13F-HR filed by Transamerica Financial Advisors, LLC
Transamerica Financial Advisors, LLC filed this 13F-HR for the quarter ended 2014-12-31, filed 2015-02-03, with 736 holding rows worth $1,273,235,000.
- Accession
- 0001140361-15-003841
- Filer
- CIK 1502149
- Filed
- 2015-02-03
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q4 2014
A holdings report, 736 entries on the cover page, a total value of $1,273,235,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,273,235,000 with VALUE read as thousands by filing date, 13F file number 028-14018. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerTRANSAMERICA CORP028-00136
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VANGUARD BD INDEX FDS | 921937793 | LONG TERM BOND | 99 | $10,000 | thousands by filing date | |
| LABORATORY CORP OF AMERICA | 50540R409 | COM NEW | 89 | $10,000 | thousands by filing date | |
| PIMCO 15 YEAR US TIPS INDEX F | 72201R304 | 15+ YR US TIPS | 143 | $10,000 | thousands by filing date | |
| BLACKROCK CAP INVT CORP | 092533108 | COM | 1,200 | $10,000 | thousands by filing date | |
| FLAHERTY & CRUMRIN PFD & INM | 338478100 | COM | 500 | $10,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 317 | $10,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 1,390 | $10,000 | thousands by filing date | |
| NUVEEN QUALITY PFD INCOME FD | 67071S101 | COM | 1,200 | $10,000 | thousands by filing date | |
| CALIFORNIA RES CORP COM | 13057Q107 | COM | 1,777 | $10,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 75 | $9,000 | thousands by filing date | |
| ROGERS COMMUNICATIONS INC CL B | 775109200 | Stock | 215 | $9,000 | thousands by filing date | |
| ISHARES TR | 464287861 | EUROPE ETF | 193 | $9,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 100 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 1,500 | $9,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 1,000 | $9,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 68 | $9,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 114 | $9,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 500 | $9,000 | thousands by filing date | |
| STEMLINE THERAPEUTICS INC | 85858C107 | COM | 500 | $9,000 | thousands by filing date | |
| FISERV INC | 337738108 | COM | 107 | $8,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 65 | $8,000 | thousands by filing date | |
| BROWN FORMAN CORP CL B | 115637209 | Stock | 90 | $8,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 555 | $8,000 | thousands by filing date | |
| AVIS BUDGET GROUP INC | 053774105 | COM | 117 | $8,000 | thousands by filing date | |
| PRAXAIR INC | 74005P104 | COM | 59 | $8,000 | thousands by filing date | |
| WHITESTONE REIT | 966084204 | COM | 500 | $8,000 | thousands by filing date | |
| ISHARES | 464286848 | EXCHANGE TRADED | 656 | $8,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 1,728 | $8,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 304 | $7,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 300 | $7,000 | thousands by filing date | |
| SOUTHERN COPPER CORP | 84265V105 | COM | 235 | $7,000 | thousands by filing date | |
| UNDER ARMOUR INC | 904311107 | CL A | 100 | $7,000 | thousands by filing date | |
| PETSMART INC | 716768106 | COM | 78 | $7,000 | thousands by filing date | |
| TORCHMARK CORP | 891027104 | COM | 121 | $7,000 | thousands by filing date | |
| ROCKWELL COLLINS INC | 774341101 | COM | 76 | $7,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 448 | $7,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 450 | $7,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 100 | $6,000 | thousands by filing date | |
| TRIMBLE INC COM | 896239100 | Stock | 200 | $6,000 | thousands by filing date | |
| LEIDOS HOLDINGS INC COM | 525327102 | Stock | 125 | $6,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 109 | $6,000 | thousands by filing date | |
| ANDERSONS INC COM | 034164103 | Stock | 100 | $6,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 300 | $6,000 | thousands by filing date | |
| INVESCO SR INCOME TR | 46131H107 | COM | 1,179 | $6,000 | thousands by filing date | |
| SUN HYDRAULICS CORP | 866942105 | COM | 150 | $6,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 73 | $5,000 | thousands by filing date | |
| Marsh & McLennan Companies,Inc. | 571748102 | COM | 85 | $5,000 | thousands by filing date | |
| Schwab Intermediate-Term US Treasury ETF | 808524854 | SHS | 94 | $5,000 | thousands by filing date | |
| AIR PRODS & CHEMS INC | 009158106 | COM | 32 | $5,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 184 | $5,000 | thousands by filing date | |
| ISHARES MSCI EAFE MIN VOL FACTOR ETF | 46429B689 | ETF | 68 | $5,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 73 | $5,000 | thousands by filing date | |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 101 | $5,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 23 | $5,000 | thousands by filing date | |
| KOHLS CORP | 500255104 | COM | 81 | $5,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 100 | $5,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 101 | $5,000 | thousands by filing date | |
| MID PENN BANCORP INC | 59540G107 | COMMON STOCK | 304 | $5,000 | thousands by filing date | |
| ST JUDE MED INC | 790849103 | COM | 69 | $5,000 | thousands by filing date | |
| SIERRA WIRELESS INC | 826516106 | COM | 100 | $5,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 700 | $5,000 | thousands by filing date | |
| HATTERAS FINL CORP | 41902R103 | COM | 258 | $5,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X822 | RUSS NOM SC JP | 101 | $5,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 90 | $4,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 312 | $4,000 | thousands by filing date | |
| MAIN STR CAP CORP | 56035L104 | COM | 136 | $4,000 | thousands by filing date | |
| TEMPLETON EMERGING MKTS INCO | 880192109 | COM | 336 | $4,000 | thousands by filing date | |
| ROYAL GOLD INC | 780287108 | COM | 62 | $4,000 | thousands by filing date | |
| ROYCE VALUE TRUST | 780910105 | COM | 256 | $4,000 | thousands by filing date | |
| PIMCO CALIFORNIA MUNICIPAL INC | 72200M108 | COM | 400 | $4,000 | thousands by filing date | |
| TE CONNECTIVITY LTD | H84989104 | SHS | 63 | $4,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 256 | $4,000 | thousands by filing date | |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 468 | $4,000 | thousands by filing date | |
| PENGROWTH ENERGY CORP | 70706P104 | COMMON STOCK-FO | 1,000 | $4,000 | thousands by filing date | |
| MORGANS HOTEL GROUP CO | 61748W108 | COM | 500 | $4,000 | thousands by filing date | |
| TYCO INTL PLC | G91442106 | SHS | 75 | $4,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 30 | $3,000 | thousands by filing date | |
| Vanguard FTSE Pacific ETF | 922042866 | SHS | 39 | $3,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 41 | $3,000 | thousands by filing date | |
| BCE INC COM NEW | 05534B760 | Stock | 58 | $3,000 | thousands by filing date | |
| GENUINE PARTS CO COM | 372460105 | Stock | 23 | $3,000 | thousands by filing date | |
| WISDOMTREE EUROPE HEDGED EQUITY FUND | 97717X701 | ETF | 46 | $3,000 | thousands by filing date | |
| HALOZYME THERAPEUTICS INC COM | 40637H109 | Stock | 300 | $3,000 | thousands by filing date | |
| CENCORA INC COM | 03073E105 | Stock | 27 | $3,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 4 | $3,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286533 | MSCI EMERG MRKT | 41 | $3,000 | thousands by filing date | |
| CLEARWATER PAPER CORP | 18538R103 | COM | 30 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286509 | MSCI CDA ETF | 92 | $3,000 | thousands by filing date | |
| MATTEL INC | 577081102 | COM | 97 | $3,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 100 | $3,000 | thousands by filing date | |
| FLIR SYS INC | 302445101 | COM | 70 | $3,000 | thousands by filing date | |
| CST BRANDS INC | 12646R105 | COM | 55 | $3,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 42 | $3,000 | thousands by filing date | |
| UMPQUA HOLDINGS | 904214103 | COM | 150 | $3,000 | thousands by filing date | |
| SPRINT CORP | 85207U105 | COM SER 1 | 633 | $3,000 | thousands by filing date | |
| CHIMERA INVESTMENT CORP | 16934Q109 | COMMON STOCK | 900 | $3,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 59 | $3,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 26 | $3,000 | thousands by filing date | |
| ROYAL BK OF SCOTLAND PLC | 78009P176 | ROGRS ENH ETNS | 107 | $3,000 | thousands by filing date | |
| RetailMeNot Inc | 76132B106 | COM SER 1 | 190 | $3,000 | thousands by filing date | |
| Deere & Company | 244199105 | COM | 23 | $2,000 | thousands by filing date | |
| iShares U.S. Medical Devices ETF | 464288810 | SHS | 10 | $2,000 | thousands by filing date | |
| Vanguard Intermediate-Term Bond ETF | 921937819 | SHS | 19 | $2,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 122 | $2,000 | thousands by filing date | |
| TRAVELERS COMPANIES INC COM | 89417E109 | Stock | 16 | $2,000 | thousands by filing date | |
| NEW GOLD INC CDA | 644535106 | COM | 405 | $2,000 | thousands by filing date | |
| CALAMOS STRATEGIC TOTAL RETU | 128125101 | COM SH BEN INT | 100 | $2,000 | thousands by filing date | |
| FIRST TR EXCHANGE TRADED FD | 33734X150 | INDLS PROD DUR | 34 | $2,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A698 | ST STR SP REGBNK | 46 | $2,000 | thousands by filing date | |
| PINNACLE WEST CAP CORP | 723484101 | COM | 29 | $2,000 | thousands by filing date | |
| ISHARES INC | 464286665 | MSCI PAC JP ETF | 40 | $2,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 15 | $2,000 | thousands by filing date | |
| ELDORADO GOLD CORP NEW | 284902103 | COM | 280 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TRUST I | 80007T101 | COMMON STOCK | 368 | $2,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 184 | $2,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 92 | $2,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 282 | $2,000 | thousands by filing date | |
| LinnCo, LLC | 535782106 | LTD | 108 | $2,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 165 | $2,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 1,120 | $2,000 | thousands by filing date | |
| SANDRIDGE MISSISSIPPIAN TR I | 80007V106 | SH BEN INT | 375 | $2,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T597 | VELOCITY SHS EXC | 100 | $2,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 11 | $1,000 | thousands by filing date | |
| Automatic Data Processing,Inc. | 053015103 | COM | 1 | $1,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 9 | $1,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 10 | $1,000 | thousands by filing date | |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 1 | $1,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 2 | $1,000 | thousands by filing date | |
| Schwab US REIT ETF | 808524847 | SHS | 10 | $1,000 | thousands by filing date | |
| SHERWIN WILLIAMS CO | 824348106 | COM | 3 | $1,000 | thousands by filing date | |
| SPDR Bloomberg Emerging Markets Local Bond ETF | 78464A391 | SHS | 1 | $1,000 | thousands by filing date | |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 1 | $1,000 | thousands by filing date | |
| Vanguard Extended Market ETF | 922908652 | SHS | 4 | $1,000 | thousands by filing date | |
| Vanguard Intermediate-Term Treasury ETF | 92206C706 | SHS | 1 | $1,000 | thousands by filing date | |
| Vanguard Long-Term Corporate Bond ETF | 92206C813 | SHS | 1 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C771 | SHS | 1 | $1,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C847 | COM | 1 | $1,000 | thousands by filing date | |
| Vanguard Short-Term Treasury ETF | 92206C102 | SHS | 1 | $1,000 | thousands by filing date | |
| VTI | 922908769 | COM | 8 | $1,000 | thousands by filing date | |
| iShares 0-5 Year TIPS Bond ETF | 46429B747 | SHS | 1 | $1,000 | thousands by filing date | |
| CARDINAL HEALTH INC | 14149Y108 | COM | 6 | $1,000 | thousands by filing date | |
| EQUITY RESIDENTIAL | 29476L107 | SH BEN INT | 2 | $1,000 | thousands by filing date | |
| SAFEWAY INC | 786514208 | COM NEW | 3 | $1,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5 | $1,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 1 | $1,000 | thousands by filing date | |
| AUTONATION INC COM | 05329W102 | Stock | 2 | $1,000 | thousands by filing date | |
| PENTAIR PLC SHS | G7S00T104 | Stock | 6 | $1,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 2 | $1,000 | thousands by filing date | |
| OMNICOM GROUP INC COM | 681919106 | Stock | 1 | $1,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 500 | $1,000 | thousands by filing date | |
| KIMCO REALTY CORP COM | 49446R109 | REIT | 4 | $1,000 | thousands by filing date | |
| PUBLIC STORAGE COM | 74460D109 | REIT | 1 | $1,000 | thousands by filing date | |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 15 | $1,000 | thousands by filing date | |
| HASBRO INC COM | 418056107 | Stock | 2 | $1,000 | thousands by filing date | |
| ISHARES RUSSELL MID-CAP VALUE ETF | 464287473 | ETF | 1 | $1,000 | thousands by filing date | |
| DOMINION ENERGY INC COM | 25746U109 | Stock | 8 | $1,000 | thousands by filing date | |
| OREILLY AUTOMOTIVE INC COM | 67103H107 | Stock | 3 | $1,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 10 | $1,000 | thousands by filing date | |
| NEWS CORP NEW CL A | 65249B109 | Stock | 12 | $1,000 | thousands by filing date | |
| V F CORP COM | 918204108 | Stock | 7 | $1,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 13 | $1,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 4 | $1,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 20 | $1,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC. COM | 595017104 | Stock | 11 | $1,000 | thousands by filing date | |
| CINCINNATI FINL CORP COM | 172062101 | Stock | 2 | $1,000 | thousands by filing date | |
| M & T BK CORP COM | 55261F104 | Stock | 1 | $1,000 | thousands by filing date | |
| AVALONBAY CMNTYS INC COM | 053484101 | REIT | 1 | $1,000 | thousands by filing date | |
| WATERS CORP COM | 941848103 | Stock | 4 | $1,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 5 | $1,000 | thousands by filing date | |
| BXP INC COM | 101121101 | REIT | 1 | $1,000 | thousands by filing date | |
| COTERRA ENERGY INC COM | 127097103 | Stock | 1 | $1,000 | thousands by filing date | |
| VORNADO RLTY TR | 929042109 | SH BEN INT | 8 | $1,000 | thousands by filing date | |
| ISHARES TR MSCI EURO FL ETF | 464289180 | MSCI EURO FL ETF | 1 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288836 | U.S. PHARMA ETF | 1 | $1,000 | thousands by filing date | |
| BALL CORP | 058498106 | COM | 2 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X301 | ST STR ASIA ETF | 3 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A722 | ST STR SP PHARMA | 1 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A797 | ST STR SP BANK | 1 | $1,000 | thousands by filing date | |
| ISHARES INC | 464286525 | MSCI GBL MIN VOL | 1 | $1,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 31 | $1,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 12 | $1,000 | thousands by filing date | |
| WALGREENS BOOTS ALLIANCE INC | 931427108 | COM | 7 | $1,000 | thousands by filing date | |
| SPDR PORTFOLIO TIPS ETF | 78464A656 | PORTFLI TIPS ETF | 1 | $1,000 | thousands by filing date | |
| SEALED AIR CORP NEW | 81211K100 | COM | 22 | $1,000 | thousands by filing date | |
| TEKLA LIFE SCIENCES INVESTORS | 87911K100 | SH BEN INT | 1 | $1,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 3 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78464A292 | WELLS FG PFD ETF | 1 | $1,000 | thousands by filing date | |
| NATIONAL OILWELL VARCO INC | 637071101 | COM | 4 | $1,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 4 | $1,000 | thousands by filing date | |
| TIFFANY & CO NEW | 886547108 | COM | 3 | $1,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X772 | S&P INTL ETF | 1 | $1,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 3 | $1,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 8 | $1,000 | thousands by filing date | |
| CDK GLOBAL INC | 12508E101 | COM | 1 | $1,000 | thousands by filing date | |
| AON PLC | G0408V102 | SHS CL A | 1 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 10 | $1,000 | thousands by filing date | |
| ISHARES TR | 464287531 | US DIGI REAL ETF | 2 | $1,000 | thousands by filing date | |
| ISHARES TR | 464288489 | INTL DEV RE ETF | 1 | $1,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 27 | $1,000 | thousands by filing date | |
| RED HAT INC | 756577102 | COM | 10 | $1,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 8 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A771 | ST STR SP CAPMKT | 1 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 1 | $1,000 | thousands by filing date | |
| PROSHARES TR II | 74347W338 | CMN | 1 | $1,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X867 | CMN | 1 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74347R131 | SHRT HGH YIELD | 27 | $1,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 3 | $1,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 6 | $1,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 34 | $1,000 | thousands by filing date | |
| PORTUGAL TELECOM SGPS | 737273102 | COMMON STOCK-FO | 100 | $1,000 | thousands by filing date | |
| FIVE STAR SENIOR LIVING | 33832D106 | COMMON STOCK | 50 | $1,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 5 | $1,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 81 | $1,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 19 | $1,000 | thousands by filing date | |
| THE ADT CORPORATION | 00101J106 | COM | 12 | $1,000 | thousands by filing date | |
| BARD C R INC | 067383109 | COM | 3 | $1,000 | thousands by filing date | |
| TESORO CORP | 881609101 | COM | 12 | $1,000 | thousands by filing date | |
| DUN & BRADSTREET CORP DEL NE | 26483E100 | COM | 1 | $1,000 | thousands by filing date | |
| HOSPIRA INC | 441060100 | COM | 14 | $1,000 | thousands by filing date | |
| NORTHEAST UTILS | 664397106 | COM | 8 | $1,000 | thousands by filing date | |
| APEX SILVER MINES LTD ORD | 37950E853 | COM | 23 | $1,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 44 | $1,000 | thousands by filing date | |
| POWERSHARES GLOBAL ETF TRUSTHI | 73936T557 | COM | 12 | $1,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 3 | $1,000 | thousands by filing date | |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 1 | $1,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 2 | $1,000 | thousands by filing date | |
| MKT VECTORS EMRG MKT LCL C | 57060U522 | ETF | 12 | $1,000 | thousands by filing date | |
| ISHARES TR | 46429B770 | ISHARES INT INFL LINKED BOND | 1 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M415 | GUG BLT2016 HY | 35 | $1,000 | thousands by filing date | |
| CLAYMORE EXCHANGE TRD FD TR | 18383M399 | GUG BLT2017 HY | 1 | $1,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 100 | $1,000 | thousands by filing date | |
| GLOBAL X FDS GLB X | 37950E499 | FERTIL | 1 | $1,000 | thousands by filing date | |
| CLAYMORE GUGGENHEIM | 18383Q796 | GUGG SHIPPNG ETF | 25 | $1,000 | thousands by filing date | |
| SPDR S&P | 78463X806 | MIDEAST AFRICA | 1 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-15-003841 | this filing | 2015-02-03 | acceptance time not in the bulk data set |