13F-HR filed by ROYAL BANK OF CANADA
ROYAL BANK OF CANADA filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 6,050 holding rows worth $147,687,895,000.
- Accession
- 0001140361-14-032724
- Filer
- CIK 1000275
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 17,891 entries on the cover page, a total value of $147,687,895,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $147,687,895,000 with VALUE read as thousands by filing date, 13F file number 028-11396. The quarter's positions are built on this report. The resolved quarter.
Other managers
- included managerRBC Global Asset Management Inc.028-14116
- included managerRBC Capital Markets Arbitrage S.A.028-11273
- included managerRBC Capital Markets, LLC028-04069
- included managerRBC Global Asset Management (U.S.)028-10228
- included managerRBC Dominion Securities Inc.028-11322
- included managerBlueBay Asset Management LLP028-12524
- included managerRBC Phillips, Hager & North Investment Counsel Inc.028-11271
- included managerRBC Private Counsel (USA) Inc.028-11454
- included managerROYAL TRUST CORP OF CANADA/028-11393
- included managerROYAL BANK OF CANADA TRUST CO (BAHAMAS) LTD028-12693
- included managerSky Investment Counsel Inc028-12562
- included managerRoyal Bank of Canada (Suisse) SA028-13851
- included managerRBC cees Trustee LTD028-11601
- included managerRBC Trust Co (International) Ltd028-13471
- included managerRBC Trust Co (Delaware) Ltd028-13779
- included managerRBC TRUSTEES (C.I.) LTD028-13008
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| RARE ELEMENT RES LTD | 75381M102 | COM | 5,500 | $7,000 | thousands by filing date | |
| EVANS BANCORP INC | 29911Q208 | COM | 303 | $7,000 | thousands by filing date | |
| REVLON INC | 761525609 | OPT | 223 | $7,000 | thousands by filing date | |
| SONUS NETWORKS INC | 835916107 | COM | 2,000 | $7,000 | thousands by filing date | |
| COBALT INTL ENERGY INC | 19075F106 | COM | 400 | $7,000 | thousands by filing date | put |
| DIGITALGLOBE INC | 25389M877 | COM | 246 | $7,000 | thousands by filing date | |
| CUBIST PHARMACEUTICALS INC | 229678107 | COM | 100 | $7,000 | thousands by filing date | call |
| CINCINNATI BELL INC NEW | 171871106 | COM | 1,950 | $7,000 | thousands by filing date | |
| CAL DIVE INTL INC DEL | 12802T101 | COM | 5,000 | $7,000 | thousands by filing date | |
| ROUSE PPTYS INC | 779287101 | COM | 412 | $7,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 436 | $7,000 | thousands by filing date | |
| HERSHA HOSPITALITY TR REIT | 427825104 | SH BEN INT A | 1,000 | $7,000 | thousands by filing date | |
| PACHOLDER HIGH YIELD FD INC | 693742108 | COM | 774 | $7,000 | thousands by filing date | |
| LIFEVANTAGE CORP | 53222K106 | COM | 4,300 | $7,000 | thousands by filing date | |
| RESOURCE AMERICA INC-CL A | 761195205 | CL A | 800 | $7,000 | thousands by filing date | |
| DOCUMENT SECURITY SYSTEMS | 25614T101 | COM | 5,000 | $7,000 | thousands by filing date | |
| WPCS INTERNATIONAL INC | 92931L302 | COM | 14,728 | $7,000 | thousands by filing date | |
| ABERDEEN INDONESIA FUND INC(IF) | 00305P106 | COM | 700 | $7,000 | thousands by filing date | |
| WISDOMTREE GLOBAL | 97717W653 | GLB EX US UTIL | 335 | $7,000 | thousands by filing date | |
| ISHARES TR | 46432FAN7 | 2023 INVTGR BD | 73 | $7,000 | thousands by filing date | |
| Marine Harvest ASA | 56824R205 | ADR | 500 | $7,000 | thousands by filing date | |
| QUNAR CAYMAN IS LTD SPNS ADR CL B | 74906P104 | ADR | 247 | $7,000 | thousands by filing date | |
| TOWNEBANK PORTSMOUTH VA | 89214P109 | COM | 412 | $6,000 | thousands by filing date | |
| SELECTIVE INS GROUP INC | 816300107 | COM | 234 | $6,000 | thousands by filing date | |
| ENERGY FUELS INC | 292671708 | COM NEW | 845 | $6,000 | thousands by filing date | |
| UNITED STS LIME & MINERALS I | 911922102 | COM | 100 | $6,000 | thousands by filing date | |
| NUVEEN TX ADV TOTAL RET STRG | 67090H102 | COM | 400 | $6,000 | thousands by filing date | |
| GARRISON CAP INC | 366554103 | COM | 391 | $6,000 | thousands by filing date | |
| INPHI CORP | 45772F107 | COM | 425 | $6,000 | thousands by filing date | |
| LENNAR CORP CL B | 526057302 | Stock | 158 | $6,000 | thousands by filing date | |
| KINGSWAY CORP | 496904202 | COMMON STOCK | 1,071 | $6,000 | thousands by filing date | |
| SPDR SERIES TRUST | 78464A789 | ST STR SP INS | 100 | $6,000 | thousands by filing date | |
| STAR GROUP LP | 85512C105 | UNIT LTD PARTNR | 1,000 | $6,000 | thousands by filing date | |
| LXP INDUSTRIAL TRUST | 529043309 | PFD CONV SER C | 125 | $6,000 | thousands by filing date | principal |
| ISHARES TR | 464289123 | NEW ZEALAND ETF | 150 | $6,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 200 | $6,000 | thousands by filing date | |
| 2U INC | 90214J101 | COM | 384 | $6,000 | thousands by filing date | |
| ARC DOCUMENT SOLUTIONS INC | 00191G103 | COM | 1,000 | $6,000 | thousands by filing date | |
| GULF IS FABRICATION INC | 402307102 | COM | 275 | $6,000 | thousands by filing date | |
| MARIN SOFTWARE INC | 56804T106 | COM | 500 | $6,000 | thousands by filing date | |
| ANADIGICS INC | 032515108 | COM | 6,801 | $6,000 | thousands by filing date | |
| SEMICONDUCTOR MFG INTL CORP | 81663N206 | SPONSORED ADR | 1,501 | $6,000 | thousands by filing date | |
| STEMCELLS INC | 85857R204 | COM NEW | 2,950 | $6,000 | thousands by filing date | |
| FBR & CO | 30247C400 | COM NEW | 208 | $6,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 2,083 | $6,000 | thousands by filing date | |
| LMI AEROSPACE INC | 502079106 | COM | 423 | $6,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 380 | $6,000 | thousands by filing date | |
| INCYTE CORP | 45337CAJ1 | NOTE 4.750%10/0 | 1,000 | $6,000 | thousands by filing date | principal |
| Meru Networks, Inc. | 59047Q103 | COM | 1,500 | $6,000 | thousands by filing date | |
| BIOMARIN PHARMACEUTICAL INC | 09061GAD3 | CNV | 2,000 | $6,000 | thousands by filing date | principal |
| EQUINIX INC | 29444UAG1 | CNV | 3,000 | $6,000 | thousands by filing date | principal |
| AETERNA ZENTARIS INC | 007975303 | COM NEW | 5,636 | $6,000 | thousands by filing date | |
| RICEBRAN TECHNOLOGIES | 762831204 | COM NEW | 1,100 | $6,000 | thousands by filing date | |
| LA QUINTA HLDGS INC | 50420D108 | COM | 300 | $6,000 | thousands by filing date | |
| TREX CO INC | 89531P105 | COM | 188 | $5,000 | thousands by filing date | |
| GLOBUS MED INC CL A | 379577208 | Stock | 214 | $5,000 | thousands by filing date | |
| INSMED INC COM PAR $.01 | 457669307 | Stock | 238 | $5,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 100 | $5,000 | thousands by filing date | call |
| MGM RESORTS INTERNATIONAL | 552953101 | COM | 200 | $5,000 | thousands by filing date | call |
| FORRESTER RESH INC | 346563109 | COM | 119 | $5,000 | thousands by filing date | |
| FARO TECHNOLOGIES INC | 311642102 | COM | 100 | $5,000 | thousands by filing date | |
| ISHARES CMBS ETF | 46429B366 | CMBS ETF | 100 | $5,000 | thousands by filing date | |
| CATALYST PHARMACEUTICALS INC | 14888U101 | COM | 2,000 | $5,000 | thousands by filing date | |
| ACADIA PHARMACEUTICALS INC | 004225108 | COM | 200 | $5,000 | thousands by filing date | |
| CHINA TELECOM CORP LTD | 169426103 | SPON ADR H SHS | 100 | $5,000 | thousands by filing date | |
| RADIANT LOGISTICS INC | 75025X100 | COM | 1,500 | $5,000 | thousands by filing date | |
| U S CONCRETE INC | 90333L201 | COM | 194 | $5,000 | thousands by filing date | |
| TIMBERLAND BANCORP INC | 887098101 | COMMON STOCK | 500 | $5,000 | thousands by filing date | |
| AXCELIS TECHNOLOGIES INC | 054540109 | COM | 2,500 | $5,000 | thousands by filing date | |
| HD SUPPLY HLDGS INC | 40416M105 | COM | 166 | $5,000 | thousands by filing date | |
| CORNERSTONE ONDEMAND INC COM | 21925Y103 | Stock | 100 | $5,000 | thousands by filing date | |
| 58 COM INC | 31680Q104 | SPON ADR REP A | 92 | $5,000 | thousands by filing date | |
| TEAM INC | 878155100 | COM | 110 | $5,000 | thousands by filing date | |
| BBCN BANCORP INC | 073295107 | COM | 284 | $5,000 | thousands by filing date | |
| PLY GEM HLDGS INC | 72941W100 | COM | 500 | $5,000 | thousands by filing date | |
| ON SEMICONDUCTOR CORP | 682189AH8 | NOTE 2.625%12/1 | 4,000 | $5,000 | thousands by filing date | principal |
| FUEL SYS SOLUTIONS INC | 35952W103 | COM | 424 | $5,000 | thousands by filing date | |
| HEALTHWAYS INC | 422245100 | COM | 300 | $5,000 | thousands by filing date | |
| NOVACOPPER INC | 66988K102 | COM | 3,986 | $5,000 | thousands by filing date | |
| STEINER LEISURE LTD | P8744Y102 | ORD | 109 | $5,000 | thousands by filing date | |
| QUIKSILVER INC | 74838C106 | COM | 1,490 | $5,000 | thousands by filing date | |
| BRISTOW GROUP INC | 110394103 | COM | 64 | $5,000 | thousands by filing date | |
| EXTERRAN HLDGS INC 4.250 | 30225XAA1 | NOTE 4.250% 6/1 | 5,000 | $5,000 | thousands by filing date | principal |
| RALLY SOFTWARE DEV CORP COM | 751198102 | COM | 500 | $5,000 | thousands by filing date | |
| PHOENIX NEW MEDIA LTD | 71910C103 | SPONSORED ADR | 466 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R205 | INTL HI YLD BD | 186 | $5,000 | thousands by filing date | |
| U S GEOTHERMAL INC | 90338S102 | COM | 7,098 | $5,000 | thousands by filing date | |
| AMREIT INC | 03216B208 | CL B | 250 | $5,000 | thousands by filing date | |
| MCG CAPITAL CORP | 58047P107 | COM | 1,309 | $5,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H271 | ETN DJUBSCOTTN38 | 100 | $5,000 | thousands by filing date | |
| BLDRS INDEX FDS TR | 09348R201 | DEV MK 100 ADR | 215 | $5,000 | thousands by filing date | |
| PROSHARES TR | 74347X146 | PSHS ULTSHT FINL | 350 | $5,000 | thousands by filing date | |
| IPATH GSCI TOTAL RETURN INDEX ETF (GSP) | 06738C794 | ETF | 139 | $5,000 | thousands by filing date | |
| BIOSPECIFICS TECHNOLOGIES | 090931106 | COM | 200 | $5,000 | thousands by filing date | |
| EMPIRE RESORTS INC | 292052206 | COM | 666 | $5,000 | thousands by filing date | |
| BLACKROCK FLA MUN 2020 TERM | 09250M109 | COM SHS | 300 | $5,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06740P130 | IPTH PURE COCA | 115 | $5,000 | thousands by filing date | |
| Tandem Diabetes Care, Inc. | 875372104 | COM | 300 | $5,000 | thousands by filing date | |
| NANOVIRICIDES INC | 630087203 | COM NEW | 1,170 | $5,000 | thousands by filing date | |
| PAPA MURPHYS HLDGS INC | 698814100 | COM | 500 | $5,000 | thousands by filing date | |
| LDR HLDG CORP | 50185U105 | COM | 200 | $5,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57061R437 | MSCI IN QLT DI | 92 | $5,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 312 | $4,000 | thousands by filing date | call |
| FIDELITY COVINGTON TRUST | 316092204 | MSCI CONSM DIS | 159 | $4,000 | thousands by filing date | |
| UR-ENERGY INC | 91688R108 | COM | 3,400 | $4,000 | thousands by filing date | |
| INTERNATIONAL TOWER HILL MIN | 46050R102 | COM | 5,000 | $4,000 | thousands by filing date | |
| ALBANY INTL CORP | 012348108 | CL A | 104 | $4,000 | thousands by filing date | |
| EHEALTH INC | 28238P109 | COM | 103 | $4,000 | thousands by filing date | |
| ULTRAPAR PARTICIPACOES SA | 90400P101 | SP ADR REP COM | 157 | $4,000 | thousands by filing date | |
| NEUBERGER BERMAN HIGH YIELD ST | 64128C106 | COM | 301 | $4,000 | thousands by filing date | |
| IMMUNOMEDICS INC | 452907108 | COM | 1,106 | $4,000 | thousands by filing date | |
| EMPIRE ST RLTY OP L P | 292102100 | UNIT LTD PRTNSP | 254 | $4,000 | thousands by filing date | |
| CITIZENS NORTHERN CORP | 172922106 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| RUSH ENTERPRISES INC CL B | 781846308 | COMMON STOCK | 125 | $4,000 | thousands by filing date | |
| ALPHA PRO TECH LTD | 020772109 | COM | 2,000 | $4,000 | thousands by filing date | |
| EAGLE PHARMACEUTICALS INC | 269796108 | COM | 300 | $4,000 | thousands by filing date | |
| BIRKS GROUP INC | 09088U109 | CL A COM | 3,655 | $4,000 | thousands by filing date | |
| POWERSHARES S&P SMALLCAP LOW | 73937B639 | EXCHANGE TRADED | 135 | $4,000 | thousands by filing date | |
| TILE SHOP HLDGS INC | 88677Q109 | COMMON STOCK | 230 | $4,000 | thousands by filing date | |
| SANTANDER CONSUMER USA HOLDINGS | 80283M101 | COMMON STOCK | 200 | $4,000 | thousands by filing date | |
| HUNTINGTON BANCSHARES INC | 446150401 | PREFERRED STOCK | 3 | $4,000 | thousands by filing date | principal |
| BARCLAYS BK PLC | 06739H263 | FUND | 88 | $4,000 | thousands by filing date | |
| NCI BUILDING SYSTEMS INC | 628852204 | COM | 200 | $4,000 | thousands by filing date | |
| Transition Therapeutics, Inc. | 893716209 | COM | 622 | $4,000 | thousands by filing date | |
| CROWN MEDIA HLDGS INC | 228411104 | CL A | 1,000 | $4,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020YAB6 | DBCV 2.750% 8/1 | 4,000 | $4,000 | thousands by filing date | principal |
| LATAM AIRLS GROUP S A | 51817R106 | SPONSORED ADR | 276 | $4,000 | thousands by filing date | |
| AMYRIS INC | 03236M101 | COM | 1,000 | $4,000 | thousands by filing date | |
| DYNAVAX TECHNOLOGIES CORP | 268158102 | COM | 2,700 | $4,000 | thousands by filing date | |
| ACORDA THERAPEUTICS INC | 00484M106 | COM | 133 | $4,000 | thousands by filing date | |
| HFF INC | 40418F108 | CL A | 119 | $4,000 | thousands by filing date | |
| DOT HILL SYS CORP | 25848T109 | COM | 800 | $4,000 | thousands by filing date | |
| SYNERON MEDICAL LTD | M87245102 | ORD | 400 | $4,000 | thousands by filing date | |
| FURIEX PHARMACEUTICALS | 36106P101 | COM | 39 | $4,000 | thousands by filing date | |
| WHITING USA TRUST I | 966389108 | TR U | 2,000 | $4,000 | thousands by filing date | |
| EQUAL ENERGY LTD | 29390Q109 | COM | 766 | $4,000 | thousands by filing date | |
| CHINDEX INTERNATIONAL INC | 169467107 | COM | 150 | $4,000 | thousands by filing date | |
| FIRST SECURITY GROUP INC/TN | 336312202 | COM | 1,900 | $4,000 | thousands by filing date | |
| XPO LOGISTICS INC | 983793AA8 | NOTE | 2,000 | $4,000 | thousands by filing date | principal |
| MRV COMMUNICATIONS INC | 553477407 | COMMON | 300 | $4,000 | thousands by filing date | |
| Lihua International Inc. | 532352101 | COM | 12,700 | $4,000 | thousands by filing date | |
| PROMOTORA DE INFORMACIONES-A | 74343G204 | CMN | 2,000 | $4,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 100 | $4,000 | thousands by filing date | |
| CELLCOM ISRAEL LTD | M2196U109 | SHS | 310 | $4,000 | thousands by filing date | |
| GLOBAL X FDS | 37950E481 | GLB X CDA PFD | 300 | $4,000 | thousands by filing date | |
| WVS FINL CORP | 929358109 | COM | 330 | $4,000 | thousands by filing date | |
| ISHARES TR | 464288547 | RETAIL CAP IDX | 103 | $4,000 | thousands by filing date | |
| UBS AG JERSEY BRH | 902641828 | LIVESTK ETN 38 | 150 | $4,000 | thousands by filing date | |
| POWERSHARES ETF TR II | 73937B597 | VAR RATE PFD POR | 150 | $4,000 | thousands by filing date | |
| Swisher Hygiene Inc | 870808300 | Common Stock | 950 | $4,000 | thousands by filing date | |
| CELSION CORPORATION COM PAR | 15117N404 | Stock | 1,330 | $4,000 | thousands by filing date | |
| BIND THERAPEUTICS INC | 05548N107 | Cmn | 289 | $4,000 | thousands by filing date | |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 600 | $4,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 100 | $3,000 | thousands by filing date | |
| APOGEE ENTERPRISES INC | 037598109 | COM | 80 | $3,000 | thousands by filing date | |
| OCEANFIRST FINL CORP | 675234108 | COM | 200 | $3,000 | thousands by filing date | |
| AMBARELLA INC | G037AX101 | SHS | 100 | $3,000 | thousands by filing date | call |
| EATON VANCE FLTG RATE INCOM | 278284104 | COM SHS BEN INT | 150 | $3,000 | thousands by filing date | |
| 8X8 INC | 282914100 | COMMON STOCK | 330 | $3,000 | thousands by filing date | |
| CNB FINANCIAL CORP PA | 126128107 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| CREXENDO INC | 226552107 | COMMON STOCK | 1,013 | $3,000 | thousands by filing date | |
| CASS INFORMATION SYSTEMS INC | 14808P109 | COMMON STOCK | 65 | $3,000 | thousands by filing date | |
| XENCOR INC | 98401F105 | COMMON STOCK | 300 | $3,000 | thousands by filing date | |
| COUSINS PROPERTIES INC | 222795106 | COM | 211 | $3,000 | thousands by filing date | |
| CAMBRIA ETF TR | 132061300 | CAMBRIA FGN SHR | 125 | $3,000 | thousands by filing date | |
| UNITED GUARDIAN INC | 910571108 | COM | 100 | $3,000 | thousands by filing date | |
| CANTERBURY PK HLDG CORP | 13811E101 | COM | 325 | $3,000 | thousands by filing date | |
| ACCESS NATIONAL CORP | 004337101 | COMMON STOCK | 200 | $3,000 | thousands by filing date | |
| DENDREON CORP | 24823QAC1 | CORPORATE OBLIG | 4,000 | $3,000 | thousands by filing date | principal |
| EDGIO INC | 53261M104 | COM | 1,000 | $3,000 | thousands by filing date | |
| MFS INTER HIGH INCOME FD | 59318T109 | SH BEN INT | 951 | $3,000 | thousands by filing date | |
| LENDINGTREE INC NEW | 894675107 | COM | 100 | $3,000 | thousands by filing date | |
| CONCERT PHARMACEUTICALS INC | 206022105 | COM | 300 | $3,000 | thousands by filing date | |
| MECHEL OAO | 583840103 | SPONSORED ADR | 1,514 | $3,000 | thousands by filing date | |
| SERVICESOURCE INTL LLC | 81763U100 | COM | 527 | $3,000 | thousands by filing date | |
| CRAY INC | 225223304 | COM NEW | 125 | $3,000 | thousands by filing date | |
| BENEFICIAL MUTUAL BANCORP IN | 08173R104 | COM | 200 | $3,000 | thousands by filing date | |
| GOLD STD VENTURES CORP | 380738104 | COM | 3,420 | $3,000 | thousands by filing date | |
| OM GROUP INC | 670872100 | COM | 91 | $3,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 300 | $3,000 | thousands by filing date | |
| FURMANITE CORPORATION | 361086101 | COM | 283 | $3,000 | thousands by filing date | |
| RDA MICROELECTRONICS INC | 749394102 | SPONSORED ADR | 190 | $3,000 | thousands by filing date | |
| MARKETO INC | 57063L107 | COM | 100 | $3,000 | thousands by filing date | |
| JA SOLAR HOLDINGS CO LTD | 466090206 | SPON ADR REP5ORD | 300 | $3,000 | thousands by filing date | |
| RADISYS CORP | 750459109 | COM | 835 | $3,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN MEDI | 73935X823 | COM | 115 | $3,000 | thousands by filing date | |
| CAPSTONE TURBINE CORP COM | 14067D102 | COM | 2,000 | $3,000 | thousands by filing date | |
| FIRST NBC BK HLDG CO COM | 32115D106 | COM | 93 | $3,000 | thousands by filing date | |
| VRINGO INC | 92911N104 | COM | 1,000 | $3,000 | thousands by filing date | |
| REALNETWORKS INC | 75605L708 | COM | 422 | $3,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 100 | $3,000 | thousands by filing date | |
| OCEAN POWER TECHNOLOGIES INC | 674870308 | COM | 2,221 | $3,000 | thousands by filing date | |
| IDERA PHARMACEUTICALS INC | 45168K306 | COM | 1,000 | $3,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 181 | $3,000 | thousands by filing date | |
| VISION-SCIENCES INC | 927912105 | COM | 2,500 | $3,000 | thousands by filing date | |
| NAVISTAR INTL CORP | 63934EAL2 | NOTE | 3,000 | $3,000 | thousands by filing date | principal |
| SALIX PHARMACEUTICALS INC SR NT CONV DTD 6/3/2010 2.75% 5/15/2015 | 795435AC0 | CONVERTIBLE | 1,000 | $3,000 | thousands by filing date | principal |
| VOLTARI CORP NEW | 92870X309 | COM | 1,691 | $3,000 | thousands by filing date | |
| QUEST RARE MINERALS LTD | 74836T101 | CMN | 9,721 | $3,000 | thousands by filing date | |
| BANK OF AMERICA CORP | 060505153 | CMN | 3,900 | $3,000 | thousands by filing date | |
| SALESFORCE COM INC | 79466LAB0 | BOND | 1,000 | $3,000 | thousands by filing date | principal |
| BARCLAYS BANK PLC | 06739H248 | ETN DJUBS PMET38 | 47 | $3,000 | thousands by filing date | |
| REVENUESHARES ADR | 761396605 | ADR FD | 82 | $3,000 | thousands by filing date | |
| COINSTAR INC | 19259PAF9 | NOTE 4.000% | 2,000 | $3,000 | thousands by filing date | principal |
| PROSHARES TR | 74348A806 | ULT INV GRD CP | 50 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H743 | ETN DJUBSLVSTK37 | 100 | $3,000 | thousands by filing date | |
| ISHARES INC | 464286384 | MSCI EMRG EMEA | 57 | $3,000 | thousands by filing date | |
| ASIA PAC FD INC | 044901106 | COM | 300 | $3,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y108 | 7-10YR TR BEAR | 82 | $3,000 | thousands by filing date | |
| WABASH NATL CORP | 929566AH0 | CNV | 2,000 | $3,000 | thousands by filing date | principal |
| OXYGEN BIOTHERAPEUTICS INC | 69207P308 | COM PAR $0.0001 | 809 | $3,000 | thousands by filing date | |
| NUVEEN CALIF MUNICPAL VALU F | 6706EB106 | COM | 200 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739G851 | IPTH JPY/USD ETN | 55 | $3,000 | thousands by filing date | |
| BARCLAYS BANK PLC | 06739H214 | ETN DJUBS SGAR38 | 51 | $3,000 | thousands by filing date | |
| ENZYMOTEC LTD | M4059L101 | SHS | 191 | $3,000 | thousands by filing date | |
| Coupons Com Inc | 22265J102 | Common Stock | 100 | $3,000 | thousands by filing date | |
| BEAR ST FINL INC | 073844102 | COM | 390 | $3,000 | thousands by filing date | |
| MU 2.375 5/1/32 | 595112AW3 | Bond 30/360P2 U | 1,000 | $3,000 | thousands by filing date | principal |
| ABENGOA SA | 00289R201 | SPONS ADR REP B | 100 | $3,000 | thousands by filing date | |
| Scorpio Bulkers Inc. | Y7546A106 | EQ | 300 | $3,000 | thousands by filing date | |
| ENPHASE ENERGY INC COM | 29355A107 | Stock | 200 | $2,000 | thousands by filing date | |
| TRANSCAT INC | 893529107 | COM | 148 | $2,000 | thousands by filing date | |
| KRANESHARES TRUST | 500767405 | BOSE MSC CHI ETF | 75 | $2,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 30 | $2,000 | thousands by filing date | |
| MICROVISION INC DEL | 594960304 | COM NEW | 750 | $2,000 | thousands by filing date | |
| FORWARD AIR CORP | 349853101 | COM | 52 | $2,000 | thousands by filing date | |
| CAPITALA FIN CORP | 14054R106 | COM | 82 | $2,000 | thousands by filing date | |
| CLIMB GLOBAL SOLUTIONS INC | 946760105 | COMMON STOCK | 108 | $2,000 | thousands by filing date | |
| WISDOMTREE TR | 97717X610 | EURO QTLY DIV GR | 90 | $2,000 | thousands by filing date | |
| MAZOR ROBOTICS LTD | 57886P103 | SPONSORED ADS | 100 | $2,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 250 | $2,000 | thousands by filing date | |
| ALLIANCE ONE INTL | 018772103 | COMMON STOCK | 750 | $2,000 | thousands by filing date | |
| LO JACK CORP | 539451104 | COMMON STOCK | 450 | $2,000 | thousands by filing date | |
| BLACK DIAMOND INC | 09202G101 | COMMON STOCK | 150 | $2,000 | thousands by filing date | |
| CURRENCYSHARES EURO TRUST | 23130C108 | COMMON STOCK | 17 | $2,000 | thousands by filing date | |
| PARKER DRILLING CO | 701081101 | COMMON STOCK | 304 | $2,000 | thousands by filing date | |
| CHIMERIX INC COM | 16934W106 | Stock | 100 | $2,000 | thousands by filing date | |
| CHANGYOU COM LTD | 15911M107 | ADS REP CL A | 81 | $2,000 | thousands by filing date | |
| INCONTACT INC | 45336E109 | COM | 200 | $2,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 28 | $2,000 | thousands by filing date | |
| INTERDIGITAL INC | 458660AB3 | NOTE 2.500% 3/1 | 2,000 | $2,000 | thousands by filing date | principal |
| PAIN THERAPEUTICS INC | 69562K100 | COM | 300 | $2,000 | thousands by filing date | |
| EXELIXIS INC | 30161QAC8 | NOTE 4.250% 8/1 | 2,000 | $2,000 | thousands by filing date | principal |
| MOVE INC | 62458M207 | COM NEW | 150 | $2,000 | thousands by filing date | |
| SHUTTERFLY INC | 82568P304 | COM | 40 | $2,000 | thousands by filing date | |
| ACTUATE CORP | 00508B102 | COM | 400 | $2,000 | thousands by filing date | |
| DIGITAL RIV INC | 25388B104 | COM | 125 | $2,000 | thousands by filing date | |
| IXIA | 45071R109 | COM | 200 | $2,000 | thousands by filing date | |
| CONTINENTAL AIRLS INC | 210795PU8 | NOTE 4.500% 1/1 | 1,000 | $2,000 | thousands by filing date | principal |
| ION GEOPHYSICAL CORP | 462044108 | COM | 503 | $2,000 | thousands by filing date | |
| SIGMA DESIGNS INC | 826565103 | COM | 450 | $2,000 | thousands by filing date | |
| CTC MEDIA INC | 12642X106 | COM | 199 | $2,000 | thousands by filing date | |
| Female Health Company | 314462102 | COM | 400 | $2,000 | thousands by filing date | |
| Peregrine Semiconductor | 71366R703 | COM | 300 | $2,000 | thousands by filing date | |
| MIDDLEBURG FINL CORP COM | 596094102 | COM | 56 | $2,000 | thousands by filing date | |
| STANLEY BLACK & DECKER CON | 854502309 | UNIT 99/99/9999 | 16 | $2,000 | thousands by filing date | principal |
| METALICO INC | 591176102 | COM | 2,000 | $2,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 631 | $2,000 | thousands by filing date | |
| CHINA SOUTHN AIRLS LTD | 169409109 | SPON ADR CL H | 116 | $2,000 | thousands by filing date | |
| REVOLUTION LIGHTING TECHNOLO | 76155G107 | COM | 800 | $2,000 | thousands by filing date | |
| REXAHN PHARMACEUTICALS INC | 761640101 | COM | 1,900 | $2,000 | thousands by filing date | |
| WILLIAMS CLAYTON ENERGY INC | 969490101 | COM | 17 | $2,000 | thousands by filing date | |
| SPEEDWAY MOTORSPORTS INC | 847788106 | COM | 100 | $2,000 | thousands by filing date | |
| SYNACOR INC | 871561106 | COM | 710 | $2,000 | thousands by filing date | |
| STATE AUTO FINANCIAL CORP | 855707105 | COM | 100 | $2,000 | thousands by filing date | |
| PZENA INVESTMENT MANAGM-CL A | 74731Q103 | CLAS | 200 | $2,000 | thousands by filing date | |
| DIANA CONTAINERSHIPS, INC. | Y2069P101 | COMMON STOCK | 744 | $2,000 | thousands by filing date | |
| COMSTOCK MNG INC | 205750102 | COM | 1,200 | $2,000 | thousands by filing date | |
| INTERNET INITIATIVE JAPAN | 46059T109 | COM | 175 | $2,000 | thousands by filing date | |
| BLACKROCK ENHANCED GOVT FD (EGF) | 09255K108 | COM | 150 | $2,000 | thousands by filing date | |
| GREAT NORTHERN IRON OR PPTY | 391064102 | COM | 110 | $2,000 | thousands by filing date | |
| PROSHARES TR | 74347X336 | ULTRASHRT TIPS | 57 | $2,000 | thousands by filing date | |
| NUVEEN MTG OPPTY TERM FD 2 | 67074R100 | COM | 74 | $2,000 | thousands by filing date | |
| DIREXION SHS ETF TR | 25459Y447 | DLYFINBEAR3X NEW | 100 | $2,000 | thousands by filing date | |
| SPDR INDEX SHS FDS | 78463X608 | EUROPE ETF | 42 | $2,000 | thousands by filing date | |
| EGA EMERGING GLOBAL SHS TR EGSHARE EM | 268461621 | DOM | 92 | $2,000 | thousands by filing date | |
| POWERSHARES DYNAMIC | 73935X617 | DYN RETAIL PTF | 45 | $2,000 | thousands by filing date | |
| ISHARES TR | 46432FAK3 | 2020 INVTGR BD | 22 | $2,000 | thousands by filing date | |
| DORAL FINL CORP COM | 25811P852 | COM | 574 | $2,000 | thousands by filing date | |
| USMD HLDGS INC | 903313104 | COM | 148 | $2,000 | thousands by filing date | |
| ACASTI PHARMA INC | 00430K105 | CL A SHS | 1,750 | $2,000 | thousands by filing date | |
| ESCALON MED CORP CMN STK | 296074305 | Cmn | 1,249 | $2,000 | thousands by filing date | |
| LIVEDEAL INC | 538144304 | COM NEW | 500 | $2,000 | thousands by filing date | |
| SOPHIRIS BIO INC F | 83578Q209 | FOREIGN CANADIAN | 738 | $2,000 | thousands by filing date | |
| XCERRA CORP | 98400J108 | COM | 200 | $2,000 | thousands by filing date | |
| BARRACUDA NETWORKS INC | 068323104 | COM | 50 | $2,000 | thousands by filing date | |
| ARGOS THERAPEUTICS INC | 040221103 | COM | 300 | $2,000 | thousands by filing date | |
| ISIS PHARMACEUTICALS INC DEL | 464337AG9 | NOTE 2.75010/0 | 1,000 | $2,000 | thousands by filing date | principal |
| NORDIC AMERN OFFSHORE LTD | Y6366T112 | SHS | 100 | $2,000 | thousands by filing date | |
| MAJESCO ENTERTAINMENT CO COM PAR NEW | 560690307 | Stock | 1,000 | $2,000 | thousands by filing date | |
| CELLADON CORP | 15117E107 | Cmn | 124 | $2,000 | thousands by filing date | |
| BORDERFREE INC | 09970L100 | COM | 100 | $2,000 | thousands by filing date | |
| SUPERTEL HOSPITALITY INC MD | 868526401 | COM NEW ADDED | 1,187 | $2,000 | thousands by filing date | |
| NORTHERN DYNASTY MINERALS LTD COM NEW | 66510M204 | Stock | 1,466 | $1,000 | thousands by filing date | |
| VERACYTE INC COM | 92337F107 | Stock | 37 | $1,000 | thousands by filing date | |
| NMI HLDGS INC | 629209305 | COM | 50 | $1,000 | thousands by filing date | |
| INDEPENDENCE RLTY TR INC | 45378A106 | COM | 100 | $1,000 | thousands by filing date | |
| NATIONAL BK HLDGS CORP | 633707104 | CL A | 37 | $1,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 38 | $1,000 | thousands by filing date | |
| DHT HOLDINGS INC | Y2065G121 | SHS NEW | 224 | $1,000 | thousands by filing date | |
| CHAMPION HOMES INC | 830830105 | COM | 203 | $1,000 | thousands by filing date | |
| BANCO SANTANDER CHILE NEW | 05965X109 | SP ADR REP COM | 26 | $1,000 | thousands by filing date | |
| WHITEHORSE FINANCE INC | 96524V106 | COM | 68 | $1,000 | thousands by filing date | |
| PIONEER DIVERSIFIED HIGH INCOM | 723653101 | COM | 87 | $1,000 | thousands by filing date | |
| AMERICA MOVIL SAB DE CV | 02364W204 | SPONSORED ADR | 45 | $1,000 | thousands by filing date | |
| CLUBCORP HLDGS INC | 18948M108 | COM | 32 | $1,000 | thousands by filing date | |
| LCNB CORP | 50181P100 | COM | 36 | $1,000 | thousands by filing date | |
| HORIZON BANCORP IND | 440407104 | COM | 49 | $1,000 | thousands by filing date | |
| TRICO BANCSHARES | 896095106 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| GALECTIN THERAPEUTICS INC | 363225202 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| KINGSTONE COS INC | 496719105 | COMMON STOCK | 100 | $1,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 26 | $1,000 | thousands by filing date | |
| ORAMED PHARMACEUTICALS INC | 68403P203 | COM NEW | 100 | $1,000 | thousands by filing date | |
| SEMGROUP CORP | 81663A105 | CL A | 19 | $1,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 50 | $1,000 | thousands by filing date | |
| COFFEE HLDG CO INC | 192176105 | COM | 98 | $1,000 | thousands by filing date | |
| CONTROLADORA VUELA COMP DE A | 21240E105 | SPON ADR RP 10 | 138 | $1,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 100 | $1,000 | thousands by filing date | |
| BROADWIND INC | 11161T207 | CMN | 90 | $1,000 | thousands by filing date | |
| ALLSPRING UTILITIES AND HIGH | 94987E109 | WF UTILITIES INC | 100 | $1,000 | thousands by filing date | |
| THERMON GROUP HLDGS INC | 88362T103 | COM | 30 | $1,000 | thousands by filing date | |
| TESCO CORP | 88157K101 | COMMON STOCK-FO | 62 | $1,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 132 | $1,000 | thousands by filing date | |
| JEFFERIES GROUP INC | 472319AG7 | CORPORATE OBLIG | 1,000 | $1,000 | thousands by filing date | principal |
| SANOFI | 80105N113 | COMMON STOCK-FO | 1,889 | $1,000 | thousands by filing date | |
| TEAM HEALTH HOLDINGS INC | 87817A107 | COMMON STOCK | 17 | $1,000 | thousands by filing date | |
| AH BELO CORP | 001282102 | COMMON STOCK | 77 | $1,000 | thousands by filing date | |
| RIGEL PHARMACEUTICALS INC | 766559603 | COMMON STOCK | 222 | $1,000 | thousands by filing date | |
| MONEYGRAM INTL INC | 60935Y208 | COM NEW | 89 | $1,000 | thousands by filing date | |
| WESTMORELAND COAL CO XXX | 960878106 | COM | 15 | $1,000 | thousands by filing date | |
| GLYCOMIMETICS INC | 38000Q102 | COM | 74 | $1,000 | thousands by filing date | |
| ALTISOURCE ASSET MGMT CORP | 02153X108 | COM | 1 | $1,000 | thousands by filing date | |
| TEXAS INDUSTRIES INC | 882491103 | COM | 11 | $1,000 | thousands by filing date | |
| PHARMATHENE INC | 71714G102 | COM | 1,012 | $1,000 | thousands by filing date | |
| IMATION CORP | 45245A107 | COM | 246 | $1,000 | thousands by filing date | |
| PMC-SIERRA INC | 69344F106 | COM | 103 | $1,000 | thousands by filing date | |
| ORAGENICS INC | 684023203 | COM NEW | 500 | $1,000 | thousands by filing date | |
| UNITED TECHNOLOGIES CORP | 913017117 | UNIT 99/99/9999 | 14 | $1,000 | thousands by filing date | principal |
| UNIVERSAL AMERN CORP NEW | 91338E101 | COM | 68 | $1,000 | thousands by filing date | |
| STANLEY FURNITURE CO INC | 854305208 | COM NEW | 421 | $1,000 | thousands by filing date | |
| METABOLIX INC | 591018809 | COM | 1,000 | $1,000 | thousands by filing date | |
| MONSTER WORLDWIDE INC | 611742107 | COM | 101 | $1,000 | thousands by filing date | |
| LUXFER HLDGS PLC | 550678106 | SPONSORED ADR | 71 | $1,000 | thousands by filing date | |
| SPAN AMER MED SYS INC | 846396109 | COM | 35 | $1,000 | thousands by filing date | |
| PROGENICS PHARMACEUTICALS IN | 743187106 | COM | 355 | $1,000 | thousands by filing date | |
| ERA GROUP INC | 26885G109 | COM | 22 | $1,000 | thousands by filing date | |
| AFFYMETRIX INC | 00826T108 | COM | 100 | $1,000 | thousands by filing date | |
| POWERSHARES ETF TRUST DYN NETW | 73935X815 | COM | 31 | $1,000 | thousands by filing date | |
| ROYALE ENERGY INC | 78074G200 | COM NEW | 186 | $1,000 | thousands by filing date | |
| AUTONAVI HLDGS LTD | 05330F106 | SPONSORED ADR | 26 | $1,000 | thousands by filing date | |
| NOVABAY PHARMACEUTICALS INC | 66987P102 | COM | 1,000 | $1,000 | thousands by filing date | |
| VIVUS INC | 928551100 | COM | 100 | $1,000 | thousands by filing date | call |
| HANWHA SOLARONE CO LTD | 41135V103 | SPONSORED ADR | 300 | $1,000 | thousands by filing date | |
| GENERAL STEEL HOLDINGS INC | 370853103 | COM | 585 | $1,000 | thousands by filing date | |
| IMMUNOCELLULAR THERAPEUTICS | 452536105 | COM | 500 | $1,000 | thousands by filing date | |
| ZAZA ENERGY CORP | 98919T100 | COM | 1,450 | $1,000 | thousands by filing date | |
| FIRST CONNECTICUT BANCORP | 319850103 | COM | 49 | $1,000 | thousands by filing date | |
| PACIFIC SUNWEAR OF CALIF | 694873100 | COM | 250 | $1,000 | thousands by filing date | |
| HOOPER HOLMES INC | 439104100 | COM | 1,128 | $1,000 | thousands by filing date | |
| ROYAL BANCSHARES OF PENN-A | 780081105 | CL A | 803 | $1,000 | thousands by filing date | |
| SPARK NETWORKS INC | 84651P100 | COM | 229 | $1,000 | thousands by filing date | |
| CASCADE BANCORP | 147154207 | COM | 204 | $1,000 | thousands by filing date | |
| MOLYCORP INC DEL | 608753AF6 | NOTE 6.000% 9/0 | 1,000 | $1,000 | thousands by filing date | principal |
| RCS CAP CORP | 74937W102 | COM CL A | 28 | $1,000 | thousands by filing date | |
| FORBES ENERGY SVCS LTD | 345143101 | COM | 250 | $1,000 | thousands by filing date | |
| CHEMBIO DIAGNOSTICS | 163572209 | COM | 187 | $1,000 | thousands by filing date | |
| WAVE SYSTEMS CORP-CL A | 943526400 | COMMON | 1,025 | $1,000 | thousands by filing date | |
| REDIFFCOM INDIA LTD | 757479100 | ADR | 171 | $1,000 | thousands by filing date | |
| Concord Med Svcs Hldgs Ltd | 206277105 | Sponsored ADR | 74 | $1,000 | thousands by filing date | |
| DYNEGY INC WARRANT | 26817R116 | WARRANT | 169 | $1,000 | thousands by filing date | |
| GLOBAL X GOLD(GLDX) | 37950E283 | ETF | 85 | $1,000 | thousands by filing date | |
| PACIFIC ETHANOL INC PAR $.001 | 69423U305 | COM | 72 | $1,000 | thousands by filing date | |
| AIRMEDIA GROUP INC | 009411109 | ADR | 493 | $1,000 | thousands by filing date | |
| BOX SHIPS INC | Y09675102 | CMN | 870 | $1,000 | thousands by filing date | |
| BARCLAYS BK PLC | 06738G407 | ETN DJUBS IND MT | 40 | $1,000 | thousands by filing date | |
| PROSHARES TR | 74348A616 | PSHS ULCONSM NEW | 49 | $1,000 | thousands by filing date | |
| GYRODYNE CO AMER INC | 403820103 | COM | 250 | $1,000 | thousands by filing date | |
| Full Circle Capital Corp. | 359671104 | COM | 93 | $1,000 | thousands by filing date | |
| LE GAGA HLDGS LTD | 521168104 | SPONSORED ADR | 160 | $1,000 | thousands by filing date | |
| SEQUANS COMMUNICATIONS SA | 817323108 | COM | 800 | $1,000 | thousands by filing date | |
| CHINA DIGITAL TV HLDG CO LTD | 16938G107 | SPONSORED ADR | 172 | $1,000 | thousands by filing date | |
| TCF FINANCIAL CORP-CW18 | 872275128 | WTS | 200 | $1,000 | thousands by filing date | |
| NET ELEMENT INTL INC | 64111R102 | CMN | 264 | $1,000 | thousands by filing date | |
| KONGZHONG CORP | 50047P104 | CMN | 166 | $1,000 | thousands by filing date | |
| GREENHUNTER ENERGY INC-REDH | 39530A104 | COM | 299 | $1,000 | thousands by filing date | |
| MARKET VECTORS ETF TR | 57060U415 | COLUMBIA ETF | 28 | $1,000 | thousands by filing date | |
| FIRST TR NASDAQ SMART PHONE | 33737K106 | COM SHS | 21 | $1,000 | thousands by filing date | |
| DIGITAL ALLY INC | 25382P208 | COM NEW | 296 | $1,000 | thousands by filing date | |
| CANCER GENETICS INC. | 13739u104 | COM | 49 | $1,000 | thousands by filing date | |
| GALMED PHARMACEUTICALS LTD | M47238106 | SHS | 61 | $1,000 | thousands by filing date | |
| LUMENIS LTD | M6778Q121 | SHS CL B | 95 | $1,000 | thousands by filing date | |
| SURGICAL CARE AFFILIATES INC COM | 86881L106 | Stock | 27 | $1,000 | thousands by filing date | |
| FIRST MARBLEHEAD CORP COM NEW | 320771207 | Stock | 175 | $1,000 | thousands by filing date | |
| SPDR SER TR | 78468R879 | BLOOMBERG 0 5 YR | 28 | $1,000 | thousands by filing date | |
| SIZMEK INC | 83013P105 | COM | 82 | $1,000 | thousands by filing date | |
| GABELLI HLTHCARE & WELLNESS TRUST | 36246K137 | RTS | 3,298 | $1,000 | thousands by filing date | |
| BIOLIFE SOLUTIONS INC COM NEW | 09062W204 | Stock | 72 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MAGIC SOFTWARE ENTERPRISES LTD ORD | 559166103 | Stock | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTPATH TECHNOLOGIES INC | 532257805 | COM CL A | 26 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACCURAY INC DEL | 004397105 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTMAN KODAK CO | 277461406 | COM NEW | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNIVERSAL TECHNICAL INST INC | 913915104 | COM | 37 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BLUEBIRD BIO INC | 09609G100 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NORWOOD FINANCIAL CORP | 669549107 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| UNITY BANCORP INC | 913290102 | COMMON STOCK | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VALUE LINE INC | 920437100 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LANTRONIX INC | 516548203 | COMMON STOCK | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VISTA GOLD CORP | 927926303 | COMMON STOCK | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ACME UNITED CORP | 004816104 | COMMON STOCK | 5 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| RGC RESOURCES INC | 74955L103 | COMMON STOCK | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IDENTIV INC | 45170X205 | COM NEW | 8 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERISERV FINL INC | 03074A102 | COM | 60 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARNWELL INDS INC | 068221100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSP INC | 126389105 | CMN | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ATA CREATIVITY GLOBAL | 00211V106 | SPONSORED ADS | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PIMCO GLOBAL STOCKPLUS INCOM | 722011103 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EDUCATIONAL DEV CORP | 281479105 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MANNATECH INC | 563771203 | COM NEW | 51 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AIR T INC | 009207101 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AEROFLEX HOLDING CORP | 007767106 | COMMON STOCK | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ASTROTECH CORP | 046484101 | COMMON STOCK | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AGENUS INC | 00847G705 | COM NEW | 9 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TETRALOGIC PHARMACEUTICALS COR | 88165U109 | COMMON | 64 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INUVO INC | 46122W204 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CITIZENS HLDG CO MISS | 174715102 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| FORWARD INDUSTRIES INC COM NEW | 349862300 | Stock | 124 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CODORUS VY BANCORP INC | 192025104 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CENTRAL VY CMNTY BANCORP | 155685100 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ICG GROUP INC | 44928D108 | COM | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PENDRELL CORP | 70686R104 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA TECHFAITH WIRLS COMM T | 169424108 | SPONSORED ADR | 81 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PHH CORP | 693320202 | COM NEW | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENZON PHARMACEUTICALS INC | 293904108 | COM | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EPIZYME INC | 29428V104 | COM | 13 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBASSADORS GROUP INC | 023177108 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DERMA SCIENCES INC | 249827502 | COM PAR $.01 | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIVERSICARE HEALTHCARE SVCS | 255104101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERMOLECULAR INC | 45882D109 | COM | 100 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GSE SYS INC | 36227k106 | COM | 33 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| YANZHOU COAL MNG CO LTD | 984846105 | SPON ADR H SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BARCLAYS BANK PLC ETN IPTH NTR | 06739H644 | COM | 155 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LIGHTINTHEBOX HOLDING CO LTD SPONSORED ADR | 53225G102 | COM | 28 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HELIOS STRATEGIC INCOME FD I | 42328A203 | COM NEW | 56 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| HOUSTON AMERN ENERGY CORP | 44183U100 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OI S.A. | 670851104 | SPONSORED ADR | 286 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SILVER BULL RES INC | 827458100 | COM | 157 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TENGASCO INC | 88033R205 | COM NEW | 325 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| DIGIRAD CORP | 253827109 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EASTERN VA BANKSHARES INC | 277196101 | COM | 76 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NEUBERGER BERMAN NY INT MUN | 64124K102 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| APRICUS BIOSCIENCES INC | 03832V109 | COM | 66 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LUCAS ENERGY INC | 549333201 | COM NEW | 131 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| THESTREET INC | 88368Q103 | COM | 177 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CORPBANCA | 21987A209 | SPONSORED ADR | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PREMIER EXIBITIONS INC | 74051E102 | COM | 91 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COBRA ELECTRONICS CORP | 191042100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| GOLDEN ENTERPRISES | 381010107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ENGLOBAL CORP | 293306106 | COM | 18 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EVERYWARE GLOBAL INC | 300439106 | COM | 58 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MODUSLINK GLOBAL SOLUTIONS I | 60786L107 | COM | 50 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ORBIT INTERNATIONAL CORP | 685559304 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BEASLEY BROADCAST GRP INC -A | 074014101 | CL A | 63 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| KIPS BAY MEDICAL INC | 49726K105 | COM | 19 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| VIDEO DISPLAY CORP | 926555103 | COM | 101 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUNLINK HEALTH SYSTEMS INC | 86737U102 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PULSE ELECTRONICS CORP | 74586W205 | COM | 11 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INFOSONICS CORP | 456784107 | COM | 32 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OCULUS INNOVATIVE SCIENCES I | 67575P207 | COM NEW | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| USEC INC | 90333E207 | COMMON | 40 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SIFY TECHNOLOGIES LTD | 82655M107 | ADR | 84 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ONEIDA FINL CORP MD | 682479100 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMERICAN ELECTRIC TECHNOLOGIES | 025576109 | COMM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA SUNERGY CO LTD | 16942X302 | SPONSORED ADR NE | 29 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SYNTHESIS ENERGY SYS INC | 871628103 | COM | 88 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| LAPORTE BANCORP INC MD | 516651106 | COM | 4 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CSR PLC | 12640Y205 | SPONSORED ADR | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| REVETT MINERALS INC | 761505205 | COM NEW | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| MONARCH FINANCIAL HOLDINGS | 60907Q100 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CCA INDUSTRIES INC | 124867102 | COMM STK | 23 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| BRIDGELINE DIGITAL INC | 10807Q205 | COM | 466 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ECHO THERAPEUTICS INC | 27876L206 | COM NEW | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IBIO INC | 451033104 | COM | 38 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SUPERCONDUCTOR TECHNOLOGIES | 867931404 | COM PAR $0.001 | 7 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| QAD INC-B | 74727D207 | Common | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| SEMILEDS CORP | 816645105 | COM | 41 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ISHARES INC | 464286459 | EMKTS VALU IDX | 10 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COUNTRY STYLE COOKING REST ADR | 22238M109 | ADR-EMG MKT | 21 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| IFM INVTS LTD | 45172L209 | ADS CL A NEW | 30 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| AMBIENT CORP | 02318N201 | COM | 2 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRESUD SA COMERCIAL | P3311R192 | *W EXP 05/22/201 | 2,390 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA CERAMICS CO LTD | G2113X100 | SHS | 3,000 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| OLD POINT FINL CORP | 680194107 | COM | 6 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| TIGERLOGIC CORPORATION | 8867EQ101 | COM | 189 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| COMMUNITY BANKERS TRUST CORP | 203612106 | COM | 75 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTELLIPHARMACEUTICS INTERNA | 458173101 | CMN | 69 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CHINA HGS REAL ESTATE INC | 16948W100 | COM | 20 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INTERNET PATENTS CORP | 46063G101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| CRYSTAL ROCK HLDGS INC | 22940F103 | COM | 400 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032724 | this filing | 2014-08-14 | acceptance time not in the bulk data set |