13F-HR/A filed by FIRST MANHATTAN CO. LLC.
FIRST MANHATTAN CO. LLC. filed this 13F-HR/A for the quarter ended 2014-06-30, filed 2014-08-14, with 1,471 holding rows worth $15,779,862,000.
- Accession
- 0001140361-14-032761
- Filer
- CIK 728083
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, amendment of type restatement, 1,471 entries on the cover page, a total value of $15,779,862,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $15,779,862,000 with VALUE read as thousands by filing date, 13F file number 028-01260. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| TORO CO | 891092108 | COM | 640 | $40,000 | thousands by filing date | |
| ENCORE WIRE CORP | 292562105 | COM | 825 | $40,000 | thousands by filing date | |
| Seadrill Partners, LLC | Y7545W109 | LTD | 1,200 | $39,000 | thousands by filing date | |
| JAMES RIVER COAL CO | 470355AF5 | NOTE 4.500%12/0 | 996,000 | $39,000 | thousands by filing date | principal |
| ISHARES TR | 464287184 | CHINA LG-CAP ETF | 1,000 | $37,000 | thousands by filing date | |
| FOMENTO ECONOMICO MEXICANO S A SPON ADR UNITS | 344419106 | ADR | 400 | $37,000 | thousands by filing date | |
| NOVAGOLD RESOURCES INC | 66987E206 | COM NEW | 9,000 | $37,000 | thousands by filing date | |
| ENOVIS CORP | 194014106 | COMMON STOCK | 500 | $37,000 | thousands by filing date | |
| GRACE W R & CO DEL NEW COM | 38388F108 | Stock | 400 | $37,000 | thousands by filing date | |
| LPATH INC-CLASS A | 548910306 | CMN | 9,524 | $37,000 | thousands by filing date | |
| ARCH CAP GROUP LTD ORD | G0450A105 | Stock | 627 | $36,000 | thousands by filing date | |
| INVESCO BD FD | 46132L107 | COM | 1,900 | $36,000 | thousands by filing date | |
| WESTPORT FUEL SYSTEMS INC | 960908309 | COM | 2,000 | $36,000 | thousands by filing date | |
| GOLAR LNG PARTNERS LP | Y2745C102 | COM UNITS LPI | 1,000 | $36,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC | 464330109 | COM | 1,050 | $36,000 | thousands by filing date | |
| VANGUARD | 92205F106 | Domestic Common | 1,125 | $36,000 | thousands by filing date | |
| U S PHYSICAL THERAPY | 90337L108 | COM | 1,050 | $35,000 | thousands by filing date | |
| INVESCO VALUE MUNICIPAL INCOME | 46132P108 | COM | 2,368 | $35,000 | thousands by filing date | |
| DIME CMNTY BANCSHARES INC COM | 253922108 | Stock | 2,227 | $35,000 | thousands by filing date | |
| CALLIDUS SOFTWARE INC | 13123E500 | COM | 3,000 | $35,000 | thousands by filing date | |
| CINCINNATI BELL INC NEW | 171871403 | PFD CV DEP1/20 | 745 | $35,000 | thousands by filing date | |
| DIGITAL RLTY TR INC COM | 253868103 | REIT | 600 | $34,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 600 | $34,000 | thousands by filing date | |
| EAST WEST BANCORP INC COM | 27579R104 | Stock | 1,000 | $34,000 | thousands by filing date | |
| PENNANTPARK INVESTMENT CORPORA | 708062104 | COM | 3,000 | $34,000 | thousands by filing date | |
| GENTIVA HEALTH SERVICES | 37247A102 | COM | 2,273 | $34,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 14,300 | $34,000 | thousands by filing date | |
| EMERALD OIL INC | 29101U209 | COM NEW | 4,500 | $34,000 | thousands by filing date | |
| STATE STR SPDR DOW JONES IND | 78467X109 | UT SER 1 | 200 | $33,000 | thousands by filing date | |
| CARLYLE GROUP L P | 14309L102 | COM UTS LTD PTN | 1,000 | $33,000 | thousands by filing date | |
| HILLSHIRE BRANDS CO | 432589109 | COM | 540 | $33,000 | thousands by filing date | |
| BARCLAYS BANK PLC 8.125% P | 06739H362 | ADR PFD SR 5 | 1,307 | $33,000 | thousands by filing date | |
| OBA Financial Services, Inc. | 67424G101 | Common Stock | 1,500 | $33,000 | thousands by filing date | |
| STARWOOD WAYPOINT RESIDENTL | 85571W109 | COM SHS | 1,260 | $33,000 | thousands by filing date | |
| LAUDER ESTEE COS INC CL A | 518439104 | Stock | 434 | $32,000 | thousands by filing date | |
| TEJON RANCH CO | 879080109 | COMMON STOCK | 1,001 | $32,000 | thousands by filing date | |
| MANITOWOC COMPANY INC | 563571108 | COM | 1,000 | $32,000 | thousands by filing date | |
| PARKWAY PPTYS INC | 70159Q104 | COM | 1,575 | $32,000 | thousands by filing date | |
| FIRSTENERGY CORP | 337932107 | COM | 900 | $31,000 | thousands by filing date | |
| WHIRLPOOL CORP COM | 963320106 | Stock | 226 | $31,000 | thousands by filing date | |
| NEW AMERICA HIGH INCOME FUND I | 641876800 | COM NEW | 3,115 | $31,000 | thousands by filing date | |
| PETROCHINA CO LTD ADR | 71646E100 | SPONSORED ADR | 250 | $31,000 | thousands by filing date | |
| Q | 74876Y101 | Stock | 600 | $31,000 | thousands by filing date | |
| INTERNATIONAL GAME TECHNOLOG | 459902102 | COM | 2,000 | $31,000 | thousands by filing date | |
| TALISMAN ENERGY INC | 87425E103 | COM | 2,952 | $31,000 | thousands by filing date | |
| TEXTRON INC COM | 883203101 | Stock | 800 | $30,000 | thousands by filing date | |
| COHEN & STEERS QUALITY INCOME | 19247L106 | COM | 2,735 | $30,000 | thousands by filing date | |
| ENERPLUS CORP | 292766102 | COM | 1,200 | $30,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 5,927 | $30,000 | thousands by filing date | |
| HCA Healthcare Inc | 40412C101 | COM | 525 | $29,000 | thousands by filing date | |
| LIGHTBRIDGE CORP | 53224K104 | COMMON STOCK | 10,679 | $29,000 | thousands by filing date | |
| NUSTAR GP HOLDINGS LLC | 67059L102 | COMMON STOCK | 750 | $29,000 | thousands by filing date | |
| XPO INC COM | 983793100 | Stock | 1,000 | $28,000 | thousands by filing date | |
| SanDisk Corporation | 80004C101 | COM | 274 | $28,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 4,000 | $28,000 | thousands by filing date | |
| HEARTLAND EXPRESS INC | 422347104 | COM | 1,289 | $27,000 | thousands by filing date | |
| BLACKROCK CORPORATE HIGH YIELD | 09255P107 | COM | 2,270 | $27,000 | thousands by filing date | |
| BALTIC TRADING LTD | Y0553W103 | COM | 4,550 | $27,000 | thousands by filing date | |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 2,008 | $26,000 | thousands by filing date | |
| HYPERION THERAPEUTICS INC | 44915N101 | COM | 1,000 | $26,000 | thousands by filing date | |
| HARBINGER GROUP INC | 41146A106 | COM | 2,100 | $26,000 | thousands by filing date | |
| BHP BILLITON LIMITED SPONSORED ADS | 088606108 | ADR | 370 | $25,000 | thousands by filing date | |
| LENNAR CORP CL A | 526057104 | Stock | 600 | $25,000 | thousands by filing date | |
| ACCENDRA HEALTH INC | 690732102 | COM | 750 | $25,000 | thousands by filing date | |
| LAZARD LTD-CLASS A | G54050102 | SHS A | 500 | $25,000 | thousands by filing date | |
| CARVER BANCORP ORD | 146875604 | COM | 2,665 | $25,000 | thousands by filing date | |
| MYLAN INC | 628530107 | COM | 500 | $25,000 | thousands by filing date | |
| COVANCE INC | 222816100 | COM | 300 | $25,000 | thousands by filing date | |
| GRAMERCY PPTY TR INC | 38489R100 | COM | 4,214 | $25,000 | thousands by filing date | |
| INVESCO MUNI OPPORTUNITY TRUST | 46132C107 | COM | 1,951 | $24,000 | thousands by filing date | |
| TECHNIPFMC PLC | 30249U101 | COM | 400 | $24,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,164 | $23,000 | thousands by filing date | |
| CAVCO INDS INC DEL | 149568107 | COM | 270 | $23,000 | thousands by filing date | |
| NATIONAL FUEL GAS CO COM | 636180101 | Stock | 300 | $23,000 | thousands by filing date | |
| BLACKROCK CORE BD TR | 09249E101 | SHS BEN INT | 1,666 | $23,000 | thousands by filing date | |
| TREDEGAR CORP | 894650100 | COM | 1,000 | $23,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043101 | COM | 2,100 | $23,000 | thousands by filing date | |
| ABERDEEN ASIA-PACIFIC INCOME F | 003009107 | COM | 3,764 | $23,000 | thousands by filing date | |
| URBAN OUTFITTERS INC | 917047102 | COM | 700 | $23,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 1,667 | $23,000 | thousands by filing date | |
| MESA RTY TR | 590660106 | UNIT BEN INT | 700 | $23,000 | thousands by filing date | |
| SEQUENOM INC COM NEW | 817337405 | COM | 6,000 | $23,000 | thousands by filing date | |
| FIRST TR ISE REVERE NAT GAS | 33734J102 | COM | 1,000 | $23,000 | thousands by filing date | |
| APOLLO SENIOR FLOATING RATE FU | 037636107 | COM | 1,250 | $22,000 | thousands by filing date | |
| APOLLO TACTICAL INCOME FD INC | 037638103 | COM | 1,250 | $22,000 | thousands by filing date | |
| INVESTORS BANCORP, INC. | 46146L101 | COMMON STOCK | 2,041 | $22,000 | thousands by filing date | |
| ATLAS ENERGY LP | 04930A104 | COM UNITS LP | 500 | $22,000 | thousands by filing date | |
| ROYAL BK SCOTLND GRP PLC | 780097804 | SPON | 850 | $22,000 | thousands by filing date | |
| VIOLIN MEMORY I | 92763A101 | Common Stock | 5,000 | $22,000 | thousands by filing date | |
| ISHARES TR | 464287630 | RUS 2000 VAL ETF | 213 | $21,000 | thousands by filing date | |
| SIMPSON MFG INC | 829073105 | COM | 600 | $21,000 | thousands by filing date | |
| TEMPLETON EMERGING MARKETS FUN | 880191101 | COM | 1,200 | $21,000 | thousands by filing date | |
| SLR INVESTMENT CORP | 83413U100 | COM | 1,000 | $21,000 | thousands by filing date | |
| SEARS HOLDINGS CORP XXX | 812350106 | COM | 549 | $21,000 | thousands by filing date | |
| Apollo Global Management | 037612306 | COM | 789 | $21,000 | thousands by filing date | |
| AMERICAN INTL GROUP INC | 026874156 | *W EXP 01/19/202 | 813 | $21,000 | thousands by filing date | |
| POST PPTYS INC | 737464107 | COM | 400 | $21,000 | thousands by filing date | |
| FRESENIUS MEDICAL CARE AG SPONSORED ADR | 358029106 | ADR | 620 | $20,000 | thousands by filing date | |
| EDISON INTL COM | 281020107 | Stock | 347 | $20,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 350 | $20,000 | thousands by filing date | |
| EATON VANCE TAX ADVT DIV INC | 27828G107 | COM | 1,000 | $20,000 | thousands by filing date | |
| NORDSTROM INC | 655664100 | COM | 300 | $20,000 | thousands by filing date | |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 1,800 | $20,000 | thousands by filing date | |
| MARTIN MIDSTREAM PRTNRS L P | 573331105 | UNIT L P INT | 500 | $20,000 | thousands by filing date | |
| DENBURY RES INC | 247916208 | COM NEW | 1,098 | $20,000 | thousands by filing date | |
| IBERIABANK CORP | 450828108 | COM | 300 | $20,000 | thousands by filing date | |
| B/E AEROSPACE INC | 073302101 | COM | 223 | $20,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 2,300 | $20,000 | thousands by filing date | |
| NAVIOS MARITIME HOLDINGS INC | Y62196103 | COM | 2,000 | $20,000 | thousands by filing date | |
| NEW RESIDENTIAL INVT CORP | 64828T102 | COM | 3,245 | $20,000 | thousands by filing date | |
| UNITED COMMUNITY FINANCIAL | 909839102 | COM | 5,000 | $20,000 | thousands by filing date | |
| APOLLO COML REAL ESTATE FIN | 03762U105 | COM | 1,200 | $19,000 | thousands by filing date | |
| AGCO CORP | 001084102 | COM | 350 | $19,000 | thousands by filing date | |
| FAIRWAY GROUP HLDGS CORP | 30603D109 | CL A | 3,000 | $19,000 | thousands by filing date | |
| COMPUWARE CORP | 205638109 | COM | 2,000 | $19,000 | thousands by filing date | |
| NEW YORK TIMES CO MTN BE CL A | 650111107 | Stock | 1,230 | $18,000 | thousands by filing date | |
| FIRST TR HIGH INCOME L/S FD | 33738E109 | COM | 1,000 | $18,000 | thousands by filing date | |
| ALLIANZGI DIVIDEND INT & PRM | 01883A107 | COM | 1,000 | $18,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NY QLTY | 09255C106 | COM | 1,350 | $18,000 | thousands by filing date | |
| MARCUS CORPORATION | 566330106 | COMMON STOCK | 1,000 | $18,000 | thousands by filing date | |
| OHR PHARMACEUTICAL INC | 67778H200 | COMMON STOCK | 1,900 | $18,000 | thousands by filing date | |
| BARRY (R.G.) | 068798107 | COM | 1,000 | $18,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 150 | $17,000 | thousands by filing date | |
| QUEST DIAGNOSTICS INC COM | 74834L100 | Stock | 300 | $17,000 | thousands by filing date | |
| TELEFONAKTIEBOLAGET LM ERICSS ADR B SEK 10 | 294821608 | ADR | 1,422 | $17,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 500 | $17,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063X100 | SH BEN INT | 1,268 | $17,000 | thousands by filing date | |
| J.HANCOCK FINL OPP FUND | 409735206 | COM | 759 | $17,000 | thousands by filing date | |
| ATLAS PIPELINE PARTNERS LP | 049392103 | UNIT L P INT | 500 | $17,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 5,000 | $17,000 | thousands by filing date | |
| REGENCY CTRS CORP COM | 758849103 | REIT | 300 | $16,000 | thousands by filing date | |
| VIRTUS INVT PARTNERS INC COM | 92828Q109 | Stock | 77 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX-FREE INCOM | 67062F100 | SH BEN INT | 1,186 | $16,000 | thousands by filing date | |
| NUVEEN SELECT TAX FREE INCOM | 67063C106 | SH BEN INT | 1,212 | $16,000 | thousands by filing date | |
| STATOIL ASA | 85771P102 | SPONSORED ADR | 550 | $16,000 | thousands by filing date | |
| MERITOR INC | 59001K100 | COMMON STOCK | 1,291 | $16,000 | thousands by filing date | |
| ODYSSEY MARINE EXPLORATION I | 676118102 | COM | 10,000 | $16,000 | thousands by filing date | |
| VALERO ENERGY CORP COM | 91913Y100 | Stock | 319 | $15,000 | thousands by filing date | |
| WD 40 CO COM | 929236107 | Stock | 200 | $15,000 | thousands by filing date | |
| BRANDYWINE RLTY TR | 105368203 | SH BEN INT NEW | 1,000 | $15,000 | thousands by filing date | |
| NEUBERGER BERMAN REAL ESTATE S | 64190A103 | COM | 3,028 | $15,000 | thousands by filing date | |
| ALLIANZGI CONV INCOME FD II | 018825109 | COM | 1,540 | $15,000 | thousands by filing date | |
| SEAGATE TECHNOLOGY PLC | G7945M107 | SHS | 278 | $15,000 | thousands by filing date | |
| LEVEL 3 COMMUNICATIONS INC | 52729N308 | COM NEW | 343 | $15,000 | thousands by filing date | |
| IGI LABORATORIES INC | 449575109 | COM | 3,000 | $15,000 | thousands by filing date | |
| iShares Core US Aggregate Bond ETF | 464287226 | SHS | 133 | $14,000 | thousands by filing date | |
| SMITH & NEPHEW PLC SPDN ADR NEW | 83175M205 | ADR | 162 | $14,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W604 | US SMALLCAP DIVD | 200 | $14,000 | thousands by filing date | |
| MV OIL TR | 553859109 | TR UNITS | 500 | $14,000 | thousands by filing date | |
| NATIONAL GRID PLC | 636274300 | SPONSORED ADR NE | 200 | $14,000 | thousands by filing date | |
| Lowes Companies Inc | 42222G108 | LOW | 340 | $14,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 1,150 | $14,000 | thousands by filing date | |
| OPHTHOTECH CORP | 683745103 | COM | 350 | $14,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 792 | $14,000 | thousands by filing date | |
| MFS CHARTER INCOME TR | 552727109 | SH BEN INT | 1,408 | $13,000 | thousands by filing date | |
| SOUTHWESTAIRLSCO | 844741108 | STOK | 500 | $13,000 | thousands by filing date | |
| EDWARDS LIFESCIENCES CORP COM | 28176E108 | Stock | 160 | $13,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 318 | $13,000 | thousands by filing date | |
| MASCO CORP | 574599106 | COM | 600 | $13,000 | thousands by filing date | |
| FLEETCOR TECHNOLOGIES INC | 339041105 | COM | 100 | $13,000 | thousands by filing date | |
| GOODYEAR TIRE & RUBBER CO | 382550101 | COM | 500 | $13,000 | thousands by filing date | |
| WPX ENERGY INC | 98212B103 | COM | 544 | $13,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 500 | $13,000 | thousands by filing date | |
| PENN VIRGINIA CORP | 707882106 | COMMON STOCK | 800 | $13,000 | thousands by filing date | |
| GREENHILL & CO INC COM | 395259104 | Stock | 279 | $13,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V118 | *W EXP 07/10/201 | 521 | $13,000 | thousands by filing date | |
| KAYNE ANDERSON ENERGY DEV CO | 48660Q102 | COM | 400 | $13,000 | thousands by filing date | |
| IEC ELECTRS CORP NEW | 44949L105 | COM | 3,100 | $13,000 | thousands by filing date | |
| Advanced Micro Devices,Inc. | 007903107 | COM | 2,900 | $12,000 | thousands by filing date | |
| AMBEV SA SPONSORED ADR | 02319V103 | ADR | 1,750 | $12,000 | thousands by filing date | |
| ARES CAPITAL CORP | 04010L103 | COM | 703 | $12,000 | thousands by filing date | |
| CNA FINL CORP | 126117100 | COM | 300 | $12,000 | thousands by filing date | |
| NUVEEN FLOATING RATE INCOME | 67072T108 | COM | 1,000 | $12,000 | thousands by filing date | |
| SUNCOKE ENERGY INC | 86722A103 | COMMON STOCK | 600 | $12,000 | thousands by filing date | |
| QLT INC | 746927102 | COMMON STOCK | 2,000 | $12,000 | thousands by filing date | |
| CLIFFS NATURAL RESOURCES | 18683K101 | COMMON STOCK | 800 | $12,000 | thousands by filing date | |
| ISTAR INC | 45031U101 | COMMON STOCK | 804 | $12,000 | thousands by filing date | |
| ALEXCO RESOURCE CORP | 01535P106 | COM | 10,000 | $12,000 | thousands by filing date | |
| Targa Resources Partners, LP | 87611X105 | LTD | 170 | $12,000 | thousands by filing date | |
| NEWCASTLE INVT CORP | 65105M108 | COM | 2,535 | $12,000 | thousands by filing date | |
| NAVIGANT CONSULTING INC | 63935N107 | COM | 700 | $12,000 | thousands by filing date | |
| iShares iBoxx Inv Grade Corporate Bond ETF | 464287242 | SHS | 95 | $11,000 | thousands by filing date | |
| Vanguard Dividend Appreciation ETF | 921908844 | SHS | 150 | $11,000 | thousands by filing date | |
| WESBANCO INC | 950810101 | COM | 367 | $11,000 | thousands by filing date | |
| JACOBS ENGINEERING GROUP INC | 469814107 | COM | 214 | $11,000 | thousands by filing date | |
| INVESCO ADVANTAGE MUN INCOME | 46132E103 | SH BEN INT | 1,018 | $11,000 | thousands by filing date | |
| DELTIC TIMBER CORP | 247850100 | COMMON STOCK | 188 | $11,000 | thousands by filing date | |
| THOMPSON CREEK METALS CO INC | 884768102 | COMMON STOCK | 4,000 | $11,000 | thousands by filing date | |
| AVATAR HLDGS INC | 053494AG5 | NOTE 7.500% 2/1 | 11,000 | $11,000 | thousands by filing date | principal |
| Vanguard Short-Term Bond ETF | 921937827 | SHS | 125 | $10,000 | thousands by filing date | |
| GERON CORP | 374163103 | COM | 3,200 | $10,000 | thousands by filing date | |
| DAVITA INC COM | 23918K108 | Stock | 144 | $10,000 | thousands by filing date | |
| FIVE BELOW INC COM | 33829M101 | Stock | 260 | $10,000 | thousands by filing date | |
| GENERAL MTRS CO COM | 37045V100 | Stock | 276 | $10,000 | thousands by filing date | |
| AUTODESK INC COM | 052769106 | Stock | 192 | $10,000 | thousands by filing date | |
| CARTERS INC | 146229109 | COM | 150 | $10,000 | thousands by filing date | |
| DNP SELECT INCOME FD INC | 23325P104 | COM | 1,000 | $10,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 500 | $10,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 400 | $10,000 | thousands by filing date | |
| ACXIOM CORP | 005125109 | COMMON STOCK | 500 | $10,000 | thousands by filing date | |
| ASTORIA FINANCIAL CORP | 046265104 | COMMON STOCK | 810 | $10,000 | thousands by filing date | |
| HSBC HLDGS PLC | 404280604 | ADR A 1/40PF A | 418 | $10,000 | thousands by filing date | |
| AMERICAN CAPITAL LTD | 02503Y103 | COM | 682 | $10,000 | thousands by filing date | |
| FIRST NIAGARA FINANCIAL GROUP | 33582V108 | COM | 1,205 | $10,000 | thousands by filing date | |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 752 | $10,000 | thousands by filing date | |
| RTI INTL METALS INC 3.000 | 74973WAA5 | NOTE 3.000%12/0 | 10,000 | $10,000 | thousands by filing date | principal |
| AVX CORP NEW | 002444107 | COM | 800 | $10,000 | thousands by filing date | |
| STILLWATER MINING CO | 86074QAF9 | CNV | 10,000 | $10,000 | thousands by filing date | principal |
| BROOKFIELD MTG OPP INC FD IN | 112792106 | COM | 600 | $10,000 | thousands by filing date | |
| Vanguard FTSE Europe ETF | 922042874 | SHS | 160 | $9,000 | thousands by filing date | |
| FLUOR CORP | 343412102 | COM | 121 | $9,000 | thousands by filing date | |
| ASTRONOVA INC | 04638F108 | COM | 700 | $9,000 | thousands by filing date | |
| Plains Group Hldgs LP | 72651A108 | UT LTD PTNR | 300 | $9,000 | thousands by filing date | |
| XEROX CORP | 984121103 | COM | 800 | $9,000 | thousands by filing date | |
| INVESCO WATER RESOURCES ETF | 73935X575 | COM | 350 | $9,000 | thousands by filing date | |
| XL GROUP PLC | G98290102 | SHS | 300 | $9,000 | thousands by filing date | |
| L-3 COMMUNICATIONS HLDGS INC | 502424104 | COM | 80 | $9,000 | thousands by filing date | |
| Financial Select Sector SPDR Fund | 81369Y605 | SHS | 386 | $8,000 | thousands by filing date | |
| iShares Russell 2000 ETF | 464287655 | SHS | 73 | $8,000 | thousands by filing date | |
| iShares S&P 500 Growth ETF | 464287309 | SHS | 78 | $8,000 | thousands by filing date | |
| VWO | 922042858 | SHS | 200 | $8,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 200 | $8,000 | thousands by filing date | |
| ROYAL BK CDA COM | 780087102 | Stock | 125 | $8,000 | thousands by filing date | |
| KROGER CO COM | 501044101 | Stock | 163 | $8,000 | thousands by filing date | |
| CINTAS CORP COM | 172908105 | Stock | 129 | $8,000 | thousands by filing date | |
| ISHARES INC MSCI BRAZIL ETF | 464286400 | MSCI BRAZIL ETF | 171 | $8,000 | thousands by filing date | |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 620 | $8,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 500 | $8,000 | thousands by filing date | |
| PEABODY ENERGY CORP | 704549104 | COM | 510 | $8,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 100 | $8,000 | thousands by filing date | |
| CLICKSOFTWARE TECHNOLOGIES L | M25082104 | ORD | 1,000 | $8,000 | thousands by filing date | |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 600 | $8,000 | thousands by filing date | |
| AMER MUN INCOME PORT INC | 027649102 | COM | 600 | $8,000 | thousands by filing date | |
| Technology Select Sector SPDR Fund | 81369Y803 | SHS | 184 | $7,000 | thousands by filing date | |
| iShares S&P 500 Value ETF | 464287408 | SHS | 86 | $7,000 | thousands by filing date | |
| FMC CORP COM NEW | 302491303 | Stock | 100 | $7,000 | thousands by filing date | |
| EQUIFAX INC COM | 294429105 | Stock | 100 | $7,000 | thousands by filing date | |
| EATON VANCE TAX-MANAGED GLOB | 27829F108 | COM | 750 | $7,000 | thousands by filing date | |
| ISHARES INC MSCI GERMANY ETF | 464286806 | MSCI GERMANY ETF | 240 | $7,000 | thousands by filing date | |
| MAUI LAND PINEAPPLE CO | 577345101 | COMMON STOCK | 1,114 | $7,000 | thousands by filing date | |
| CAPITAL BANK FINANCIAL CORP | 139794101 | COMMON STOCK | 336 | $7,000 | thousands by filing date | |
| SBA COMMUNICATIONS CORP | 78388J106 | COMMON STOCK | 71 | $7,000 | thousands by filing date | |
| NUVEEN PA INVT QUALITY MUN F | 670972108 | COM | 525 | $7,000 | thousands by filing date | |
| CREE INC | 225447101 | COM | 156 | $7,000 | thousands by filing date | |
| CALPINE CORP | 131347304 | COM | 323 | $7,000 | thousands by filing date | |
| TCF FINL CORP | 872275102 | COM | 478 | $7,000 | thousands by filing date | |
| KINDER MORGAN INC DEL | 49456B119 | *W EXP 05/25/201 | 2,542 | $7,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 6,000 | $7,000 | thousands by filing date | |
| AG MTG INVT TR INC | 001228105 | COM | 415 | $7,000 | thousands by filing date | |
| GLOBAL POWER EQUIPMENT GRP I | 37941P306 | COM PAR $0.01 | 444 | $7,000 | thousands by filing date | |
| SPARTON CORP | 847235108 | COM | 254 | $7,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 1,000 | $7,000 | thousands by filing date | |
| Knight Capital Group, Inc. | 48244B100 | common stock | 666 | $7,000 | thousands by filing date | |
| SPDR S&P Dividend ETF | 78464A763 | SHS | 80 | $6,000 | thousands by filing date | |
| ESCO TECHNOLOGIES INC | 296315104 | COM | 200 | $6,000 | thousands by filing date | |
| BLACKROCK MUNIHLDGS NJ QLTY | 09254X101 | COM | 425 | $6,000 | thousands by filing date | |
| OFFICE DEPOT INC | 676220106 | COM | 1,057 | $6,000 | thousands by filing date | |
| GENERAL MTRS CO | 37045V126 | *W EXP 07/10/201 | 336 | $6,000 | thousands by filing date | |
| PENN WEST PETE LTD NEW | 707887105 | COM | 630 | $6,000 | thousands by filing date | |
| ALCATEL-LUCENT | 013904305 | SPONSORED ADR | 1,734 | $6,000 | thousands by filing date | |
| NUVEEN INVT QUALITY MUN FD I | 67062E103 | COM | 450 | $6,000 | thousands by filing date | |
| INTEGRATED ELECTRICAL SERVIC | 45811E301 | COM | 1,000 | $6,000 | thousands by filing date | |
| CHYRONHEGO CORP | 171607104 | COM | 3,000 | $6,000 | thousands by filing date | |
| ISHARES TR | 464287457 | COM | 63 | $5,000 | thousands by filing date | |
| CHIPOTLEMEXICANGRILLI | 169656105 | STOK | 10 | $5,000 | thousands by filing date | |
| WESTERN DIGITAL CORP | 958102105 | COM | 55 | $5,000 | thousands by filing date | |
| SCHOLASTIC CORP COM | 807066105 | Stock | 150 | $5,000 | thousands by filing date | |
| ROYAL CARIBBEAN GROUP COM | V7780T103 | Stock | 102 | $5,000 | thousands by filing date | |
| MARRIOTT INTL INC NEW CL A | 571903202 | Stock | 85 | $5,000 | thousands by filing date | |
| CHECK POINT SOFTWARE TECH LTD ORD | M22465104 | Stock | 80 | $5,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 75 | $5,000 | thousands by filing date | |
| HARMONY GOLD MINING CO LTD SPONSORED ADR | 413216300 | ADR | 2,000 | $5,000 | thousands by filing date | |
| UNITED STATES STL CORP NEW | 912909108 | COM | 200 | $5,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 243 | $5,000 | thousands by filing date | |
| JACK IN THE BOX INC | 466367109 | COM | 100 | $5,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 161 | $5,000 | thousands by filing date | |
| NORTHFIELD BANCORP INC | 66611T108 | COMMON STOCK | 395 | $5,000 | thousands by filing date | |
| HEIDRICK & STRUGGLES INTL IN | 422819102 | COM | 300 | $5,000 | thousands by filing date | |
| COLUMBIA PROPERTY TRUST INC | 198287203 | COM NEW | 200 | $5,000 | thousands by filing date | |
| GENOMIC HEALTH, INC. | 37244C101 | COM | 200 | $5,000 | thousands by filing date | |
| INVESCO MUNI INCOME OPP TRST | 46132X101 | COM | 722 | $5,000 | thousands by filing date | |
| SPIRIT RLTY CAP INC NEW | 84860W102 | COM | 456 | $5,000 | thousands by filing date | |
| TRIANGLE CAP CORP | 895848109 | COM | 202 | $5,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 200 | $5,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 95 | $5,000 | thousands by filing date | |
| ENVISION HEALTHCARE HLDGS IN | 29413U103 | COM | 147 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06739F390 | ADR 2 PREF 2 | 206 | $5,000 | thousands by filing date | |
| MELA SCIENCES INC | 55277R100 | COM | 18,000 | $5,000 | thousands by filing date | |
| CYREN LTD | M26895108 | SHS | 2,000 | $5,000 | thousands by filing date | |
| ROCK CREEK PHARMACEUTICALS INC COM NEW | 772081105 | ROCK CREEK PHARMACEUTICALS INC COM NEW | 10,000 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74348A319 | ULTSHT RUSS2000 | 129 | $5,000 | thousands by filing date | |
| CREDIT SUISSE AG NASSAU BRH | 22539T613 | VELSHS DLY SHTRM | 2,000 | $5,000 | thousands by filing date | |
| D R HORTON INC COM | 23331A109 | Stock | 200 | $4,000 | thousands by filing date | |
| TEREX CORP NEW COM | 880779103 | Stock | 112 | $4,000 | thousands by filing date | |
| WEYERHAEUSER CO COM NEW | 962166104 | REIT | 148 | $4,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 36 | $4,000 | thousands by filing date | |
| HERCULES CAPITAL INC | 427096508 | COM | 300 | $4,000 | thousands by filing date | |
| CHEESECAKE FACTORY INC | 163072101 | COM | 100 | $4,000 | thousands by filing date | |
| COHEN & STEERS INFRASTRUCTUR | 19248A109 | COM | 204 | $4,000 | thousands by filing date | |
| ZYNGA INC. | 98986T108 | CL A | 1,333 | $4,000 | thousands by filing date | |
| SUNPOWER CORP | 867652406 | COM | 100 | $4,000 | thousands by filing date | |
| CABOT MICROELECTRONICS CORP | 12709P103 | COM | 98 | $4,000 | thousands by filing date | |
| SOTHEBYS | 835898107 | COM | 107 | $4,000 | thousands by filing date | |
| AMTECH SYSTEMS INC | 032332504 | COMMON STOCK | 400 | $4,000 | thousands by filing date | |
| RESEARCH FRONTIERS INC | 760911107 | COM | 800 | $4,000 | thousands by filing date | |
| MULTI-COLOR | 625383104 | COM | 100 | $4,000 | thousands by filing date | |
| HCP INC | 40414L109 | COM | 110 | $4,000 | thousands by filing date | |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 350 | $4,000 | thousands by filing date | |
| Gilat Satellite Network | M51474118 | COM | 900 | $4,000 | thousands by filing date | |
| KAYNE ANDERSON ENRGY TTL RT | 48660P104 | COM | 135 | $4,000 | thousands by filing date | |
| LAMAR ADVERTISING | 512815101 | COMMON STOCK | 94 | $4,000 | thousands by filing date | |
| WISCONSIN ENERGY CORP | 976657106 | COMMON STOCK | 100 | $4,000 | thousands by filing date | |
| ICONIX BRAND GROUP INC | 451055107 | COM | 100 | $4,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 666 | $4,000 | thousands by filing date | |
| HOME LN SERVICING SOLUTIONS | G6648D109 | ORD SHS | 215 | $4,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 300 | $4,000 | thousands by filing date | |
| MARTHA STEWART LIVING OMNIME | 573083102 | CL A | 1,000 | $4,000 | thousands by filing date | |
| JDS UNIPHASE CORP | 46612J507 | COM PAR $0.001 | 346 | $4,000 | thousands by filing date | |
| Powershs Exch Trad Fd Tr | 73935X500 | WNDRHLL CLN EN | 675 | $4,000 | thousands by filing date | |
| KEARNY FINANCIAL CORP | 487169104 | Domestic Common | 293 | $4,000 | thousands by filing date | |
| ARMOUR RESIDENTIAL REIT IN | 042315101 | COM | 955 | $4,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H776 | SP ADR 7.1%PF3 | 195 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288687 | COM | 87 | $3,000 | thousands by filing date | |
| VTI | 922908769 | COM | 39 | $3,000 | thousands by filing date | |
| ELECTRONIC ARTS INC COM | 285512109 | Stock | 104 | $3,000 | thousands by filing date | |
| CELANESE CORP DEL COM | 150870103 | Stock | 60 | $3,000 | thousands by filing date | |
| WISDOMTREE TR | 97717W315 | EMER MKT HIGH FD | 75 | $3,000 | thousands by filing date | |
| VANDA PHARMACEUTICALS INC | 921659108 | COM | 200 | $3,000 | thousands by filing date | |
| ICF INTL INC | 44925C103 | COM | 100 | $3,000 | thousands by filing date | |
| VIMPELCOM LTD | 92719A106 | SPONSORED ADR | 450 | $3,000 | thousands by filing date | |
| BUILD-A-BEAR WORKSHOP INC | 120076104 | COM | 250 | $3,000 | thousands by filing date | |
| NUVEEN NY MUN VALUE FD | 67062M105 | COM | 397 | $3,000 | thousands by filing date | |
| QLIK TECHNOLOGIES INC | 74733T105 | COM | 165 | $3,000 | thousands by filing date | |
| ALLIED WRLD ASSUR COM HLDG A | H01531104 | SHS | 87 | $3,000 | thousands by filing date | |
| HIGHER ONE HOLDINGS INC | 42983D104 | COM | 995 | $3,000 | thousands by filing date | |
| YINGLI GREEN ENERGY HLDG CO | 98584B103 | ADR | 1,000 | $3,000 | thousands by filing date | |
| VANGUARD SCOTTSDALE FDS | 92206C409 | COM | 33 | $2,000 | thousands by filing date | |
| UNITED RENTALS INC COM | 911363109 | Stock | 23 | $2,000 | thousands by filing date | |
| EMCOR GROUP INC COM | 29084Q100 | Stock | 51 | $2,000 | thousands by filing date | |
| NRG ENERGY INC COM NEW | 629377508 | Stock | 55 | $2,000 | thousands by filing date | |
| AMERICAN AIRLINES GROUP INC COM | 02376R102 | Stock | 57 | $2,000 | thousands by filing date | |
| BANCO SANTANDER SA ADR | 05964H105 | ADR | 237 | $2,000 | thousands by filing date | |
| MATSON INC COM | 57686G105 | Stock | 100 | $2,000 | thousands by filing date | |
| COEUR MNG INC COM NEW | 192108504 | Stock | 300 | $2,000 | thousands by filing date | |
| ACCO BRANDS CORP COM | 00081T108 | Stock | 360 | $2,000 | thousands by filing date | |
| AKAMAI TECHNOLOGIES INC COM | 00971T101 | Stock | 48 | $2,000 | thousands by filing date | |
| GAP INC COM | 364760108 | Stock | 56 | $2,000 | thousands by filing date | |
| OSHKOSH CORP COM | 688239201 | Stock | 50 | $2,000 | thousands by filing date | |
| TYSON FOODS INC CL A | 902494103 | Stock | 65 | $2,000 | thousands by filing date | |
| JONES LANG LASALLE INC COM | 48020Q107 | Stock | 23 | $2,000 | thousands by filing date | |
| GAMCO GLOBAL GOLD NAT RES & | 36465A109 | COM SH BEN INT | 225 | $2,000 | thousands by filing date | |
| NCR VOYIX CORPORATION | 62886E108 | COM | 72 | $2,000 | thousands by filing date | |
| BRUNSWICK CORP | 117043109 | COM | 62 | $2,000 | thousands by filing date | |
| JUNIPER NETWORKS INC | 48203R104 | COM | 97 | $2,000 | thousands by filing date | |
| INTERPUBLIC GROUP COS | 460690100 | COM | 104 | $2,000 | thousands by filing date | |
| NEW MEDIA INVT GROUP INC | 64704V106 | COM | 182 | $2,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 60 | $2,000 | thousands by filing date | |
| IMAX CORP | 45245E109 | COM | 100 | $2,000 | thousands by filing date | |
| PUTNAM PREMIER INCOME TR | 746853100 | SH BEN INT | 500 | $2,000 | thousands by filing date | |
| NATUS MEDICAL INC | 639050103 | COM | 100 | $2,000 | thousands by filing date | |
| HARRIS CORP INC | 413875105 | COM | 32 | $2,000 | thousands by filing date | |
| Lee Enterprises Inc | 523768109 | COM | 600 | $2,000 | thousands by filing date | |
| FRANCESCAS HLDGS CORP | 351793104 | COM | 175 | $2,000 | thousands by filing date | |
| HAWAIIAN TELCOM HOLDCO INC | 420031106 | COM | 100 | $2,000 | thousands by filing date | |
| Chesapeake Energy Corp PFD Conv | 165167842 | Pfd Stk | 25 | $2,000 | thousands by filing date | |
| ECHELON CORP | 27874N105 | COM | 865 | $2,000 | thousands by filing date | |
| TRADE STR RESIDENTIAL INC | 89255N203 | COM NEW | 314 | $2,000 | thousands by filing date | |
| STREAMLINE HEALTH SOLUTIONS | 86323X106 | COM | 529 | $2,000 | thousands by filing date | |
| EURASIAN MINERALS INC | 29843R100 | COM | 3,000 | $2,000 | thousands by filing date | |
| American Tower Corporation | 03027X100 | COM | 18 | $1,000 | thousands by filing date | |
| KINROSS GOLD CORP | 496902404 | COM | 346 | $1,000 | thousands by filing date | |
| MITSUBISHI UFJ FINANCIAL GROUP SPONSORED ADS | 606822104 | ADR | 200 | $1,000 | thousands by filing date | |
| AXIS CAP HLDGS LTD SHS | G0692U109 | Stock | 37 | $1,000 | thousands by filing date | |
| NETAPP INC COM | 64110D104 | Stock | 28 | $1,000 | thousands by filing date | |
| DOLBY LABORATORIES INC COM CL A | 25659T107 | Stock | 27 | $1,000 | thousands by filing date | |
| DAKTRONICS INC | 234264109 | COM | 140 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 166 | $1,000 | thousands by filing date | |
| PEBBLEBROOK HOTEL TR | 70509V100 | COM | 47 | $1,000 | thousands by filing date | |
| FIRST REPUBLIC BANK/SAN FRANCI | 33616C100 | COM | 20 | $1,000 | thousands by filing date | |
| BLACKROCK GLOBAL OPP EQUITY TR | 092501105 | COM | 110 | $1,000 | thousands by filing date | |
| STAMPS COM INC | 852857200 | COM NEW | 54 | $1,000 | thousands by filing date | |
| DUNKIN BRANDS GROUP INC | 265504100 | COM | 43 | $1,000 | thousands by filing date | |
| TENNECO INC | 880349105 | COM | 20 | $1,000 | thousands by filing date | |
| IDT CORP | 448947507 | CL B NEW | 66 | $1,000 | thousands by filing date | |
| 3D SYSTEMS CORP | 88554D205 | COMMON STOCK | 21 | $1,000 | thousands by filing date | |
| NATIONAL GEN HLDGS CORP | 636220303 | COM | 100 | $1,000 | thousands by filing date | |
| CHICOS FAS INC | 168615102 | COM | 115 | $1,000 | thousands by filing date | |
| HOWARD HUGHES CORPORATION | 44267D107 | COMMON STOCK | 9 | $1,000 | thousands by filing date | |
| DENTSPLY INTL INC | 249030107 | COM | 31 | $1,000 | thousands by filing date | |
| Broadcom Inc | Y0486S104 | Common | 18 | $1,000 | thousands by filing date | |
| PHARMERICA CORP | 71714F104 | COM | 40 | $1,000 | thousands by filing date | |
| CABLEVISION SYS CORP | 12686C109 | CL A NY CABLVS | 85 | $1,000 | thousands by filing date | |
| STARWOOD HOTELS&RESORTS WRLD | 85590A401 | COM | 15 | $1,000 | thousands by filing date | |
| ICG GROUP INC | 44928D108 | COM | 70 | $1,000 | thousands by filing date | |
| TIVO INC | 888706108 | COM | 100 | $1,000 | thousands by filing date | |
| ATLAS RESOURCE PARTNERS LP | 04941A101 | COM UNT LTD PR | 51 | $1,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 300 | $1,000 | thousands by filing date | |
| DENDREON CORP | 24823Q107 | COM | 500 | $1,000 | thousands by filing date | |
| COMVERSE INC | 20585P105 | COM | 40 | $1,000 | thousands by filing date | |
| KRISPY KREME DOUGHNUTS INC | 501014104 | COM | 100 | $1,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 500 | $1,000 | thousands by filing date | |
| TAMINCO CORP | 87509U106 | COM | 65 | $1,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 16 | $1,000 | thousands by filing date | |
| LADENBURG THALMANN FINANCIAL | 50575Q102 | COM | 482 | $1,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 166 | $1,000 | thousands by filing date | |
| CTI BIOPHARMA CORP COM NEW | 12648L106 | Stock | 366 | $1,000 | thousands by filing date | |
| BRITISH AMERN TOB PLC SPONSORED ADR | 110448107 | ADR | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| TAKE-TWO INTERACTIVE SOFTWARE COM | 874054109 | Stock | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALEXANDRIA REAL ESTATE EQ INC COM | 015271109 | REIT | 0 | $0 | thousands by filing date | Value filed as zero, left out of ratios.Amount filed as zero, left out of ratios. |
| GUESS INC COM | 401617105 | Stock | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ILLUMINA INC | 452327109 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOYA GLBL EQTY DIV & PREM OP | 92912T100 | COM | 12 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DAILY JOURNAL CORP | 233912104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENIE ENERGY LTD | 372284208 | CL B | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTEON CORP | 92839U206 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MICROVISION INC DEL | 594960304 | COM NEW | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITRIX SYSTEMS INC | 177376100 | COM | 14 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK MUNIYIELD FUND | 09253W104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLACKROCK GLOBAL FLOATING RATE | 091941104 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO DYNAMIC CR OPPORTUNI | 46132R104 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMC NETWORKS INC | 00164V103 | CL A | 15 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CST BRANDS INC | 12646R105 | COM | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GENESCO INC | 371532102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MORGAN STANLEY CHINA A SH FD | 617468103 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PURSUIT ATTRACTIONS AND HOSP | 92552R406 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STEREOTAXIS INC | 85916J409 | COMMON STOCK | 86 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO CORPORATE & INCM STRG | 72200U100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EL PASO ELECTRIC CO | 283677854 | COM NEW | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TRANSCANADA CORP | 89353D107 | COM | 16 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WESTERN ASSET HIGH INCOM FD | 95766J102 | COM | 25 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 411 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE GLOBAL PREMIER PPTYS | 02083A103 | COM SBI | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ALPINE TOTAL DYNAMIC DIVID F | 021060207 | COM SH BEN INT N | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN | 67072C105 | EXCHANGE TRADED | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVANTAX INC | 095229100 | COMMON STOCK | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SANOFI | 80105N113 | COMMON STOCK-FO | 140 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AVIAT NETWORKS INC | 05366Y102 | COMMON STOCK | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NW Biotherapeutics | 66737P600 | USD | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| WINDSTREAM HLDGS INC | 97382A101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORECIVIC INC | 22025Y407 | COM | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PALATIN TECHNOLOGIES INC | 696077403 | COM PAR $ .01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PLANTRONICS INC NEW | 727493108 | COM | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHEMTURA CORP | 163893209 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IMATION CORP | 45245A107 | COM | 108 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGILITY HLDGS INC | 29285W104 | COM | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELLDEX THERAPEUTICS INC NEW | 15117B103 | COM | 27 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAST THERAPEUTICS INC | 576314108 | COM | 300 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MCCLATCHY CO | 579489105 | CL A | 150 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACETO CORP | 004446100 | COM | 46 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FINISH LINE/THE CL A | 317923100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORTRESS INVT GROUP LLC CL A | 34958B106 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPPORT COM INC | 86858W101 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LMP CORPORATE LN FD INC | 50208B100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EAGLE BULK SHIPPING INC | Y2187A119 | SHS | 295 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AROTECH CORP | 042682203 | COM NEW | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ZHONE TECHNOLOGIES INC NEW | 98950P884 | COM | 31 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BROADVISION INC | 111412706 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SORL Auto Parts Inc | 78461U101 | COM | 139 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CEL SCI CORP | 150837508 | COM PAR $0.01 | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VOXELJET AG | 92912L107 | ADS | 36 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| STRAIGHT PATH COMMUNICATNS I | 862578101 | CL B | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461141 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO WT EXP 090318 | 277461133 | Stock | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TEJON RANCH CO-CW16 | 879080133 | WTS | 148 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| JACKSONVILLE BANCORP INC FLA | 469249205 | COM NEW | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DARA BIOSCIENCES INC | 23703P304 | COM PAR $ | 437 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032639 | superseded | 2014-08-14 | acceptance time not in the bulk data set | |
| 13F-HR/A 0001140361-14-032761 | this filing | 2014-08-14 | acceptance time not in the bulk data set |