13F-HR filed by GABELLI FUNDS LLC
GABELLI FUNDS LLC filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-30, with 1,103 holding rows worth $19,701,420,000.
- Accession
- 0001140361-14-039427
- Filer
- CIK 1081407
- Filed
- 2014-10-30
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 1,103 entries on the cover page, a total value of $19,701,420,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $19,701,420,000 with VALUE read as thousands by filing date, 13F file number 028-10894. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| SANOFI | 80105N113 | COMMON STOCK-FO | 895,798 | $417,000 | thousands by filing date | |
| BANK OF KENTUCKY FINL CORP | 062896105 | COM | 9,000 | $416,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 15,000 | $412,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 7,000 | $411,000 | thousands by filing date | |
| NOBLE ENERGY INC | 655044105 | COM | 6,000 | $410,000 | thousands by filing date | |
| CALAVO GROWERS INC | 128246105 | COM | 9,000 | $406,000 | thousands by filing date | |
| VISTEON CORP | 92839U206 | COM NEW | 4,000 | $389,000 | thousands by filing date | |
| OI S.A. | 670851203 | SPN ADR REP PFD | 542,500 | $380,000 | thousands by filing date | |
| TECK RESOURCES LTD CL B | 878742204 | Stock | 20,000 | $378,000 | thousands by filing date | |
| CONSOLIDATED WATER CO ORD SH | G23773107 | COMMON STOCK | 32,400 | $378,000 | thousands by filing date | |
| SPARTAN MTRS INC | 846819100 | COM | 80,375 | $375,000 | thousands by filing date | |
| AOL INC | 00184X105 | COM | 8,000 | $360,000 | thousands by filing date | |
| NEW JERSEY RES CORP | 646025106 | COM | 7,000 | $354,000 | thousands by filing date | |
| IRIDIUM COMMUNICATIONS INC | 46269C102 | COM | 40,000 | $354,000 | thousands by filing date | |
| LAKES ENTERTAINMEN | 51206P208 | COM | 42,500 | $354,000 | thousands by filing date | |
| POTASH CORP OF SASKATCHEWAN | 73755L107 | COMMON STOCK-FO | 10,200 | $353,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 18,000 | $350,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 16,000 | $347,000 | thousands by filing date | |
| ENTERGY CORP NEW COM | 29364G103 | Stock | 4,400 | $340,000 | thousands by filing date | |
| BRUKER CORP | 116794108 | COM | 18,000 | $333,000 | thousands by filing date | |
| ICICI BANK LIMITED ADR | 45104G104 | ADR | 6,700 | $329,000 | thousands by filing date | |
| TAIWAN SEMICONDUCTOR MFG | 874039100 | SPONSORED ADS | 16,000 | $323,000 | thousands by filing date | |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 30,000 | $323,000 | thousands by filing date | |
| SHANDA GAMES LTD | 81941U105 | SP ADR REPTG A | 49,300 | $322,000 | thousands by filing date | |
| HEICO CORP NEW COM | 422806109 | Stock | 6,875 | $321,000 | thousands by filing date | |
| WESTERN UN CO COM | 959802109 | Stock | 20,000 | $321,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 33,000 | $315,000 | thousands by filing date | |
| MADDEN STEVEN LTD | 556269108 | COM | 9,750 | $314,000 | thousands by filing date | |
| CAREER EDUCATION CORP | 141665109 | COM | 61,000 | $310,000 | thousands by filing date | |
| HOST HOTELS & RESORTS INC COM | 44107P104 | REIT | 14,422 | $308,000 | thousands by filing date | |
| AES TR III | 00808N202 | PFD CV 6.75% | 6,000 | $308,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 5,000 | $307,000 | thousands by filing date | |
| ELDORADO RESORTS INC | 28470R102 | COM | 71,677 | $302,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 2,500 | $297,000 | thousands by filing date | |
| MSA SAFETY INC COM | 553498106 | Stock | 6,000 | $296,000 | thousands by filing date | |
| GRAY MEDIA INC | 389375205 | CL A | 47,215 | $293,000 | thousands by filing date | |
| FRONTIER COMMUNICATIONS CORP | 35906A108 | COM | 45,000 | $293,000 | thousands by filing date | |
| EUROPEAN EQUITY FD INC COM | 298768102 | CEF | 35,326 | $290,000 | thousands by filing date | |
| KEMET CORP | 488360207 | COM NEW | 70,000 | $288,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 25,000 | $281,000 | thousands by filing date | |
| Nippon Telegraph Telephone Corp | 654624105 | Equity | 9,000 | $280,000 | thousands by filing date | |
| ANIKA THERAPEUTICS INC | 035255108 | COM | 7,500 | $275,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235TAA5 | NOTE 2.625%12/0 | 250,000 | $267,000 | thousands by filing date | principal |
| ENERGY RECOVERY INC | 29270J100 | COM | 75,000 | $266,000 | thousands by filing date | |
| BOB EVANS FARMS | 096761101 | COM | 5,600 | $265,000 | thousands by filing date | |
| EXPEDIA GROUP INC COM NEW | 30212P303 | Stock | 3,000 | $263,000 | thousands by filing date | |
| NEWMONT MINING CORP | 651639AJ5 | NOTE 1.625% 7/1 | 250,000 | $256,000 | thousands by filing date | principal |
| DAWSON GEOPHYSICAL CO | 239359102 | COM | 14,000 | $255,000 | thousands by filing date | |
| VIASYSTEMS GROUP INC | 92553H803 | COM PAR$.01 | 16,000 | $251,000 | thousands by filing date | |
| TORONTO DOMINION BK ONT COM NEW | 891160509 | Stock | 5,000 | $247,000 | thousands by filing date | |
| FRESH MKT INC | 35804H106 | COM | 7,000 | $245,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 22,000 | $242,000 | thousands by filing date | |
| ENTRAVISION COMMUNICATIONS A | 29382R107 | COMMON STOCK | 60,000 | $238,000 | thousands by filing date | |
| TRANSACT TECHNOLOGIES INC | 892918103 | CMN | 33,050 | $223,000 | thousands by filing date | |
| GRIFOLS S A | 398438408 | SP ADR REP B NVT | 5,991 | $210,000 | thousands by filing date | |
| TF FINANCIAL CORP | 872391107 | COMMON STOCK | 5,000 | $208,000 | thousands by filing date | |
| BLACKBERRY LTD COM | 09228F103 | Stock | 20,000 | $199,000 | thousands by filing date | |
| SPARTANNASH CO | 847215100 | COM | 10,240 | $199,000 | thousands by filing date | |
| EMMIS COMMUNICATIONS CORP | 291525202 | PFD CV SER A | 12,588 | $198,000 | thousands by filing date | |
| CROCS INC COM | 227046109 | Stock | 15,000 | $189,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 12,400 | $183,000 | thousands by filing date | |
| ASCENT CAP GROUP INC | 043632AA6 | NOTE 4.000 7/1 | 200,000 | $183,000 | thousands by filing date | principal |
| Swisher Hygiene Inc | 870808300 | Common Stock | 56,000 | $170,000 | thousands by filing date | |
| EASTERN CO | 276317104 | COM | 10,000 | $160,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 15,000 | $160,000 | thousands by filing date | |
| CADIZ INC | 127537207 | COM NEW | 15,000 | $156,000 | thousands by filing date | |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 19,200 | $154,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 142,000 | $152,000 | thousands by filing date | |
| DOVER DOWNS GAMING + ENTERTA | 260095104 | COM | 150,000 | $149,000 | thousands by filing date | |
| CAPITOL FED FINL INC COM | 14057J101 | Stock | 12,500 | $148,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 26,000 | $143,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 14,000 | $140,000 | thousands by filing date | |
| ROYCE GLOBAL TRUST INC | 78081T104 | COM | 15,702 | $136,000 | thousands by filing date | |
| CECO ENVIRONMENTAL CORP | 125141101 | COM | 10,000 | $134,000 | thousands by filing date | |
| MCCLATCHY CO | 579489105 | CL A | 40,000 | $134,000 | thousands by filing date | |
| CAMBIUM LEARNING GRP INC COM | 13201A107 | COM | 80,000 | $122,000 | thousands by filing date | |
| ORBCOMM INC | 68555P100 | COM | 20,000 | $115,000 | thousands by filing date | |
| BIOLASE INC | 090911108 | COMMON STOCK | 45,678 | $114,000 | thousands by filing date | |
| WILLAMETTE VY VINEYARD I | 969136100 | COMMON STOCK | 20,000 | $110,000 | thousands by filing date | |
| HARVEST NATURAL RESOURCES IN | 41754V103 | COM | 30,100 | $110,000 | thousands by filing date | |
| HARTE-HANKS INC | 416196103 | COM | 15,000 | $96,000 | thousands by filing date | |
| HALCON RES CORP | 40537Q209 | COM NEW | 21,592 | $86,000 | thousands by filing date | |
| BIOTA PHARMACEUTIALS INC | 090694100 | COM | 32,594 | $81,000 | thousands by filing date | |
| STRATTEC SECURITY CORP | 863111100 | COMMON STOCK | 987 | $80,000 | thousands by filing date | |
| NII HOLDINGS INC | 62913F201 | COMMON STOCK | 1,417,105 | $78,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 65,000 | $75,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 19,000 | $71,000 | thousands by filing date | |
| INNOVATIVE SOLUTIONS SUPP | 45769N105 | COMMON STOCK | 12,500 | $65,000 | thousands by filing date | |
| COBRA ELECTRONICS CORP | 191042100 | COM | 15,000 | $64,000 | thousands by filing date | |
| CERES INC | 156773103 | COM | 150,000 | $62,000 | thousands by filing date | |
| MOSYS INC COM | 619718109 | COM | 22,000 | $53,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 11,000 | $50,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753109 | COM | 40,000 | $48,000 | thousands by filing date | |
| GSE SYS INC | 36227k106 | COM | 30,000 | $47,000 | thousands by filing date | |
| CORINTHIAN COLLEGES INC | 218868107 | COMMON STOCK | 393,000 | $43,000 | thousands by filing date | |
| OI S.A. | 670851104 | SPONSORED ADR | 48,000 | $36,000 | thousands by filing date | |
| WRIGHT MED GROUP INC | 98235T115 | RIGHT 03/01/2019 | 11,500 | $25,000 | thousands by filing date | |
| AMERICAN DG ENERGY INC | 025398108 | COM | 20,000 | $23,000 | thousands by filing date | |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 11,091 | $22,000 | thousands by filing date | |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 15,000 | $20,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678123 | RIGHT 99/99/9999 ADDED | 131,300 | $16,000 | thousands by filing date | |
| TIGER MEDIA INC | G88685105 | SHS | 27,000 | $15,000 | thousands by filing date | |
| COMMUNITY HEALTH SYS INC NEW | 203668116 | RIGHT 99/99/9999 | 33,500 | $1,000 | thousands by filing date |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-039427 | this filing | 2014-10-30 | acceptance time not in the bulk data set |