13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-05, with 1,634 holding rows worth $96,270,208,000.
- Accession
- 0001140361-15-004331
- Filer
- CIK 1465109
- Filed
- 2015-02-05
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 1,775 entries on the cover page, a total value of $96,270,208,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $96,270,208,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNEUBERGER BERMAN LLC028-00454
- included managerNeuberger Berman Management LLC - DE028-13574
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
- included managerNB Alternative Investment Management LLC
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PAYCOMSOFTWAREINC | 70432V102 | STOK | 9,640 | $253,000 | thousands by filing date | |
| AMERICA MOVIL SA DE CV-ADR | 02364W105 | SPON ADR L SHS | 11,383 | $252,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 9,296 | $252,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 5,120 | $251,000 | thousands by filing date | |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 5,100 | $250,000 | thousands by filing date | put |
| FIRSTMERIT CORP | 337915102 | COM | 13,238 | $250,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,100 | $249,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 6,017 | $246,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 5,780 | $246,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 21,206 | $246,000 | thousands by filing date | |
| CNOOC LIMITED | 126132109 | SPONSORED ADR | 1,812 | $245,000 | thousands by filing date | |
| PIMCO CORPORATE & INCOME OPP | 72201B101 | COM | 15,400 | $244,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 7,170 | $244,000 | thousands by filing date | |
| FIDELITY NATIONAL FINANCIAL | 31620R303 | FNF GROUP COM | 7,065 | $243,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,603 | $243,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 12,000 | $243,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 232,000 | $239,000 | thousands by filing date | principal |
| TRIPLE-S MGMT CORP | 896749108 | CL B | 10,019 | $239,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,725 | $237,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 8,530 | $237,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 8,128 | $237,000 | thousands by filing date | |
| NORWEGIAN CRUISE LINE HLDGS LT SHS | G66721104 | Stock | 5,050 | $236,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 24,643 | $236,000 | thousands by filing date | |
| RYLAND GROUP 0.250 | 783764AS2 | NOTE 0.250% 6/0 | 255,000 | $236,000 | thousands by filing date | principal |
| CRESCENT PT ENERGY CORP | 22576C101 | COM | 10,150 | $235,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,120 | $232,000 | thousands by filing date | |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 10,636 | $232,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,123 | $231,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,619 | $231,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 5,910 | $229,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 4,939 | $228,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 5,693 | $227,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 4,249 | $226,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 12,507 | $226,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 3,237 | $225,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 227,000 | $224,000 | thousands by filing date | principal |
| PATTERSON COS INC | 703395103 | COM | 4,575 | $220,000 | thousands by filing date | |
| IROBOT CORP | 462726100 | COM | 6,327 | $219,000 | thousands by filing date | |
| WERNER ENTERPRISES INC | 950755108 | COM | 7,005 | $218,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 6,347 | $218,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 186,000 | $218,000 | thousands by filing date | principal |
| JDS UNIPHASE CORP | 46612JAF8 | DBCV 0.625% 8/1 | 206,000 | $217,000 | thousands by filing date | principal |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,680 | $216,000 | thousands by filing date | |
| KLA CORP | 482480100 | COM | 3,059 | $215,000 | thousands by filing date | |
| ISHARES RUSSELL 1000 ETF | 464287622 | ETF | 1,876 | $215,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 4,273 | $215,000 | thousands by filing date | |
| WESTLAKE CORPORATION | 960413102 | COM | 3,515 | $214,000 | thousands by filing date | |
| APARTMENT INVT & MGMT CO | 03748R101 | CL A | 5,787 | $214,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 14,090 | $212,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,852 | $212,000 | thousands by filing date | |
| SPIRIT AIRLS INC | 848577102 | COM | 2,809 | $212,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 7,500 | $212,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 16,575 | $211,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 4,223 | $211,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 10,303 | $211,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 29,911 | $209,000 | thousands by filing date | |
| BP PRUDHOE BAY RTY TR | 055630107 | TRUS | 3,104 | $209,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 2,627 | $208,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 74,035 | $208,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,024 | $207,000 | thousands by filing date | |
| CASEYS GEN STORES INC | 147528103 | COM | 2,296 | $207,000 | thousands by filing date | |
| EQUITY LIFESTYLE PROPERTIES COM | 29472R108 | REIT | 3,925 | $202,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 8,607 | $202,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 5,482 | $201,000 | thousands by filing date | |
| ECHO GLOBAL LOGISTICS INC | 27875T101 | COM | 6,911 | $201,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 10,987 | $199,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 13,880 | $196,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 20,045 | $195,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 18,050 | $194,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,150 | $190,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 59,520 | $189,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 15,646 | $188,000 | thousands by filing date | |
| AMEC FOSTER WHEELER PLC | 00167X205 | SPONSORED ADR | 13,975 | $180,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225111 | W EXP 03/28/201 | 129,300 | $174,000 | thousands by filing date | |
| SPROTT PHYSICAL GOLD TR | 85207H104 | UNIT | 17,800 | $173,000 | thousands by filing date | |
| OCWEN FINL CORP | 675746309 | COM NEW | 11,508 | $173,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 13,760 | $169,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 20,248 | $169,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 30,020 | $166,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 22,119 | $165,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 14,444 | $164,000 | thousands by filing date | |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 22,210 | $161,000 | thousands by filing date | |
| MATERIALISE NV | 57667T100 | SPONSORED ADS | 17,015 | $161,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 12,165 | $160,000 | thousands by filing date | |
| OLD REP INTL CORP COM | 680223104 | Stock | 10,913 | $159,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,186 | $158,000 | thousands by filing date | |
| GOODRICH PETROLEUM CORP | 382410AC2 | NOTE | 310,000 | $155,000 | thousands by filing date | principal |
| IMMUNOGEN INC | 45253H101 | COMMON STOCK | 24,938 | $152,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 30,409 | $151,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 10,453 | $149,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 22,353 | $149,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 16,181 | $148,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,829 | $146,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,080 | $141,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,509 | $141,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 29,390 | $139,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 26,350 | $138,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 16,554 | $135,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,000 | $134,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 13,745 | $130,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,000 | $129,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 18,815 | $129,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 26,581 | $127,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 10,037 | $126,000 | thousands by filing date | |
| GENWORTH FINL INC | 37247D106 | COM SHS | 14,718 | $125,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 19,020 | $124,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 141,000 | $123,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829c105 | COM | 11,100 | $122,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,115 | $116,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 14,004 | $115,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 44,245 | $113,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 13,000 | $113,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,454 | $112,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 11,807 | $109,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 10,900 | $109,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205113 | ORD SHS | 222,000 | $108,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,226 | $107,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 21,300 | $107,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,130 | $106,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 35,371 | $98,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 70,000 | $98,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 17,310 | $91,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 16,926 | $91,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 11,594 | $90,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 10,980 | $85,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 15,678 | $76,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 23,712 | $73,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 17,767 | $71,000 | thousands by filing date | |
| YAHOO INC | 984332AF3 | NOTE 12/0 | 63,000 | $71,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 10,014 | $70,000 | thousands by filing date | |
| MAGNUM HUNTER RES CORP COM | 55973B102 | COM | 18,929 | $59,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $52,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 18,285 | $33,000 | thousands by filing date | |
| CHANTICLEER HLDGS INC | 15930P404 | COM PAR $.0001 N | 13,000 | $22,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-004331 | this filing | 2015-02-05 | acceptance time not in the bulk data set |