13F-HR filed by Context Capital Management, LLC
Context Capital Management, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-09, with 42 holding rows worth $39,608,000.
- Accession
- 0001140361-15-004875
- Filer
- CIK 1301396
- Filed
- 2015-02-09
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 44 entries on the cover page, a total value of $39,608,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $39,608,000 with VALUE read as thousands by filing date, 13F file number 028-10965. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
Other managers
- included managerSPRINGBOK CAPITAL MANAGEMENT, LLC028-12257
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SEQUENOM INC COM NEW | 817337405 | COM | 3,000,000 | $3,000,000 | thousands by filing date | principal |
| AVANTAX INC | 095229100 | COMMON STOCK | 2,900,000 | $2,900,000 | thousands by filing date | principal |
| ANI PHARMACEUTICALS INC | 00182C103 | COM | 2,400,000 | $2,400,000 | thousands by filing date | principal |
| Tesla Motors, Inc | 88160R101 | COM | 2,300,000 | $2,300,000 | thousands by filing date | principal |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 1,700,000 | $2,290,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 2,245,000 | $2,245,000 | thousands by filing date | principal |
| VECTOR GROUP LTD | 92240M108 | COM | 2,100,000 | $2,100,000 | thousands by filing date | principal |
| GARNERO GROUP ACQUISITION CO | 0000GGACW | WRNT | 197,800 | $1,889,000 | thousands by filing date | |
| HF2 FINL MGMT INC | 40421A104 | CL A | 157,822 | $1,643,000 | thousands by filing date | |
| GARNERO GROUP ACQUISITION CO | 00000GGAC | COMM | 170,000 | $1,624,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826TAH1 | NOTE 4.000% 7/0 | 900,000 | $1,606,000 | thousands by filing date | |
| GREEN PLAINS INC | 393222104 | COM | 1,300,000 | $1,300,000 | thousands by filing date | principal |
| JAKKS PACIFIC INC | 47012E106 | COMMON STOCK | 1,300,000 | $1,300,000 | thousands by filing date | principal |
| AK STEEL HOLDING CORP | 001547108 | COM | 1,300,000 | $1,300,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075F106 | COM | 1,250,000 | $1,250,000 | thousands by filing date | principal |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 7,000 | $1,245,000 | thousands by filing date | |
| QUIDEL CORP | 74838J101 | COM | 1,200,000 | $1,200,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694305 | COM | 1,100,000 | $1,100,000 | thousands by filing date | principal |
| AAR CORP | 000361105 | COM | 1,000,000 | $1,000,000 | thousands by filing date | principal |
| CBIZ INC | 124805102 | COM | 1,000,000 | $1,000,000 | thousands by filing date | principal |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 1,000,000 | $1,000,000 | thousands by filing date | principal |
| DENDREON CORP | 24823Q107 | COM | 950,000 | $950,000 | thousands by filing date | principal |
| TICC CAPITAL CORP | 87244T109 | COM | 800,000 | $800,000 | thousands by filing date | principal |
| HORSEHEAD HLDG CORP | 440694AB3 | NOTE 3.800% 7/0 | 400,000 | $486,000 | thousands by filing date | |
| AAR CORP 2.25% CB 03/01/2016-REGISTERED | 000361AM7 | Bond | 351,000 | $363,000 | thousands by filing date | |
| NEXPOINT CR STRATEGIES FD | 65340G106 | COM | 22,357 | $251,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 400,000 | $249,000 | thousands by filing date | |
| ENCORE CAP GROUP INC | 292554102 | COM | 200,000 | $200,000 | thousands by filing date | principal |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 300,000 | $181,000 | thousands by filing date | |
| C B PHARMA ACQUISITION CORP | G2029P100 | UNIT 12/17/2021 | 14,900 | $150,000 | thousands by filing date | |
| FEDERAL HOME LN MTG CORP PFD 8.375 NCM | 313400624 | Preferred | 30,000 | $119,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 18,800 | $70,000 | thousands by filing date | |
| Galena Biopharma Inc | 363256108 | COM | 30,000 | $45,000 | thousands by filing date | |
| FIBROCELL SCIENCE INC | 315721209 | COM NEW | 10,100 | $26,000 | thousands by filing date | |
| FIBROCELL WARRANTS 6.25 Strike | 00FCSCWS2 | WTS | 32,000 | $24,000 | thousands by filing date | |
| FRONTERA RESOURCES CORP | G36813106 | COM | 10,815 | $2,000 | thousands by filing date | |
| FIBROCELL WARRANTS 2.5 Strike | 00FCSCWTS | WTS | 465,670 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIBROCELL WARRANTS 18.75 Strike | 00FIBROWS | WTS | 15,274 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KINDER MORGAN INC/DELAWARE-P | 0000KMIWS | WTS | 10,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS GREEN HUNTER RESOURCES INC @$2.25 EX | 000GHRWTS | WRNT | 38,889 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXIDE CORP | 3020519F6 | COMM | 4,000,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WTS VERENIUM CORP$4.44 08/27/2013 | 00VRNMWTS | WRNT | 523,134 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-004875 | this filing | 2015-02-09 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-007471 | base | 2015-02-17 | acceptance time not in the bulk data set |