13F-HR filed by MANAGED ACCOUNT ADVISORS LLC
MANAGED ACCOUNT ADVISORS LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-17, with 2,700 holding rows worth $89,734,155,000.
- Accession
- 0001140361-14-042377
- Filer
- CIK 1418660
- Filed
- 2014-11-17
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,431 entries on the cover page, a total value of $89,734,155,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $89,734,155,000 with VALUE read as thousands by filing date, 13F file number 028-12631. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| BASIC ENERGY SERVICES INC | 06985P100 | COMMON STOCK | 1,171 | $25,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 2,578 | $25,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 978 | $25,000 | thousands by filing date | |
| NEWPORT CORP | 651824104 | COM | 1,395 | $25,000 | thousands by filing date | |
| NOVADAQ TECHNOLOGIES INC COMMON | 66987G102 | COM | 1,944 | $25,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 5,694 | $24,000 | thousands by filing date | |
| RINGCENTRAL INC | 76680R206 | CL A | 1,927 | $24,000 | thousands by filing date | |
| SILVER WHEATON CORP | 828336107 | COM | 1,219 | $24,000 | thousands by filing date | |
| COMPUTER TASK GROUP INC | 205477102 | COM | 2,153 | $24,000 | thousands by filing date | |
| GENERAL COMMUNICATION INC | 369385109 | CL A | 2,244 | $24,000 | thousands by filing date | |
| MCEWEN MNG INC | 58039P107 | COM | 12,148 | $24,000 | thousands by filing date | |
| HOLLYSYS AUTOMATION TCHNGY L | G45667105 | SHS | 1,037 | $23,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 1,005 | $23,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 1,248 | $23,000 | thousands by filing date | |
| MANITEX INTL INC | 563420108 | COMMON STOCK | 2,015 | $23,000 | thousands by filing date | |
| AURICO GOLD INC | 05155C105 | COMMON STOCK-FO | 6,458 | $23,000 | thousands by filing date | |
| MERGE HEALTHCARE INC | 589499102 | COM | 10,306 | $23,000 | thousands by filing date | |
| ISHARES TR | 464287135 | NYSE 100INX FD | 262 | $23,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 334 | $22,000 | thousands by filing date | |
| INDEPENDENT BK CORP MICH | 453838609 | COM NEW | 1,861 | $22,000 | thousands by filing date | |
| ALAMO GROUP INC | 011311107 | COM | 537 | $22,000 | thousands by filing date | |
| ARGAN INC | 04010E109 | COM | 665 | $22,000 | thousands by filing date | |
| ORMAT TECHNOLOGIES INC | 686688102 | COM | 849 | $22,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 3,092 | $22,000 | thousands by filing date | |
| AK STEEL HOLDING CORP | 001547108 | COM | 2,733 | $22,000 | thousands by filing date | |
| AMERICAN SCIENCE + ENGINEERI | 029429107 | COM | 392 | $22,000 | thousands by filing date | |
| INSTALLED BLDG PRODS INC | 45780R101 | COM | 1,474 | $21,000 | thousands by filing date | |
| ARTIVION INC | 228903100 | COM | 2,166 | $21,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 420 | $21,000 | thousands by filing date | |
| CENTURY COMMUNITIES INC. | 156504300 | COM | 1,236 | $21,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,986 | $21,000 | thousands by filing date | |
| CLOVIS ONCOLOGY INC | 189464100 | COM | 454 | $21,000 | thousands by filing date | |
| ARCTIC CAT INC | 039670104 | COMMON STOCK | 593 | $21,000 | thousands by filing date | |
| 1ST UNITED BANCORP INC/NORTH | 33740N105 | COM | 2,451 | $21,000 | thousands by filing date | |
| AMERICAN RIVER BANKSHRS (CA) | 029326105 | COM | 2,287 | $21,000 | thousands by filing date | |
| SUPERNUS PHARMACEUTICALS | 868459108 | COM | 2,348 | $20,000 | thousands by filing date | |
| BRIGHTCOVE INC | 10921T101 | COM | 3,629 | $20,000 | thousands by filing date | |
| ATLANTIC TELE NETWORK INC | 049079205 | COM NEW | 372 | $20,000 | thousands by filing date | |
| PLATINUM UNDERWRITER HLDGS L | G7127P100 | COM | 331 | $20,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 2,053 | $20,000 | thousands by filing date | |
| SIMMONS 1ST NATL CORP | 828730200 | CL A $1 PAR | 487 | $19,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 2,690 | $19,000 | thousands by filing date | |
| SAGE THERAPEUTICS INC | 78667J108 | COM | 595 | $19,000 | thousands by filing date | |
| INVACARE CORP | 461203101 | COMMON STOCK | 1,627 | $19,000 | thousands by filing date | |
| MIDSOUTH BANCORP INC | 598039105 | COMMON STOCK | 1,032 | $19,000 | thousands by filing date | |
| REVANCE THERAPEUTICS INC | 761330109 | COM | 982 | $19,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 463 | $19,000 | thousands by filing date | |
| PERICOM SEMICONDUCTOR CORP | 713831105 | COM | 1,903 | $19,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 1,001 | $19,000 | thousands by filing date | |
| PMFG INC | 69345P103 | COM | 3,756 | $19,000 | thousands by filing date | |
| DIAMOND RESORTS INTL INC | 25272T104 | COM | 824 | $19,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 951 | $18,000 | thousands by filing date | |
| MILLER INDUSTRIES INC TENN | 600551204 | COMMON STOCK | 1,070 | $18,000 | thousands by filing date | |
| PRECISION DRILLING CORP | 74022D308 | COM 2010 | 1,662 | $18,000 | thousands by filing date | |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 1,459 | $18,000 | thousands by filing date | |
| ZS PHARMA INC | 98979G105 | Common Stock | 464 | $18,000 | thousands by filing date | |
| AGNICO EAGLE MINES LTD COM | 008474108 | Stock | 588 | $17,000 | thousands by filing date | |
| TECHTARGET INC | 87874R100 | COM | 1,985 | $17,000 | thousands by filing date | |
| MVC CAPITAL INC | 553829102 | COM | 1,610 | $17,000 | thousands by filing date | |
| NATURAL GAS SERVICES GROUP | 63886Q109 | COMMON STOCK | 703 | $17,000 | thousands by filing date | |
| ENERNOC INC | 292764107 | COMMON STOCK | 1,009 | $17,000 | thousands by filing date | |
| OMNOVA SOLUTIONS INC | 682129101 | COMMON STOCK | 3,250 | $17,000 | thousands by filing date | |
| SPECTRUM PHARMACEUTICALS INC | 84763A108 | COM | 2,122 | $17,000 | thousands by filing date | |
| INTL FCSTONE INC | 46116V105 | COM | 962 | $17,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 731 | $17,000 | thousands by filing date | |
| HILL INTERNATIONAL INC | 431466101 | COM | 4,167 | $17,000 | thousands by filing date | |
| KONA GRILL INC | 50047H201 | COM | 859 | $17,000 | thousands by filing date | |
| POSTROCK ENERGY CORP | 737525105 | COM | 14,522 | $17,000 | thousands by filing date | |
| MAVENIR SYS INC | 577675101 | COM | 1,393 | $17,000 | thousands by filing date | |
| NORTHWEST BANCSHARES INC COM | 667340103 | Stock | 1,283 | $16,000 | thousands by filing date | |
| CTS CORP | 126501105 | COM | 1,034 | $16,000 | thousands by filing date | |
| UNIVERSAL DISPLAY CORP | 91347P105 | COM | 485 | $16,000 | thousands by filing date | |
| SAFEGUARD SCIENTIFICS INC | 786449207 | COMMON STOCK | 861 | $16,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 1,102 | $16,000 | thousands by filing date | |
| PEPCO HOLDINGS INC | 713291102 | COM | 590 | $16,000 | thousands by filing date | |
| SEACHANGE INTL INC | 811699107 | COM | 2,308 | $16,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 2,360 | $16,000 | thousands by filing date | |
| OVASCIENCE INC | 69014Q101 | COM | 936 | $16,000 | thousands by filing date | |
| CHRISTOPHER + BANKS CORP | 171046105 | COM | 1,648 | $16,000 | thousands by filing date | |
| USA TECHNOLOGIES INC | 90328S500 | COM NO PAR | 8,991 | $16,000 | thousands by filing date | |
| DIVERSIFIED RESTAURANT HOLDI | 25532M105 | COM | 3,268 | $16,000 | thousands by filing date | |
| RAND LOGISTICS INC | 752182105 | COM | 2,724 | $16,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 267 | $15,000 | thousands by filing date | |
| COVENANT LOGISTICS GROUP INC | 22284P105 | CL A | 814 | $15,000 | thousands by filing date | |
| GRAHAM CORP | 384556106 | COM | 520 | $15,000 | thousands by filing date | |
| NANOSTRING TECHNOLOGIES INC | 63009R109 | COM | 1,390 | $15,000 | thousands by filing date | |
| AVANIR PHARMACEUTICALS INC | 05348P401 | CL A NEW | 1,259 | $15,000 | thousands by filing date | |
| KEY TECHNOLOGY INC | 493143101 | COM | 1,164 | $15,000 | thousands by filing date | |
| ALLIED HEALTHCARE PRODUCTS | 019222108 | COM | 7,732 | $15,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 289 | $15,000 | thousands by filing date | |
| LOGILITY SUPPLY CHAIN SOLUTIONS | 029683109 | COMMON STOCK | 1,551 | $14,000 | thousands by filing date | |
| SP PLUS CORP | 78469C103 | COM | 760 | $14,000 | thousands by filing date | |
| RSP PERMIAN INC | 74978Q105 | COM | 530 | $14,000 | thousands by filing date | |
| ADVANCE AUTO PARTS INC | 00751Y106 | COM | 100 | $13,000 | thousands by filing date | |
| POWERSHARES TR II S&P SMALLCAP | 73937b704 | INDX FD | 310 | $13,000 | thousands by filing date | |
| MEDICINES CO | 584688105 | COM | 568 | $13,000 | thousands by filing date | |
| UNIVERSAL STAINLESS & ALLOY | 913837100 | COM | 494 | $13,000 | thousands by filing date | |
| ION GEOPHYSICAL CORP | 462044108 | COM | 4,573 | $13,000 | thousands by filing date | |
| PIONEER ENERGY SVCS CORP | 723664108 | COM | 823 | $12,000 | thousands by filing date | |
| GS CONNECT S+P GSCI ENH COMM | 38144L852 | SP E | 290 | $12,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 582 | $12,000 | thousands by filing date | |
| ENEL AMERICAS S.A. (ADR) | 29274F104 | SPONSORED ADR | 678 | $11,000 | thousands by filing date | |
| FIRST ACCEP CORP | 318457108 | COMMON STOCK | 4,398 | $11,000 | thousands by filing date | |
| INTEVAC INC | 461148108 | COM | 1,715 | $11,000 | thousands by filing date | |
| IAMGOLD CORP COM | 450913108 | Stock | 3,426 | $10,000 | thousands by filing date | |
| ISHARES MSCI NETHERLANDSETF | 464286814 | ETF | 402 | $10,000 | thousands by filing date | |
| HEARTWARE INTL INC | 422368100 | COM | 129 | $10,000 | thousands by filing date | |
| HANCOCK JOHN PFD INCOME FD I | 41021P103 | COM | 500 | $9,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 1,756 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI FRANCE ETF | 464286707 | ETF | 350 | $9,000 | thousands by filing date | |
| LOXO ONCOLOGY INC | 548862101 | COM | 674 | $9,000 | thousands by filing date | |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 1,000 | $9,000 | thousands by filing date | |
| ISHARES INC MSCI ITALY CAP | 464286855 | ETF | 595 | $9,000 | thousands by filing date | |
| SHUTTERSTOCK INC COM | 825690100 | Stock | 119 | $8,000 | thousands by filing date | |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 906 | $8,000 | thousands by filing date | |
| iShares Expanded Tech-Software Sector ETF | 464287515 | SHS | 81 | $7,000 | thousands by filing date | |
| BANC OF CALIFORNIA INC | 05990K106 | COMMON STOCK | 585 | $7,000 | thousands by filing date | |
| DELIAS INC XXX REGISTRATION REVOKED BY THE SEC EFF: 04/17/19 | 246911101 | Stock | 27,083 | $7,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 477 | $7,000 | thousands by filing date | |
| AUSPEX PHARMACE | 05211J102 | Common Stock | 256 | $7,000 | thousands by filing date | |
| Innocoll | 45780Q103 | SPONDS ADR | 1,061 | $7,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 461 | $6,000 | thousands by filing date | |
| ORASURE TECHNOLOGIES INC | 68554V108 | COM | 843 | $6,000 | thousands by filing date | |
| ALDER BIOPHARMACEUTICALS INC | 014339105 | COM | 450 | $6,000 | thousands by filing date | |
| ESPERION THERAPEUTICS INC NEW COM | 29664W105 | Stock | 222 | $5,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 115 | $5,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R882 | 25YR ZERO U S | 51 | $5,000 | thousands by filing date | |
| BPZ RESOURCES INC | 055639108 | COMMON STOCK | 2,520 | $5,000 | thousands by filing date | |
| POWERSHARES ETF TRUST | 73935X682 | S&P 500 QLTY PRT | 234 | $5,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 2,341 | $5,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 2,363 | $5,000 | thousands by filing date | |
| NORTH AMERN ENERGY PARTNERS | 656844107 | COM | 734 | $5,000 | thousands by filing date | |
| MICREL INC | 594793101 | COM | 441 | $5,000 | thousands by filing date | |
| ELBIT SYS LTD ORD | M3760D101 | Stock | 57 | $4,000 | thousands by filing date | |
| ISHARES INC | 464286103 | MSCI AUST ETF | 162 | $4,000 | thousands by filing date | |
| NATURAL GROCERS BY VITAMIN C | 63888U108 | COMMON STOCK | 232 | $4,000 | thousands by filing date | |
| TRANSCANADA CORP | 89353D107 | COM | 77 | $4,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 129 | $4,000 | thousands by filing date | |
| BOULDER BRANDS INC | 101405108 | COMMON STOCK | 288 | $4,000 | thousands by filing date | |
| NOVAVAX INC | 670002104 | COMMON STOCK | 966 | $4,000 | thousands by filing date | |
| CUMULUS MEDIA INC | 231082108 | CL A | 936 | $4,000 | thousands by filing date | |
| TD SYNNEX CORPORATION COM | 87162W100 | Stock | 45 | $3,000 | thousands by filing date | |
| ADVANCED DRAIN SYS INC DEL COM | 00790R104 | Stock | 157 | $3,000 | thousands by filing date | |
| ONE GAS INC COM | 68235P108 | Stock | 81 | $3,000 | thousands by filing date | |
| JBT MAREL CORPORATION | 477839104 | COM | 120 | $3,000 | thousands by filing date | |
| LHC GROUP | 50187A107 | COM | 145 | $3,000 | thousands by filing date | |
| CASTLE AM & CO | 148411101 | COMMON STOCK | 388 | $3,000 | thousands by filing date | |
| TOKAI PHARMACEUTICALS INC COM | 88907J107 | Stock | 203 | $3,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 241 | $2,000 | thousands by filing date | |
| INFINERA CORP | 45667G103 | COMMON STOCK | 228 | $2,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 23 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 1,000 | $2,000 | thousands by filing date | principal |
| GRUPO AEROPORTUNARIO DEL PAC | 400506101 | SPON ADS B | 10 | $1,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 58 | $1,000 | thousands by filing date | |
| TEEKAY CORPORATION | Y8564W103 | COM | 22 | $1,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AE3 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| POWERSHARES | 73936B408 | EXCHANGE TRADED | 28 | $1,000 | thousands by filing date | |
| MGIC INVESTMENT CORP | 552848AD5 | CONV BND | 1,000 | $1,000 | thousands by filing date | principal |
| UBS AG JERSEY BRH | 902641828 | LIVESTK ETN 38 | 25 | $1,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 118 | $1,000 | thousands by filing date | |
| CONTROL4 CORP | 21240D107 | COM | 96 | $1,000 | thousands by filing date | |
| N 0.25 6/1/18 | 64118QAB3 | Bond 30/360P2 U | 1,000 | $1,000 | thousands by filing date | principal |
| VTTI ENERGY PARTNERS LP COM UNIT RP LT | Y9384M101 | Stock | 28 | $1,000 | thousands by filing date | |
| TRONC INC | 896082104 | Common equity shares | 31 | $1,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE LIMITED DURATION | 27828H105 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 35 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HECLA MNG CO | 422704106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK TAX MUNICPAL BD TR | 09248X100 | SHS | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PATHWARD FINANCIAL INC | 59100U108 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST | 78464A474 | ST SHOR CORP ETF | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| XPLR INFRASTRUCTURE LP | 65341B106 | COM UNIT PART IN | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET EMERGING MARKETS | 95766A101 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK CREDIT ALLOCATION IN | 092508100 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FIDUCIARY CLAYMORE ENGRY INF | 31647Q106 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO ETF TR | 72201R205 | 1-5 US TIP IDX | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COHEN & STEERS LTD DURATION | 19248C105 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GUGGENHEIM TAXABLE MUNICP BO | 401664107 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET INVT GRADE OPP | 95790A101 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NOODLES & CO | 65540B105 | COM CL A | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| POWERSHARES ETF TR II | 73937B407 | TXBLE MUN PRTFLO | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QUICKSILVER RESOURCES INC. | 74837R104 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GAFISA S A | 362607301 | SPONS ADR | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHIQUITA BRANDS INTL INC | 170032809 | COM | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRINITY BIOTECH PLC | 896438306 | SPON ADR NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UTI WORLDWIDE INC | G87210103 | ORD | 24 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NTELOS HLDGS CORP | 67020Q305 | COM NEW | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SPDR SERIES TRUST OILGAS EQUIP | 78464A748 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NATIONAL BK GREECE S A | 633643705 | SPN ADR REP 1 SH | 82 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BABSON CAP GLB SHT DURHGH YL | 05617T100 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAZARD WORLD DIVID & INCOME | 521076109 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FNFV GROUP | 31620R402 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSOCEAN PARTNERS LLC | Y8977Y100 | COM UNIT RP LT | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042377 | this filing | 2014-11-17 | acceptance time not in the bulk data set |