM | 77,715 | $1,011,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 270,300 | $1,011,000 | thousands by filing date | put |
| COMPASS MINERALS INTL INC | 20451N101 | COM | 11,579 | $1,006,000 | thousands by filing date | |
| IDACORP INC | 451107106 | COM | 15,193 | $1,006,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 11,600 | $1,006,000 | thousands by filing date | call |
| NPS PHARMACEUTICALS INC | 62936P103 | COM | 28,100 | $1,005,000 | thousands by filing date | put |
| ATLANTIC PWR CORP | 04878Q863 | COM NEW | 370,328 | $1,004,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 6,600 | $1,004,000 | thousands by filing date | call |
| CHART INDS INC | 16115Q308 | COM | 29,327 | $1,003,000 | thousands by filing date | |
| CIRCOR INTL INC | 17273K109 | COM | 16,635 | $1,003,000 | thousands by filing date | |
| EURONET WORLDWIDE INC COM | 298736109 | Stock | 18,231 | $1,001,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 45,415 | $1,001,000 | thousands by filing date | |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 32,942 | $1,000,000 | thousands by filing date | |
| INNOPHOS HOLDINGS INC | 45774N108 | COMMON STOCK | 17,077 | $998,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 34,539 | $996,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X202 | EURO STOXX 50 | 27,000 | $995,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 284,200 | $995,000 | thousands by filing date | put |
| HUDSON PAC PPTYS INC | 444097109 | COM | 33,115 | $995,000 | thousands by filing date | |
| NISOURCE INC COM | 65473P105 | Stock | 23,400 | $993,000 | thousands by filing date | call |
| PIMCO MUN INCOME FD III | 72201A103 | COM | 89,450 | $993,000 | thousands by filing date | |
| PLEXUS CORP COM | 729132100 | Stock | 24,051 | $991,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 34,165 | $990,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 27,394 | $987,000 | thousands by filing date | |
| AVON PRODS INC | 054303102 | COM | 104,800 | $984,000 | thousands by filing date | call |
| KERYX BIOPHARMACEUTICALS | 492515101 | COMMON STOCK | 69,476 | $983,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 48,600 | $983,000 | thousands by filing date | put |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 50,000 | $981,000 | thousands by filing date | put |
| BIT MINING LIMITED | 33829R100 | SPON ADR REP A | 56,500 | $980,000 | thousands by filing date | |
| SUPER MICRO COMPUTER INC | 86800U104 | COM | 28,080 | $979,000 | thousands by filing date | |
| DIREXION SHARES ETF TRUST | 25459Y694 | CMN | 7,684 | $977,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 63,263 | $975,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 1,772,244 | $975,000 | thousands by filing date | |
| MATERION CORP | 576690101 | COM | 27,636 | $974,000 | thousands by filing date | |
| CENTRAL SECURITIES CORP | 155123102 | COM | 44,351 | $974,000 | thousands by filing date | |
| BLACKROCK N J MUN INCOME TR | 09248J101 | SH BEN INT | 64,085 | $974,000 | thousands by filing date | |
| EXAMWORKS GROUP INC COM | 30066A105 | COM | 23,427 | $974,000 | thousands by filing date | |
| MAGELLAN HEALTH SERVICES INC | 559079207 | COM NEW | 16,198 | $973,000 | thousands by filing date | |
| ISHARES TR | 46432FAD9 | 2016 INVTGR BD | 9,754 | $972,000 | thousands by filing date | |
| NAVIOS MARITIME MIDSTREAM LP COM UNIT LTD | Y62134104 | MLP | 79,931 | $971,000 | thousands by filing date | |
| ENSIGN GROUP INC | 29358P101 | COM | 21,840 | $970,000 | thousands by filing date | |
| REDWOOD TRUST INC | 758075402 | COM | 49,238 | $970,000 | thousands by filing date | |
| OXFORD INDS INC | 691497309 | COM | 17,549 | $969,000 | thousands by filing date | |
| AMBER ROAD INC | 02318Y108 | COM | 94,786 | $969,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 18,300 | $968,000 | thousands by filing date | put |
| INTERSIL CORP | 46069S109 | CL A | 66,779 | $966,000 | thousands by filing date | |
| EATON VANCE RISK-MANAGED DIVSF | 27829G106 | COM | 90,538 | $965,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074Q102 | COM | 65,400 | $964,000 | thousands by filing date | put |
| RLI CORP COM | 749607107 | Stock | 19,479 | $962,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524409 | US LCAP VA ETF | 21,829 | $962,000 | thousands by filing date | |
| CSG SYSTEMS | 126349109 | COM | 38,344 | $962,000 | thousands by filing date | |
| POWERSHARES CHINESE YUAN DIM SUM BOND | 73937B753 | COM | 39,527 | $961,000 | thousands by filing date | |
| ROGERS CORP COM | 775133101 | Stock | 11,786 | $960,000 | thousands by filing date | |
| SELECT INCOME REIT | 81618T100 | COM SH BEN INT | 39,280 | $959,000 | thousands by filing date | |
| Schwab Short Term US Treasury ETF | 808524862 | SHS | 18,911 | $957,000 | thousands by filing date | |
| DUFF & PHELPS UTLITY AND INF | 26433C105 | COM | 44,141 | $956,000 | thousands by filing date | |
| KULICKE & SOFFA INDS INC | 501242101 | COM | 65,980 | $954,000 | thousands by filing date | |
| MERCURY GENL CORP NEW | 589400100 | COM | 16,786 | $951,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A706 | ST STR GLB DOW | 13,754 | $950,000 | thousands by filing date | |
| PROSHARES TR II SHT | 74347W627 | VIX ST TRM | 15,460 | $946,000 | thousands by filing date | |
| LIBERTY ALL-STAR EQUITY FUND | 530158104 | SH BEN INT | 158,016 | $945,000 | thousands by filing date | |
| ERIE INDTY CO CL A | 29530P102 | Stock | 10,399 | $944,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 30,407 | $942,000 | thousands by filing date | |
| EZCORP INC | 302301106 | CL A NON VTG | 80,000 | $940,000 | thousands by filing date | put |
| COHEN & STEERS GLOBAL INC BLDR | 19248M103 | COM | 80,121 | $940,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,375,343 | $940,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 41,889 | $939,000 | thousands by filing date | |
| STATE STREET | 78463X798 | COMMON STOCK | 42,665 | $931,000 | thousands by filing date | |
| NATIONAL HEALTH INVS INC | 63633DAE4 | NOTE 3.250% 4/0 | 897,000 | $930,000 | thousands by filing date | principal |
| FRANKLIN MASTER INTER INCOME SH BEN INT | 746909100 | CEF | 193,099 | $929,000 | thousands by filing date | |
| BLUEKNIGHT ENERGY PARTNERS LP | 09625U109 | PREFERRED | 139,547 | $928,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 13,800 | $927,000 | thousands by filing date | put |
| BIOTELEMETRY INC | 090672106 | COM | 92,316 | $926,000 | thousands by filing date | |
| RTI INTL METALS INC | 74973W107 | COM | 36,539 | $923,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 20,000 | $923,000 | thousands by filing date | put |
| SPDR SER TR | 78464A821 | S&P 400 MDCP GRW | 7,780 | $922,000 | thousands by filing date | |
| AEGEAN MARINE PETROLEUM NETW | Y0017S102 | SHS | 65,764 | $922,000 | thousands by filing date | |
| FORMFACTOR INC COM | 346375108 | Stock | 107,053 | $921,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 19,323 | $921,000 | thousands by filing date | |
| INCYTE CORP COM | 45337C102 | Stock | 12,600 | $921,000 | thousands by filing date | put |
| PEOPLES BANCORP INC | 709789101 | COM | 35,510 | $921,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 7,300 | $921,000 | thousands by filing date | put |
| ULTA BEAUTY INC COM | 90384S303 | Stock | 7,200 | $920,000 | thousands by filing date | call |
| CELESTICA INC | 15101Q108 | COMMON STOCK-FO | 78,352 | $920,000 | thousands by filing date | |
| EXONE CO | 302104104 | COM | 54,778 | $920,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33738R506 | RISNG DIVD ACHIV | 42,084 | $918,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 318,686 | $918,000 | thousands by filing date | |
| MISTRAS GROUP INC | 60649T107 | COMMON STOCK | 49,795 | $913,000 | thousands by filing date | |
| ISHARES MSCI DENMARK ETF | 46429B523 | ETF | 19,438 | $913,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 46,543 | $912,000 | thousands by filing date | |
| COHEN & STEERS TOTAL RETURN | 19247R103 | COM | 69,095 | $912,000 | thousands by filing date | |
| HSN INC | 404303109 | COM | 11,989 | $911,000 | thousands by filing date | |
| NUVEEN DIV ADVANTAGE MUN FD | 67070F100 | COM | 64,530 | $910,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097879 | SPON | 35,614 | $908,000 | thousands by filing date | |
| PALO ALTO NETWORKS INC | 697435105 | COM | 7,400 | $907,000 | thousands by filing date | put |
| ACHILLION PHARMACEUTICALS IN | 00448Q201 | COM | 74,000 | $907,000 | thousands by filing date | call |
| INTERACTIVE BROKERS GROUP INC COM CL A | 45841N107 | Stock | 31,033 | $905,000 | thousands by filing date | |
| SOURCE CAPITAL COM SHS OF BEN I | 836144105 | CEF | 12,644 | $903,000 | thousands by filing date | |
| SOLARWINDS INC | 83416B109 | COM | 18,128 | $903,000 | thousands by filing date | |
| DUFF & PHELPS | 26432K108 | EXCHANGE TRADED | 91,863 | $901,000 | thousands by filing date | |
| SENOMYX INC | 81724Q107 | COM | 149,859 | $901,000 | thousands by filing date | |
| DYCOM INDS INC COM | 267475101 | Stock | 25,636 | $899,000 | thousands by filing date | |
| NEW GERMANY FD INC | 644465106 | COM | 63,803 | $896,000 | thousands by filing date | |
| ZAYO GROUP HLDGS INC COM | 98919V105 | Stock | 29,306 | $896,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 536,500 | $896,000 | thousands by filing date | put |
| ABAXIS INC | 002567105 | COM | 15,758 | $896,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X699 | INTL FINL ETF | 43,165 | $895,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 13,277 | $892,000 | thousands by filing date | |
| Mexico Fund Inc/The | 592835102 | COM | 42,846 | $891,000 | thousands by filing date | |
| PRECIDIAN ETFS TR | 74016W106 | MAXIS NIKKEI | 52,203 | $891,000 | thousands by filing date | |
| HOME BANCSHARES INC COM | 436893200 | Stock | 27,568 | $887,000 | thousands by filing date | |
| CHINA LIFE INSURANCE CO-ADR | 16939P106 | SPON ADR REP H | 15,042 | $884,000 | thousands by filing date | |
| LORAL SPACE & COM INC | 543881106 | COM | 11,214 | $883,000 | thousands by filing date | |
| WORLD PT TERMS LP | 98159G107 | UNIT REP LTD PT | 43,793 | $881,000 | thousands by filing date | |
| BANCFIRST CORP | 05945F103 | COM | 13,880 | $880,000 | thousands by filing date | |
| NUVEEN CONNECTICUT PREM INC | 67060D107 | COM | 70,113 | $879,000 | thousands by filing date | |
| HORACE MANN EDUCATORS CORP NEW COM | 440327104 | Stock | 26,460 | $878,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 23,117 | $878,000 | thousands by filing date | |
| ADVENT SOFTWARE INC | 007974108 | COM | 28,666 | $878,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 282,695 | $877,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 55,636 | $877,000 | thousands by filing date | |
| IGATE CORP | 45169U105 | COM | 22,224 | $877,000 | thousands by filing date | |
| NATIONAL BK GREECE S A | 633643507 | ADR PRF SER A | 63,059 | $877,000 | thousands by filing date | |
| XOOM CORP | 98419Q101 | COM | 50,000 | $876,000 | thousands by filing date | |
| FIRST FINL BANKSHARES INC COM | 32020R109 | Stock | 29,295 | $875,000 | thousands by filing date | |
| PROSHARES TR | 74347X864 | ULTRPRO S&P500 | 6,600 | $875,000 | thousands by filing date | put |
| GRAN TIERRA ENERGY INC | 38500T101 | COM | 227,299 | $875,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 89,843 | $875,000 | thousands by filing date | |
| Schwab U.S. Large-Cap Growth ETF | 808524300 | SHS | 16,875 | $874,000 | thousands by filing date | |
| BANK OF NY MELLON CORP COM | 064058100 | Stock | 21,500 | $872,000 | thousands by filing date | put |
| HEALTHSOUTH CORP | 421924309 | COM NEW | 22,648 | $871,000 | thousands by filing date | |
| LANDAUER INC | 51476K103 | COM | 25,493 | $870,000 | thousands by filing date | |
| CURRENCYSHARES CANADIAN DOLLAR TRUST | 23129X105 | COM | 10,162 | $870,000 | thousands by filing date | |
| BLACKSTONE LONG-SHORT CREDIT I | 09257D102 | COM SHS BN INT | 55,988 | $869,000 | thousands by filing date | |
| ILLUMINA INC | 452327109 | COM | 4,700 | $868,000 | thousands by filing date | put |
| ASSOCIATED BANC-CORP | 045487105 | COM | 46,600 | $868,000 | thousands by filing date | call |
| EGA EMERGING GLOBAL SHS TR | 268461761 | INDIA CONSUMER | 26,870 | $868,000 | thousands by filing date | |
| HMS HLDGS CORP | 40425J101 | COM | 41,003 | $867,000 | thousands by filing date | |
| GRUPO FINANCIERO GALICIA | 399909100 | SPONSORED ADR | 54,448 | $865,000 | thousands by filing date | |
| ORION ENERGY SYSTEMS INC | 686275108 | COM | 157,000 | $864,000 | thousands by filing date | |
| ASHFORD HOSPITALITY PRIME IN | 044102101 | COM | 50,287 | $863,000 | thousands by filing date | |
| F5 INC COM | 315616102 | Stock | 6,600 | $861,000 | thousands by filing date | put |
| PRIMERICA INC | 74164M108 | COM | 15,862 | $861,000 | thousands by filing date | |
| AAON INC | 000360206 | COM PAR $0.004 | 38,381 | $859,000 | thousands by filing date | |
| MONTPELIER RE HLDGS LTD SH | G62185106 | COM | 23,947 | $858,000 | thousands by filing date | |
| Schwab U.S. Small-Cap ETF | 808524607 | SHS | 15,529 | $856,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 17,200 | $856,000 | thousands by filing date | put |
| OTTER TAIL CORP | 689648103 | COM | 27,672 | $856,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 66,614 | $856,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 11,100 | $854,000 | thousands by filing date | call |
| RAYTHEON CO | 755111507 | COM NEW | 7,900 | $854,000 | thousands by filing date | put |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 31,000 | $853,000 | thousands by filing date | put |
| ALPS ETF TR | 00162Q304 | JEFF TRJ CRB GLO | 22,003 | $852,000 | thousands by filing date | |
| VIVINT SOLAR INC. | 92854Q106 | Common Stock | 92,000 | $849,000 | thousands by filing date | |
| PLANTRONICS INC NEW | 727493108 | COM | 15,986 | $848,000 | thousands by filing date | |
| LINCOLN ELEC HLDGS INC | 533900106 | COM | 12,257 | $847,000 | thousands by filing date | |
| NATIONAL BEVERAGE CORP COM | 635017106 | Stock | 37,400 | $846,000 | thousands by filing date | |
| DR PEPPER SNAPPLE GROUP INC | 26138E109 | COM | 11,800 | $846,000 | thousands by filing date | put |
| YORK WATER CO | 987184108 | COMMON STOCK | 36,419 | $845,000 | thousands by filing date | |
| HAVERTY FURNITURE COS INC COM | 419596101 | Stock | 38,321 | $843,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 19,900 | $842,000 | thousands by filing date | call |
| DENTSPLY INTL INC | 249030107 | COM | 15,800 | $842,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 86,049 | $841,000 | thousands by filing date | |
| WEIS MKTS INC COM | 948849104 | Stock | 17,548 | $838,000 | thousands by filing date | |
| MFS MULTIMARKET INCOME TR | 552737108 | SH BEN INT | 128,932 | $838,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 55,297 | $836,000 | thousands by filing date | |
| TICC CAPITAL CORP | 87244T109 | COM | 110,996 | $836,000 | thousands by filing date | |
| CAMBREX CORP | 132011107 | COM | 38,604 | $835,000 | thousands by filing date | |
| KING DIGITAL ENTMT PLC | G5258J109 | ORD SHS | 54,337 | $835,000 | thousands by filing date | |
| GREEN DOT CORP CLASS A | 39304D102 | CL A | 40,624 | $833,000 | thousands by filing date | |
| ROSE ROCK MIDSTREAM LP | 777149105 | COM U REP LTD | 18,332 | $833,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U431 | LATAM AGGR BD | 37,459 | $833,000 | thousands by filing date | |
| BLACKROCK MUNIYEILD QUALITY FU | 09254G108 | COM | 63,097 | $832,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 16,000 | $830,000 | thousands by filing date | put |
| CAE INC COM | 124765108 | Stock | 63,680 | $828,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 374,598 | $828,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 15,221 | $826,000 | thousands by filing date | |
| ISHARES INC MSCI CHILE ETF | 464286640 | MSCI CHILE ETF | 20,707 | $826,000 | thousands by filing date | |
| VITAL THERAPIES INC | 92847R104 | COM | 33,127 | $825,000 | thousands by filing date | |
| HOMEAWAY INC | 43739Q100 | COM | 27,685 | $824,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 20,000 | $824,000 | thousands by filing date | put |
| PANERA BREAD CO | 69840W108 | CL A | 4,700 | $822,000 | thousands by filing date | put |
| MINERALS TECHNOLOGIES INC COM | 603158106 | Stock | 11,830 | $821,000 | thousands by filing date | |
| OMNICELL COM COM | 68213N109 | Stock | 24,658 | $817,000 | thousands by filing date | |
| GENTHERM INC | 37253A103 | COM | 22,320 | $817,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 32,991 | $816,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 61,630 | $815,000 | thousands by filing date | |
| BITAUTO HLDGS LTD | 091727107 | SPONSORED ADS | 11,578 | $815,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 30,200 | $814,000 | thousands by filing date | call |
| COTY INC | 222070203 | COM CL A | 39,423 | $814,000 | thousands by filing date | |
| INTEGRA LIFESCIENCES HLDGS C | 457985208 | COM NEW | 14,982 | $813,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 11,895 | $813,000 | thousands by filing date | |
| TRUEBLUE INC | 89785X101 | COM | 36,510 | $812,000 | thousands by filing date | |
| AMERICAS CAR-MART INC | 03062T105 | COM | 15,218 | $812,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 20,403 | $811,000 | thousands by filing date | |
| Fidelity MSCI Information Technology Index ETF | 316092808 | SHS | 25,520 | $809,000 | thousands by filing date | |
| MS INDIA INVESTMENT (CL END) | 61745C105 | IFD | 30,086 | $809,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 52,632 | $809,000 | thousands by filing date | |
| EXPRESS INC | 30219E103 | COMMON STOCK | 54,931 | $808,000 | thousands by filing date | |
| ALPS ETF TR | 00162Q676 | ALERIAN ENERGY | 28,376 | $806,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 9,400 | $806,000 | thousands by filing date | put |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 9,200 | $805,000 | thousands by filing date | call |
| CURRENCYSHARES AUSTRALIAN DLAU | 23129U101 | ETF - EQUITY | 9,844 | $805,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 15,200 | $804,000 | thousands by filing date | call |
| ISHARES TR | 464287192 | US TRSPRTION | 4,900 | $804,000 | thousands by filing date | call |
| GABELLI EQUITY TR INC COM | 362397101 | CEF | 124,019 | $802,000 | thousands by filing date | |
| MCDERMOTT INTL INC | 580037109 | COM | 275,200 | $801,000 | thousands by filing date | call |
| KB FINL GROUP INC SPONSORED ADR | 48241A105 | ADR | 24,496 | $799,000 | thousands by filing date | |
| COVISINT CORP | 22357R103 | COM | 301,569 | $799,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 62,280 | $796,000 | thousands by filing date | |
| ISHARES MSCI AGRICULTUREPRODUCERS ETF | 464286350 | ETF | 29,936 | $795,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 6,500 | $795,000 | thousands by filing date | put |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 6,000 | $794,000 | thousands by filing date | put |
| NATIONAL INSTRS CORP | 636518102 | COM | 25,495 | $793,000 | thousands by filing date | |
| MATTRESS FIRM HLDG CORP | 57722W106 | COM | 13,614 | $791,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U787 | AFRICA ETF | 30,484 | $791,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 379,551 | $789,000 | thousands by filing date | |
| AVIV REIT INC | 05381L101 | COMMON STOCK | 22,856 | $788,000 | thousands by filing date | |
| HANGER INC | 41043F208 | COMMON STOCK | 35,953 | $787,000 | thousands by filing date | |
| BLACKROCK MUNI INCOME TR II | 09249N101 | COM | 49,491 | $786,000 | thousands by filing date | |
| HANCOCK JOHN PREM DIVID FD | 41013T105 | COM SH BEN INT | 57,177 | $786,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 33733E500 | NAS CLNEDG GREEN | 45,536 | $785,000 | thousands by filing date | |
| COHERENT INC | 192479103 | COM | 12,924 | $785,000 | thousands by filing date | |
| DYNAGAS LNG PARTNERS LP | Y2188B108 | CMN | 47,921 | $784,000 | thousands by filing date | |
| KNOLL INC | 498904200 | COM NEW | 37,028 | $784,000 | thousands by filing date | |
| TUTOR PERINI CORP | 901109108 | COM | 32,464 | $782,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 14,922 | $781,000 | thousands by filing date | |
| DELPHI AUTOMOTIVE PLC | G27823106 | COMMON STOCK-FO | 10,700 | $778,000 | thousands by filing date | call |
| BLACKROCK SCIENCE & TECHNOLO | 09258G104 | SHS | 44,165 | $777,000 | thousands by filing date | |
| UNITED STATIONERS INC | 913004107 | COM | 18,415 | $777,000 | thousands by filing date | |
| WASHINGTON TRUST BANCORP | 940610108 | COMMON STOCK | 19,315 | $776,000 | thousands by filing date | |
| TORTOISE PIPELINE & ENERGY F | 89148H108 | COM | 25,269 | $776,000 | thousands by filing date | |
| FLOTEK INDS INC DEL | 343389102 | COM | 41,450 | $776,000 | thousands by filing date | |
| VIACOM INC | 92553P201 | CL B | 10,300 | $775,000 | thousands by filing date | put |
| THE ADT CORPORATION | 00101J106 | COM | 21,300 | $772,000 | thousands by filing date | put |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 45,906 | $771,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 126,177 | $770,000 | thousands by filing date | |
| PROSHARES TR | 74347B300 | PSHS ULSHT SP500 | 34,900 | $770,000 | thousands by filing date | call |
| HEADWATERS INC | 42210P102 | COMMON STOCK | 51,143 | $767,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 1,128,625 | $767,000 | thousands by filing date | |
| MARKWEST ENERGY PARTNERS L P | 570759100 | UNIT LTD PARTN | 11,400 | $766,000 | thousands by filing date | call |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 56,092 | $766,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 51,394 | $765,000 | thousands by filing date | |
| ICAHN ENTERPRISES LP | 451100101 | Common Stock | 8,251 | $763,000 | thousands by filing date | |
| SCHULMAN (A.) INC | 808194104 | COM | 18,776 | $761,000 | thousands by filing date | |
| MORNINGSTAR INC COM | 617700109 | Stock | 11,726 | $759,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 35,131 | $757,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 29,300 | $757,000 | thousands by filing date | put |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 132,771 | $753,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 273,883 | $753,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 23,700 | $752,000 | thousands by filing date | put |
| MCDERMOTT INTL INC | 580037109 | COM | 258,360 | $752,000 | thousands by filing date | |
| Utilities Select Sector SPDR Fund | 81369Y886 | SHS | 15,900 | $751,000 | thousands by filing date | call |
| UNIVERSAL ELECTRS INC | 913483103 | COM | 11,548 | $751,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 52,249 | $751,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 55,136 | $750,000 | thousands by filing date | |
| ISHARES TR | 46429B507 | MSCI IRELAND ETF | 21,765 | $749,000 | thousands by filing date | |
| STANTEC INC COM | 85472N109 | Stock | 27,248 | $748,000 | thousands by filing date | |
| FOOT LOCKER INC | 344849104 | COM | 13,300 | $747,000 | thousands by filing date | put |
| NEUBERGER BERMAN MUN FD INC | 64124P101 | COM | 47,849 | $747,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X693 | GLOBL CP BD FD | 10,055 | $747,000 | thousands by filing date | |
| GENERAL CABLE CORP DEL NEW | 369300108 | COM | 50,000 | $745,000 | thousands by filing date | put |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 14,181 | $744,000 | thousands by filing date | |
| SCANSOURCE INC | 806037107 | COM | 18,517 | $743,000 | thousands by filing date | |
| NEW SR INVT GROUP INC | 648691103 | COM | 45,211 | $743,000 | thousands by filing date | |
| LIFECOREBIOMEDICALINC | 514766104 | STOK | 53,660 | $741,000 | thousands by filing date | |
| POWERSHARES DB MULTISECT C | 73936B507 | DB OIL FUND | 47,100 | $740,000 | thousands by filing date | |
| SPDR SER TR | 78468R101 | PORTFOLIO SH TSR | 24,543 | $738,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 18,000 | $737,000 | thousands by filing date | put |
| JBT MAREL CORPORATION | 477839104 | COM | 22,420 | $737,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 551 | $733,000 | thousands by filing date | |
| DELAWARE ENHANCED GLOBAL DIVID | 246060107 | COM | 64,945 | $732,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A318 | NUVN S&P VRDO MN | 24,327 | $729,000 | thousands by filing date | |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 33,527 | $728,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 11,600 | $727,000 | thousands by filing date | call |
| ULTRATECH INC | 904034105 | COM | 39,087 | $725,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 21,550 | $724,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 9,100 | $723,000 | thousands by filing date | call |
| PIONEER HIGH INCOME FUND INC | 72369H106 | COM | 42,073 | $722,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 43,571 | $720,000 | thousands by filing date | |
| NUVEEN BUILD AMER BD OPPTNY | 67074q102 | COM | 32,814 | $720,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 103,141 | $719,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 71,736 | $719,000 | thousands by filing date | |
| PROSHRE U/S DJ-UBS CRUDE OIL | 74347W668 | CMN | 9,400 | $719,000 | thousands by filing date | call |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 55,872 | $718,000 | thousands by filing date | |
| Matrix Service Company | 576853105 | COM | 32,172 | $718,000 | thousands by filing date | |
| WALTER INVT MGMT CORP | 93317W102 | COM | 43,400 | $717,000 | thousands by filing date | put |
| DYNEGY INC NEW DEL | 26817R108 | COM | 23,600 | $716,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 11,900 | $715,000 | thousands by filing date | call |
| ISTAR INC | 45031U101 | COMMON STOCK | 52,419 | $715,000 | thousands by filing date | |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 538,000 | $715,000 | thousands by filing date | principal |
| ISHARES TR | 46429B184 | UTILITIES SECT | 13,659 | $714,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 38,895 | $712,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 101,000 | $711,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 171,100 | $710,000 | thousands by filing date | put |
| NUVEEN NC PREM INCOME MUN | 67060P100 | COM | 54,488 | $710,000 | thousands by filing date | |
| LINCOLN NATL CORP IND COM | 534187109 | Stock | 12,300 | $709,000 | thousands by filing date | call |
| GOODRICH PETE CORP | 382410405 | COM NEW | 159,679 | $709,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 15,986 | $708,000 | thousands by filing date | |
| ENTEGRIS INC COM | 29362U104 | Stock | 53,549 | $707,000 | thousands by filing date | |
| INSIGHT ENTERPRISES INC | 45765U103 | COM | 27,295 | $707,000 | thousands by filing date | |
| ROYAL BANK SCOTLAND GRP PLC 6.6% PFD SER B | 780097739 | PFD | 28,467 | $707,000 | thousands by filing date | |
| MIDSTREAM PARTNERS | 02752P100 | COMMON STOCK | 35,792 | $705,000 | thousands by filing date | |
| TAL ED GROUP SPONSORED ADS | 874080104 | ADR | 25,067 | $704,000 | thousands by filing date | |
| MGE ENERGY INC | 55277P104 | COM | 15,407 | $703,000 | thousands by filing date | |
| FORTUNA MNG CORP F | 349915108 | COM | 154,541 | $703,000 | thousands by filing date | |
| BELMOND LTD | G1154H107 | COMMON STOCK-FO | 56,788 | $702,000 | thousands by filing date | |
| GREAT WESTN BANCORP INC | 391416104 | COM | 30,775 | $701,000 | thousands by filing date | |
| MERIDIAN BIOSCIENCE INC | 589584101 | COMMON STOCK | 42,543 | $701,000 | thousands by filing date | |
| IMS HEALTH HOLDINGS | 44970B109 | COM | 27,336 | $701,000 | thousands by filing date | |
| HUBBELL INC -CL A | 443510102 | CL A | 6,281 | $699,000 | thousands by filing date | |
| RELIANCE INC | 759509102 | COM | 11,400 | $698,000 | thousands by filing date | call |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 62,154 | $698,000 | thousands by filing date | |
| EARTHLINK HLDGS CORP | 27033X101 | COM | 158,942 | $698,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 172,000 | $697,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3,600 | $693,000 | thousands by filing date | call |
| W & T OFFSHORE INC | 92922P106 | COM | 94,448 | $693,000 | thousands by filing date | |
| INTERVAL LEISURE GROUP INC | 46113M108 | COM | 33,181 | $693,000 | thousands by filing date | |
| ATI INC COM | 01741R102 | Stock | 19,900 | $692,000 | thousands by filing date | put |
| WILSHIRE BANCORP INC | 97186T108 | COM | 68,305 | $692,000 | thousands by filing date | |
| EXPONENT INC | 30214U102 | COM | 8,376 | $691,000 | thousands by filing date | |
| STATE STREET SPDR ETF S&P RETAIL | 78464A714 | ETF | 7,200 | $691,000 | thousands by filing date | call |
| POLYPORE INTL INC | 73179V103 | COM | 14,662 | $690,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 100,567 | $690,000 | thousands by filing date | |
| WNS HOLDINGS LTD | 92932M101 | SPON ADR | 33,344 | $689,000 | thousands by filing date | |
| MATTHEWS INTL CORP CLASS A | 577128101 | COMMON STOCK | 14,153 | $689,000 | thousands by filing date | |
| ALMOST FAMILY INC | 020409108 | COM | 23,769 | $689,000 | thousands by filing date | |
| KRONOS WORLDWIDE INC COM | 50105F105 | Stock | 52,850 | $688,000 | thousands by filing date | |
| AMEDISYS INC | 023436108 | COM | 23,443 | $688,000 | thousands by filing date | |
| DIREXION DAILY ENERGY BUL 3X | 25459W888 | CMN | 11,372 | $688,000 | thousands by filing date | |
| OLD NATL BANCORP IND | 680033107 | COM | 46,028 | $685,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 213,786 | $682,000 | thousands by filing date | |
| Market Vectors Small Cap India | 57061r551 | COM | 15,263 | $682,000 | thousands by filing date | |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 81,727 | $680,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 47,373 | $676,000 | thousands by filing date | |
| FEDERAL SIGNAL CORP | 313855108 | COM | 43,765 | $676,000 | thousands by filing date | |
| INDEPENDENT BK CORP MASS | 453836108 | COM | 15,782 | $675,000 | thousands by filing date | |
| TEXTAINER GROUP HOLDINGS LTD | G8766E109 | SHS | 19,566 | $672,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 85,800 | $672,000 | thousands by filing date | put |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 354,272 | $670,000 | thousands by filing date | |
| INTERACTIVE INTELLIGENCE GROUP | 45841V109 | COMMON STOCK | 13,985 | $670,000 | thousands by filing date | |
| FRANKLIN LTD DURATION INCOME | 35472T101 | COM | 54,876 | $669,000 | thousands by filing date | |
| AERIE PHARMACEUTICALS INC | 00771V108 | COM | 22,841 | $668,000 | thousands by filing date | |
| SPDR S&P INTL TELECOM SECTOR | 78463X640 | CMN | 26,638 | $668,000 | thousands by filing date | |
| PUTNAM MANAGED MUN INCOME TR | 746823103 | COM | 92,072 | $667,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 22,464 | $667,000 | thousands by filing date | |
| INSULET CORP COM | 45784P101 | Stock | 14,464 | $666,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 13,653 | $666,000 | thousands by filing date | |
| DEMANDWARE INC | 24802Y105 | COM | 11,545 | $665,000 | thousands by filing date | |
| TRUECAR INC | 89785L107 | COM | 28,957 | $663,000 | thousands by filing date | |
| BOFI HOLDING INC | 05566U108 | COMMON STOCK | 8,508 | $662,000 | thousands by filing date | |
| ROVI CORP | 779376102 | COM | 29,236 | $661,000 | thousands by filing date | |
| MINDRAY MEDICAL INTL LTD | 602675100 | SPON ADR | 25,063 | $661,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 55,566 | $658,000 | thousands by filing date | |
| GOODRICH PETE CORP | 382410405 | COM NEW | 147,700 | $656,000 | thousands by filing date | put |
| SPDR INDEX SHS FDS | 78463X558 | S&P RUSSIA ETF | 45,699 | $656,000 | thousands by filing date | |
| CVS Health Corporation | 126650100 | COM | 6,800 | $655,000 | thousands by filing date | call |
| EDISON INTL COM | 281020107 | Stock | 10,000 | $655,000 | thousands by filing date | put |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 18,738 | $655,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 10,700 | $654,000 | thousands by filing date | call |
| Newbridge Bancorp | 65080T102 | Com | 75,050 | $654,000 | thousands by filing date | |
| RANGE RES CORP COM | 75281A109 | Stock | 12,200 | $652,000 | thousands by filing date | call |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 49,044 | $652,000 | thousands by filing date | |
| ABRDN HEALTHCARE INVESTORS | 87911J103 | SH BEN INT | 20,649 | $650,000 | thousands by filing date | |
| MAGNACHIP SEMICONDUCTOR CORP | 55933J203 | CMN | 50,000 | $650,000 | thousands by filing date | put |
| PLATFORM SPECIALTY PRODS COR | 72766Q105 | COM | 27,968 | $649,000 | thousands by filing date | |
| SPDR Portfolio S&P 600 Small Cap ETF | 78468R853 | SHS | 9,078 | $648,000 | thousands by filing date | |
| AZENTA INC | 114340102 | COM | 50,845 | $648,000 | thousands by filing date | |
| ONEOK INC NEW | 682680103 | COM | 13,000 | $647,000 | thousands by filing date | call |
| HUMANA INC COM | 444859102 | Stock | 4,500 | $646,000 | thousands by filing date | call |
| TORTOISE PWR & ENERGY INFRASTR | 89147X104 | COM | 25,078 | $646,000 | thousands by filing date | |
| BNC Bancorp | 05566T101 | Com | 37,525 | $646,000 | thousands by filing date | |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 49,205 | $645,000 | thousands by filing date | |
| JAMBA INC | 47023A309 | COM NEW | 42,627 | $644,000 | thousands by filing date | |
| ROYAL BK SCOTLAND GROUP PL | 780097796 | SP ADR PREF M | 26,135 | $644,000 | thousands by filing date | |
| MGIC INVT CORP WIS COM | 552848103 | Stock | 69,000 | $643,000 | thousands by filing date | call |
| CHIMERIX INC COM | 16934W106 | Stock | 15,963 | $643,000 | thousands by filing date | |
| US ECOLOGY INC COM | 91732J102 | COM | 15,917 | $639,000 | thousands by filing date | |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 44,093 | $638,000 | thousands by filing date | |
| PROSPERITY BANCSHARES INC | 743606105 | COM | 11,509 | $637,000 | thousands by filing date | |
| ALLIANCE NATIONAL MUNICIPAL IN | 01864U106 | COM | 46,258 | $637,000 | thousands by filing date | |
| ATLAS AIR WORLDWIDE HOLDINGS I | 049164205 | COM NEW | 12,926 | $637,000 | thousands by filing date | |
| DELAWARE INV MN MUN INC FD I | 24610V103 | COM | 47,655 | $637,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 9,200 | $636,000 | thousands by filing date | put |
| WESTWOOD HOLDINGS GROUP INC | 961765104 | COMMON STOCK | 10,256 | $634,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 10,245 | $634,000 | thousands by filing date | |
| ISHARES TR | 46429B465 | MSCI GERMNY ETF | 16,912 | $634,000 | thousands by filing date | |
| AMN HEALTHCARE SVCS INC | 001744101 | COM | 32,288 | $633,000 | thousands by filing date | |
| BLACKROCK INCOME TR INC | 09247F100 | COM | 98,540 | $631,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 21,179 | $631,000 | thousands by filing date | |
| NETGEAR INC | 64111Q104 | COM | 17,703 | $630,000 | thousands by filing date | |
| OMEROS CORP | 682143102 | COM | 25,458 | $630,000 | thousands by filing date | |
| SUMMIT HOTEL PPTYS | 866082100 | COM | 50,654 | $630,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 10,200 | $630,000 | thousands by filing date | put |
| FNFV GROUP | 31620R402 | COM | 40,004 | $630,000 | thousands by filing date | |
| HARVEST CAP CR CORP | 41753F109 | COM | 54,556 | $629,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 39,307 | $628,000 | thousands by filing date | |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 15,958 | $627,000 | thousands by filing date | |
| AMKOR TECHNOLOGY INC COM | 031652100 | Stock | 88,284 | $626,000 | thousands by filing date | |
| FIRST TR EXCH TRD ALPHDX FD | 33737J158 | JAPAN ALPHADEX | 13,871 | $626,000 | thousands by filing date | |
| CROSSAMERICA PARTNERS LP | 22758A105 | UT LTD PTN INT | 15,511 | $625,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 504,000 | $625,000 | thousands by filing date | principal |
| NAVIGATOR HLDGS LTD SHS | Y62132108 | Stock | 29,625 | $624,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 14,471 | $624,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 1,562 | $624,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 11,783 | $623,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 17,077 | $622,000 | thousands by filing date | |
| UNITED CMNTY BKS BLAIRSVLE G | 90984P303 | COM | 32,839 | $622,000 | thousands by filing date | |
| STURM, RUGER & COMPANY INC | 864159108 | COM | 17,918 | $621,000 | thousands by filing date | |
| ICON 1.5 3/18 | 451055AF4 | Bond 30/360P2 U | 525,000 | $621,000 | thousands by filing date | principal |
| WOODWARD INC COM | 980745103 | Stock | 12,600 | $620,000 | thousands by filing date | |
| WESCO AIRCRAFT HOLDINGS INC | 950814103 | COMMON STOCK | 44,253 | $619,000 | thousands by filing date | |
| DCP MIDSTREAM LP | 23311P100 | COM UT LTD PTN | 13,600 | $618,000 | thousands by filing date | call |
| SYNOVUS FINL CORP | 87161C501 | COM NEW | 22,800 | $618,000 | thousands by filing date | call |
| NEWPORT CORP | 651824104 | COM | 32,326 | $618,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B605 | S&P SMCP CONSU | 11,352 | $618,000 | thousands by filing date | |
| ADVANCED ENERGY INDS COM | 007973100 | Stock | 26,031 | $617,000 | thousands by filing date | |
| PALMETTO BANCSHARES INC | 697062206 | COM | 36,906 | $616,000 | thousands by filing date | |
| NATIONSTAR MORTGAGE HOLDINGS | 63861C109 | COMMON STOCK | 21,800 | $615,000 | thousands by filing date | put |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 14,500 | $614,000 | thousands by filing date | put |
| STEINER LEISURE LTD | P8744Y102 | ORD | 13,280 | $614,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 18,054 | $613,000 | thousands by filing date | |
| NUVEEN SHORT DURATION CREDIT | 67074X107 | COM | 36,796 | $613,000 | thousands by filing date | |
| BUFFALO WILD WINGS INC | 119848109 | COMMON STOCK | 3,400 | $613,000 | thousands by filing date | put |
| PRIMERO MNG CORP | 74164W106 | COM | 159,589 | $613,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 91,600 | $612,000 | thousands by filing date | put |
| ZOETIS INC CL A | 98978V103 | Stock | 14,200 | $611,000 | thousands by filing date | call |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 15,034 | $611,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 13,746 | $610,000 | thousands by filing date | |
| ROYCE MICRO-CAP TRUST INC | 780915104 | COM | 60,550 | $610,000 | thousands by filing date | |
| POWERSHARES ETF TRUST ZACKS MC | 73935X740 | COM | 37,684 | $610,000 | thousands by filing date | |
| KEYSIGHT TECHNOLOGIES INC COM | 49338L103 | Stock | 18,000 | $608,000 | thousands by filing date | put |
| BADGER METER INC COM | 056525108 | Stock | 10,241 | $608,000 | thousands by filing date | |
| SOUFUN HOLDINGS LTD | 836034108 | COMMON STOCK-FO | 82,278 | $608,000 | thousands by filing date | |
| CUBIC CORP | 229669106 | COM | 11,530 | $607,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 22,214 | $607,000 | thousands by filing date | |
| EQT CORP COM | 26884L109 | Stock | 8,000 | $605,000 | thousands by filing date | put |
| REED ELSEVIER PLC-SPONS ADR | 758205207 | SPON | 8,884 | $605,000 | thousands by filing date | |
| PIER 1 IMPORTS INC | 720279108 | COM | 39,200 | $604,000 | thousands by filing date | put |
| RYLAND GROUP INC | 783764AQ6 | NOTE 1.625% | 447,000 | $604,000 | thousands by filing date | principal |
| STAPLES INC | 855030102 | COM | 33,200 | $602,000 | thousands by filing date | put |
| KT CORP SPONSORED ADR | 48268K101 | ADR | 42,602 | $601,000 | thousands by filing date | |
| BOK FINL CORP COM NEW | 05561Q201 | Stock | 10,000 | $600,000 | thousands by filing date | call |
| PRETIUM RESOURCES INC | 74139C102 | COMMON STOCK-FO | 103,669 | $600,000 | thousands by filing date | |
| UNITED FINL BANCORP INC NEW | 910304104 | COM | 41,762 | $600,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 17,843 | $600,000 | thousands by filing date | |
| CONAGRA FOODS INC | 205887102 | COM | 16,500 | $599,000 | thousands by filing date | put |
| CONAGRA FOODS INC | 205887102 | COM | 16,500 | $599,000 | thousands by filing date | call |
| CLEAN HARBORS INC COM | 184496107 | Stock | 12,469 | $599,000 | thousands by filing date | |
| MIDCOAST ENERGY PARTNERSHIP LP | 59564N103 | COMMON STOCK | 43,776 | $599,000 | thousands by filing date | |
| CHEGG INC | 163092109 | COM | 86,536 | $598,000 | thousands by filing date | |
| GABELLI MULTIMEDIA TR INC | 36239Q109 | COM | 59,760 | $598,000 | thousands by filing date | |
| PROSHARES TR II | 74347W569 | ULTRASHORT YEN N | 6,700 | $598,000 | thousands by filing date | put |
| WISDOMTREE TR | 97717X594 | ITL HDG QTLY DIV | 24,524 | $597,000 | thousands by filing date | |
| TRANSGLOBE ENERGY CORP | 893662106 | COM | 144,250 | $597,000 | thousands by filing date | |
| CBOE GLOBAL MKTS INC COM | 12503M108 | Stock | 9,400 | $596,000 | thousands by filing date | put |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 14,920 | $596,000 | thousands by filing date | |
| INFINITY PHARMACEUTICALS INC | 45665G303 | COM | 35,297 | $596,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B621 | PWRS INT BUYBK | 24,146 | $596,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 48,868 | $595,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 70,113 | $595,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X658 | DYN EN EX PROD | 21,421 | $594,000 | thousands by filing date | |
| FEDERATED PREM INTR MUN INC | 31423M105 | COM | 46,536 | $594,000 | thousands by filing date | |
| CANADIAN NAT RES LTD MED TERM COM | 136385101 | Stock | 19,200 | $593,000 | thousands by filing date | put |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 38,424 | $593,000 | thousands by filing date | |
| ISHARES TR | 46432FAG2 | 2018 INVTGR BD | 6,002 | $593,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061201 | SHSHLD YIELD ETF | 19,000 | $592,000 | thousands by filing date | |
| CAESARSTONE LTD | M20598104 | ORD SHS | 9,896 | $592,000 | thousands by filing date | |
| WISDOMTREE TRUST | 97717W828 | ASIA PAC EXJP FD | 9,077 | $592,000 | thousands by filing date | |
| SPDR Portfolio S&P 400 Mid Cap ETF | 78464A847 | SHS | 6,994 | $590,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-006197 | this filing | 2015-02-13 | acceptance time not in the bulk data set |