13F-HR filed by CAPSTONE INVESTMENT ADVISORS, LLC
CAPSTONE INVESTMENT ADVISORS, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 426 holding rows worth $8,868,928,000.
- Accession
- 0001140361-14-042102
- Filer
- CIK 1426196
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 426 entries on the cover page, a total value of $8,868,928,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,868,928,000 with VALUE read as thousands by filing date, 13F file number 028-13005. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| Apple Inc | 037833100 | COM | 10,531,100 | $1,061,008,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 6,563,000 | $661,222,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 10,801,000 | $448,889,000 | thousands by filing date | put |
| SPY | 78462F103 | SHS | 1,320,000 | $260,066,000 | thousands by filing date | put |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 1,830,200 | $212,687,000 | thousands by filing date | put |
| Apple Inc | 037833100 | COM | 2,002,925 | $201,794,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 4,496,800 | $172,137,000 | thousands by filing date | put |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 3,618,300 | $150,376,000 | thousands by filing date | call |
| International Business Machines Corporation | 459200101 | COM | 691,500 | $131,267,000 | thousands by filing date | call |
| ISHARES TR | 464287234 | MSCI EMG MKT ETF | 2,644,356 | $109,899,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,521,000 | $105,253,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 396,800 | $102,791,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 514,866 | $101,438,000 | thousands by filing date | |
| CEMEX SAB DE CV | 151290BC6 | NOTE 3.750% 3/1 | 62,150,000 | $91,592,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 276,500 | $89,154,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 2,163,300 | $88,154,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,106,200 | $87,434,000 | thousands by filing date | put |
| META PLATFORMS INC CL A | 30303M102 | COM | 1,093,500 | $86,430,000 | thousands by filing date | call |
| YAHOO INC | 984332106 | COM | 2,009,100 | $81,870,000 | thousands by filing date | call |
| Concur Technologies, Inc. | 206708109 | COM | 620,100 | $78,641,000 | thousands by filing date | |
| WESCO INTERNATIONAL INC | 95082PAH8 | CNV | 28,000,000 | $78,064,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 1,990,300 | $70,138,000 | thousands by filing date | call |
| MICRON TECHNOLOGY INC | 595112AX1 | NOTE 3.125% 5/0 | 20,000,000 | $69,983,000 | thousands by filing date | |
| TRW AUTOMOTIVE INC | 87264MAH2 | NOTE 3.500%12/0 | 20,415,000 | $69,909,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 152,700 | $68,895,000 | thousands by filing date | call |
| AIR PRODS & CHEMS INC | 009158106 | COM | 525,000 | $68,344,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 790,100 | $66,162,000 | thousands by filing date | call |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 550,500 | $63,973,000 | thousands by filing date | call |
| Amazon.com, Inc | 023135106 | COM | 189,200 | $61,005,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 425,100 | $60,997,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 1,495,470 | $60,940,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 315,700 | $59,929,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 391,000 | $56,104,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 2,203,600 | $55,464,000 | thousands by filing date | put |
| CEMEX SAB DE CV | 151290BB8 | NOTE | 39,000,000 | $54,897,000 | thousands by filing date | |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 246,900 | $53,880,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,342,043 | $51,373,000 | thousands by filing date | |
| MYLAN INC | 628530AJ6 | CORPORATE OBLIG | 15,000,000 | $51,144,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 1,161,800 | $49,562,000 | thousands by filing date | call |
| Cisco Systems,Inc. | 17275R102 | COM | 1,943,300 | $48,912,000 | thousands by filing date | call |
| COVIDIEN PLC | G2554F113 | SHS | 543,494 | $47,017,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 25,000,000 | $46,575,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 493,800 | $46,441,000 | thousands by filing date | call |
| SANDISK CORP | 80004CAD3 | CORPORATE OBLIG | 24,000,000 | $46,344,000 | thousands by filing date | |
| ISHARES TR | 464288513 | IBOXX HI YD ETF | 500,000 | $45,975,000 | thousands by filing date | put |
| BAIDU INC SPON ADR REP A | 056752108 | ADR | 207,000 | $45,173,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 1,445,600 | $45,072,000 | thousands by filing date | call |
| 38259p508 | COM | 72,400 | $42,600,000 | thousands by filing date | call | |
| Verizon Communications Inc | 92343V104 | COM | 851,700 | $42,576,000 | thousands by filing date | call |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,067,200 | $40,852,000 | thousands by filing date | call |
| SPY | 78462F103 | SHS | 205,000 | $40,389,000 | thousands by filing date | call |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 42,500,000 | $40,376,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 902,800 | $39,226,000 | thousands by filing date | put |
| Netflix, Inc | 64110L106 | COM | 84,100 | $37,944,000 | thousands by filing date | put |
| Johnson & Johnson | 478160104 | COM | 350,100 | $37,317,000 | thousands by filing date | call |
| MONSANTO CO NEW | 61166W101 | COM | 326,435 | $36,727,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 568,500 | $36,452,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 470,400 | $35,171,000 | thousands by filing date | put |
| Qualcomm Incorporated | 747525103 | COM | 468,900 | $35,059,000 | thousands by filing date | call |
| Chevron Corporation | 166764100 | COM | 286,600 | $34,197,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 329,300 | $32,610,000 | thousands by filing date | put |
| PERRIGO CO PLC SHS | G97822103 | Stock | 213,000 | $31,990,000 | thousands by filing date | call |
| 38259p508 | COM | 54,300 | $31,950,000 | thousands by filing date | put | |
| MICRON TECHNOLOGY INC | 595112AY9 | NOTE 3.000%11/1 | 24,000,000 | $31,673,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 13,000,000 | $31,560,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 271,079 | $31,502,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 304,400 | $30,144,000 | thousands by filing date | call |
| DOLLAR GEN CORP COM | 256677105 | Stock | 491,992 | $30,065,000 | thousands by filing date | |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 160,200 | $29,407,000 | thousands by filing date | call |
| GOPRO INC | 38268T103 | CL A | 300,000 | $28,110,000 | thousands by filing date | put |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 895,600 | $27,923,000 | thousands by filing date | put |
| PROTECTIVE LIFE CORP | 743674103 | COM | 400,000 | $27,764,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 510,339 | $27,568,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 773,000 | $27,240,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 288,000 | $26,421,000 | thousands by filing date | call |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 11,000,000 | $26,013,000 | thousands by filing date | |
| META PLATFORMS INC CL A | 30303M102 | COM | 320,129 | $25,302,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 539,000 | $24,761,000 | thousands by filing date | call |
| WL ROSS HLDG CORP | 92939D203 | UNIT 06/11/2019 | 2,311,435 | $24,732,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAB0 | NOTE 3.750%12/1 | 24,500,000 | $24,669,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 227,900 | $24,291,000 | thousands by filing date | put |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,134,300 | $24,225,000 | thousands by filing date | put |
| Chevron Corporation | 166764100 | COM | 199,700 | $23,828,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 122,900 | $22,560,000 | thousands by filing date | put |
| DIRECTV | 25490A309 | COM | 252,760 | $21,868,000 | thousands by filing date | |
| WYNN RESORTS LTD | 983134107 | COM | 116,600 | $21,813,000 | thousands by filing date | put |
| Microsoft Corp | 594918104 | COM | 464,600 | $21,538,000 | thousands by filing date | put |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 436,300 | $21,487,000 | thousands by filing date | call |
| AK STL CORP | 001546AP5 | NOTE 5.000%11/1 | 12,500,000 | $21,136,000 | thousands by filing date | |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 301,064 | $20,833,000 | thousands by filing date | |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 318,000 | $20,390,000 | thousands by filing date | call |
| WYNN RESORTS LTD | 983134107 | COM | 108,100 | $20,223,000 | thousands by filing date | call |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 458,600 | $19,926,000 | thousands by filing date | call |
| AUXILIUM PHARMACEUTICALS INC | 05334DAA5 | NOTE 1.500% 7/1 | 15,000,000 | $19,884,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 74,700 | $19,351,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 1,144,525 | $19,308,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 447,200 | $19,077,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 313,400 | $18,879,000 | thousands by filing date | put |
| AIR PRODS & CHEMS INC | 009158106 | COM | 141,100 | $18,368,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 419,600 | $18,357,000 | thousands by filing date | call |
| Philip Morris International Inc. | 718172109 | COM | 219,300 | $18,289,000 | thousands by filing date | call |
| SILVER EAGLE ACQUISITION | 827694209 | UNIT | 1,726,000 | $17,812,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 343,200 | $17,702,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 17,500,000 | $17,477,000 | thousands by filing date | |
| Starwood Property Trust, Inc. | 85571BAB1 | CONV | 15,640,000 | $16,995,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 566,300 | $16,745,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 403,700 | $16,608,000 | thousands by filing date | put |
| ENERSYS 3.375 | 29275YAA0 | NOTE | 11,050,000 | $16,407,000 | thousands by filing date | |
| TERRAPIN 3 ACQUISITION CORP | 88104P203 | UNIT 06/27/2019 | 1,623,036 | $16,311,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC | 127387AJ7 | NOTE | 7,000,000 | $16,050,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 300,600 | $15,504,000 | thousands by filing date | put |
| 38259p508 | COM | 25,987 | $15,291,000 | thousands by filing date | ||
| SAFEWAY INC | 786514208 | COM NEW | 438,316 | $15,034,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 249,000 | $15,024,000 | thousands by filing date | call |
| SIGMA ALDRICH CORP | 826552101 | COM | 110,000 | $14,961,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 158,300 | $14,736,000 | thousands by filing date | put |
| Walt Disney Co | 254687106 | COM | 164,900 | $14,681,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 159,900 | $14,669,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 56,000 | $14,506,000 | thousands by filing date | put |
| TIME WARNER CABLE INC | 88732J207 | COM | 100,000 | $14,349,000 | thousands by filing date | call |
| PepsiCo,Inc. | 713448108 | COM | 151,900 | $14,140,000 | thousands by filing date | call |
| Microsoft Corp | 594918104 | COM | 300,700 | $13,940,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 255,446 | $13,666,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 266,500 | $13,322,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 198,667 | $13,078,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 118,222 | $12,601,000 | thousands by filing date | |
| EXPAND ENERGY CORP | 165167BZ9 | CORPORATE OBLIG | 12,500,000 | $12,584,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 200,000 | $12,390,000 | thousands by filing date | call |
| LYONDELLBASELL INDUSTRIES NV SHS - A - | N53745100 | Stock | 112,500 | $12,224,000 | thousands by filing date | call |
| ASSERTIO THERAPEUTICS INC | 249908AA2 | NOTE 2.500% 9/0 | 11,500,000 | $12,203,000 | thousands by filing date | |
| JPMorgan Chase & Co | 46625H100 | COM | 199,700 | $12,029,000 | thousands by filing date | call |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 193,200 | $12,018,000 | thousands by filing date | put |
| INSULET CORP | 45784PAD3 | NOTE 2.000% 6/1 | 11,000,000 | $11,753,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 118,400 | $11,637,000 | thousands by filing date | call |
| Procter & Gamble Co | 742718109 | COM | 138,600 | $11,606,000 | thousands by filing date | put |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 537,138 | $11,471,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 131,300 | $11,360,000 | thousands by filing date | put |
| ST JUDE MED INC | 790849103 | COM | 186,700 | $11,226,000 | thousands by filing date | call |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 161,700 | $10,908,000 | thousands by filing date | put |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 166,552 | $10,862,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 233,309 | $10,816,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 173,600 | $10,799,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 204,400 | $10,592,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 172,418 | $10,386,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075FAA4 | NOTE 2.625%12/0 | 12,500,000 | $10,366,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 125,000 | $10,282,000 | thousands by filing date | |
| BAXTER INTL INC | 071813109 | COM | 142,800 | $10,248,000 | thousands by filing date | call |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 3,000,000 | $10,148,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 224,978 | $10,112,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972AAA1 | NOTE 2.750 6/1 | 9,500,000 | $9,818,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 213,200 | $9,794,000 | thousands by filing date | put |
| SALIX PHARMACEUTICAL 1.500 | 795435AE6 | NOTE 1.500% 3/ | 4,000,000 | $9,789,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860WAB8 | NOTE 3.750% 5/1 | 10,000,000 | $9,741,000 | thousands by filing date | |
| CIENA CORP | 171779AK7 | DEBT 4.000%12/1 | 8,000,000 | $9,574,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 175,800 | $9,496,000 | thousands by filing date | call |
| PEPCO HOLDINGS INC | 713291102 | COM | 350,000 | $9,366,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 103,100 | $9,178,000 | thousands by filing date | call |
| DEALERTRACK TECHNOLOGIES INC | 242309AB8 | NOTE 1.500% 3/1 | 7,000,000 | $9,088,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 117,900 | $8,896,000 | thousands by filing date | put |
| HERBALIFE LTD | G4412G101 | COM SHS | 203,270 | $8,893,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 105,613 | $8,844,000 | thousands by filing date | |
| TRONOX LTD | Q9235V101 | SHS CL A | 337,000 | $8,778,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 357,226 | $8,741,000 | thousands by filing date | |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 129,055 | $8,706,000 | thousands by filing date | |
| INTERMUNE INC | 45884X103 | COM | 116,500 | $8,608,000 | thousands by filing date | put |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 84,900 | $8,601,000 | thousands by filing date | call |
| OUTERWALL INC | 690070107 | COM | 150,000 | $8,415,000 | thousands by filing date | call |
| AKORN INC | 009728AB2 | NOTE 3.500% 6/0 | 2,000,000 | $8,347,000 | thousands by filing date | |
| YUM BRANDS INC COM | 988498101 | Stock | 115,400 | $8,306,000 | thousands by filing date | call |
| TTM TECHNOLOGIES INC | 87305RAD1 | NOTE 1.750%12/1 | 8,500,000 | $8,261,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 638901306 | PFD | 250,000 | $8,229,000 | thousands by filing date | put |
| DOMTAR CORP | 257559203 | COM NEW | 233,800 | $8,213,000 | thousands by filing date | call |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 101,400 | $8,182,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 86,500 | $8,135,000 | thousands by filing date | put |
| PepsiCo,Inc. | 713448108 | COM | 84,723 | $7,886,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 240,400 | $7,849,000 | thousands by filing date | call |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 200,000 | $7,848,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 82,386 | $7,811,000 | thousands by filing date | |
| TESLA INC | 88160RAB7 | NOTE 0.250 3/0 | 8,200,000 | $7,810,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 119,700 | $7,806,000 | thousands by filing date | call |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 7,500,000 | $7,692,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 80,300 | $7,613,000 | thousands by filing date | put |
| MYLAN INC | 628530107 | COM | 166,900 | $7,592,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 139,500 | $7,502,000 | thousands by filing date | call |
| ALLERGAN INC | 018490102 | COM | 42,000 | $7,483,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 85,400 | $7,387,000 | thousands by filing date | call |
| SPROTT PHYSICAL GOLD SILVER | 153501101 | COM | 593,381 | $7,304,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 227,900 | $7,285,000 | thousands by filing date | put |
| Applied Materials,Inc. | 038222105 | COM | 329,400 | $7,118,000 | thousands by filing date | call |
| MGM RESORTS INTL | 55303QAE0 | CORPORATE OBLIG | 5,500,000 | $6,957,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 79,700 | $6,827,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 93,100 | $6,701,000 | thousands by filing date | put |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 369,900 | $6,672,000 | thousands by filing date | call |
| MYLAN INC | 628530107 | COM | 145,400 | $6,614,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 400,000 | $6,540,000 | thousands by filing date | call |
| T-Mobile US,Inc. | 872590104 | COM | 224,577 | $6,483,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 128,400 | $6,449,000 | thousands by filing date | put |
| 3M CO COM | 88579Y101 | Stock | 43,400 | $6,148,000 | thousands by filing date | put |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 75,000 | $6,052,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 146,700 | $6,035,000 | thousands by filing date | call |
| SPRINT CORP | 85207U105 | COM SER 1 | 938,800 | $5,951,000 | thousands by filing date | call |
| TWITTER INC | 90184L102 | COM | 114,412 | $5,901,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 41,600 | $5,893,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 100,000 | $5,776,000 | thousands by filing date | put |
| BED BATH & BEYOND INC | 075896100 | COM | 87,100 | $5,733,000 | thousands by filing date | put |
| SYSCOCORP | 871829107 | COM | 150,800 | $5,722,000 | thousands by filing date | call |
| TESLA MOTORS INC 1.500 | 88160RAA9 | NOTE 1.500% 6/0 | 2,800,000 | $5,646,000 | thousands by filing date | |
| SYNCHRONOSS TECHNOLOGIES INC | 87157BAA1 | NOTE 0.750 8/1 | 5,000,000 | $5,536,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 65,900 | $5,496,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 133,322 | $5,484,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 91,500 | $5,481,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 27,889 | $5,439,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 75,600 | $5,425,000 | thousands by filing date | call |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 216,600 | $5,300,000 | thousands by filing date | call |
| ROI ACQUISITION CORP II | 74966G200 | COM | 525,000 | $5,297,000 | thousands by filing date | |
| HENNESSY CAPITAL ACQUIS | 425886207 | COM | 500,000 | $5,245,000 | thousands by filing date | |
| Honeywell Technologies | 438516106 | COM | 56,300 | $5,242,000 | thousands by filing date | put |
| TELEFLEX INC | 879369AA4 | NOTE 3.875% 8/0 | 3,000,000 | $5,213,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 348,596 | $5,152,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 133,000 | $5,091,000 | thousands by filing date | put |
| ACTAVIS PLC | G0083B108 | SHS | 20,500 | $4,946,000 | thousands by filing date | call |
| RITE AID CORP | 767754BU7 | CNV | 2,500,000 | $4,859,000 | thousands by filing date | |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 200,000 | $4,726,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 104,300 | $4,688,000 | thousands by filing date | call |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 70,500 | $4,552,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 75,017 | $4,494,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 155,600 | $4,492,000 | thousands by filing date | call |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 81,800 | $4,418,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 47,400 | $4,413,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 18,100 | $4,392,000 | thousands by filing date | call |
| BED BATH & BEYOND INC | 075896100 | COM | 66,000 | $4,344,000 | thousands by filing date | call |
| CBS CORP NEW | 124857202 | CL B | 81,100 | $4,338,000 | thousands by filing date | put |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 1,145,500 | $4,203,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 80,000 | $4,145,000 | thousands by filing date | call |
| TALISMAN ENERGY INC | 87425E103 | COM | 476,800 | $4,124,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 42,900 | $4,067,000 | thousands by filing date | call |
| CHESAPEAKE ENERGY CORP | 165167BW6 | NOTE 2.750%11/1 | 4,000,000 | $4,053,000 | thousands by filing date | |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,000,000 | $3,984,000 | thousands by filing date | |
| Amazon.com, Inc | 023135106 | COM | 12,137 | $3,913,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 35,000 | $3,827,000 | thousands by filing date | put |
| SHUTTERFLY INC | 82568P304 | COM | 77,000 | $3,752,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 52,300 | $3,736,000 | thousands by filing date | call |
| EXXON MOBIL CORP | 30231G102 | COM | 38,979 | $3,665,000 | thousands by filing date | |
| KEURIG GREEN MTN INC | 49271M100 | COM | 27,800 | $3,617,000 | thousands by filing date | call |
| TARGET CORP COM | 87612E106 | Stock | 57,700 | $3,616,000 | thousands by filing date | call |
| PRICELINE GRP INC | 741503403 | COM NEW | 3,100 | $3,591,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 46,900 | $3,539,000 | thousands by filing date | call |
| American Express Company | 025816109 | COM | 39,600 | $3,466,000 | thousands by filing date | call |
| INTELSAT S A | L5140P101 | COM | 200,000 | $3,428,000 | thousands by filing date | |
| SOLARCITY CORP | 83416T100 | COM | 56,800 | $3,385,000 | thousands by filing date | |
| AECOM COM | 00766T100 | Stock | 100,000 | $3,375,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 49,600 | $3,290,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 15,800 | $3,283,000 | thousands by filing date | call |
| HELIX ENERGY SOLUTIONS GRP INC COM | 42330P107 | Stock | 148,700 | $3,281,000 | thousands by filing date | |
| HERBALIFE LTD | G4412G101 | COM SHS | 75,000 | $3,281,000 | thousands by filing date | put |
| BALLY TECHNOLOGIES | 05874B107 | COMMON STOCK | 40,300 | $3,252,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 16,500 | $3,218,000 | thousands by filing date | call |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 46,000 | $3,183,000 | thousands by filing date | call |
| RAYONIER INC COM | 754907103 | REIT | 102,300 | $3,182,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 125,000 | $3,153,000 | thousands by filing date | put |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 97,800 | $3,126,000 | thousands by filing date | call |
| PEPCO HOLDINGS INC | 713291102 | COM | 116,500 | $3,117,000 | thousands by filing date | put |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 48,586 | $3,115,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 182,600 | $3,080,000 | thousands by filing date | call |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 136,900 | $2,923,000 | thousands by filing date | call |
| MONTAGE TECHNOLOGY GROUP LTD | G6209T105 | SHS | 138,300 | $2,889,000 | thousands by filing date | put |
| MOSAIC CO COM | 61945C103 | Stock | 64,400 | $2,860,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 56,603 | $2,758,000 | thousands by filing date | |
| TVIA 5 10/1/19 | 83415TAC5 | Bond 30/360P2 U | 3,000,000 | $2,744,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 303,800 | $2,715,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871106 | COM | 800,000 | $2,695,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 120,140 | $2,682,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 29,175 | $2,676,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 31,200 | $2,618,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 44,500 | $2,614,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 34,208 | $2,528,000 | thousands by filing date | |
| NVIDIA Corp | 67066G104 | COM | 136,400 | $2,516,000 | thousands by filing date | |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 41,264 | $2,489,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 28,600 | $2,474,000 | thousands by filing date | call |
| ZOES KITCHEN INC | 98979J109 | COM | 80,200 | $2,466,000 | thousands by filing date | call |
| SODASTREAM INTERNATIONAL | M9068E105 | LTD | 82,400 | $2,429,000 | thousands by filing date | call |
| Tesla Motors, Inc | 88160R101 | COM | 10,000 | $2,426,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 238,066 | $2,390,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 54,340 | $2,361,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 72,800 | $2,325,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 224,300 | $2,251,000 | thousands by filing date | put |
| WELLCARE HEALTH PLANS INC | 94946T106 | COM | 36,800 | $2,220,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 41,000 | $2,193,000 | thousands by filing date | call |
| DYNEGY INC NEW DEL | 26817R108 | COM | 75,000 | $2,164,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 1,851 | $2,144,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 35,000 | $2,074,000 | thousands by filing date | call |
| ACORDA THERAPEUTICS INC | 00484MAA4 | NOTE 1.750% 6/1 | 2,000,000 | $2,069,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 67,681 | $2,001,000 | thousands by filing date | |
| CITRIX SYSTEMS INC | 177376100 | COM | 27,500 | $1,961,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 46,714 | $1,942,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 249,277 | $1,929,000 | thousands by filing date | |
| SYSCOCORP | 871829107 | COM | 50,000 | $1,897,000 | thousands by filing date | put |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 75,100 | $1,894,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 30,810 | $1,826,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 45,000 | $1,762,000 | thousands by filing date | call |
| Prologis,Inc. | 74340W103 | COM | 46,500 | $1,753,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 500,000 | $1,745,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 75,000 | $1,728,000 | thousands by filing date | put |
| NEWMONT CORP | 651639106 | COM | 75,000 | $1,728,000 | thousands by filing date | call |
| TIVO INC | 888706108 | COM | 134,500 | $1,721,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 44,300 | $1,695,000 | thousands by filing date | call |
| Texas Instruments Incorporated | 882508104 | COM | 34,134 | $1,627,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 26,000 | $1,610,000 | thousands by filing date | put |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 34,259 | $1,519,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 101,300 | $1,497,000 | thousands by filing date | put |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 45,000 | $1,469,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 45,200 | $1,443,000 | thousands by filing date | call |
| Merck & Co.,Inc. | 58933Y105 | COM | 23,400 | $1,387,000 | thousands by filing date | put |
| ELECTRONICS FOR IMAGING INC | 286082102 | COM | 30,357 | $1,340,000 | thousands by filing date | |
| Lowes Companies,Inc. | 548661107 | COM | 24,984 | $1,322,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 18,000 | $1,269,000 | thousands by filing date | call |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 69,900 | $1,260,000 | thousands by filing date | put |
| Morgan Stanley | 617446448 | COM | 36,321 | $1,255,000 | thousands by filing date | |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 24,659 | $1,238,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 21,700 | $1,231,000 | thousands by filing date | put |
| LINKEDIN CORP | 53578A108 | COM | 5,900 | $1,225,000 | thousands by filing date | put |
| American Express Company | 025816109 | COM | 13,700 | $1,199,000 | thousands by filing date | put |
| TRULIA INC | 897888103 | COM | 23,971 | $1,173,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 25,351 | $1,164,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 208,954 | $1,149,000 | thousands by filing date | |
| GENCORP INC | 368682100 | COM | 71,943 | $1,148,000 | thousands by filing date | |
| JARDEN CORP | 471109108 | COM | 18,700 | $1,124,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 115,000 | $1,117,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 31,843 | $1,091,000 | thousands by filing date | |
| Applied Materials,Inc. | 038222105 | COM | 50,000 | $1,080,000 | thousands by filing date | put |
| Intercontinental Exchange,Inc. | 45866F104 | COM | 5,500 | $1,072,000 | thousands by filing date | put |
| COBALT INTL ENERGY INC | 19075F106 | COM | 78,450 | $1,066,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 20,611 | $1,054,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 31,652 | $1,033,000 | thousands by filing date | |
| COCA COLA ENTERPRISES INC NE | 19122T109 | COM | 23,200 | $1,029,000 | thousands by filing date | put |
| YUM BRANDS INC COM | 988498101 | Stock | 14,032 | $1,010,000 | thousands by filing date | |
| LEAP WIRELESS INTERNATIONAL IN | 521CNT998 | COM | 400,000 | $1,010,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 10,000 | $1,005,000 | thousands by filing date | |
| GOPRO INC | 38268T103 | CL A | 10,000 | $937,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 11,900 | $910,000 | thousands by filing date | put |
| EL POLLO LOCO HOLDINGS INC | 268603107 | COMMON STOCK | 25,000 | $897,000 | thousands by filing date | put |
| CEPHEID | 15670R107 | COM | 20,100 | $885,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 12,500 | $881,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 8,987 | $864,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 4,407 | $857,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 14,000 | $837,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 21,600 | $823,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 37,600 | $812,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 9,300 | $780,000 | thousands by filing date | call |
| SYSCOCORP | 871829107 | COM | 20,000 | $759,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 55,500 | $754,000 | thousands by filing date | call |
| SREV 1.5 8/18 | 81763UAB6 | Bond 30/360P2 U | 1,000,000 | $754,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 125,000 | $750,000 | thousands by filing date | put |
| JOURNAL COMMUNICATIONS INC-A | 481130102 | COMMON STOCK | 88,429 | $745,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 10,800 | $716,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 7,583 | $706,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 11,800 | $699,000 | thousands by filing date | put |
| PHILLIPS 66 COM | 718546104 | Stock | 8,587 | $698,000 | thousands by filing date | |
| API TECHNOLOGIES CORP | 00187E203 | COM NEW | 296,989 | $697,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 6,620 | $673,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 4,478 | $618,000 | thousands by filing date | |
| PARAGON OFFSHORE PLC XXX | G6S01W108 | COM | 100,000 | $615,000 | thousands by filing date | |
| TJX Companies Inc | 872540109 | COM | 10,391 | $614,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 100,000 | $600,000 | thousands by filing date | call |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 8,215 | $589,000 | thousands by filing date | |
| WALGREEN CO | 931422109 | COM | 9,915 | $587,000 | thousands by filing date | |
| LINKEDIN CORP | 53578A108 | COM | 2,784 | $578,000 | thousands by filing date | |
| GP STRATEGIES CORP | 36225V104 | COM | 20,000 | $574,000 | thousands by filing date | put |
| SPDR SERIES TRUST | 78464A730 | S&P OILGAS EXP | 8,293 | $570,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 3,835 | $543,000 | thousands by filing date | |
| Danaher Corporation | 235851102 | COM | 6,709 | $509,000 | thousands by filing date | |
| CAREFUSION CORP | 14170T101 | COM | 11,200 | $506,000 | thousands by filing date | |
| WEB.COM GROUP INC | 94733A104 | COMMON STOCK | 25,000 | $498,000 | thousands by filing date | |
| CTRIP COM INTL LTD | 22943F100 | AMERICAN DEP SHS | 8,719 | $494,000 | thousands by filing date | |
| SELECT COMFORT CORP | 81616X103 | COM | 23,200 | $485,000 | thousands by filing date | put |
| CASH AMER INTL INC | 14754D100 | COM | 10,900 | $477,000 | thousands by filing date | put |
| MERRIMACK PHARMACEUTICALS IN | 590328100 | COM | 54,109 | $475,000 | thousands by filing date | |
| SONY GROUP CORP SPONSORED ADR | 835699307 | ADR | 26,200 | $472,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 5,471 | $468,000 | thousands by filing date | |
| Accenture Plc Class A | G1151C101 | COM | 5,605 | $455,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 13,600 | $447,000 | thousands by filing date | call |
| PERRIGO CO PLC SHS | G97822103 | Stock | 2,775 | $416,000 | thousands by filing date | |
| METLIFE INC COM | 59156R108 | Stock | 7,718 | $414,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 42,100 | $409,000 | thousands by filing date | put |
| KEURIG GREEN MTN INC | 49271M100 | COM | 3,100 | $403,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 4,631 | $396,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,087 | $394,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 2,000 | $378,000 | thousands by filing date | put |
| SOHU.COM INC | 83408W103 | COMMON STOCK | 7,500 | $376,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 9,500 | $362,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 4,325 | $360,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 2,957 | $352,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 100,000 | $349,000 | thousands by filing date | call |
| MOTORCAR PARTS OF AMERICA IN | 620071100 | COMMON STOCK | 12,600 | $342,000 | thousands by filing date | put |
| QIHOO 360 TECHNOLOGY CO LTD | 74734M109 | COMMON STOCK-FO | 5,000 | $337,000 | thousands by filing date | call |
| DEX MEDIA INC | 25213A107 | COM | 35,000 | $334,000 | thousands by filing date | |
| UnitedHealth Group Inc | 91324P102 | COM | 3,842 | $331,000 | thousands by filing date | |
| NETEASE COM INC SPONSORED ADS | 64110W102 | ADR | 3,500 | $299,000 | thousands by filing date | call |
| E M C CORP MASS | 268648102 | COM | 10,105 | $295,000 | thousands by filing date | |
| VERISIGN INC | 92343E902 | COM | 5,316 | $293,000 | thousands by filing date | |
| USBANCORPDEL | 902973304 | COM NEW | 6,996 | $292,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 66,500 | $283,000 | thousands by filing date | |
| Netflix, Inc | 64110L106 | COM | 610 | $275,000 | thousands by filing date | |
| WHOLE FOODS MKT INC | 966837106 | COM | 7,190 | $274,000 | thousands by filing date | |
| CHESEPEAKE ENERGY CORP | 165167107 | COM | 11,100 | $255,000 | thousands by filing date | |
| ACE LTD | H0023R105 | SHS | 2,300 | $241,000 | thousands by filing date | put |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 4,000 | $235,000 | thousands by filing date | call |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 11,100 | $234,000 | thousands by filing date | call |
| SHUTTERFLY INC | 82568P304 | COM | 4,600 | $224,000 | thousands by filing date | put |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 26,199 | $183,000 | thousands by filing date | |
| ZIMMER BIOMET HOLDINGS INC COM | 98956P102 | Stock | 1,800 | $180,000 | thousands by filing date | call |
| ASTRAZENECA PLC SPONSORED ADR | 046353108 | ADR | 2,500 | $178,000 | thousands by filing date | |
| VIRNETX HLDG CORP | 92823T108 | COM | 25,000 | $150,000 | thousands by filing date | |
| SANOFI | 80105N113 | COMMON STOCK-FO | 300,000 | $139,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 5,852 | $134,000 | thousands by filing date | |
| VIPSHOP HLDGS LTD SPONSORED ADS A | 92763W103 | ADR | 700 | $132,000 | thousands by filing date | call |
| SELECT COMFORT CORP | 81616X103 | COM | 5,138 | $107,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 91,000 | $90,000 | thousands by filing date | |
| LAS VEGAS SANDS CORP COM | 517834107 | Stock | 1,386 | $86,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 1,700 | $83,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 2,000,000 | $70,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,600 | $16,000 | thousands by filing date | call |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 168 | $9,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 100 | $0 | thousands by filing date | putValue filed as zero, left out of ratios. |
| MF GLOBAL HOLDINGS LTD | 55277J108 | COMMON | 25,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-042102 | this filing | 2014-11-14 | acceptance time not in the bulk data set |