13F-HR filed by Westchester Capital Management, LLC
Westchester Capital Management, LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-14, with 145 holding rows worth $8,099,769,000.
- Accession
- 0001140361-14-041741
- Filer
- CIK 1512805
- Filed
- 2014-11-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 330 entries on the cover page, a total value of $8,099,769,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $8,099,766,000 with VALUE read as thousands by filing date, 13F file number 028-14257. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerWESTCHESTER CAPITAL PARTNERS, LLC028-11493
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SPY | 78462F103 | SHS | 2,300,000 | $453,146,000 | thousands by filing date | put |
| COVIDIEN PLC | G2554F113 | SHS | 3,083,553 | $266,758,000 | thousands by filing date | |
| DIRECTV | 25490A309 | COM | 3,013,532 | $260,731,000 | thousands by filing date | |
| TIME WARNER CABLE INC | 88732J207 | COM | 1,797,023 | $257,855,000 | thousands by filing date | |
| ALLERGAN INC | 018490102 | COM | 1,389,332 | $247,565,000 | thousands by filing date | |
| TRW AUTOMOTIVE HLDGS CORP | 87264S106 | COM | 2,370,250 | $239,988,000 | thousands by filing date | |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 810,337 | $209,918,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 3,144,147 | $169,847,000 | thousands by filing date | |
| Concur Technologies, Inc. | 206708109 | COM | 1,277,337 | $161,992,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 3,246,100 | $159,870,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC COM NEW | 026874784 | Stock | 2,872,500 | $155,172,000 | thousands by filing date | put |
| HESS CORP | 42809H107 | COM | 1,616,900 | $152,506,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 5,416,146 | $140,765,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,938,800 | $140,298,000 | thousands by filing date | |
| DRESSER-RAND GROUP INC | 261608103 | COM | 1,647,981 | $135,563,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 2,614,800 | $128,779,000 | thousands by filing date | put |
| HUNTSMAN CORP | 447011107 | COM | 4,871,500 | $126,610,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 1,439,600 | $120,840,000 | thousands by filing date | |
| SIRIUS XM HOLDINGS INC | 82968B103 | COM | 34,259,417 | $119,565,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 1,177,600 | $119,456,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 1,234,808 | $115,183,000 | thousands by filing date | |
| TIM HORTONS INC | 88706M103 | COM | 1,410,066 | $111,127,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 2,283,700 | $109,025,000 | thousands by filing date | put |
| OCCIDENTAL PETE CORP | 674599105 | COM | 1,131,800 | $108,823,000 | thousands by filing date | |
| HESS CORP | 42809H107 | COM | 1,139,600 | $107,487,000 | thousands by filing date | put |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 2,713,600 | $104,040,000 | thousands by filing date | put |
| GENERAL MTRS CO COM | 37045V100 | Stock | 3,212,900 | $102,620,000 | thousands by filing date | |
| HUDSON CITY BANCORP | 443683107 | COM | 10,176,892 | $98,920,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,398,300 | $98,109,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 3,088,700 | $95,070,000 | thousands by filing date | |
| CBS CORP NEW | 124857202 | CL B | 1,680,688 | $89,917,000 | thousands by filing date | |
| Dow Chemical Company | 260543103 | COM | 1,695,400 | $88,907,000 | thousands by filing date | |
| T-Mobile US,Inc. | 872590104 | COM | 3,046,400 | $87,949,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 2,973,157 | $87,916,000 | thousands by filing date | |
| ANADARKO PETROLEUM CORP | 032511107 | COM | 828,500 | $84,043,000 | thousands by filing date | put |
| B/E AEROSPACE INC | 073302101 | COM | 988,700 | $82,991,000 | thousands by filing date | put |
| FAMILY DLR STORES INC | 307000109 | COM | 1,060,345 | $81,901,000 | thousands by filing date | |
| SIGMA ALDRICH CORP | 826552101 | COM | 601,354 | $81,790,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 1,260,600 | $81,409,000 | thousands by filing date | |
| OCCIDENTAL PETE CORP | 674599105 | COM | 822,200 | $79,054,000 | thousands by filing date | put |
| EQUITY COMMONWEALTH | 294628102 | COM SH BEN INT | 3,012,947 | $77,463,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 1,369,900 | $75,824,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 341,500 | $72,562,000 | thousands by filing date | |
| QEP RESOURCES INC | 74733V100 | COM | 2,324,700 | $71,554,000 | thousands by filing date | put |
| Dow Chemical Company | 260543103 | COM | 1,320,500 | $69,247,000 | thousands by filing date | put |
| ALLERGAN INC | 018490102 | COM | 380,100 | $67,730,000 | thousands by filing date | put |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 918,900 | $65,940,000 | thousands by filing date | |
| DISH NETWORK CORPORATION | 25470M109 | CL A | 998,000 | $64,450,000 | thousands by filing date | put |
| SAFEWAY INC | 786514208 | COM NEW | 1,783,617 | $61,178,000 | thousands by filing date | |
| INTERNATIONAL RECTIFIER CORP | 460254105 | COMMON STOCK | 1,492,042 | $58,548,000 | thousands by filing date | |
| Equinix, Inc. | 29444U502 | EQIX | 274,300 | $58,283,000 | thousands by filing date | put |
| YAHOO INC | 984332106 | COM | 1,423,400 | $58,003,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 2,150,200 | $54,593,000 | thousands by filing date | |
| WILLIAMS COS INC COM | 969457100 | Stock | 975,200 | $53,976,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 1,727,700 | $53,576,000 | thousands by filing date | |
| YAHOO INC | 984332106 | COM | 1,306,800 | $53,252,000 | thousands by filing date | put |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 915,900 | $52,188,000 | thousands by filing date | |
| CONCUR TECHNOLOGIES INC | 206708AC3 | NOTE | 38,500,000 | $50,435,000 | thousands by filing date | principal |
| PROTECTIVE LIFE CORP | 743674103 | COM | 724,450 | $50,284,000 | thousands by filing date | |
| DU PONT E I DE NEMOURS & CO | 263534109 | COM | 675,700 | $48,488,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 1,402,184 | $46,118,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 1,031,777 | $45,347,000 | thousands by filing date | |
| TRIQUINT SEMICONDUCTOR INC | 89674K103 | COM | 2,361,010 | $45,024,000 | thousands by filing date | |
| NAVIENT CORPORATION COM | 63938C108 | Stock | 2,457,115 | $43,516,000 | thousands by filing date | |
| HERTZ GLOBAL HLDGS INC N | 42805T105 | COM | 1,655,700 | $42,037,000 | thousands by filing date | put |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 2,485,229 | $41,926,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 735,500 | $41,909,000 | thousands by filing date | put |
| BLOCK H & R INC COM | 093671105 | Stock | 1,335,100 | $41,402,000 | thousands by filing date | put |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,830,936 | $40,207,000 | thousands by filing date | |
| CHEMTURA CORP | 163893209 | COM NEW | 1,705,100 | $39,780,000 | thousands by filing date | |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 800,000 | $38,064,000 | thousands by filing date | |
| NEWMONT CORP | 651639106 | COM | 1,604,142 | $36,975,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 864,800 | $35,405,000 | thousands by filing date | |
| MEADWESTVACO CORP | 583334107 | COM | 864,800 | $35,405,000 | thousands by filing date | put |
| ROCKET COMPANIES CLA A CLASS A | 772739207 | COM | 688,900 | $32,778,000 | thousands by filing date | put |
| CBS CORP NEW | 124857202 | CL B | 594,000 | $31,779,000 | thousands by filing date | put |
| CHEMTURA CORP | 163893209 | COM NEW | 1,198,700 | $27,966,000 | thousands by filing date | put |
| FOSTER WHEELER AG | H27178104 | COM | 799,091 | $25,267,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 568,300 | $24,978,000 | thousands by filing date | put |
| WALGREEN CO | 931422109 | COM | 379,700 | $22,505,000 | thousands by filing date | |
| NOBLE CORP PLC | G65431101 | SHS USD | 1,010,208 | $22,447,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 746,100 | $22,129,000 | thousands by filing date | put |
| WALGREEN CO | 931422109 | COM | 341,700 | $20,253,000 | thousands by filing date | put |
| URS CORP NEW | 903236107 | COM | 333,631 | $19,220,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 313,802 | $18,800,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 2,168,136 | $18,559,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 756,300 | $17,735,000 | thousands by filing date | |
| Mallinckrodt Plc | G5785G107 | SHS | 189,200 | $17,057,000 | thousands by filing date | put |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 679,700 | $16,632,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 508,200 | $16,593,000 | thousands by filing date | put |
| ENSCO PLC | G3157S106 | SHS CLASS A | 398,300 | $16,454,000 | thousands by filing date | |
| SLM CORP COM | 78442P106 | Stock | 1,869,900 | $16,006,000 | thousands by filing date | put |
| LIBERTY GLOBAL PLC | G5480U120 | SHS CL C | 369,400 | $15,151,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 1,471,128 | $14,903,000 | thousands by filing date | |
| LIFE TIME FITNESS INC | 53217R207 | COM | 267,400 | $13,488,000 | thousands by filing date | |
| ENSCO PLC | G3157S106 | SHS CLASS A | 318,600 | $13,161,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,990,086 | $12,617,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 218,200 | $12,357,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 503,000 | $12,308,000 | thousands by filing date | put |
| TW TELECOM INC | 87311L104 | COM | 294,913 | $12,271,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 268,700 | $11,390,000 | thousands by filing date | |
| EBAY INC. COM | 278642103 | Stock | 196,400 | $11,122,000 | thousands by filing date | put |
| TIMKEN CO | 887389104 | COM | 255,300 | $10,823,000 | thousands by filing date | put |
| LIFE TIME FITNESS INC | 53217R207 | COM | 213,900 | $10,789,000 | thousands by filing date | put |
| SHIRE PLC | 82481R106 | COMMON STOCK-FO | 39,300 | $10,181,000 | thousands by filing date | put |
| DRESSER-RAND GROUP INC | 261608103 | COM | 117,900 | $9,698,000 | thousands by filing date | put |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 255,000 | $8,387,000 | thousands by filing date | put |
| SPRINT CORP | 85207U105 | COM SER 1 | 1,313,200 | $8,326,000 | thousands by filing date | put |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 317,528 | $8,259,000 | thousands by filing date | |
| TIME WARNER INC | 887317303 | COM NEW | 82,500 | $6,204,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 119,900 | $5,994,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 404,300 | $5,927,000 | thousands by filing date | put |
| Verizon Communications Inc | 92343V104 | COM | 100,500 | $5,024,000 | thousands by filing date | put |
| Pfizer Inc. | 717081103 | COM | 158,400 | $4,684,000 | thousands by filing date | put |
| Citigroup Inc. | 172967424 | COM | 81,600 | $4,229,000 | thousands by filing date | |
| EQUITY COMWLTH | 294628409 | CUM PFD E 7.25% | 152,700 | $3,895,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 266,881 | $3,411,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 125,500 | $3,216,000 | thousands by filing date | put |
| TIME WARNER INC | 887317303 | COM NEW | 41,300 | $3,106,000 | thousands by filing date | put |
| KODIAK OIL & GAS CORP | 50015Q100 | COM | 130,000 | $1,764,000 | thousands by filing date | |
| VERITIV CORP | 923454102 | COM | 34,503 | $1,727,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 16,600 | $1,614,000 | thousands by filing date | |
| LINDE PLC F | 532771102 | COM | 72,351 | $1,606,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 14,900 | $1,449,000 | thousands by filing date | put |
| iShares Russell 2000 ETF | 464287655 | SHS | 10,900 | $1,192,000 | thousands by filing date | put |
| INVESCO SR INCOME TR | 46131H107 | COM | 240,801 | $1,144,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 16,200 | $1,034,000 | thousands by filing date | |
| IRON MTN INC NEW REIT | 462846106 | COM | 27,600 | $901,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 34,000 | $871,000 | thousands by filing date | |
| PACKAGING CORP AMER COM | 695156109 | Stock | 13,000 | $829,000 | thousands by filing date | put |
| CONSOL ENERGY INC | 20854P109 | COM | 21,100 | $799,000 | thousands by filing date | |
| WESTERN ASSET HIGH INCOME OP | 95766K109 | COM | 106,644 | $617,000 | thousands by filing date | |
| CONSOL ENERGY INC | 20854P109 | COM | 14,100 | $533,000 | thousands by filing date | put |
| APOLLO RESIDENTIAL MORTGAGE | 03763V102 | COM | 32,693 | $504,000 | thousands by filing date | |
| BANCO SANTANDER BRASIL S.A. AD | 05967A107 | ADS REP 1 UNIT | 34,300 | $224,000 | thousands by filing date | |
| KINDER MORGAN INC DEL COM | 49456B101 | Stock | 5,029 | $192,000 | thousands by filing date | |
| LORILLARD INC | 544147101 | COM | 3,000 | $180,000 | thousands by filing date | put |
| EATON VANCE FLOATING-RATE INCO | 278279104 | COM | 5,564 | $81,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 9,500 | $78,000 | thousands by filing date | |
| MEDIA GENERAL INC | 584404107 | COMMON STOCK | 5,300 | $69,000 | thousands by filing date | put |
| FIRST TRUST SENIOR FLOATING RA | 33733U108 | COM | 2,772 | $38,000 | thousands by filing date | |
| NUVEEN ENERGY MLP TOTL RTRNF | 67074U103 | COM | 1,050 | $23,000 | thousands by filing date | |
| SFX ENTMT INC | 784178303 | COM | 3,000 | $15,000 | thousands by filing date | |
| BURGER KING WORLDWIDE INC | 121220107 | COM | 200 | $6,000 | thousands by filing date | |
| FIRST TRUST MLP AND ENERGY INC | 33739B104 | COM | 149 | $3,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-041741 | this filing | 2014-11-14 | acceptance time not in the bulk data set |