13F-HR filed by NOMURA HOLDINGS INC
NOMURA HOLDINGS INC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 2,740 holding rows worth $36,854,186,000.
- Accession
- 0001140361-14-041818
- Filer
- CIK 1163653
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 4,212 entries on the cover page, a total value of $36,854,186,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $36,854,186,000 with VALUE read as thousands by filing date, 13F file number 028-10594. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNOMURA SECURITIES INTERNATIONAL INC028-04983
- included managerNOMURA INTERNATIONAL PLC028-04985
- included managerNOMURA SECURITIES BERMUDA LTD028-04993
- included managerNOMURA GLOBAL FINANCIAL PRODUCTS INC028-15494
- included managerNomura Capital Markets plc028-15597
- included managerNOMURA SECURITIES CO LTD028-04979
- included managerNomura Corporate Research & Asset Management Inc.028-13982
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| EQT CORP COM | 26884L109 | Stock | 87,900 | $8,157,000 | thousands by filing date | |
| Visa Inc | 92826C839 | COM | 38,200 | $8,143,000 | thousands by filing date | put |
| VISTEON CORP | 92839U206 | COM NEW | 83,346 | $8,135,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 150,000 | $8,130,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 570,000 | $8,118,000 | thousands by filing date | put |
| SEALED AIR CORP NEW | 81211K100 | COM | 232,400 | $8,110,000 | thousands by filing date | call |
| NXP SEMICONDUCTORS N V COM | N6596X109 | Stock | 118,700 | $8,078,000 | thousands by filing date | |
| Analog Devices,Inc. | 032654105 | COM | 162,026 | $8,063,000 | thousands by filing date | |
| 38259p508 | COM | 13,700 | $8,062,000 | thousands by filing date | put | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,064,800 | $8,024,000 | thousands by filing date | call |
| GAMESTOP CORP | 36467W109 | CL A | 194,700 | $8,004,000 | thousands by filing date | call |
| MEDIVATION INC | 58501NAA9 | NOTE | 4,100,000 | $7,995,000 | thousands by filing date | principal |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 333,498 | $7,977,000 | thousands by filing date | |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 380,000 | $7,899,000 | thousands by filing date | call |
| CENTURYLINK INC | 156700106 | COM | 193,520 | $7,857,000 | thousands by filing date | |
| WORKDAY INC | 98138HAC5 | NOTE 0.750% 7/1 | 6,568,000 | $7,849,000 | thousands by filing date | principal |
| Deere & Company | 244199105 | COM | 94,500 | $7,816,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 320,000 | $7,812,000 | thousands by filing date | call |
| Eli Lilly and Company | 532457108 | COM | 121,000 | $7,808,000 | thousands by filing date | put |
| BIOGEN INC COM | 09062X103 | Stock | 23,605 | $7,785,000 | thousands by filing date | |
| COACH INC | 189754104 | COM | 218,000 | $7,765,000 | thousands by filing date | put |
| Visa Inc | 92826C839 | COM | 36,400 | $7,759,000 | thousands by filing date | call |
| DST SYS INC DEL | 233326107 | COM | 91,379 | $7,758,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 240,720 | $7,682,000 | thousands by filing date | |
| SPECTRUM BRANDS HLDGS INC | 84763R101 | COM | 85,874 | $7,676,000 | thousands by filing date | |
| OMNICARE INC | 681904AL2 | DBCV 3.250%12/1 | 7,383,000 | $7,675,000 | thousands by filing date | principal |
| URBAN OUTFITTERS INC | 917047102 | COM | 210,200 | $7,663,000 | thousands by filing date | call |
| Costco Wholesale Corporation | 22160K105 | COM | 61,600 | $7,646,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 149,500 | $7,639,000 | thousands by filing date | call |
| APACHE CORP | 037411105 | COM | 81,101 | $7,628,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 79,000 | $7,621,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 208,992 | $7,620,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 91,172 | $7,612,000 | thousands by filing date | |
| SUNEDISON INC | 86732Y109 | COM | 400,000 | $7,578,000 | thousands by filing date | put |
| SUMITOMO MITSUI FIN GRP INC | 86562M209 | SPONSORED ADR | 928,600 | $7,577,000 | thousands by filing date | put |
| Berkshire Hathaway Inc | 084670702 | COM | 55,066 | $7,568,000 | thousands by filing date | |
| AIR LEASE CORP | 00912X302 | CL A | 226,932 | $7,547,000 | thousands by filing date | |
| Morgan Stanley | 617446448 | COM | 223,100 | $7,526,000 | thousands by filing date | put |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 127,715 | $7,519,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 42,300 | $7,499,000 | thousands by filing date | call |
| Deere & Company | 244199105 | COM | 90,400 | $7,477,000 | thousands by filing date | call |
| TWENTY FIRST CENTY FOX INC | 90130A101 | CL A | 215,900 | $7,423,000 | thousands by filing date | call |
| HARTFORD INSURANCE GROUP INC COM | 416515104 | Stock | 200,000 | $7,412,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 82,914 | $7,410,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 415,100 | $7,359,000 | thousands by filing date | call |
| EQT CORP COM | 26884L109 | Stock | 79,300 | $7,358,000 | thousands by filing date | call |
| Johnson & Johnson | 478160104 | COM | 68,922 | $7,334,000 | thousands by filing date | |
| PRICELINE GRP INC | 741503403 | COM NEW | 6,276 | $7,334,000 | thousands by filing date | |
| COPA HOLDINGS SA | P31076105 | CL A | 68,359 | $7,327,000 | thousands by filing date | |
| ARAMARK COM | 03852U106 | Stock | 275,829 | $7,274,000 | thousands by filing date | |
| iShares MSCI EAFE Value ETF | 464288877 | SHS | 132,718 | $7,260,000 | thousands by filing date | |
| KBHOME | 48666K109 | COM | 480,000 | $7,246,000 | thousands by filing date | call |
| CONAGRA FOODS INC | 205887102 | COM | 219,553 | $7,242,000 | thousands by filing date | |
| BEST BUY INC COM | 086516101 | Stock | 218,100 | $7,228,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 202,794 | $7,214,000 | thousands by filing date | |
| TRI POINTE HOMES INC | 87265H109 | COM | 550,829 | $7,192,000 | thousands by filing date | |
| ANNALY CAP MGMT INC | 035710AA0 | NOTE 4.000% 2/1 | 7,025,000 | $7,190,000 | thousands by filing date | principal |
| CBS CORP NEW | 124857202 | CL B | 133,800 | $7,173,000 | thousands by filing date | call |
| BROADCOM CORP | 111320107 | CL A | 180,000 | $7,163,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 95,499 | $7,153,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 132,702 | $7,142,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 103,100 | $7,141,000 | thousands by filing date | put |
| SINA CORP | G81477104 | ORD | 171,415 | $7,116,000 | thousands by filing date | |
| GLAXOSMITHKLINE PLC-ADR | 37733W105 | SPONSORED ADR | 154,000 | $7,091,000 | thousands by filing date | call |
| DEALERTRACK TECHNOLOGIES INC | 242309102 | COM | 160,893 | $6,988,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 54,296 | $6,966,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 300,000 | $6,931,000 | thousands by filing date | put |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 191,800 | $6,929,000 | thousands by filing date | put |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 190,000 | $6,927,000 | thousands by filing date | call |
| SPDR S&P Metals & Mining ETF | 78464A755 | SHS | 184,761 | $6,876,000 | thousands by filing date | |
| TAL INTERNATIONAL GROUP | 874083108 | COMMON STOCK | 166,420 | $6,872,000 | thousands by filing date | |
| iShares MSCI Mexico ETF | 464286822 | SHS | 100,000 | $6,850,000 | thousands by filing date | call |
| PRUDENTIAL FINL INC COM | 744320102 | Stock | 78,000 | $6,846,000 | thousands by filing date | call |
| HALLIBURTON CO COM | 406216101 | Stock | 105,900 | $6,845,000 | thousands by filing date | call |
| ACTAVIS PLC | G0083B108 | SHS | 28,600 | $6,844,000 | thousands by filing date | put |
| IRON MTN INC NEW REIT | 462846106 | COM | 210,000 | $6,831,000 | thousands by filing date | put |
| ALCOA INC | 013817101 | COM | 420,343 | $6,831,000 | thousands by filing date | |
| SYNOPSYS INC COM | 871607107 | Stock | 171,814 | $6,804,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 54,800 | $6,802,000 | thousands by filing date | put |
| UNDER ARMOUR INC | 904311107 | CL A | 100,000 | $6,760,000 | thousands by filing date | call |
| UNITED AIRLS HLDGS INC COM | 910047109 | Stock | 145,000 | $6,757,000 | thousands by filing date | call |
| iShares Silver Trust | 46428Q109 | COM | 400,000 | $6,752,000 | thousands by filing date | put |
| AMTRUST FINL SVCS INC | 032359309 | COM | 169,845 | $6,746,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 46,100 | $6,707,000 | thousands by filing date | put |
| UNIVERSAL CORP VA MTNS BK ENT COM | 913456109 | Stock | 148,304 | $6,703,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 75,100 | $6,678,000 | thousands by filing date | put |
| LIBERTY MEDIA CORP DELAWARE | 531229102 | CL A | 123,905 | $6,671,000 | thousands by filing date | |
| Vitamin Shoppe, Inc. | 92849E101 | COM | 150,000 | $6,647,000 | thousands by filing date | call |
| DELTA AIR LINES INC COM NEW | 247361702 | Stock | 183,938 | $6,645,000 | thousands by filing date | |
| MACQUARIE INFRASTRUCTURE HOLDI | 55608B105 | COMMON UNITS | 99,105 | $6,624,000 | thousands by filing date | |
| TIM PARTICIPACOES S A | 88706P205 | SPONSORED ADR | 251,013 | $6,579,000 | thousands by filing date | |
| NUSTAR ENERGY LP | 67058H102 | UNIT COM | 100,000 | $6,574,000 | thousands by filing date | put |
| E TRADE FINANCIAL CORP | 269246401 | COM NEW | 290,148 | $6,528,000 | thousands by filing date | |
| TESLA INC | 88160RAC5 | NOTE 1.250% 3/0 | 6,859,000 | $6,513,000 | thousands by filing date | principal |
| Walt Disney Co | 254687106 | COM | 73,100 | $6,500,000 | thousands by filing date | call |
| TECHNIPFMC PLC | 30249U101 | COM | 119,653 | $6,500,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 276,100 | $6,456,000 | thousands by filing date | put |
| ConocoPhillips | 20825C104 | COM | 83,700 | $6,443,000 | thousands by filing date | put |
| INTEROIL CORP | 460951106 | COM | 118,226 | $6,431,000 | thousands by filing date | |
| ALON USA ENERGY INC | 020520102 | COM | 442,834 | $6,391,000 | thousands by filing date | |
| RPM INTL INC COM | 749685103 | Stock | 139,334 | $6,367,000 | thousands by filing date | |
| CELGENE CORP | 151020104 | COM | 63,400 | $6,317,000 | thousands by filing date | call |
| CVS Health Corporation | 126650100 | COM | 79,200 | $6,302,000 | thousands by filing date | call |
| ISHARES TR | 464287465 | MSCI EAFE ETF | 97,735 | $6,285,000 | thousands by filing date | |
| NEUSTAR INC | 64126X201 | CL A | 250,000 | $6,283,000 | thousands by filing date | put |
| COVIDIEN PLC | G2554F113 | SHS | 72,239 | $6,279,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 273,938 | $6,267,000 | thousands by filing date | |
| NAVIDEA BIOPHARMACEUTICALS I | 63937X103 | COM | 4,631,059 | $6,250,000 | thousands by filing date | |
| CENVEO CORP | 15671BAJ0 | NOTE 7.000% 5/1 | 6,000,000 | $6,243,000 | thousands by filing date | principal |
| BPZ RESOURCES INC | 055639AC2 | CONV BND | 6,300,000 | $6,237,000 | thousands by filing date | principal |
| SPECTRANETICS CORP | 84760CAA5 | MTNF 2.625% 6/0 | 5,550,000 | $6,208,000 | thousands by filing date | principal |
| BIOGEN INC COM | 09062X103 | Stock | 18,800 | $6,200,000 | thousands by filing date | put |
| RANDGOLD RES LTD | 752344309 | ADR | 94,200 | $6,166,000 | thousands by filing date | call |
| ISHARES INC MSCI HONG KG ETF | 464286871 | MSCI HONG KG ETF | 296,080 | $6,154,000 | thousands by filing date | |
| PANDORA MEDIA INC | 698354107 | COM | 253,200 | $6,133,000 | thousands by filing date | call |
| Wells Fargo & Company | 949746101 | COM | 327,000 | $6,108,000 | thousands by filing date | call |
| Citigroup Inc. | 172967424 | COM | 117,200 | $6,102,000 | thousands by filing date | put |
| AMERICAN CAPITAL AGENCY CORP | 02503X105 | COMMON STOCK | 285,000 | $6,062,000 | thousands by filing date | put |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 147,500 | $6,061,000 | thousands by filing date | put |
| WALGREEN CO | 931422109 | COM | 100,513 | $6,054,000 | thousands by filing date | |
| DOLLAR GEN CORP COM | 256677105 | Stock | 100,000 | $6,054,000 | thousands by filing date | put |
| ICONIX BRAND GROUP INC | 451055107 | COM | 161,318 | $6,047,000 | thousands by filing date | |
| MENS WEARHOUSE INC | 587118100 | COM | 126,600 | $6,041,000 | thousands by filing date | call |
| POWERSHARES ETF TR II | 73937B746 | KBW BK PORT | 164,300 | $6,015,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 46,400 | $5,953,000 | thousands by filing date | call |
| MANITOWOC COMPANY INC | 563571108 | COM | 250,000 | $5,940,000 | thousands by filing date | put |
| VMWARE, INC. | 928563402 | CL A COM | 62,861 | $5,913,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 200,000 | $5,900,000 | thousands by filing date | put |
| Caterpillar Inc. | 149123101 | COM | 58,600 | $5,888,000 | thousands by filing date | call |
| Crown Castle | 228227104 | COM | 72,875 | $5,870,000 | thousands by filing date | |
| Lockheed Martin Corporation | 539830109 | COM | 32,253 | $5,837,000 | thousands by filing date | |
| SQNM 5 10/1/17 | 817337AB4 | Bond 30/360P2 U | 6,140,000 | $5,836,000 | thousands by filing date | principal |
| XILINX INC | 983919101 | COM | 135,748 | $5,810,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 70,500 | $5,798,000 | thousands by filing date | put |
| MRC GLOBAL INC | 55345K103 | COM | 242,668 | $5,777,000 | thousands by filing date | |
| LUMBER LIQUIDATORS HOLDINGS | 55003T107 | COMMON STOCK | 100,035 | $5,745,000 | thousands by filing date | |
| INTEROIL CORP | 460951106 | COM | 105,400 | $5,733,000 | thousands by filing date | put |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 43,684 | $5,720,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 335,985 | $5,672,000 | thousands by filing date | |
| BARCLAYS IPTH SRS B S&P SHRT TRM ETN | 06742E711 | IPATH S&P500 VIX | 182,146 | $5,668,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 125,000 | $5,638,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 67,400 | $5,627,000 | thousands by filing date | put |
| JPMorgan Chase & Co | 46625H100 | COM | 94,443 | $5,618,000 | thousands by filing date | |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 145,405 | $5,616,000 | thousands by filing date | |
| TRANSOCEAN LTD REGISTERED SHS | H8817H100 | Stock | 170,869 | $5,611,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 382,168 | $5,608,000 | thousands by filing date | |
| ASMLHLDGNVFSPONSOREDADR1ADRREPS1ORDSHS | N07059210 | STOK | 65,000 | $5,588,000 | thousands by filing date | call |
| VECTOR GROUP LTD | 92240MBC1 | FRNT 4/1 | 5,020,000 | $5,587,000 | thousands by filing date | principal |
| GARMIN LTD SHS | H2906T109 | Stock | 106,900 | $5,577,000 | thousands by filing date | put |
| Eli Lilly and Company | 532457108 | COM | 86,300 | $5,569,000 | thousands by filing date | call |
| Applied Materials,Inc. | 038222105 | COM | 257,762 | $5,545,000 | thousands by filing date | |
| NORTHSTAR REIT | 66704R704 | Common Stock | 313,819 | $5,538,000 | thousands by filing date | |
| JD.COM INC SPON ADS CL A | 47215P106 | ADR | 211,989 | $5,498,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W422 | INDIA ERNGS FD | 250,500 | $5,490,000 | thousands by filing date | put |
| WHITING PETE CORP NEW | 966387102 | COM | 70,000 | $5,431,000 | thousands by filing date | put |
| BARCLAYS PLC ADR | 06738E204 | ADR | 365,253 | $5,407,000 | thousands by filing date | |
| HORNBECK OFFSHORE SVCS INC N | 440543106 | COM | 158,094 | $5,390,000 | thousands by filing date | |
| MELCO RESORTS & ENTERTAINMENT | 585464100 | ADR | 204,600 | $5,386,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 27,500 | $5,346,000 | thousands by filing date | put |
| ISTAR FINL INC | 45031UBR1 | NOTE 3.000%11/1 | 4,234,000 | $5,340,000 | thousands by filing date | principal |
| POWERSHARES | 73936Q769 | EXCHANGE TRADED | 218,248 | $5,312,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 110,977 | $5,310,000 | thousands by filing date | |
| MERCADOLIBREINC | 58733R102 | STOK | 48,704 | $5,291,000 | thousands by filing date | |
| KENNEDY-WILSON HOLDINGS INC | 489398107 | COM | 219,673 | $5,284,000 | thousands by filing date | |
| BIOGEN INC COM | 09062X103 | Stock | 16,000 | $5,277,000 | thousands by filing date | call |
| XCELENERGY INC | 98389B100 | COM | 173,334 | $5,273,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 70,000 | $5,261,000 | thousands by filing date | put |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 70,000 | $5,243,000 | thousands by filing date | put |
| CZR | 127686103 | Stock | 400,000 | $5,217,000 | thousands by filing date | put |
| Starbucks Corporation | 855244109 | COM | 69,400 | $5,216,000 | thousands by filing date | call |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 150,000 | $5,211,000 | thousands by filing date | call |
| MCKESSON CORP COM | 58155Q103 | Stock | 26,800 | $5,210,000 | thousands by filing date | call |
| PENNEY J C INC | 708160106 | COM | 525,000 | $5,207,000 | thousands by filing date | put |
| PENNEY J C INC | 708160106 | COM | 524,640 | $5,203,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 60,884 | $5,194,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 250,000 | $5,193,000 | thousands by filing date | call |
| FIFTH THIRD BANCORP COM | 316773100 | Stock | 258,024 | $5,183,000 | thousands by filing date | |
| NORTEK INC | 656559309 | COM NEW | 69,878 | $5,167,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 250,587 | $5,140,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 121,076 | $5,136,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 50,300 | $5,127,000 | thousands by filing date | put |
| BAKER HUGHES INC | 057224107 | COM | 78,000 | $5,110,000 | thousands by filing date | call |
| ATI INC COM | 01741R102 | Stock | 134,600 | $5,087,000 | thousands by filing date | call |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 1,002,492 | $5,083,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 34,927 | $5,081,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 50,000 | $5,072,000 | thousands by filing date | call |
| Honeywell Technologies | 438516106 | COM | 55,200 | $5,068,000 | thousands by filing date | call |
| CARBO CERAMICS INC | 140781105 | COMMON STOCK | 84,985 | $5,058,000 | thousands by filing date | |
| TEVA PHARMACEUTICAL FIN LLC | 88163VAE9 | DBCV 0.250% 2/0 | 3,926,000 | $5,040,000 | thousands by filing date | principal |
| EAGLE MATLS INC COM | 26969P108 | Stock | 50,000 | $5,023,000 | thousands by filing date | call |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 7,500 | $4,993,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 216,645 | $4,973,000 | thousands by filing date | |
| ENERGY XXI (BERMUDA) LTD | G10082140 | USD UNRS SHS | 360,424 | $4,965,000 | thousands by filing date | |
| Schlumberger Limited | 806857108 | COM | 48,700 | $4,964,000 | thousands by filing date | call |
| AUTODESK INC COM | 052769106 | Stock | 90,300 | $4,956,000 | thousands by filing date | put |
| WRIGHT MED GROUP INC | 98235T107 | COM | 162,830 | $4,936,000 | thousands by filing date | |
| GULFMARK OFFSHORE INC | 402629208 | COMMON STOCK | 148,588 | $4,926,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 57,393 | $4,925,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 43,736 | $4,919,000 | thousands by filing date | |
| ServiceNow,Inc. | 81762P102 | COM | 84,234 | $4,911,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 206,290 | $4,901,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 50,000 | $4,893,000 | thousands by filing date | put |
| TIBCO SOFTWARE INC | 88632Q103 | COM | 210,500 | $4,892,000 | thousands by filing date | call |
| VISTEON CORP | 92839U206 | COM NEW | 50,000 | $4,880,000 | thousands by filing date | put |
| NextEra Energy,Inc. | 65339F101 | COM | 51,600 | $4,864,000 | thousands by filing date | put |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 253,165 | $4,860,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 67,500 | $4,859,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 64,450 | $4,845,000 | thousands by filing date | |
| Starbucks Corporation | 855244109 | COM | 64,160 | $4,821,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 80,000 | $4,806,000 | thousands by filing date | put |
| ZIONS BANCORPORATION | 989701115 | WARRANT | 999,000 | $4,802,000 | thousands by filing date | |
| MURPHY OIL CORP COM | 626717102 | Stock | 83,648 | $4,801,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 7,200 | $4,793,000 | thousands by filing date | put |
| MOHAWK INDS INC | 608190104 | COM | 35,199 | $4,776,000 | thousands by filing date | |
| Eli Lilly and Company | 532457108 | COM | 73,950 | $4,772,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 54,300 | $4,765,000 | thousands by filing date | put |
| CELGENE CORP | 151020104 | COM | 47,805 | $4,763,000 | thousands by filing date | |
| KAISER ALUMINUM CORP | 483007704 | COM PAR $0.01 | 61,974 | $4,749,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 44,505 | $4,746,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 207,000 | $4,745,000 | thousands by filing date | call |
| Qualcomm Incorporated | 747525103 | COM | 63,100 | $4,743,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 13,300 | $4,733,000 | thousands by filing date | put |
| ALLIANT TECHSYSTEMS INC | 018804104 | COM | 36,760 | $4,699,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 104,300 | $4,680,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 25,000 | $4,680,000 | thousands by filing date | put |
| WYNN RESORTS LTD | 983134107 | COM | 25,000 | $4,680,000 | thousands by filing date | call |
| BPZ RESOURCES INC | 055639AB4 | MTNF 6.500% 3/0 | 4,670,000 | $4,670,000 | thousands by filing date | principal |
| KELLANOVA | 487836108 | COM | 75,000 | $4,663,000 | thousands by filing date | put |
| DIAGEO PLC SPON ADR NEW | 25243Q205 | ADR | 40,167 | $4,656,000 | thousands by filing date | |
| McDonalds Corporation | 580135101 | COM | 48,500 | $4,639,000 | thousands by filing date | put |
| COWEN GROUP INC-CLASS A | 223622101 | CL A | 1,216,087 | $4,610,000 | thousands by filing date | |
| GALLAGHER ARTHUR J & CO COM | 363576109 | Stock | 100,383 | $4,553,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 294,700 | $4,545,000 | thousands by filing date | put |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 1,300,000 | $4,545,000 | thousands by filing date | put |
| MAIDEN HOLDINGS LTD | G5753U112 | SHS | 409,967 | $4,543,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 59,300 | $4,539,000 | thousands by filing date | put |
| AMERICAN RLTY CAP PPTYS INC | 02917TAA2 | NOTE 3.000% 8/0 | 4,561,000 | $4,538,000 | thousands by filing date | principal |
| GLOBAL X FDS | 37950E416 | SOCIAL MED ETF | 237,900 | $4,534,000 | thousands by filing date | call |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 197,639 | $4,531,000 | thousands by filing date | |
| 38259p508 | COM | 7,700 | $4,531,000 | thousands by filing date | call | |
| PG&E CORP COM | 69331C108 | Stock | 100,000 | $4,515,000 | thousands by filing date | call |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 200,000 | $4,472,000 | thousands by filing date | put |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 200,000 | $4,472,000 | thousands by filing date | call |
| AbbVie,Inc. | 00287Y109 | COM | 77,500 | $4,458,000 | thousands by filing date | put |
| Honeywell Technologies | 438516106 | COM | 48,500 | $4,453,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 12,500 | $4,448,000 | thousands by filing date | call |
| Direxion Daily Gold Miners Bul | 25459Y389 | ETP | 190,252 | $4,444,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 54,300 | $4,434,000 | thousands by filing date | call |
| YPF SOCIEDAD ANONIMA | 984245100 | SPON ADR CL D | 148,457 | $4,412,000 | thousands by filing date | |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 67,094 | $4,397,000 | thousands by filing date | |
| KELLANOVA | 487836108 | COM | 69,238 | $4,305,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 47,900 | $4,281,000 | thousands by filing date | put |
| Philip Morris International Inc. | 718172109 | COM | 51,200 | $4,274,000 | thousands by filing date | call |
| OCCIDENTAL PETE CORP | 674599105 | COM | 44,300 | $4,273,000 | thousands by filing date | call |
| RED HAT INC | 756577102 | COM | 75,900 | $4,273,000 | thousands by filing date | call |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 142,500 | $4,265,000 | thousands by filing date | put |
| CBS OUTDOOR AMERICAS INC | 14987J106 | COMMON STOCK | 142,500 | $4,265,000 | thousands by filing date | call |
| NEBIUS GROUP N.V. | N97284108 | SHS CLASS A | 150,606 | $4,258,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 43,992 | $4,243,000 | thousands by filing date | |
| COVIDIEN PLC | G2554F113 | SHS | 48,800 | $4,242,000 | thousands by filing date | put |
| UnitedHealth Group Inc | 91324P102 | COM | 49,400 | $4,239,000 | thousands by filing date | put |
| Home Depot, Inc | 437076102 | COM | 47,400 | $4,236,000 | thousands by filing date | call |
| Walmart Inc. | 931142103 | COM | 55,000 | $4,210,000 | thousands by filing date | call |
| GOOGLE INC | 38259P706 | CL C | 7,300 | $4,202,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 150,000 | $4,201,000 | thousands by filing date | call |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 195,000 | $4,171,000 | thousands by filing date | put |
| Deere & Company | 244199105 | COM | 50,235 | $4,155,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 216,204 | $4,148,000 | thousands by filing date | |
| MICROCHIP TECHNOLOGY INC | 595017AB0 | SDCV 2.125%12/1 | 2,233,000 | $4,140,000 | thousands by filing date | principal |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 106,533 | $4,125,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y308 | STATE STREET CON | 91,100 | $4,109,000 | thousands by filing date | |
| RAPTOR PHARMACEUTICAL CORP | 75382F106 | COM | 429,948 | $4,106,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 44,220 | $4,105,000 | thousands by filing date | |
| PNC FINANCIAL SERVICES GROUP | 693475121 | CMN | 175,790 | $4,094,000 | thousands by filing date | |
| GANNETT INC | 364730101 | COM | 138,189 | $4,080,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AC3 | NOTE 1.750%12/0 | 3,074,000 | $4,072,000 | thousands by filing date | principal |
| PANERA BREAD CO | 69840W108 | CL A | 25,000 | $4,063,000 | thousands by filing date | put |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 285,000 | $4,059,000 | thousands by filing date | call |
| ConocoPhillips | 20825C104 | COM | 52,600 | $4,049,000 | thousands by filing date | call |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 230,500 | $4,048,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 61,600 | $4,038,000 | thousands by filing date | put |
| THE CAMPBELLS COMPANY COM | 134429109 | Stock | 93,564 | $4,022,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 80,451 | $4,021,000 | thousands by filing date | |
| NUVASIVE INC | 670704105 | COM | 115,177 | $4,019,000 | thousands by filing date | |
| DEVON ENERGY CORP NEW COM | 25179M103 | Stock | 58,253 | $3,997,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 88,900 | $3,992,000 | thousands by filing date | call |
| DARDEN RESTAURANTS INC COM | 237194105 | Stock | 76,866 | $3,948,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 114,476 | $3,944,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 67,064 | $3,939,000 | thousands by filing date | |
| METHODE ELECTRONICS INC | 591520200 | COMMON STOCK | 108,445 | $3,933,000 | thousands by filing date | |
| VALEANT PHARMACEUTICALS INTL | 91911K102 | COM | 30,000 | $3,928,000 | thousands by filing date | call |
| WORKDAY INC | 98138HAD3 | NOTE 1.500% 7/1 | 3,188,000 | $3,926,000 | thousands by filing date | principal |
| ALBEMARLE CORP | 012653101 | COM | 65,449 | $3,914,000 | thousands by filing date | |
| AFLAC INC COM | 001055102 | Stock | 66,882 | $3,912,000 | thousands by filing date | |
| SPDR SER TR | 78464A870 | S&P BIOTECH | 25,000 | $3,907,000 | thousands by filing date | put |
| BARRICK GOLD CORP | 067901108 | COM | 265,000 | $3,889,000 | thousands by filing date | call |
| COLGATE PALMOLIVE CO COM | 194162103 | Stock | 59,300 | $3,887,000 | thousands by filing date | call |
| BROOKDALE SR LIVING INC | 112463104 | COM | 120,499 | $3,881,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 38,900 | $3,878,000 | thousands by filing date | call |
| PMC-SIERRA INC | 69344F106 | COM | 519,565 | $3,860,000 | thousands by filing date | |
| PROTECTIVE LIFE CORP | 743674103 | COM | 56,482 | $3,847,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 90,600 | $3,844,000 | thousands by filing date | put |
| PNC FINL SVCS GROUP INC COM | 693475105 | Stock | 44,798 | $3,838,000 | thousands by filing date | |
| DANA INC | 235825205 | COM | 200,000 | $3,835,000 | thousands by filing date | put |
| MasterCard, Inc | 57636Q104 | COM | 51,800 | $3,831,000 | thousands by filing date | put |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 694,854 | $3,821,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 59,032 | $3,816,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 26,900 | $3,816,000 | thousands by filing date | put |
| MATTEL INC | 577081102 | COM | 121,863 | $3,809,000 | thousands by filing date | |
| YELP INC CL A | 985817105 | Stock | 55,699 | $3,802,000 | thousands by filing date | |
| STAPLES INC | 855030102 | COM | 315,000 | $3,801,000 | thousands by filing date | call |
| SYNAPTICS INC COM | 87157D109 | Stock | 51,976 | $3,788,000 | thousands by filing date | |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 165,000 | $3,787,000 | thousands by filing date | call |
| DANA INC | 235825205 | COM | 197,048 | $3,778,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 43,700 | $3,778,000 | thousands by filing date | put |
| ALEXANDER & BALDWIN INC NEW | 014491104 | COM | 104,378 | $3,774,000 | thousands by filing date | |
| JOHNSON CONTROLS INT F | 478366107 | COM | 85,032 | $3,770,000 | thousands by filing date | |
| CHICAGO BRIDGE & IRON CO NV | 167250109 | N Y REGISTRY SH | 62,995 | $3,765,000 | thousands by filing date | |
| LLOYDS BANKING GROUP PLC SPONSORED ADR | 539439109 | ADR | 750,000 | $3,764,000 | thousands by filing date | put |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 90,000 | $3,755,000 | thousands by filing date | put |
| REGENERON PHARMACEUTICALS COM | 75886F107 | Stock | 10,518 | $3,743,000 | thousands by filing date | |
| SPANSION INC | 84649R200 | COM CL A NEW | 166,115 | $3,737,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 72,900 | $3,725,000 | thousands by filing date | put |
| IMAX CORP | 45245E109 | COM | 135,300 | $3,714,000 | thousands by filing date | call |
| EOG RES INC COM | 26875P101 | Stock | 37,200 | $3,709,000 | thousands by filing date | put |
| TYSON FOODS | 902494301 | COM | 73,345 | $3,687,000 | thousands by filing date | |
| CONSOLIDATED EDISON INC | 209115104 | COM | 65,054 | $3,682,000 | thousands by filing date | |
| SEMPRA COM | 816851109 | Stock | 35,083 | $3,681,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C409 | PERP PFD CNV B | 10,800 | $3,672,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 187,072 | $3,667,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC | 21925YAB9 | NOTE 1.500% 7/0 | 3,703,000 | $3,666,000 | thousands by filing date | principal |
| ILLINOIS TOOL WKS INC | 452308109 | COM | 43,202 | $3,660,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP COM | 682189105 | Stock | 407,279 | $3,641,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 488,388 | $3,636,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 258,100 | $3,630,000 | thousands by filing date | call |
| GAP INC COM | 364760108 | Stock | 86,822 | $3,621,000 | thousands by filing date | |
| American Express Company | 025816109 | COM | 41,200 | $3,616,000 | thousands by filing date | call |
| Union Pacific Corporation | 907818108 | COM | 31,500 | $3,600,000 | thousands by filing date | put |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 19,700 | $3,585,000 | thousands by filing date | put |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 354,726 | $3,572,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 6,200 | $3,569,000 | thousands by filing date | call |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,145,000 | $3,543,000 | thousands by filing date | call |
| PACCAR INC COM | 693718108 | Stock | 61,178 | $3,542,000 | thousands by filing date | |
| Mondelez International,Inc. Class A | 609207105 | COM | 104,800 | $3,532,000 | thousands by filing date | |
| VEOLIA ENVIRONNEMENT F | 92334N103 | Equity | 200,000 | $3,512,000 | thousands by filing date | put |
| STARWOOD PROPERTY TRUST INC | 85571BAA3 | CORPORATE OBLIG | 3,278,000 | $3,511,000 | thousands by filing date | principal |
| UNITED STATES NATL GAS FUND | 912318201 | UNIT PAR $0.001 | 156,698 | $3,504,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 98,939 | $3,487,000 | thousands by filing date | |
| ENERGY TRANSFER PRTNRS L P | 29273R109 | UNIT LTD PARTN | 55,000 | $3,469,000 | thousands by filing date | call |
| PROSHARES TR | 74347X831 | ULTRAPRO QQQ | 40,800 | $3,468,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 35,815 | $3,461,000 | thousands by filing date | |
| NextEra Energy,Inc. | 65339F101 | COM | 36,700 | $3,459,000 | thousands by filing date | call |
| ALEXION PHARMACEUTICALS INC | 015351109 | COM | 20,844 | $3,451,000 | thousands by filing date | |
| CADENCE DESIGN SYSTEM INC COM | 127387108 | Stock | 200,000 | $3,439,000 | thousands by filing date | put |
| WESTERN UN CO COM | 959802109 | Stock | 212,659 | $3,435,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 87,513 | $3,419,000 | thousands by filing date | |
| MARKET VECTORS ETF TR JR GOLD | 57061R544 | GOLD MINER ETF | 99,866 | $3,406,000 | thousands by filing date | |
| CHESAPEAKE ENERGY CORP | 165167CA3 | CNV | 3,410,000 | $3,398,000 | thousands by filing date | principal |
| SIBANYE GOLD LTD | 825724206 | SPONSORED ADR | 400,000 | $3,395,000 | thousands by filing date | call |
| TERADATA CORP DEL | 88076W103 | COM | 80,897 | $3,391,000 | thousands by filing date | |
| SUPERVALU INC | 868536103 | COM | 380,220 | $3,381,000 | thousands by filing date | |
| KBR INC COM | 48242W106 | Stock | 178,949 | $3,370,000 | thousands by filing date | |
| ABB LTD-ADR | 000375204 | SPONSORED ADR | 150,000 | $3,361,000 | thousands by filing date | put |
| COMERICAINC | 200340107 | COM | 67,275 | $3,353,000 | thousands by filing date | |
| TAKE-TWO INTERACTIVE SOFTWAR | 874054AD1 | NOTE 1.000% 7/0 | 2,724,000 | $3,353,000 | thousands by filing date | principal |
| Union Pacific Corporation | 907818108 | COM | 29,298 | $3,349,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 22,835 | $3,347,000 | thousands by filing date | |
| SM ENERGY COMPANY COM | 78454L100 | Stock | 42,663 | $3,346,000 | thousands by filing date | |
| INTEL CORP | 458140AF7 | CORPORATE OBLIG | 1,992,000 | $3,333,000 | thousands by filing date | principal |
| HENRY JACK & ASSOC INC | 426281101 | COM | 59,286 | $3,315,000 | thousands by filing date | |
| CME Group Inc. Class A | 12572Q105 | COM | 41,521 | $3,291,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 95,300 | $3,284,000 | thousands by filing date | put |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 37,400 | $3,276,000 | thousands by filing date | put |
| SKYWORKS SOLUTIONS INC COM | 83088M102 | Stock | 56,488 | $3,273,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 143,000 | $3,272,000 | thousands by filing date | put |
| DISCOVERY INC | 25470F104 | COM SER A | 86,427 | $3,271,000 | thousands by filing date | |
| STARZ | 85571Q102 | COM SER A | 100,000 | $3,265,000 | thousands by filing date | put |
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 47,100 | $3,260,000 | thousands by filing date | call |
| MERCADOLIBREINC | 58733R102 | STOK | 30,000 | $3,259,000 | thousands by filing date | call |
| H&E EQUIPMENT SERVICES INC | 404030108 | COM | 81,046 | $3,258,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 54,800 | $3,254,000 | thousands by filing date | put |
| PRAXAIR INC | 74005P104 | COM | 25,101 | $3,253,000 | thousands by filing date | |
| MasterCard, Inc | 57636Q104 | COM | 43,900 | $3,247,000 | thousands by filing date | call |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 319,439 | $3,238,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 30,300 | $3,231,000 | thousands by filing date | put |
| CYBERONICS | 23251P102 | COMMON STOCK | 61,764 | $3,220,000 | thousands by filing date | |
| Tesla Motors, Inc | 88160R101 | COM | 33,900 | $3,215,000 | thousands by filing date | call |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 64,885 | $3,211,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 84,277 | $3,207,000 | thousands by filing date | |
| VERSO PAPER CORP | 92531L108 | COM | 1,017,500 | $3,206,000 | thousands by filing date | call |
| CITRIX SYSTEMS INC | 177376100 | COM | 45,467 | $3,204,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 146,918 | $3,201,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 29,320 | $3,183,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAE1 | NOTE 0.750%10/1 | 3,000,000 | $3,176,000 | thousands by filing date | principal |
| MEDIVATION INC | 58501N101 | COM | 32,584 | $3,160,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 77,350 | $3,157,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 167,200 | $3,123,000 | thousands by filing date | put |
| KIMBERLY-CLARK CORP COM | 494368103 | Stock | 28,902 | $3,120,000 | thousands by filing date | |
| United Parcel Service,Inc. Class B | 911312106 | COM | 31,550 | $3,113,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 41,221 | $3,113,000 | thousands by filing date | |
| Salesforce.com, Inc | 79466L302 | COM | 53,975 | $3,107,000 | thousands by filing date | |
| MASTEC INC COM | 576323109 | Stock | 99,925 | $3,105,000 | thousands by filing date | |
| WHITING PETE CORP NEW | 966387102 | COM | 40,000 | $3,104,000 | thousands by filing date | call |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 552,000 | $3,092,000 | thousands by filing date | put |
| SFLY 0.25 5/18 | 82568PAB2 | Bond 30/360P2 U | 3,000,000 | $3,089,000 | thousands by filing date | principal |
| HALLIBURTON CO COM | 406216101 | Stock | 47,700 | $3,083,000 | thousands by filing date | put |
| HILTON WORLDWIDE HLDGS INC | 43300A104 | COM | 125,000 | $3,082,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 90,000 | $3,072,000 | thousands by filing date | put |
| EXELON CORP COM | 30161N101 | Stock | 90,000 | $3,072,000 | thousands by filing date | call |
| UNITED RENTALS INC COM | 911363109 | Stock | 27,639 | $3,057,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 345,677 | $3,038,000 | thousands by filing date | |
| SOUTHWESTERN ENERGY CO | 845467109 | COM | 83,743 | $3,013,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 31,800 | $2,991,000 | thousands by filing date | call |
| Energy Select Sector SPDR Fund | 81369Y506 | SHS | 32,815 | $2,988,000 | thousands by filing date | |
| HONDA MOTOR CO LTD ADR ECH CNV IN 3 | 438128308 | ADR | 87,000 | $2,983,000 | thousands by filing date | put |
| CARRIZO OIL & GAS INC | 144577103 | COM | 55,000 | $2,982,000 | thousands by filing date | call |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 60,000 | $2,980,000 | thousands by filing date | put |
| ACTVISION BLIZZARD INC | 00507V109 | COM | 142,695 | $2,968,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 232,450 | $2,951,000 | thousands by filing date | |
| GENERAL MILLS INC COM | 370334104 | Stock | 57,877 | $2,940,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 509,100 | $2,931,000 | thousands by filing date | |
| ABERCROMBIE & FITCH CO CL A | 002896207 | Stock | 80,000 | $2,917,000 | thousands by filing date | put |
| CA INC COM | 12673P105 | COM | 103,684 | $2,906,000 | thousands by filing date | |
| DRIL-QUIP INC | 262037104 | COM | 32,264 | $2,893,000 | thousands by filing date | |
| AMERIPRISE FINL INC COM | 03076C106 | Stock | 23,371 | $2,883,000 | thousands by filing date | |
| FREEPORT MCMORAN INC CL B | 35671D857 | Stock | 87,700 | $2,876,000 | thousands by filing date | put |
| GOODRICH PETE CORP | 382410405 | COM NEW | 180,000 | $2,875,000 | thousands by filing date | call |
| Bristol-Myers Squibb Company | 110122108 | COM | 56,150 | $2,869,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 37,273 | $2,869,000 | thousands by filing date | |
| GT ADVANCED TECHNOLOGIES INC | 36191U106 | COM | 251,964 | $2,867,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 92,621 | $2,861,000 | thousands by filing date | |
| SPLUNK INC | 848637104 | COM | 52,740 | $2,859,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 137,545 | $2,858,000 | thousands by filing date | |
| FIREEYE INC | 31816Q101 | COM | 92,586 | $2,854,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 24,019 | $2,839,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 48,300 | $2,837,000 | thousands by filing date | call |
| NextEra Energy,Inc. | 65339F101 | COM | 30,104 | $2,837,000 | thousands by filing date | |
| VMWARE, INC. | 928563402 | CL A COM | 30,000 | $2,822,000 | thousands by filing date | put |
| Wells Fargo & Company | 949746101 | COM | 54,495 | $2,809,000 | thousands by filing date | |
| HDFC BANK LTD SPONSORED ADS | 40415F101 | ADR | 60,147 | $2,806,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 453,772 | $2,805,000 | thousands by filing date | |
| Anywhere Real Estate Inc | 75605Y106 | Common Stock | 75,000 | $2,793,000 | thousands by filing date | call |
| WHOLE FOODS MKT INC | 966837106 | COM | 73,100 | $2,787,000 | thousands by filing date | put |
| PROSHARES TR | 74347B201 | PSHS ULTSH 20YRS | 49,336 | $2,778,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 20,200 | $2,776,000 | thousands by filing date | call |
| ARES CAPITAL CORP | 04010LAB9 | CORPORATE OBLIG | 2,685,000 | $2,775,000 | thousands by filing date | principal |
| OUTERWALL INC | 690070107 | COM | 48,300 | $2,769,000 | thousands by filing date | put |
| Intuit Inc. | 461202103 | COM | 31,903 | $2,768,000 | thousands by filing date | |
| ROYAL BANK OF SCOT-SPON ADR | 780097689 | SPON | 240,000 | $2,767,000 | thousands by filing date | put |
| SEADRILL ORD | G7945E105 | COM | 100,000 | $2,765,000 | thousands by filing date | put |
| COGNIZANT TECHNOLOGY SOLUTIONS CL A | 192446102 | Stock | 60,946 | $2,748,000 | thousands by filing date | |
| MCKESSON CORP COM | 58155Q103 | Stock | 14,133 | $2,747,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 169,259 | $2,738,000 | thousands by filing date | |
| DOMINION RES INC VA NEW | 25746U869 | UNIT 99/99/9999 | 55,145 | $2,734,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 46,000 | $2,732,000 | thousands by filing date | call |
| BLACKSTONE MTG TR INC | 09257WAA8 | NOTE 5.250pcnt12/0 | 2,607,000 | $2,726,000 | thousands by filing date | principal |
| LAM RESEARCH CORP | 512807108 | COM | 36,868 | $2,721,000 | thousands by filing date | |
| FLEX LTD ORD | Y2573F102 | Stock | 261,376 | $2,692,000 | thousands by filing date | |
| APACHE CORP | 037411105 | COM | 28,500 | $2,681,000 | thousands by filing date | put |
| HEWLETT PACKARD CO | 428236103 | COM | 75,100 | $2,671,000 | thousands by filing date | put |
| GRAPHIC PACKAGING HLDG CO COM | 388689101 | Stock | 214,119 | $2,644,000 | thousands by filing date | |
| CANADIAN SOLAR INC | 136635109 | COM | 73,881 | $2,642,000 | thousands by filing date | |
| SINA CORP | G81477104 | ORD | 63,600 | $2,640,000 | thousands by filing date | call |
| Goldman Sachs Group,Inc. | 38141G104 | COM | 14,500 | $2,638,000 | thousands by filing date | call |
| ALIBABA GROUP HLDG LTD | 01609W102 | SPONSORED ADS | 29,600 | $2,627,000 | thousands by filing date | |
| EOG RES INC COM | 26875P101 | Stock | 26,350 | $2,627,000 | thousands by filing date | |
| MARKET VECTORS - COAL ETF | 57060U837 | COM | 150,838 | $2,622,000 | thousands by filing date | |
| DEUTSCHE BK AG NAMEN AKT | D18190898 | Stock | 74,997 | $2,618,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 18,400 | $2,610,000 | thousands by filing date | call |
| ISHARES | 46434V548 | EXCHANGE TRADED | 134,041 | $2,609,000 | thousands by filing date | |
| PHILLIPS 66 COM | 718546104 | Stock | 31,900 | $2,605,000 | thousands by filing date | put |
| RED HAT INC | 756577102 | COM | 46,200 | $2,601,000 | thousands by filing date | put |
| NORTHERN TR CORP COM | 665859104 | Stock | 38,296 | $2,587,000 | thousands by filing date | |
| Caterpillar Inc. | 149123101 | COM | 25,717 | $2,585,000 | thousands by filing date | |
| SUNTRUST BANKS INC | 867914103 | COM | 67,999 | $2,585,000 | thousands by filing date | |
| Adobe Inc | 00724F101 | COM | 37,300 | $2,583,000 | thousands by filing date | call |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 72,300 | $2,577,000 | thousands by filing date | |
| SAFE BULKERS INC | Y7388L103 | COMMON STOCK | 380,000 | $2,577,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 70,712 | $2,572,000 | thousands by filing date | |
| MACYS INC COM | 55616P104 | Stock | 43,870 | $2,562,000 | thousands by filing date | |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 35,000 | $2,561,000 | thousands by filing date | put |
| MICHAEL KORS HLDGS LTD | G60754101 | SHS | 35,000 | $2,561,000 | thousands by filing date | call |
| BONANZA CREEK ENERGY INC | 097793103 | COMMON STOCK | 45,000 | $2,554,000 | thousands by filing date | call |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 101,700 | $2,551,000 | thousands by filing date | |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 61,825 | $2,546,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 116,300 | $2,534,000 | thousands by filing date | call |
| UNITED TECHNOLOGIES CORP | 913017109 | COM | 23,700 | $2,528,000 | thousands by filing date | call |
| MANNKIND CORP | 56400PAC6 | BOND | 2,250,000 | $2,522,000 | thousands by filing date | principal |
| PHH CORP | 693320AQ6 | CNV | 1,328,000 | $2,521,000 | thousands by filing date | principal |
| PG&E CORP COM | 69331C108 | Stock | 55,663 | $2,514,000 | thousands by filing date | |
| TWITTER INC | 90184L102 | COM | 50,100 | $2,513,000 | thousands by filing date | put |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 89,165 | $2,497,000 | thousands by filing date | |
| POPULAR INC | 733174700 | COM NEW | 84,624 | $2,497,000 | thousands by filing date | |
| 3M CO COM | 88579Y101 | Stock | 17,580 | $2,494,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 210,409 | $2,488,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 95,155 | $2,487,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U191 | OIL SVCS ETF | 50,000 | $2,480,000 | thousands by filing date | put |
| NORFOLK SOUTHN CORP COM | 655844108 | Stock | 22,434 | $2,479,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 27,747 | $2,467,000 | thousands by filing date | |
| JARDEN CORP | 471109AH1 | NOTE 1.87 | 1,796,000 | $2,457,000 | thousands by filing date | principal |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041818 | this filing | 2014-11-14 | acceptance time not in the bulk data set |