13F-HR filed by Allworth Financial LP
Allworth Financial LP filed this 13F-HR for the quarter ended 2014-09-30, filed 2014-10-08, with 94 holding rows worth $257,621,000.
- Accession
- 0001140361-14-037601
- Filer
- CIK 1555170
- Filed
- 2014-10-08
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q3 2014
A holdings report, 97 entries on the cover page, a total value of $257,621,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $257,621,000 with VALUE read as thousands by filing date, 13F file number 028-15046. A later restatement replaced it, so the quarter does not use it. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| VTI | 922908769 | COM | 1,407,347 | $148,073,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 541,901 | $22,579,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 72,237 | $7,897,000 | thousands by filing date | |
| FIRST TR EXCHANGE-TRADED FD | 336917109 | SHS | 245,166 | $5,736,000 | thousands by filing date | |
| Vanguard S&P 500 ETF | 922908363 | COM | 31,242 | $5,642,000 | thousands by filing date | |
| VANGUARD STAR FDS | 921909768 | COM | 103,405 | $5,274,000 | thousands by filing date | |
| ISHARES TR | 464288448 | INTL SEL DIV ETF | 129,327 | $4,629,000 | thousands by filing date | |
| ISHARES TR | 464287168 | COM | 48,932 | $3,612,000 | thousands by filing date | |
| Intel Corp | 458140100 | COM | 96,682 | $3,352,000 | thousands by filing date | |
| AT&T Inc | 00206R102 | COM | 89,817 | $3,161,000 | thousands by filing date | |
| VANGUARD INDEX FDS | 922908637 | LARGE CAP ETF | 31,971 | $2,890,000 | thousands by filing date | |
| Apple Inc | 037833100 | COM | 28,244 | $2,846,000 | thousands by filing date | |
| Chevron Corporation | 166764100 | COM | 21,625 | $2,579,000 | thousands by filing date | |
| International Business Machines Corporation | 459200101 | COM | 10,259 | $1,944,000 | thousands by filing date | |
| Vanguard FTSE Developed Markets ETF | 921943858 | SHS | 41,604 | $1,654,000 | thousands by filing date | |
| EXXON MOBIL CORP | 30231G102 | COM | 16,366 | $1,539,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W281 | EMG MKTS SMCAP | 31,286 | $1,446,000 | thousands by filing date | |
| Berkshire Hathaway Inc | 084670702 | COM | 9,787 | $1,352,000 | thousands by filing date | |
| Vanguard High Dividend Yield ETF | 921946406 | SHS | 17,235 | $1,145,000 | thousands by filing date | |
| Verizon Communications Inc | 92343V104 | COM | 20,234 | $1,010,000 | thousands by filing date | |
| Microsoft Corp | 594918104 | COM | 20,696 | $959,000 | thousands by filing date | |
| Johnson & Johnson | 478160104 | COM | 8,815 | $939,000 | thousands by filing date | |
| GENERAL ELEC CO | 369604103 | COM | 32,732 | $839,000 | thousands by filing date | |
| SPY | 78462F103 | SHS | 4,248 | $836,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524839 | US AGGREGATE B | 16,092 | $833,000 | thousands by filing date | |
| BERKSHIRE HATHAWAY INC DEL | 084670108 | CL A | 4 | $828,000 | thousands by filing date | |
| SPDR GOLD TR | 78463V107 | GOLD SHS | 7,046 | $819,000 | thousands by filing date | |
| Schwab U.S. Broad Market ETF | 808524102 | SHS | 16,197 | $767,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524805 | INTL EQTY ETF | 22,689 | $701,000 | thousands by filing date | |
| Merck & Co.,Inc. | 58933Y105 | COM | 11,819 | $700,000 | thousands by filing date | |
| HALLIBURTON CO COM | 406216101 | Stock | 10,468 | $675,000 | thousands by filing date | |
| Altria Group Inc | 02209S103 | COM | 14,126 | $649,000 | thousands by filing date | |
| HEWLETT PACKARD CO | 428236103 | COM | 17,536 | $622,000 | thousands by filing date | |
| iShares Core S&P Total U.S. Stock Market ETF | 464287150 | SHS | 6,791 | $601,000 | thousands by filing date | |
| Procter & Gamble Co | 742718109 | COM | 7,174 | $601,000 | thousands by filing date | |
| FRANKLIN RESOURCES INC COM | 354613101 | Stock | 10,884 | $594,000 | thousands by filing date | |
| iShares Core Aggressive Allocation ETF | 464289859 | SHS | 13,018 | $593,000 | thousands by filing date | |
| Home Depot, Inc | 437076102 | COM | 6,442 | $591,000 | thousands by filing date | |
| Bank of America Corp | 060505104 | COM | 33,439 | $570,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 9,982 | $558,000 | thousands by filing date | |
| PG&E CORP COM | 69331C108 | Stock | 12,343 | $556,000 | thousands by filing date | |
| ISHARES TR | 46432F834 | COM | 9,620 | $534,000 | thousands by filing date | |
| VODAFONE GROUP PLC SPONSORED ADR | 92857W308 | ADR | 15,892 | $522,000 | thousands by filing date | |
| Southern Company | 842587107 | COM | 11,890 | $519,000 | thousands by filing date | |
| iShares TIPS Bond ETF | 464287176 | SHS | 4,200 | $472,000 | thousands by filing date | |
| Vanguard Real Estate | 922908553 | SHS | 6,198 | $445,000 | thousands by filing date | |
| Wells Fargo & Company | 949746101 | COM | 8,588 | $445,000 | thousands by filing date | |
| ISHARES MSCI EAFE SMALL-CAP ETF | 464288273 | ETF | 9,099 | $440,000 | thousands by filing date | |
| MEDTRONIC INC | 585055106 | COM | 7,087 | $439,000 | thousands by filing date | |
| Walt Disney Co | 254687106 | COM | 4,919 | $437,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 10,143 | $433,000 | thousands by filing date | |
| IRIS BIOTECHNOLOGY INC COM | 46269V100 | Common Stock | 918,330 | $433,000 | thousands by filing date | |
| POWERSHARES ETF TR II S&P500 L | 73937B779 | COM | 11,197 | $391,000 | thousands by filing date | |
| Vanguard Growth | 922908736 | COM | 3,838 | $383,000 | thousands by filing date | |
| PepsiCo,Inc. | 713448108 | COM | 3,929 | $366,000 | thousands by filing date | |
| Boeing Company | 097023105 | COM | 2,812 | $357,000 | thousands by filing date | |
| KINDER MORGAN ENERGY PARTNER | 494550106 | UT LTD PARTNER | 3,727 | $348,000 | thousands by filing date | |
| ROYAL DUTCH SHELL PLC SPN ADR | 780259206 | SPONS ADR A | 4,476 | $341,000 | thousands by filing date | |
| Comcast Corp | 20030N101 | COM | 5,970 | $320,000 | thousands by filing date | |
| ALCOA INC | 013817101 | COM | 20,142 | $316,000 | thousands by filing date | |
| SCH US DIV EQUITY ETF Total | 828524797 | ETF | 8,102 | $311,000 | thousands by filing date | |
| Costco Wholesale Corporation | 22160K105 | COM | 2,426 | $304,000 | thousands by filing date | |
| CONSOLIDATED COMMUNICATIONS | 209034107 | COM | 12,057 | $302,000 | thousands by filing date | |
| Amgen Inc. | 031162100 | COM | 2,121 | $297,000 | thousands by filing date | |
| iShares MSCI USA Min Vol Factor ETF | 46429B697 | SHS | 7,904 | $296,000 | thousands by filing date | |
| BP PLC SPONSORED ADR | 055622104 | ADR | 6,544 | $288,000 | thousands by filing date | |
| Schwab US TIPS ETF | 808524870 | SHS | 5,290 | $287,000 | thousands by filing date | |
| Walmart Inc. | 931142103 | COM | 3,721 | $285,000 | thousands by filing date | |
| PowerShares QQQ Trust Unit Ser | 73935A104 | COM | 2,808 | $277,000 | thousands by filing date | |
| FORD MTR CO COM | 345370860 | Stock | 18,668 | $276,000 | thousands by filing date | |
| Bristol-Myers Squibb Company | 110122108 | COM | 5,311 | $272,000 | thousands by filing date | |
| UNILEVER PLC | 904767704 | SPON ADR NEW | 6,427 | $269,000 | thousands by filing date | |
| Oracle Corporation | 68389X105 | COM | 6,763 | $259,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 1,516 | $258,000 | thousands by filing date | |
| Pfizer Inc. | 717081103 | COM | 8,629 | $255,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X756 | S&P EMKTSC ETF | 5,182 | $249,000 | thousands by filing date | |
| Chubb Corporation | 171232101 | Equity | 2,457 | $224,000 | thousands by filing date | |
| ConocoPhillips | 20825C104 | COM | 2,734 | $207,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 3,676 | $207,000 | thousands by filing date | |
| PIMCO ETF TR | 72201R775 | ACTIVE BD ETF | 1,876 | $204,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 2,405 | $201,000 | thousands by filing date | |
| Cisco Systems,Inc. | 17275R102 | COM | 6,932 | $174,000 | thousands by filing date | |
| SCHWAB STRATEGIC TR | 808524888 | INTL SCEQT ETF | 4,747 | $148,000 | thousands by filing date | |
| STANDARD PAC CORP NEW | 85375C101 | COM | 17,800 | $133,000 | thousands by filing date | |
| GOOGLE INC | 38259P706 | CL C | 223 | $129,000 | thousands by filing date | |
| 38259p508 | COM | 218 | $128,000 | thousands by filing date | ||
| ISHARES TR | 464287739 | U.S. REAL ES ETF | 1,086 | $75,000 | thousands by filing date | |
| BANK OF COMMERCE HOLDINGS | 06424J103 | COMMON STOCK NPV | 10,078 | $62,000 | thousands by filing date | |
| REDWOOD MORTGAGE INVESTORS VIII | 758059307 | COMMON STOCK | 51,386 | $51,000 | thousands by filing date | |
| CENVEO INC | 15670S105 | COM | 10,661 | $26,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 5,029 | $15,000 | thousands by filing date | |
| INOGEN INC | 45780L104 | COM | 550 | $11,000 | thousands by filing date | |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 22,459 | $9,000 | thousands by filing date | |
| AIG Fractional CUSIP | ACG874152 | Com | 45,985 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-037601 | this filing | 2014-10-08 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-15-010959 | base | 2015-03-09 | acceptance time not in the bulk data set |