13F-HR filed by NEUBERGER BERMAN GROUP LLC
NEUBERGER BERMAN GROUP LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-11-04, with 1,640 holding rows worth $97,445,993,000.
- Accession
- 0001140361-14-039989
- Filer
- CIK 1465109
- Filed
- 2014-11-04
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,792 entries on the cover page, a total value of $97,445,993,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $97,445,993,000 with VALUE read as thousands by filing date, 13F file number 028-13573. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerNB Alternatives Advisers LLC028-13575
- included managerNEUBERGER BERMAN LLC028-00454
- included managerNeuberger Berman Management LLC - DE028-13574
- included managerNeuberger Berman Trust Co N.A.028-13985
- included managerNeuberger Berman Trust Co of Delaware N.A.028-13986
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 6,310 | $258,000 | thousands by filing date | |
| COMMERCE BANCSHARES INC | 200525103 | COM | 5,780 | $258,000 | thousands by filing date | |
| JANUS CAPITAL GROUP INC | 47102X105 | COMMON STOCK | 17,700 | $257,000 | thousands by filing date | |
| BEMIS INC | 081437105 | COM | 6,732 | $256,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 5,511 | $252,000 | thousands by filing date | |
| POPEYES LA KITCHEN INC | 732872106 | COM | 6,175 | $250,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y704 | INDL | 4,686 | $249,000 | thousands by filing date | |
| EXPRO GROUP HOLDINGS NV COM | N33462107 | Stock | 13,350 | $249,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 7,534 | $249,000 | thousands by filing date | |
| TELEFONICA S A SPONSORED ADR | 879382208 | ADR | 16,192 | $248,000 | thousands by filing date | |
| NEWFIELD EXPL CO | 651290108 | COM | 6,701 | $248,000 | thousands by filing date | |
| ZIONS BANCORPORATION | 989701107 | COM | 8,527 | $247,000 | thousands by filing date | |
| SELECT SECTOR SPDR TR | 81369Y100 | SBI MATERIALS | 4,985 | $247,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 5,830 | $247,000 | thousands by filing date | |
| AMERICAN EQUITY INVT LIFE | 025676206 | COMMON STOCK | 10,726 | $245,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 74,035 | $244,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 3,245 | $243,000 | thousands by filing date | |
| KNOWLES CORP COM | 49926D109 | Stock | 9,190 | $243,000 | thousands by filing date | |
| UNITED PARKS & RESORTS INC | 81282V100 | COM | 12,647 | $243,000 | thousands by filing date | |
| GRUPO TELEVISA S A B | 40049J206 | SPON ADR REP ORD | 7,170 | $242,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 229,000 | $242,000 | thousands by filing date | principal |
| SPIRIT AIRLS INC | 848577102 | COM | 3,512 | $242,000 | thousands by filing date | |
| ESTERLINE TECHNOLOGIES CORP | 297425100 | COM | 2,163 | $241,000 | thousands by filing date | |
| SPS COMM INC COM | 78463M107 | Stock | 4,523 | $240,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 5,782 | $240,000 | thousands by filing date | |
| ISHARESRUSSELL1000GROWTHETF | 464287614 | STOK | 2,614 | $239,000 | thousands by filing date | |
| ISHARES TR | 464287564 | SELECT US REIT | 2,830 | $239,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 5,962 | $236,000 | thousands by filing date | |
| SEMTECH CORP COM | 816850101 | Stock | 8,678 | $235,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 3,524 | $234,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 48,375 | $233,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 7,100 | $232,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 18,000 | $231,000 | thousands by filing date | |
| ALLEGION PLC | G0176J109 | ORD SHS | 4,825 | $229,000 | thousands by filing date | |
| BERRY GLOBAL GROUP INC | 08579W103 | COM | 9,085 | $229,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W802 | ITL HIGH DIV FD | 5,040 | $229,000 | thousands by filing date | |
| TEXAS | 882610108 | COMMON STOCK | 1,188 | $228,000 | thousands by filing date | |
| CIENA CORP | 171779AE1 | NOTE | 232,000 | $228,000 | thousands by filing date | principal |
| CINCINNATI BELL INC NEW | 171871106 | COM | 67,330 | $227,000 | thousands by filing date | |
| TALLGRASS ENERGY PARTNERS LP | 874697105 | COM UNIT | 5,003 | $226,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 40,020 | $224,000 | thousands by filing date | |
| SPROTT PHYSICAL SILVER TR | 85207K107 | TR UNIT | 32,650 | $224,000 | thousands by filing date | |
| VISHAY INTERTECHNOLOGY INC COM | 928298108 | Stock | 15,640 | $223,000 | thousands by filing date | |
| AEP INDUSTRIES INC | 001031103 | COM | 5,889 | $223,000 | thousands by filing date | |
| BLACKROCK FLOATING RATE INCO | 09255X100 | COM | 15,852 | $222,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W307 | US LARGECAP DIVD | 3,123 | $222,000 | thousands by filing date | |
| CHINA MOBILE LIMITED | 16941M109 | SPONSORED ADR | 3,780 | $222,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 8,175 | $222,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 12,654 | $222,000 | thousands by filing date | |
| ALIGN TECHNOLOGY INC COM | 016255101 | Stock | 4,259 | $220,000 | thousands by filing date | |
| HUNTSMAN CORP | 447011107 | COM | 8,470 | $220,000 | thousands by filing date | |
| SIGNATURE BANK | 82669G104 | COM | 1,969 | $220,000 | thousands by filing date | |
| INFOSYS LTD SPONSORED ADR | 456788108 | ADR | 3,632 | $219,000 | thousands by filing date | |
| PETROLEO BRASILEIRO S A | 71654V408 | SPONSORED ADR | 15,448 | $219,000 | thousands by filing date | |
| Flushing Financial Corp | 343873105 | Common Stock | 12,000 | $219,000 | thousands by filing date | |
| OIL STS INTL INC | 678026105 | COM | 3,525 | $218,000 | thousands by filing date | |
| BROOKDALE SR LIVING INC | 112463104 | COM | 6,738 | $217,000 | thousands by filing date | |
| iShares Silver Trust | 46428Q109 | COM | 13,265 | $216,000 | thousands by filing date | |
| DELHAIZE GROUP - SPONS ADR | 29759W101 | SPON | 12,507 | $216,000 | thousands by filing date | |
| Breitburn Energy Ptnr Lp | 106776107 | COM UT LTD PTN | 10,600 | $215,000 | thousands by filing date | |
| WORLD WRESTLING ENTMT INC | 98156Q108 | CL A | 15,590 | $214,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 8,000 | $214,000 | thousands by filing date | |
| NUVEEN GA DIVID | 67072B107 | COM | 16,832 | $214,000 | thousands by filing date | |
| DISCOVERY INC | 25470F104 | COM SER A | 5,630 | $213,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 33,681 | $213,000 | thousands by filing date | |
| PHILIPPINE LONG DISTANCE TEL | 718252604 | SPONSORED ADR | 3,090 | $213,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 19,988 | $212,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 6,771 | $210,000 | thousands by filing date | |
| TOWERS WATSON & CO | 891894107 | CL A | 2,112 | $210,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 2,724 | $209,000 | thousands by filing date | |
| TATA MTRS LTD | 876568502 | SPONSORED ADR | 4,787 | $209,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 5,745 | $209,000 | thousands by filing date | |
| WEINGARTEN RLTY INVS | 948741103 | SH BEN INT | 6,619 | $208,000 | thousands by filing date | |
| TURKCELL ILETISIM SPON ADR NEW | 900111204 | ADR | 15,725 | $206,000 | thousands by filing date | |
| PROTO LABS INC | 743713109 | COM | 2,997 | $206,000 | thousands by filing date | |
| TECH DATA CORP | 878237106 | COM | 3,499 | $205,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 9,119 | $204,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 2,000 | $202,000 | thousands by filing date | call |
| MEDIDATE SOLUTIONS INC | 58471A105 | COM | 4,581 | $202,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 9,200 | $201,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 22,605 | $200,000 | thousands by filing date | |
| United Parcel Service, Inc | 917286106 | COM | 11,500 | $197,000 | thousands by filing date | |
| AEGON N V | 007924103 | NY REGISTRY SHS | 23,196 | $191,000 | thousands by filing date | |
| VALE S A | 91912E105 | SPONSORED ADS | 17,223 | $189,000 | thousands by filing date | |
| MARLIN BUSINESS SVCS CORP | 571157106 | COM | 10,303 | $188,000 | thousands by filing date | |
| NEWS CORP NEW | 65249B208 | CL B | 11,612 | $187,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 15,344 | $183,000 | thousands by filing date | |
| MARVELL TECHNOLOGY GROUP LTD | G5876H105 | ORD | 13,189 | $177,000 | thousands by filing date | |
| ING GROEP N.V. SPONSORED ADR | 456837103 | ADR | 12,186 | $172,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 17,096 | $171,000 | thousands by filing date | |
| RUCKUS WIRELESS INC | 781220108 | COM | 12,860 | $171,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 11,276 | $167,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 11,735 | $163,000 | thousands by filing date | |
| FARMERS NATL BANC CORP | 309627107 | COMMON STOCK | 20,248 | $161,000 | thousands by filing date | |
| CIA ENERGETICA DE MINAS GERA | 204409601 | SP ADR N-V PFD | 25,324 | $158,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 14,591 | $157,000 | thousands by filing date | |
| WISDOMTREE INC | 97717P104 | COM | 13,723 | $156,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 24,450 | $154,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 23,543 | $153,000 | thousands by filing date | |
| NOMURA HLDGS INC SPONSORED ADR | 65535H208 | ADR | 25,829 | $152,000 | thousands by filing date | |
| TRANSATLANTIC PETROLEUM LTD | G89982113 | SHS NEW | 16,926 | $152,000 | thousands by filing date | |
| ARCOS DORADOS HLDGS INC | G0457F107 | SHS CLASS -A - | 25,010 | $149,000 | thousands by filing date | |
| APPLIED MICRO CIRCUITS CORP | 03822W406 | COM NEW | 21,040 | $147,000 | thousands by filing date | |
| HORIZON PHARMA PLC | G4617B105 | SHS | 11,785 | $144,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED DIVE | 27828N102 | COM | 12,000 | $137,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 12,165 | $136,000 | thousands by filing date | |
| ACELRX PHARMACEUTICALS INC | 00444T100 | COM | 24,560 | $135,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 11,080 | $131,000 | thousands by filing date | |
| PREMIERE GLOBAL SVCS INC | 740585104 | COM | 10,957 | $131,000 | thousands by filing date | |
| BOSTON PRIVATE FINL HLDGS INC COM | 101119105 | Stock | 10,509 | $130,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 10,470 | $128,000 | thousands by filing date | |
| Enzo Biochem Inc | 294100102 | Common Stock | 24,226 | $125,000 | thousands by filing date | |
| BOYDGAMINGCORP | 103304101 | STOK | 12,065 | $122,000 | thousands by filing date | |
| BGC PARTNERS INC | 05541T101 | CL A | 16,181 | $120,000 | thousands by filing date | |
| ARRAY BIOPHARMA INC COM | 04269X105 | Stock | 33,390 | $119,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 70,000 | $119,000 | thousands by filing date | |
| B2GOLD CORP | 11777QAB6 | NOTE 3.250%10/0 | 127,000 | $119,000 | thousands by filing date | |
| BANK OF AMERICA CORPORATION | 060505146 | *W EXP 01/16/201 | 15,155 | $113,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 11,521 | $112,000 | thousands by filing date | |
| FELCOR LODGING TR INC | 31430F101 | COM | 12,000 | $112,000 | thousands by filing date | |
| HECLA MNG CO | 422704106 | COM | 44,357 | $110,000 | thousands by filing date | |
| CALLAWAY GOLF CO | 131193104 | COM | 15,115 | $109,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 13,000 | $107,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 11,301 | $104,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 15,678 | $104,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 11,450 | $98,000 | thousands by filing date | |
| VOYA PRIME RATE TRUST | 92913A100 | SH BEN INT | 17,310 | $95,000 | thousands by filing date | |
| INTERVEST BANCSHARES CORP-A | 460927106 | COM | 10,000 | $95,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 10,980 | $94,000 | thousands by filing date | |
| TURQUOISE HILL RESOURCES LTD | 900435108 | COMMON STOCK-FO | 24,912 | $93,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 44,728 | $90,000 | thousands by filing date | |
| INNERWORKINGS INC | 45773Y105 | COM | 10,898 | $88,000 | thousands by filing date | |
| DIGI INTL INC | 253798102 | COM | 10,892 | $82,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 18,285 | $78,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 16,080 | $78,000 | thousands by filing date | |
| YAMANA GOLD INC | 98462Y100 | COM | 11,831 | $70,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 10,000 | $54,000 | thousands by filing date | |
| GRAFTECH INTERNATIONAL LTD | 384313102 | COMMON STOCK | 11,300 | $51,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 25,000 | $50,000 | thousands by filing date | |
| CLEVELAND BIOLABS INC | 185860103 | COM | 20,000 | $9,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-039989 | this filing | 2014-11-04 | acceptance time not in the bulk data set |