13F-HR filed by Platinum Management (NY) LLC
Platinum Management (NY) LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 122 holding rows worth $436,232,000.
- Accession
- 0001140361-14-042119
- Filer
- CIK 1368616
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 122 entries on the cover page, a total value of $436,232,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $436,232,000 with VALUE read as thousands by filing date, 13F file number 028-12968. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 483,300 | $47,745,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 122,600 | $24,155,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 288,900 | $21,601,000 | thousands by filing date | call |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 15,046,431 | $19,861,000 | thousands by filing date | |
| VERINT SYS INC | 92343X100 | COM | 290,700 | $16,166,000 | thousands by filing date | |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 48,100 | $11,942,000 | thousands by filing date | call |
| BREAD FINANCIAL HOLDINGS INC | 018581108 | COM | 31,828 | $7,902,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 154,036 | $7,623,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 77,000 | $7,494,000 | thousands by filing date | call |
| ARAMARK COM | 03852U106 | Stock | 272,700 | $7,172,000 | thousands by filing date | |
| DST SYS INC DEL | 233326107 | COM | 82,900 | $6,957,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 192,400 | $6,699,000 | thousands by filing date | put |
| 38259p508 | COM | 11,300 | $6,649,000 | thousands by filing date | ||
| YELP INC CL A | 985817105 | Stock | 96,200 | $6,566,000 | thousands by filing date | call |
| VANTIV INC | 92210H105 | CL A | 207,500 | $6,412,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 28,300 | $6,176,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 141,500 | $5,881,000 | thousands by filing date | put |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 84,800 | $5,803,000 | thousands by filing date | |
| E M C CORP MASS | 268648102 | COM | 188,600 | $5,518,000 | thousands by filing date | call |
| TRAVELPORT WORLDWIDE LTD | G9019D104 | SHS | 320,600 | $5,277,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 85,000 | $5,142,000 | thousands by filing date | call |
| AUTOLIV INC | 052800109 | COM | 55,300 | $5,083,000 | thousands by filing date | call |
| BORGWARNER INC COM | 099724106 | Stock | 96,200 | $5,061,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 132,000 | $5,053,000 | thousands by filing date | put |
| ALTERA CORP | 021441100 | COM | 140,200 | $5,016,000 | thousands by filing date | call |
| TIME WARNER CABLE INC | 88732J207 | COM | 33,700 | $4,836,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 63,300 | $4,516,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 57,000 | $4,505,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 50,400 | $4,385,000 | thousands by filing date | |
| MAXIM INTEGRATED PRODS INC | 57772K101 | COM | 143,000 | $4,324,000 | thousands by filing date | call |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 94,300 | $4,312,000 | thousands by filing date | call |
| SYNOPSYS INC COM | 871607107 | Stock | 106,971 | $4,246,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 42,100 | $4,242,000 | thousands by filing date | |
| XILINX INC | 983919101 | COM | 99,800 | $4,227,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U104 | SHS CL A | 99,165 | $4,218,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 91,600 | $4,189,000 | thousands by filing date | |
| ROCKWELL AUTOMATION INC COM | 773903109 | Stock | 37,600 | $4,131,000 | thousands by filing date | call |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 18,400 | $4,015,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 56,100 | $3,884,000 | thousands by filing date | call |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 44,200 | $3,873,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 471,400 | $3,517,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 94,300 | $3,234,000 | thousands by filing date | call |
| YELP INC CL A | 985817105 | Stock | 47,200 | $3,221,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 16,900 | $3,208,000 | thousands by filing date | call |
| Intuit Inc. | 461202103 | COM | 36,600 | $3,208,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 423,800 | $3,162,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 122,400 | $3,160,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 77,200 | $3,149,000 | thousands by filing date | |
| WORKDAY INC CL A | 98138H101 | Stock | 37,800 | $3,119,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 41,500 | $3,038,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 52,900 | $3,030,000 | thousands by filing date | call |
| INTERSIL CORP | 46069S109 | CL A | 211,700 | $3,008,000 | thousands by filing date | call |
| META PLATFORMS INC CL A | 30303M102 | COM | 37,700 | $2,980,000 | thousands by filing date | call |
| SINA CORP | G81477104 | ORD | 72,200 | $2,970,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 43,840 | $2,889,000 | thousands by filing date | |
| SILICON LABORATORIES INC COM | 826919102 | Stock | 67,600 | $2,747,000 | thousands by filing date | call |
| FAIRCHILD SEMICONDUCTOR | 303726103 | COMMON STOCK | 166,700 | $2,589,000 | thousands by filing date | call |
| TRIMBLE INC COM | 896239100 | Stock | 82,700 | $2,522,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 84,900 | $2,484,000 | thousands by filing date | |
| NETSUITE INC | 64118Q107 | COM | 25,600 | $2,292,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 7,100 | $2,289,000 | thousands by filing date | |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 38,600 | $2,240,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 80,000 | $2,181,000 | thousands by filing date | call |
| Visa Inc | 92826C839 | COM | 10,200 | $2,176,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 240,132 | $2,147,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 38,500 | $2,121,000 | thousands by filing date | call |
| ANIXTER INTL INC | 035290105 | COM | 24,600 | $2,087,000 | thousands by filing date | call |
| AVIS BUDGET GROUP INC | 053774105 | COM | 37,700 | $2,069,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 96,600 | $2,032,000 | thousands by filing date | call |
| CSG SYSTEMS | 126349109 | COM | 73,100 | $1,921,000 | thousands by filing date | |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 2,283,876 | $1,918,000 | thousands by filing date | |
| CYPRESS SEMICONDUCTOR CORP | 232806109 | COM | 192,400 | $1,901,000 | thousands by filing date | call |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 117,900 | $1,685,000 | thousands by filing date | call |
| WEST CORP | 952355204 | COM | 55,557 | $1,637,000 | thousands by filing date | |
| LATTICE SEMICONDUCTOR CORP COM | 518415104 | Stock | 202,400 | $1,518,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 70,100 | $1,344,000 | thousands by filing date | call |
| LOOKSMART LTD | 543442602 | COM PAR $0.001 | 571,097 | $1,256,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 42,800 | $1,252,000 | thousands by filing date | call |
| Micron Technology,Inc. | 595112103 | COM | 33,600 | $1,151,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 110,900 | $1,144,000 | thousands by filing date | call |
| ARRIS GROUP INC | 04270V106 | COM | 39,600 | $1,123,000 | thousands by filing date | |
| RF MICRODEVICES INC | 749941100 | COM | 96,300 | $1,111,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 28,900 | $1,106,000 | thousands by filing date | call |
| AMDOCS LTD | G02602103 | SHS | 23,600 | $1,083,000 | thousands by filing date | call |
| LAM RESEARCH CORP | 512807108 | COM | 14,300 | $1,068,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 49,213 | $1,063,000 | thousands by filing date | |
| SCRIPPS NETWORKS INTERACT IN | 811065101 | CL A COM | 13,600 | $1,062,000 | thousands by filing date | call |
| VIACOM INC | 92553P201 | CL B | 13,500 | $1,039,000 | thousands by filing date | call |
| MANPOWERGROUP INC WIS COM | 56418H100 | Stock | 14,400 | $1,009,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 10,000 | $973,000 | thousands by filing date | call |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 27,500 | $946,000 | thousands by filing date | call |
| BROADSOFT INC | 11133B409 | COM | 38,104 | $802,000 | thousands by filing date | |
| TABLEAU SOFTWARE INC | 87336U105 | CL A | 10,100 | $734,000 | thousands by filing date | |
| MOKO SOCIAL MEDIA LTD | 608458204 | Depository Receipt | 4,714,271 | $660,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 28,800 | $656,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 9,700 | $500,000 | thousands by filing date | |
| IAC INTERACTIVECORP | 44919P508 | COM | 4,500 | $297,000 | thousands by filing date | call |
| Alcobra Ltd | M2239P109 | SHS | 15,000 | $232,000 | thousands by filing date | |
| TRINET GROUP INC COM | 896288107 | Stock | 8,500 | $219,000 | thousands by filing date | |
| OPKO HEALTH INC | 68375N103 | COM | 25,000 | $213,000 | thousands by filing date | call |
| INTEST CORP | 461147100 | COMMON STOCK | 32,414 | $154,000 | thousands by filing date | |
| TRIO TECH INTL | 896712205 | COM NEW | 35,151 | $136,000 | thousands by filing date | |
| GLOBALSCAPE INC | 37940G109 | COM | 53,421 | $129,000 | thousands by filing date | |
| DLH HLDGS CORP | 23335Q100 | COM | 66,025 | $128,000 | thousands by filing date | |
| RICHARDSON ELEC LTD | 763165107 | COMMON STOCK | 12,500 | $125,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525103 | CL A | 59,200 | $125,000 | thousands by filing date | |
| Check Point Software Technologies Ltd | 162825103 | COM | 10,100 | $124,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 16,400 | $124,000 | thousands by filing date | |
| ENGLOBAL CORP | 293306106 | COM | 56,347 | $121,000 | thousands by filing date | |
| IXYS CORP | 46600W106 | COMMON STOCK | 11,400 | $120,000 | thousands by filing date | |
| VIRCO MFG CO | 927651109 | COM | 30,550 | $80,000 | thousands by filing date | |
| SUMMER INFANT INC | 865646103 | COMM STK | 22,032 | $77,000 | thousands by filing date | |
| VALUEVISION MEDIA INC | 92047K107 | CL A | 13,300 | $68,000 | thousands by filing date | |
| MGC DIAGNOSTICS CORP | 552768103 | COM | 10,385 | $68,000 | thousands by filing date | |
| ENVIROSTAR INC EVI | 29414M100 | COMMON | 25,542 | $65,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 14,500 | $60,000 | thousands by filing date | |
| INSPIREMD INC | 45779A309 | COM | 24,453 | $54,000 | thousands by filing date | |
| SMARTPROS LTD | 83171G103 | COM | 13,500 | $28,000 | thousands by filing date | |
| TENGASCO INC | 88033R205 | COM NEW | 59,313 | $28,000 | thousands by filing date | |
| WIRELESS TELECOM GROUP INC | 976524108 | COM | 10,400 | $25,000 | thousands by filing date | |
| COMMAND SEC CORP | 20050L100 | COM | 12,713 | $25,000 | thousands by filing date | |
| WELLS-GARDNER ELECTRONICS | 949765101 | COM | 16,960 | $19,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042119 | this filing | 2014-11-14 | acceptance time not in the bulk data set |