13F-HR filed by ANGELO GORDON & CO., L.P.
ANGELO GORDON & CO., L.P. filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 77 holding rows worth $1,268,894,000.
- Accession
- 0001140361-14-042207
- Filer
- CIK 860662
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 77 entries on the cover page, a total value of $1,268,894,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $1,268,894,000 with VALUE read as thousands by filing date, 13F file number 028-02616. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| FAIRPOINT COMMUNICATIONS INC | 305560302 | COM NEW | 5,128,325 | $77,797,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 300,000 | $77,715,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 23,237,000 | $64,657,000 | thousands by filing date | principal |
| TIME WARNER CABLE INC | 88732J207 | COM | 450,000 | $64,571,000 | thousands by filing date | |
| ALLY FINL INC COM | 02005N100 | Stock | 2,722,740 | $63,004,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 700,000 | $60,564,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 16,635,000 | $58,056,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 326,800 | $46,893,000 | thousands by filing date | call |
| TRONC INC | 896082104 | Common equity shares | 2,244,448 | $45,293,000 | thousands by filing date | |
| QUAD / GRAPHICS INC | 747301109 | COM CL A | 2,139,131 | $41,178,000 | thousands by filing date | |
| ANTHEM INC | 94973VBG1 | NOTE 2.750%10/1 | 24,000,000 | $39,525,000 | thousands by filing date | principal |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 11,500,000 | $39,344,000 | thousands by filing date | principal |
| ALLERGAN INC | 018490102 | COM | 196,071 | $34,938,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,700,000 | $28,679,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 475,000 | $28,457,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 10,800,000 | $26,737,000 | thousands by filing date | principal |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 317,000 | $25,582,000 | thousands by filing date | call |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 16,900,000 | $24,875,000 | thousands by filing date | principal |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 230,927 | $23,381,000 | thousands by filing date | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 15,500,000 | $20,383,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 14,000,000 | $19,731,000 | thousands by filing date | principal |
| SPY | 78462F103 | SHS | 100,000 | $19,702,000 | thousands by filing date | put |
| GENERAL MTRS CO | 37045V134 | WAR | 600,000 | $19,164,000 | thousands by filing date | |
| FAMILY DLR STORES INC | 307000109 | COM | 239,500 | $18,499,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 1,500,000 | $14,580,000 | thousands by filing date | |
| ALCOA INC | 013817309 | DEP SHS 1/10TH | 290,000 | $14,462,000 | thousands by filing date | |
| THERAVANCE INC | 88338TAB0 | CORPORATE OBLIG | 15,000,000 | $14,325,000 | thousands by filing date | principal |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 213,000 | $14,130,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS | 05334D107 | COMMON STOCK | 450,000 | $13,433,000 | thousands by filing date | |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 9,690,000 | $12,779,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 163,400 | $12,206,000 | thousands by filing date | |
| AIRTRAN HLDGS INC | 00949PAD0 | NOTE 5.250%11/0 | 4,681,000 | $11,615,000 | thousands by filing date | principal |
| LEVEL 3 COMMUNICATIONS INC | 52729NBP4 | NOTE 7.000% 3/1 | 6,000,000 | $10,234,000 | thousands by filing date | principal |
| RIVERBED TECHNOLOGY INC | 768573107 | COM | 542,200 | $10,055,000 | thousands by filing date | |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 4,400,000 | $8,462,000 | thousands by filing date | principal |
| ARCELORMITTAL | L0302D178 | PREFERRED STOCK | 380,000 | $8,057,000 | thousands by filing date | principal |
| VOLCANO CORP | 928645AB6 | CORPORATE OBLIG | 9,250,000 | $8,007,000 | thousands by filing date | principal |
| BARNES & NOBLE INC | 067774109 | COMMON STOCK | 400,000 | $7,896,000 | thousands by filing date | put |
| ILLUMINA INC | 452327109 | COM | 47,200 | $7,737,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 7,000,000 | $7,569,000 | thousands by filing date | principal |
| RPM INTL INC COM | 749685103 | Stock | 162,200 | $7,426,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 400,000 | $7,120,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 98,900 | $7,056,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 75,000 | $7,022,000 | thousands by filing date | |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 4,400,000 | $6,501,000 | thousands by filing date | principal |
| ELY 3.75 08/19 | 131193AC8 | Bond 30/360P2 U | 5,000,000 | $5,600,000 | thousands by filing date | principal |
| NEWMONT CORP | 651639106 | COM | 224,800 | $5,182,000 | thousands by filing date | |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 2,950,000 | $4,995,000 | thousands by filing date | principal |
| IXIA | 45071RAB5 | NOTE 3.000%12/1 | 5,000,000 | $4,875,000 | thousands by filing date | principal |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 538,800 | $4,817,000 | thousands by filing date | |
| SOLARFUN POWER HOLDINGS CO L | 83415UAB4 | NOTE 3.500% 1/1 | 5,000,000 | $4,747,000 | thousands by filing date | principal |
| TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS | 881624209 | ADR | 86,600 | $4,655,000 | thousands by filing date | |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 102,400 | $4,523,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550AR8 | NOTE 3.625% 8/1 | 4,000,000 | $4,118,000 | thousands by filing date | principal |
| AMERICAN CAP MTG INVT CORP | 02504A104 | COM | 218,000 | $4,103,000 | thousands by filing date | |
| VANTAGE DRILLING COMPANY | G93205AA3 | NOTE 7.875% 9/0 | 3,495,000 | $3,390,000 | thousands by filing date | principal |
| PRICELINE.COM INC 1.000 | 741503AQ9 | DEBT 1.000% 3/1 | 2,500,000 | $3,364,000 | thousands by filing date | principal |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 2,000,000 | $3,354,000 | thousands by filing date | principal |
| TERRAVIA HLDGS INC | 83415TAB7 | NOTE 6.000% 2/0 | 3,000,000 | $3,330,000 | thousands by filing date | principal |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 3,000,000 | $2,807,000 | thousands by filing date | principal |
| CEMEX SAB DE CV | 151290AV5 | NOTE | 2,000,000 | $2,395,000 | thousands by filing date | principal |
| UTS GULF COAST ULTRA DEEP | 40222T104 | COMMON STK | 1,150,000 | $2,300,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 1,377,613 | $2,135,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076XAE2 | NOTE 3.750%12/1 | 3,000,000 | $2,132,000 | thousands by filing date | principal |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 20,000 | $2,112,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 164,100 | $2,100,000 | thousands by filing date | |
| GENERAL CABLE CORP | 369300AL2 | CORPORATE OBLIG | 2,500,000 | $1,738,000 | thousands by filing date | principal |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 1,500,000 | $1,583,000 | thousands by filing date | principal |
| BIOMARIN PHARMACEUTICAL INC | 09061G101 | COM | 21,700 | $1,566,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 26,000 | $1,555,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 1,500,000 | $1,349,000 | thousands by filing date | principal |
| RYLAND GROUP INC | 783764103 | COM | 40,000 | $1,330,000 | thousands by filing date | |
| CONSUMER PORTFOLIO SERVICES | 210502100 | COMMON STOCK | 179,389 | $1,150,000 | thousands by filing date | call |
| HERBALIFE LTD | G4412G101 | COM SHS | 20,000 | $875,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 24,500 | $802,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 20,000 | $299,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 25,000 | $216,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042207 | this filing | 2014-11-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-042031 | added | 2015-11-17 | acceptance time not in the bulk data set |