13F-HR filed by PRELUDE CAPITAL MANAGEMENT, LLC
PRELUDE CAPITAL MANAGEMENT, LLC filed this 13F-HR for the quarter ended 2014-06-30, filed 2014-08-14, with 1,886 holding rows worth $756,046,000.
- Accession
- 0001140361-14-032499
- Filer
- CIK 1387508
- Filed
- 2014-08-14
- Accepted by EDGAR
- acceptance time not in the bulk data set
- Ingested
- Source
- SEC quarterly data set
13F report for Q2 2014
A holdings report, 1,886 entries on the cover page, a total value of $756,046,000 stated on the cover page (in dollars after the unit check, H1), rows summing to $755,900,000 with VALUE read as thousands by filing date, 13F file number 028-12257. The quarter's positions are built on this report. The resolved quarter.
The information table after summing rows of one CUSIP and put or call (H4), with the CUSIP and issuer name as filed. Values in dollars after the unit check (method).
| Issuer as filed | CUSIP | Class | Amount | Value | Value read as | Type |
|---|---|---|---|---|---|---|
| HHGREGG INC | 42833L108 | COM | 3,800 | $39,000 | thousands by filing date | |
| LIFELOCK INC COM | 53224V100 | COM | 2,800 | $39,000 | thousands by filing date | |
| AU OPTRONICS CORP | 002255107 | SPONSORED ADR | 9,300 | $39,000 | thousands by filing date | |
| ALASKA AIR GROUP INC COM | 011659109 | Stock | 400 | $38,000 | thousands by filing date | |
| PARKER-HANNIFIN CORP COM | 701094104 | Stock | 300 | $38,000 | thousands by filing date | |
| FLOWERS FOODS INC COM | 343498101 | Stock | 1,800 | $38,000 | thousands by filing date | |
| JETBLUE AWYS CORP | 477143101 | COM | 3,500 | $38,000 | thousands by filing date | |
| ABM INDS INC | 000957100 | COM | 1,400 | $38,000 | thousands by filing date | |
| SALLY BEAUTY HLDGS INC | 79546E104 | COM | 1,500 | $38,000 | thousands by filing date | |
| POST HLDGS INC | 737446104 | COM | 750 | $38,000 | thousands by filing date | |
| TEXAS CAP BANCSHARES INC | 88224Q107 | COM | 700 | $38,000 | thousands by filing date | |
| TD AMERITRADE HLDG CORP | 87236Y108 | COM | 1,225 | $38,000 | thousands by filing date | |
| RESOURCES CONNECTION INC | 76122Q105 | COM | 2,900 | $38,000 | thousands by filing date | |
| NATHANS FAMOUS INC NEW | 632347100 | COM | 700 | $38,000 | thousands by filing date | |
| FOSTER LB CO A | 350060109 | COMMON STOCK | 700 | $38,000 | thousands by filing date | |
| PEOPLE'S UNITED FINANCIAL INC | 712704105 | COM | 2,500 | $38,000 | thousands by filing date | |
| WELLTOWER INC | 42217K106 | COM | 600 | $38,000 | thousands by filing date | |
| KAPSTONE PAPER AND PACKAGING C | 48562P103 | COM | 1,140 | $38,000 | thousands by filing date | |
| HOME PROPERTIES INC | 437306103 | COM | 600 | $38,000 | thousands by filing date | |
| THRESHOLD PHARMACEUTICAL INC | 885807206 | COM NEW | 9,500 | $38,000 | thousands by filing date | |
| FIRSTMERIT CORP | 337915102 | COM | 1,900 | $38,000 | thousands by filing date | |
| VICAL INC | 925602104 | COM | 31,300 | $38,000 | thousands by filing date | |
| WESTERN REFNG INC | 959319104 | COM | 1,000 | $38,000 | thousands by filing date | |
| ANGIES LIST INC | 034754101 | COM | 3,200 | $38,000 | thousands by filing date | |
| NATURAL RESOURCE PARTNERS L | 63900P103 | COM UNIT L P | 2,300 | $38,000 | thousands by filing date | |
| ALPHATEC HOLDINGS INC | 02081G102 | COM | 23,500 | $38,000 | thousands by filing date | |
| JUMEI INTL HLDG LTD | 48138L107 | SPONSORED ADR | 1,400 | $38,000 | thousands by filing date | |
| MID AMERICA APARTMENT COMMUNITIES INC. | 59522J103 | Common Stock, par value $0.01 per share | 500 | $37,000 | thousands by filing date | |
| Philip Morris International Inc. | 718172109 | COM | 440 | $37,000 | thousands by filing date | |
| OMEGA HEALTHCARE INVS INC COM | 681936100 | REIT | 1,000 | $37,000 | thousands by filing date | |
| UPBOUND GROUP INC COM | 76009N100 | Stock | 1,300 | $37,000 | thousands by filing date | |
| BLOCK H & R INC COM | 093671105 | Stock | 1,100 | $37,000 | thousands by filing date | |
| NELNET INC | 64031N108 | CL A | 900 | $37,000 | thousands by filing date | |
| DOUGLAS DYNAMICS INC | 25960R105 | COM | 2,100 | $37,000 | thousands by filing date | |
| DOUGLAS EMMETT INC | 25960P109 | COM | 1,300 | $37,000 | thousands by filing date | |
| SANFILIPPO JOHN B & SON INC | 800422107 | COM | 1,400 | $37,000 | thousands by filing date | |
| CHATHAM LODGING TR | 16208T102 | COM | 1,700 | $37,000 | thousands by filing date | |
| COSTAMARE INC | Y1771G102 | SHS | 1,600 | $37,000 | thousands by filing date | |
| HA SUSTAINABLE INFRA CAP INC | 41068X100 | COM | 2,600 | $37,000 | thousands by filing date | |
| TERRENO RLTY CORP | 88146M101 | COM | 1,900 | $37,000 | thousands by filing date | |
| ETHAN ALLEN INTERIORS INC | 297602104 | COM | 1,500 | $37,000 | thousands by filing date | |
| BANKUNITED INC | 06652K103 | COM | 1,100 | $37,000 | thousands by filing date | |
| FULTON FINL CORP PA | 360271100 | COM | 3,000 | $37,000 | thousands by filing date | |
| NLI HOLDINGS INC | 629156407 | COMMON STOCK | 4,000 | $37,000 | thousands by filing date | |
| RAMCO-GERSHENSON PPTYS TR | 751452202 | COM SH BEN INT | 2,200 | $37,000 | thousands by filing date | |
| CYS INVTS INC | 12673A108 | COM | 4,100 | $37,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233101 | COMMON STOCK | 1,400 | $37,000 | thousands by filing date | |
| CORE-MARK HOLDING CO INC | 218681104 | COMMON STOCK | 800 | $37,000 | thousands by filing date | |
| ROOKLINE BANCORP INC DEL | 11373M107 | COM | 4,000 | $37,000 | thousands by filing date | |
| EROS INTL PLC | G3788M114 | SHS NEW | 2,434 | $37,000 | thousands by filing date | |
| COLONY CAP INC | 19624R106 | CL A | 1,600 | $37,000 | thousands by filing date | |
| TEEKAY LNG PARTNERS L P | Y8564M105 | PRTNRSP UNITS | 800 | $37,000 | thousands by filing date | |
| EXCEL TR INC | 30068C109 | COM | 2,800 | $37,000 | thousands by filing date | |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 5,800 | $37,000 | thousands by filing date | call |
| ANNIES INC | 03600T104 | COM | 1,100 | $37,000 | thousands by filing date | |
| WINTHROP REALTY TRUST | 976391300 | SH B | 2,400 | $37,000 | thousands by filing date | |
| FRANKLIN FINANCIAL CORP/VA | 35353C102 | COM | 1,700 | $37,000 | thousands by filing date | |
| Niska Gas Storage Partners L | 654678101 | Unit Ltd Liabi | 2,400 | $37,000 | thousands by filing date | |
| LSB FINL CORP | 501925101 | COM | 872 | $37,000 | thousands by filing date | |
| LEJU HLDGS LTD | 50187J108 | SPONSORED ADS | 3,500 | $37,000 | thousands by filing date | |
| Waste Management, Inc. | 94106L109 | COM | 810 | $36,000 | thousands by filing date | |
| PULTE GROUP INC COM | 745867101 | Stock | 1,800 | $36,000 | thousands by filing date | |
| NOVA LTD COM | M7516K103 | Stock | 3,000 | $36,000 | thousands by filing date | |
| WATSCO INC COM | 942622200 | Stock | 350 | $36,000 | thousands by filing date | |
| STARWOOD PPTY TR INC COM | 85571B105 | REIT | 1,500 | $36,000 | thousands by filing date | |
| SABINE RTY TR | 785688102 | UNIT BEN INT | 600 | $36,000 | thousands by filing date | |
| ENTERPRISE FINL SVCS CORP | 293712105 | COM | 2,000 | $36,000 | thousands by filing date | |
| ENTERCOM COMMUNICATIONS CORP | 293639100 | CL A | 3,400 | $36,000 | thousands by filing date | |
| TC PIPELINES LP | 87233Q108 | UT COM LTD PRT | 700 | $36,000 | thousands by filing date | |
| PAMT CORP | 693149106 | COMMON STOCK | 1,300 | $36,000 | thousands by filing date | |
| SCHNITZER STEEL INDUSTRIES INC | 806882106 | CL A | 1,400 | $36,000 | thousands by filing date | |
| China Yuchai Intl Ltd | G21082105 | COM | 1,700 | $36,000 | thousands by filing date | |
| GOVERNMENT PPTYS INCOME TR | 38376A103 | COM SHS BEN INT | 1,400 | $36,000 | thousands by filing date | |
| TWO HARBORS INVESTMENT CORP | 90187B101 | COMMON STOCK | 3,400 | $36,000 | thousands by filing date | |
| STERIS CORP | 859152100 | COMMON STOCK | 682 | $36,000 | thousands by filing date | |
| CVR Partners, LP | 126633106 | LTD | 1,900 | $36,000 | thousands by filing date | |
| PHARMACYCLICS INC | 716933106 | COM | 400 | $36,000 | thousands by filing date | |
| FEDERAL MOGUL CORP | 313549404 | COM | 1,800 | $36,000 | thousands by filing date | |
| DYNEX CAP INC | 26817Q506 | COM NEW | 4,100 | $36,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 7,900 | $36,000 | thousands by filing date | put |
| FINISH LINE/THE CL A | 317923100 | COM | 1,200 | $36,000 | thousands by filing date | |
| STEIN MART INC | 858375108 | COM | 2,600 | $36,000 | thousands by filing date | |
| FERRELLGAS PARTNERS L.P. | 315293100 | UNIT LTD PART | 1,300 | $36,000 | thousands by filing date | |
| Abbott Laboratories | 002824100 | COM | 850 | $35,000 | thousands by filing date | |
| HARLEY DAVIDSON INC COM | 412822108 | Stock | 500 | $35,000 | thousands by filing date | |
| REGIONS FINANCIAL CORP NEW COM | 7591EP100 | Stock | 3,300 | $35,000 | thousands by filing date | |
| LOGITECH INTL S A SHS | H50430232 | Stock | 2,700 | $35,000 | thousands by filing date | |
| UNIVEST FINANCIAL CORPORATIO | 915271100 | COM | 1,700 | $35,000 | thousands by filing date | |
| MFA FINL INC | 55272X102 | COM | 4,300 | $35,000 | thousands by filing date | |
| HOLLYFRONTIER CORP | 436106108 | COM | 800 | $35,000 | thousands by filing date | |
| Lifetime Brands Inc | 53222Q103 | COM | 2,200 | $35,000 | thousands by filing date | |
| TRANSMONTAIGNE PARTNERS L P | 89376V100 | COM UNIT L P | 800 | $35,000 | thousands by filing date | |
| GOL LINHAS AEREAS INTLG S A | 38045R107 | SP ADR REP PFD | 6,400 | $35,000 | thousands by filing date | |
| EINSTEIN NOAH REST GROUP INC | 28257U104 | COM | 2,200 | $35,000 | thousands by filing date | |
| AEGERION PHARMACEUTICALS INC | 00767E102 | COM | 1,100 | $35,000 | thousands by filing date | |
| ORITANI FINANCIAL CORP | 68633D103 | COM | 2,300 | $35,000 | thousands by filing date | |
| MESA LABS INC COM | 59064R109 | Stock | 400 | $34,000 | thousands by filing date | |
| AGILENT TECHNOLOGIES INC COM | 00846U101 | Stock | 600 | $34,000 | thousands by filing date | |
| ENERSYS COM | 29275Y102 | Stock | 500 | $34,000 | thousands by filing date | |
| ALICO INC | 016230104 | COM | 900 | $34,000 | thousands by filing date | |
| RENEWABLE ENERGY GROUP INC | 75972A301 | COM NEW | 3,000 | $34,000 | thousands by filing date | call |
| ANNALY CAPITAL MANAGEMENT | 035710409 | COM | 3,000 | $34,000 | thousands by filing date | |
| WEIGHT WATCHERS INTL INC | 948626106 | COM | 1,700 | $34,000 | thousands by filing date | |
| HARDINGE INC | 412324303 | COM | 2,700 | $34,000 | thousands by filing date | |
| XERIUM TECHNOLOGIES INC | 98416J118 | COM | 2,400 | $34,000 | thousands by filing date | |
| PAYCHEX INC | 704326107 | COM | 800 | $33,000 | thousands by filing date | |
| QUANTA SVCS INC | 74762E102 | COM | 961 | $33,000 | thousands by filing date | |
| NVE CORP COM NEW | 629445206 | Stock | 600 | $33,000 | thousands by filing date | |
| NICE LTD SPONSORED ADR | 653656108 | ADR | 800 | $33,000 | thousands by filing date | |
| BIOCRYST PHARMACEUTICALS INC COM | 09058V103 | Stock | 2,600 | $33,000 | thousands by filing date | |
| PENNYMAC MTG INVT TR COM | 70931T103 | REIT | 1,500 | $33,000 | thousands by filing date | |
| TRANSDIGM GROUP INC COM | 893641100 | Stock | 200 | $33,000 | thousands by filing date | |
| HACKETT GROUP INC | 404609109 | COM | 5,600 | $33,000 | thousands by filing date | |
| ABIOMED INC | 003654100 | COM | 1,300 | $33,000 | thousands by filing date | |
| ASM INTERNATIONAL NV | N07045102 | Common Stock | 800 | $33,000 | thousands by filing date | |
| AKORN INC | 009728106 | COM | 1,000 | $33,000 | thousands by filing date | |
| CAPELLA EDUCATION CO | 139594105 | COM | 600 | $33,000 | thousands by filing date | |
| QLOGIC CORP | 747277101 | COM | 3,300 | $33,000 | thousands by filing date | |
| REMY INTL INC | 759663107 | COM | 1,400 | $33,000 | thousands by filing date | |
| VITESSE SEMICONDUCTOR CORP | 928497304 | COM NEW | 9,700 | $33,000 | thousands by filing date | |
| VITACOST.COM INC | 92847A200 | COM | 5,300 | $33,000 | thousands by filing date | |
| AERCAP HOLDINGS NV SHS | N00985106 | Stock | 700 | $32,000 | thousands by filing date | |
| CA INC COM | 12673P105 | COM | 1,100 | $32,000 | thousands by filing date | |
| MONOTYPE IMAGING HOLDINGS, INC | 61022P100 | COM | 1,150 | $32,000 | thousands by filing date | |
| TETRAPHASE PHARMACEUTICALS INC | 88165N105 | COMMON STOCK | 2,400 | $32,000 | thousands by filing date | call |
| NATIONAL CINEMEDIA INC | 635309107 | COM | 1,830 | $32,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 2,000 | $32,000 | thousands by filing date | |
| HORIZON PHARMA INC | 44047T109 | COM | 2,000 | $32,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 6,400 | $32,000 | thousands by filing date | put |
| AMETEK INC COM | 031100100 | Stock | 600 | $31,000 | thousands by filing date | |
| TOOTSIE ROLL INDS INC | 890516107 | COM | 1,050 | $31,000 | thousands by filing date | |
| INGERSOLL-RAND PLC | G47791101 | SHS | 500 | $31,000 | thousands by filing date | |
| REXNORD CORP | 76169B102 | COMMON STOCK | 1,100 | $31,000 | thousands by filing date | |
| CATAMARAN CORP | 148887102 | COM | 700 | $31,000 | thousands by filing date | |
| MADISON SQUARE GARDEN CO | 55826P100 | CL A | 500 | $31,000 | thousands by filing date | |
| FUELCELL ENERGY INC COM | 35952H106 | COM | 12,740 | $31,000 | thousands by filing date | |
| YRC WORLDWIDE INC | 984249607 | COM | 1,110 | $31,000 | thousands by filing date | |
| SCICLONE PHARMACEUTICALS INC | 80862K104 | COM | 5,900 | $31,000 | thousands by filing date | |
| AV HOMES INC | 00234P102 | COM | 1,900 | $31,000 | thousands by filing date | |
| SAREPTA THERAPEUTICS INC | 803607100 | COM | 1,000 | $30,000 | thousands by filing date | |
| NUCOR CORP COM | 670346105 | Stock | 600 | $30,000 | thousands by filing date | |
| INTERNATIONAL PAPER CO COM | 460146103 | Stock | 600 | $30,000 | thousands by filing date | |
| EVOLUTION PETROLEUM CORP | 30049A107 | COMMON STOCK | 2,700 | $30,000 | thousands by filing date | |
| LANDS END INC | 51509F105 | COMMON STOCK | 902 | $30,000 | thousands by filing date | |
| CEVA INC | 157210105 | COMMON STOCK | 2,000 | $30,000 | thousands by filing date | |
| NORTH EUROPEAN OIL RTY TR | 659310106 | SH BEN INT | 1,250 | $30,000 | thousands by filing date | |
| AETNA INC NEW | 00817Y108 | COM | 375 | $30,000 | thousands by filing date | |
| INTRALINKS HLDGS INC | 46118H104 | COM | 3,400 | $30,000 | thousands by filing date | |
| MANULIFE FINL CORP | 56501R106 | COM | 1,440 | $29,000 | thousands by filing date | |
| LIGHT & WONDER INC COM | 80874P109 | Stock | 2,600 | $29,000 | thousands by filing date | call |
| VICOR CORP | 925815102 | COM | 3,500 | $29,000 | thousands by filing date | |
| SANDRIDGE ENERGY INC | 80007P307 | COM | 4,000 | $29,000 | thousands by filing date | |
| QUANTUM CORP | 747906204 | COM DSSG | 23,400 | $29,000 | thousands by filing date | |
| VERA BRADLEY INC | 92335C106 | COM | 1,300 | $28,000 | thousands by filing date | |
| SINOVAC BIOTECH LTD | P8696W104 | SHS | 5,000 | $28,000 | thousands by filing date | |
| ELECTRO SCIENTIFIC INDS | 285229100 | COM | 4,100 | $28,000 | thousands by filing date | |
| ICAD INC | 44934S206 | COM NEW | 4,400 | $28,000 | thousands by filing date | |
| PVH CORPORATION COM | 693656100 | Stock | 230 | $27,000 | thousands by filing date | |
| CEMEX SAB DE CV SPON ADR NEW | 151290889 | ADR | 2,040 | $27,000 | thousands by filing date | |
| ENNIS INC COM | 293389102 | Stock | 1,800 | $27,000 | thousands by filing date | |
| AUTOZONE INC COM | 053332102 | Stock | 50 | $27,000 | thousands by filing date | |
| TIMKEN CO | 887389104 | COM | 400 | $27,000 | thousands by filing date | |
| ANSYS INC COM | 03662Q105 | COM | 350 | $27,000 | thousands by filing date | |
| WADDELL & REED FINL INC | 930059100 | CL A | 425 | $27,000 | thousands by filing date | |
| COMMUNITY HEALTH SYSTEMS INC | 203668108 | COMMON STOCK | 600 | $27,000 | thousands by filing date | |
| EL PASO PIPELINE PARTNERS | 283702108 | COMMON STOCK | 750 | $27,000 | thousands by filing date | |
| WEST CORP | 952355204 | COM | 1,000 | $27,000 | thousands by filing date | |
| PERFECT WORLD CO LTD | 71372U104 | SPON ADR REP B | 1,400 | $27,000 | thousands by filing date | |
| RUBICON MINERALS CORP | 780911103 | COM | 18,170 | $27,000 | thousands by filing date | |
| UNITED NAT FOODS INC COM | 911163103 | Stock | 400 | $26,000 | thousands by filing date | |
| POWELL INDS INC | 739128106 | COM | 400 | $26,000 | thousands by filing date | |
| BRINKS CO | 109696104 | COM | 930 | $26,000 | thousands by filing date | |
| WILLIS LEASE FINANCE CORP | 970646105 | COMMON STOCK | 1,053 | $26,000 | thousands by filing date | |
| Vaneck Vectors Gold Miners ETF | 57060u100 | COM | 1,000 | $26,000 | thousands by filing date | |
| PIKE ELEC CORP | 721283109 | COM | 2,900 | $26,000 | thousands by filing date | |
| HUTCHINSON TECHNOLOGY INC | 448407106 | COM | 10,200 | $26,000 | thousands by filing date | |
| DEAN FOODS CO NEW | 242370203 | COM NEW | 1,500 | $26,000 | thousands by filing date | |
| VEECO INSTRS INC DEL COM | 922417100 | Stock | 679 | $25,000 | thousands by filing date | |
| NEOGENOMICS INC | 64049M209 | COM NEW | 7,500 | $25,000 | thousands by filing date | |
| MGP INGREDIENTS INC NEW | 55303J106 | COM | 3,100 | $25,000 | thousands by filing date | |
| LINDSAY CORPORATION | 535555106 | COM | 300 | $25,000 | thousands by filing date | |
| CLEARFIELD INC | 18482P103 | COMMON STOCK | 1,500 | $25,000 | thousands by filing date | |
| INTREPID POTASH INC | 46121Y102 | COM | 1,500 | $25,000 | thousands by filing date | |
| NIC INC | 62914B100 | COM | 1,600 | $25,000 | thousands by filing date | |
| EXACTECH INC | 30064E109 | COM | 1,000 | $25,000 | thousands by filing date | |
| SILICON IMAGE INC | 82705T102 | COM | 5,000 | $25,000 | thousands by filing date | |
| TRACTOR SUPPLY CO COM | 892356106 | Stock | 400 | $24,000 | thousands by filing date | |
| BLUE NILE INC | 09578R103 | COM | 840 | $24,000 | thousands by filing date | |
| CHINA MING YANG WIND ADR | 16951C108 | EQUITY | 7,100 | $24,000 | thousands by filing date | |
| QUANEX BLDG PRODS CORP COM | 747619104 | Stock | 1,300 | $23,000 | thousands by filing date | |
| OLIN CORP | 680665205 | COM PAR $1 | 870 | $23,000 | thousands by filing date | |
| HARMONIC INC | 413160102 | COM | 3,100 | $23,000 | thousands by filing date | |
| Bowater Inc | 09066L105 | COMMON STOCKS | 7,666 | $23,000 | thousands by filing date | |
| ALPHA NATURAL RESOURCES INC | 02076X102 | COM | 6,260 | $23,000 | thousands by filing date | |
| XOMA CORP DEL | 98419J107 | COM | 5,000 | $23,000 | thousands by filing date | call |
| INVENSENSE INC | 46123D205 | COM | 1,000 | $23,000 | thousands by filing date | call |
| BOB EVANS FARMS | 096761101 | COM | 460 | $23,000 | thousands by filing date | |
| CHEROKEE INC | 16444H102 | COM | 1,500 | $23,000 | thousands by filing date | |
| CINEDIGM CORP COM | 172406100 | COM | 9,375 | $23,000 | thousands by filing date | |
| REPUBLIC SVCS INC COM | 760759100 | Stock | 590 | $22,000 | thousands by filing date | |
| HUMANA INC COM | 444859102 | Stock | 170 | $22,000 | thousands by filing date | |
| NORDIC AMERICAN TANKERS LIMI | G65773106 | COM | 2,310 | $22,000 | thousands by filing date | |
| POZEN INC | 73941U102 | COMMON STOCK | 2,600 | $22,000 | thousands by filing date | |
| NUANCE COMMUNICATIONS INC | 67020Y100 | COM | 1,160 | $22,000 | thousands by filing date | |
| Rentech Nitrogen Partners, LP | 760113100 | LTD | 1,276 | $22,000 | thousands by filing date | |
| TESSCO TECHNOLOGIES INC | 872386107 | COM | 700 | $22,000 | thousands by filing date | |
| CENTERPOINT ENERGY INC | 15189T107 | COM | 840 | $21,000 | thousands by filing date | |
| C H ROBINSON WORLDWIDE IN COM NEW | 12541W209 | Stock | 330 | $21,000 | thousands by filing date | |
| INVESCO LTD SHS | G491BT108 | Stock | 560 | $21,000 | thousands by filing date | |
| AGILYSYS INC | 00847J105 | COM | 1,500 | $21,000 | thousands by filing date | |
| NORTHERN OIL & GAS INC NEV | 665531109 | COM | 1,291 | $21,000 | thousands by filing date | |
| LUBYS CAFETERIAS INC COM | 549282101 | COM | 3,500 | $21,000 | thousands by filing date | |
| HARMAN INTL INDS INC | 413086109 | COM | 200 | $21,000 | thousands by filing date | |
| VALHI INC NEW | 918905100 | COM | 3,300 | $21,000 | thousands by filing date | |
| ONCOTHYREON INC | 682324108 | COM | 6,500 | $21,000 | thousands by filing date | call |
| BHP BILLITON- ADR | 05545E209 | SPONSORED ADR | 600 | $20,000 | thousands by filing date | |
| PLUM CREEK TIMBER CO INC | 729251108 | COM | 440 | $20,000 | thousands by filing date | |
| AQUA AMERICA INC | 03836W103 | COM | 760 | $20,000 | thousands by filing date | |
| SUBURBAN PROPANE PARTNERS L.P. | 864482104 | COM | 440 | $20,000 | thousands by filing date | |
| POLYCOM | 73172K104 | COMMON STOCK | 1,600 | $20,000 | thousands by filing date | |
| CORE LABORATORIES N V | N22717107 | COM | 120 | $20,000 | thousands by filing date | |
| UNIT CORP | 909218109 | COM | 290 | $20,000 | thousands by filing date | |
| ARQULE INC | 04269E107 | COM | 13,100 | $20,000 | thousands by filing date | |
| T.G.C. INDUSTRIES INC | 872417308 | COM | 3,600 | $20,000 | thousands by filing date | |
| HI-CRUSH PARTNERS LP | 428337109 | COM UNIT LTD | 300 | $20,000 | thousands by filing date | |
| ZULILY INC | 989774104 | CL A | 500 | $20,000 | thousands by filing date | |
| DEL MONTE CORP ORD | G36738105 | Stock | 620 | $19,000 | thousands by filing date | |
| MERCURY SYS INC COM | 589378108 | Stock | 1,700 | $19,000 | thousands by filing date | |
| LKQ CORP COM | 501889208 | Stock | 700 | $19,000 | thousands by filing date | |
| GILDAN ACTIVEWEAR INC COM | 375916103 | Stock | 330 | $19,000 | thousands by filing date | |
| CARNIVAL CORP COMMON STOCK | 143658300 | Stock | 500 | $19,000 | thousands by filing date | |
| HANOVER INS GROUP INC COM | 410867105 | Stock | 300 | $19,000 | thousands by filing date | |
| MCGRAW HILL FINL INC | 580645109 | COM | 225 | $19,000 | thousands by filing date | |
| PERCEPTRON INC | 71361F100 | COMMON STOCK | 1,500 | $19,000 | thousands by filing date | |
| RAVEN INDS INC COM | 754212108 | Stock | 570 | $19,000 | thousands by filing date | |
| FOREST CITY ENTERPRISES INC | 345550107 | CL A | 950 | $19,000 | thousands by filing date | |
| COMMONWEALTH REIT | 203233408 | 6.50% PFD CUM CO | 763 | $19,000 | thousands by filing date | |
| RENTECH INC COM | 760112102 | COM | 7,500 | $19,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 1,100 | $19,000 | thousands by filing date | call |
| HOUGHTON MIFFLIN HARCOURT CO | 44157R109 | COM | 1,000 | $19,000 | thousands by filing date | |
| Alliqua BioMedical Inc | 019621200 | COM NEW | 3,400 | $19,000 | thousands by filing date | |
| UNITED BANKSHARES INC WEST VA COM | 909907107 | Stock | 570 | $18,000 | thousands by filing date | |
| REVVITY INC | 714046109 | COM | 390 | $18,000 | thousands by filing date | |
| BARRICK GOLD CORP | 067901108 | COM | 1,000 | $18,000 | thousands by filing date | |
| HEALTH INS INNOVATIONS INC | 42225K106 | COM CL A | 1,500 | $18,000 | thousands by filing date | |
| C F FINANCIAL CORP | 12466Q104 | COMMON STOCK | 500 | $18,000 | thousands by filing date | |
| PROFIRE ENERGY INC | 74316X101 | COM | 4,000 | $18,000 | thousands by filing date | |
| CIBER INC | 17163B102 | COM | 3,600 | $18,000 | thousands by filing date | |
| BOOZ ALLEN HAMILTON HLDG CORP CL A | 099502106 | Stock | 800 | $17,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 500 | $17,000 | thousands by filing date | |
| ACCELERON PHARMA INC | 00434H108 | COM | 500 | $17,000 | thousands by filing date | call |
| UNIVERSAL INS HLDGS INC | 91359V107 | COM | 1,300 | $17,000 | thousands by filing date | |
| OPPENHEIMER HOLDINGS CL A | 683797104 | COMMON STOCK | 700 | $17,000 | thousands by filing date | |
| ADVANTAGE OIL & GAS LTD | 00765F101 | COMMON STOCK-FO | 2,470 | $17,000 | thousands by filing date | |
| Biglari Holdings | 08986r101 | COM | 40 | $17,000 | thousands by filing date | |
| SYKES ENTERPRISES INC COM | 871237103 | Stock | 800 | $17,000 | thousands by filing date | |
| ONCOGENEX PHARMACEUTICALS IN | 68230A106 | COM | 4,633 | $17,000 | thousands by filing date | |
| MKS INC. COM | 55306N104 | Stock | 500 | $16,000 | thousands by filing date | |
| PEMBINA PIPELINE CORP COM | 706327103 | Stock | 370 | $16,000 | thousands by filing date | |
| COMMERCIAL METALS CO COM | 201723103 | Stock | 900 | $16,000 | thousands by filing date | |
| REINSURANCE GROUP AMER INC COM NEW | 759351604 | Stock | 200 | $16,000 | thousands by filing date | |
| CAE INC COM | 124765108 | Stock | 1,210 | $16,000 | thousands by filing date | |
| GREIF INC | 397624107 | CL A | 300 | $16,000 | thousands by filing date | |
| FLOWSERVE CORP | 34354P105 | COM | 220 | $16,000 | thousands by filing date | |
| VALLEY NATL BANCORP | 919794107 | COM | 1,640 | $16,000 | thousands by filing date | |
| PORTLAND GEN ELEC CO | 736508847 | COM NEW | 450 | $16,000 | thousands by filing date | |
| TESARO INC | 881569107 | COM | 500 | $16,000 | thousands by filing date | |
| DIEBOLD NXDF INC | 253651103 | COM | 400 | $16,000 | thousands by filing date | |
| BRAVO BRIO RESTAURANT GROUP | 10567B109 | COMMON STOCK | 1,000 | $16,000 | thousands by filing date | |
| FIRST LONG IS CORP | 320734106 | COM | 400 | $16,000 | thousands by filing date | |
| METALICO INC | 591176102 | COM | 13,100 | $16,000 | thousands by filing date | |
| APPLIED INDL TECHNOLOGIES INC COM | 03820C105 | Stock | 290 | $15,000 | thousands by filing date | |
| ATMOS ENERGY CORP COM | 049560105 | Stock | 275 | $15,000 | thousands by filing date | |
| BROOKFIELD ASSET MANAGEMENT IN | 112585104 | CL A LTD VT SH | 350 | $15,000 | thousands by filing date | |
| THOMSON REUTERS CORP | 884903105 | COM | 410 | $15,000 | thousands by filing date | |
| LSI INDUSTRIES INC | 50216C108 | COMMON STOCK | 1,900 | $15,000 | thousands by filing date | |
| DENNYS CORP | 24869P104 | COM | 2,248 | $15,000 | thousands by filing date | |
| ALBERTSONS CO SHS CL A CLASS CLASS A | 039380100 | COM | 4,000 | $15,000 | thousands by filing date | |
| ACCESS MIDSTREAM PARTNERS L | 00434L109 | UNIT | 231 | $15,000 | thousands by filing date | |
| NQ MOBILE INC | 64118U108 | ADR REPR CL A | 2,400 | $15,000 | thousands by filing date | put |
| GLOBE SPECIALTY METALS INC | 37954N206 | COM | 700 | $15,000 | thousands by filing date | |
| BIO REFERENCE LABS INC | 09057G602 | COM | 500 | $15,000 | thousands by filing date | call |
| CVR REFINING LP COM UNIT REPSTG LTD PARTNER | 12663P107 | COM | 600 | $15,000 | thousands by filing date | call |
| BALTIC TRADING LTD | Y0553W103 | COM | 2,500 | $15,000 | thousands by filing date | |
| ELONG - ADR | 290138205 | ADR | 700 | $15,000 | thousands by filing date | |
| FRANCO NEV CORP COM | 351858105 | Stock | 250 | $14,000 | thousands by filing date | |
| IPG PHOTONICS CORP | 44980X109 | COM | 200 | $14,000 | thousands by filing date | |
| OREXIGEN THERAPEUTICS INC | 686164104 | COMMON STOCK | 2,200 | $14,000 | thousands by filing date | call |
| IGNYTA INC | 451731103 | COM | 1,500 | $14,000 | thousands by filing date | |
| AVNET INC COM | 053807103 | Stock | 300 | $13,000 | thousands by filing date | |
| POLARIS INC COM | 731068102 | Stock | 100 | $13,000 | thousands by filing date | |
| UGI CORP NEW COM | 902681105 | Stock | 250 | $13,000 | thousands by filing date | |
| BANK MONTREAL MEDIUM COM | 063671101 | Stock | 170 | $13,000 | thousands by filing date | |
| COMPUGEN LTD | M25722105 | ORD | 1,500 | $13,000 | thousands by filing date | call |
| JIVE SOFTWARE INC | 47760A108 | COM | 1,500 | $13,000 | thousands by filing date | call |
| NYMOX PHARMACEUTICAL CORP | 67076P102 | CMN | 2,560 | $13,000 | thousands by filing date | |
| CHINA BIOLOGIC PRODUCTS INC | 16938C106 | COMM STK | 300 | $13,000 | thousands by filing date | |
| EVERCORE INC CLASS A | 29977A105 | Stock | 200 | $12,000 | thousands by filing date | |
| POWER INTEGRATIONS INC COM | 739276103 | Stock | 200 | $12,000 | thousands by filing date | |
| GLADSTONE COMMERCIAL CORP | 376536108 | COM | 660 | $12,000 | thousands by filing date | |
| CREDIT ACCEP CORP MICH | 225310101 | COM | 100 | $12,000 | thousands by filing date | |
| ELLSWORTH GROWTH AND INCOME FU | 289074106 | COM | 1,391 | $12,000 | thousands by filing date | |
| CELSUS THERAPEUTICS PLC | 15119A202 | COM | 2,000 | $12,000 | thousands by filing date | |
| CANADIAN IMPERIAL BANK OF COMM COM | 136069101 | Stock | 120 | $11,000 | thousands by filing date | |
| RIO TINTO PLC SPONSORED ADR | 767204100 | ADR | 200 | $11,000 | thousands by filing date | |
| WABCO HLDGS INC | 92927K102 | COM | 100 | $11,000 | thousands by filing date | |
| VALIDUS HOLDINGS LTD | G9319H102 | COM SHS | 300 | $11,000 | thousands by filing date | |
| ALTISOURCE PORTFOLIO SOLNS S | L0175J104 | REG SHS | 100 | $11,000 | thousands by filing date | |
| LAKE SHORE GOLD CORP | 510728108 | COM | 11,980 | $11,000 | thousands by filing date | |
| MENTOR GRAPHICS CORP | 587200106 | COM | 500 | $11,000 | thousands by filing date | |
| INVENSENSE INC | 46123D205 | COM | 500 | $11,000 | thousands by filing date | |
| STARRETT (L.S.) CO -CL A | 855668109 | CL A | 700 | $11,000 | thousands by filing date | |
| ALLIANCE FIBER OPTIC PRODUCT | 018680306 | COM | 600 | $11,000 | thousands by filing date | |
| FIRSTSERVICE CORP | 33761N109 | SUB VTG SH | 210 | $11,000 | thousands by filing date | |
| INTERDIGITAL INC COM | 45867G101 | Stock | 200 | $10,000 | thousands by filing date | |
| FOSSIL GROUP INC | 34988V106 | COMMON STOCK | 100 | $10,000 | thousands by filing date | |
| ELLIS PERRY INTL INC | 288853104 | COM | 600 | $10,000 | thousands by filing date | |
| Ampio Pharmaceuticals | 03209T109 | COM | 1,200 | $10,000 | thousands by filing date | put |
| PARKERVISION INC | 701354102 | COM | 6,655 | $10,000 | thousands by filing date | |
| BRIDGE BANCORP INC | 108035106 | COM | 400 | $10,000 | thousands by filing date | |
| CROSSROADS SYS INC | 22765d209 | COM NEW | 3,000 | $10,000 | thousands by filing date | |
| Vertex Pharmaceuticals Incorporated | 92532F100 | COM | 100 | $9,000 | thousands by filing date | call |
| ROYAL BK CDA COM | 780087102 | Stock | 130 | $9,000 | thousands by filing date | |
| PACIRA BIOSCIENCES INC COM | 695127100 | Stock | 100 | $9,000 | thousands by filing date | |
| CERAGON NETWORKS LTD ORD | M22013102 | Stock | 3,400 | $9,000 | thousands by filing date | call |
| CROWN CRAFTS INC | 228309100 | COM | 1,100 | $9,000 | thousands by filing date | |
| MOUNTAIN PROV DIAMONDS INC COM NEW ISIN #CA62426E4022 SEDOL #2607948 | 62426E402 | Equities | 1,900 | $9,000 | thousands by filing date | |
| PENNEY J C INC | 708160106 | COM | 1,000 | $9,000 | thousands by filing date | |
| HINGHAM INSTN SVGS MASS | 433323102 | COM | 100 | $8,000 | thousands by filing date | |
| NORTHRIM BANCORP INC | 666762109 | COMMON STOCK | 300 | $8,000 | thousands by filing date | |
| Lincoln National Corporat | 524901105 | COM | 150 | $8,000 | thousands by filing date | |
| TOWER GROUP INTERNATIONAL LT | G8988C105 | COM | 4,400 | $8,000 | thousands by filing date | put |
| MITCHAM INDS INC COM | 606501104 | COM | 600 | $8,000 | thousands by filing date | |
| CENTER BANCORP INC | 151408101 | COM | 400 | $8,000 | thousands by filing date | |
| DESCARTES SYS GROUP INC COM | 249906108 | Stock | 500 | $7,000 | thousands by filing date | |
| GENCOR INDUSTRIES INC | 368678108 | COMMON STOCK | 600 | $7,000 | thousands by filing date | |
| KEY TRONIC CORP | 493144109 | COM | 700 | $7,000 | thousands by filing date | |
| APCO OIL & GAS INTERNATIONAL | g0471f109 | SHS | 500 | $7,000 | thousands by filing date | |
| EXACT SCIENCES CORP COM | 30063P105 | Stock | 358 | $6,000 | thousands by filing date | |
| PREMIER INC | 74051N102 | CL A | 200 | $6,000 | thousands by filing date | |
| GLOBALSTAR INC | 378973408 | COM | 1,500 | $6,000 | thousands by filing date | call |
| NEPTUNE TECHNOLOGIES BIORESO | 64077P108 | COM | 2,000 | $6,000 | thousands by filing date | call |
| HERON THERAPEUTICS INC | 427746102 | COM | 400 | $5,000 | thousands by filing date | |
| MARATHON OIL CORP | 565849106 | COM | 130 | $5,000 | thousands by filing date | |
| TELEPHONE & DATA SYS INC | 879433829 | COM NEW | 200 | $5,000 | thousands by filing date | |
| BALCHEM CORP | 057665200 | COM | 100 | $5,000 | thousands by filing date | |
| UFP TECHNOLOGIES INC | 902673102 | COM | 200 | $5,000 | thousands by filing date | |
| GREATBATCH INC | 39153L106 | COM | 100 | $5,000 | thousands by filing date | |
| Alcobra Ltd | M2239P109 | SHS | 300 | $5,000 | thousands by filing date | put |
| TG THERAPEUTICS INC COM | 88322Q108 | Stock | 425 | $4,000 | thousands by filing date | |
| Delta Apparel Inc | 247368103 | COM | 300 | $4,000 | thousands by filing date | |
| PC TEL INC | 69325Q105 | COM | 500 | $4,000 | thousands by filing date | |
| PARKERVISION INC | 701354102 | COM | 2,500 | $4,000 | thousands by filing date | call |
| LIFEVANTAGE CORP | 53222K106 | COM | 3,098 | $4,000 | thousands by filing date | |
| GEEKNET INC | 36846Q203 | COM | 300 | $4,000 | thousands by filing date | |
| EASTMAN CHEM CO COM | 277432100 | Stock | 30 | $3,000 | thousands by filing date | |
| MUELLER INDS INC COM | 624756102 | Stock | 100 | $3,000 | thousands by filing date | |
| BANCROFT FUND LIMITED | 059695106 | COM | 162 | $3,000 | thousands by filing date | |
| FREIGHTCAR AMER INC | 357023100 | COM | 100 | $3,000 | thousands by filing date | |
| Great Lakes Dredge & Dock Corp | 390607109 | Common Stock | 350 | $3,000 | thousands by filing date | |
| TARGACEPT INC | 87611R306 | COM | 722 | $3,000 | thousands by filing date | |
| CABOT CORP | 127055101 | COM | 40 | $2,000 | thousands by filing date | |
| SHOE STA GROUP INC | 824889109 | COM | 100 | $2,000 | thousands by filing date | |
| AWARE INC MASS | 05453N100 | CMN | 300 | $2,000 | thousands by filing date | |
| AMERICAN NATL BANKSHARES INC | 027745108 | COM | 100 | $2,000 | thousands by filing date | |
| Washington Prime Group | 939647103 | COM | 125 | $2,000 | thousands by filing date | |
| Coca-Cola Company | 191216100 | COM | 30 | $1,000 | thousands by filing date | |
| IRIDEX CORP | 462684101 | COM | 100 | $1,000 | thousands by filing date | |
| CEMPRA INC | 15130J109 | COM | 100 | $1,000 | thousands by filing date | put |
| VANTAGESOUTH BANCSHARES INC | 92209W105 | COM | 146 | $1,000 | thousands by filing date | |
| BLACKROCK MUN TARGET TERM TR | 09257P105 | COM SHS BEN IN | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY MUNCP INCOME | 67066V101 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| EATON VANCE MUN INCOME TERM | 27829U105 | SHS | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO CALIF VALUE MUNI INCOM | 46132H106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO TR INVT GRADE MUNS | 46131M106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| PACWEST BANCORP DEL | 695263103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN NEW YORK AMT QLT MUNI | 670656107 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| INVESCO PA VALUE MUN INC TR | 46132K109 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| ARIAD PHARMACEUTICALS INC | 04033A100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN QUALITY INC MUNI FUND | 670977107 | mf | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| Ampio Pharmaceuticals | 03209T109 | COM | 3 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN ADVANTAGE FD IN | 67062H106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN MUN MKT OPPORTUNITY | 67062W103 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREM INCOME MUN FD | 67062T100 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN PREM INCOME MUN FD | 67063W102 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
| NUVEEN SELECT QUALITY MUN FD | 670973106 | COM | 1 | $0 | thousands by filing date | Value filed as zero, left out of ratios. |
Amendment chain
| Filing | Role | Filed | Accepted | Ingested |
|---|---|---|---|---|
| 13F-HR 0001140361-14-032499 | this filing | 2014-08-14 | acceptance time not in the bulk data set |